Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENERAL ELECTRIC COGE · Entity 2813 | CEO and Director | September 11, 2018 | September 13, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENERAL ELECTRIC CO
Report date September 11, 2018 · Filed September 13, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 598,495 |
Ending reported balance
After 2018-09-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-09-11 · Exercise / conversion · Acquired 6,000 · Balance 601,162 Row 2 · 2018-09-11 · Tax withholding · Disposed 2,667 · Balance 598,495 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2018-09-11 | Direct | 12,000 |
Reported balance
After 2018-09-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-09-11 · Exercise / conversion · Disposed 6,000 · Balance 12,000 F1: 1 for 1 |
| Common StockSEC Table I · non-derivative | Indirect401(k) plan | 113,215 |
Reported balance
Holding disclosure · report date 2018-09-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 113,215 |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2018 Filed Sep 13, 2018 20:47 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-18-000126 · edgar.xml · derivative · entry 4 Flannery John Leonard · CIK 0001712517 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 6,000 shares Expires 2018-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 11, 2018 Filed Sep 13, 2018 20:47 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 2,667 | $12.35 | $32,937.45 |
DisclosureSEC source: 0001231205-18-000126 · edgar.xml · nonDerivative · entry 2 Flannery John Leonard · CIK 0001712517 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598,495 Read SEC document |
| September 11, 2018 Filed Sep 13, 2018 20:47 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-18-000126 · edgar.xml · nonDerivative · entry 1 Flannery John Leonard · CIK 0001712517 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2018 Filed Sep 11, 2018 20:31 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 5,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-18-000113 · edgar.xml · derivative · entry 4 Flannery John Leonard · CIK 0001712517 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,200 Underlying: Common Stock · 5,400 shares Expires 2018-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 09, 2018 Filed Sep 11, 2018 20:31 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 2,401 | $12.35 | $29,652.35 |
DisclosureSEC source: 0001231205-18-000113 · edgar.xml · nonDerivative · entry 2 Flannery John Leonard · CIK 0001712517 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595,162 Read SEC document |
| September 09, 2018 Filed Sep 11, 2018 20:31 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 5,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-18-000113 · edgar.xml · nonDerivative · entry 1 Flannery John Leonard · CIK 0001712517 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 597,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2018 Filed Jul 26, 2018 20:16 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-18-000090 · edgar.xml · derivative · entry 7 Flannery John Leonard · CIK 0001712517 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2018-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| July 25, 2018 Filed Jul 26, 2018 20:16 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 4,438 | $13.06 | $57,960.28 |
DisclosureSEC source: 0001231205-18-000090 · edgar.xml · nonDerivative · entry 4 Flannery John Leonard · CIK 0001712517 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 592,163 Read SEC document |
| July 25, 2018 Filed Jul 26, 2018 20:16 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-18-000090 · edgar.xml · nonDerivative · entry 3 Flannery John Leonard · CIK 0001712517 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 20:16 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-18-000090 · edgar.xml · derivative · entry 6 Flannery John Leonard · CIK 0001712517 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2018-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 20:16 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 8,876 | $12.99 | $115,299.24 |
DisclosureSEC source: 0001231205-18-000090 · edgar.xml · nonDerivative · entry 2 Flannery John Leonard · CIK 0001712517 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,601 Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 20:16 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-18-000090 · edgar.xml · nonDerivative · entry 1 Flannery John Leonard · CIK 0001712517 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 13:17 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | PurchaseCommon Stock | 60,000 | $18.27 | $1,096,200.00 |
DisclosureSEC source: 0001231205-17-000135 · edgar.xml · nonDerivative · entry 1 Flannery John Leonard · CIK 0001712517 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575,477 Read SEC document |
| September 11, 2017 Filed Sep 12, 2017 20:14 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-17-000103 · edgar.xml · derivative · entry 7 Flannery John Leonard · CIK 0001712517 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock · 6,000 shares Expires 2017-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 11, 2017 Filed Sep 12, 2017 20:14 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 2,819 | $23.75 | $66,951.25 |
DisclosureSEC source: 0001231205-17-000103 · edgar.xml · nonDerivative · entry 4 Flannery John Leonard · CIK 0001712517 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,477 Read SEC document |
| September 11, 2017 Filed Sep 12, 2017 20:14 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-17-000103 · edgar.xml · nonDerivative · entry 3 Flannery John Leonard · CIK 0001712517 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2017 Filed Sep 12, 2017 20:14 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 5,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-17-000103 · edgar.xml · derivative · entry 6 Flannery John Leonard · CIK 0001712517 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,600 Underlying: Common Stock · 5,400 shares Expires 2017-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 09, 2017 Filed Sep 12, 2017 20:14 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 2,534 | $23.79 | $60,283.86 |
DisclosureSEC source: 0001231205-17-000103 · edgar.xml · nonDerivative · entry 2 Flannery John Leonard · CIK 0001712517 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,296 Read SEC document |
| September 09, 2017 Filed Sep 12, 2017 20:14 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 5,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-17-000103 · edgar.xml · nonDerivative · entry 1 Flannery John Leonard · CIK 0001712517 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 20:12 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 600,000 | $0.00 Strike: $24.92 | $0.00 |
DisclosureSEC source: 0001231205-17-000099 · edgar.xml · derivative · entry 1 Flannery John Leonard · CIK 0001712517 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires 2027-09-06 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each beginning on the first anniversary of the grant date. Read SEC document |
| August 08, 2017 Filed Aug 9, 2017 20:52 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | PurchaseCommon Stock | 103,983 | $25.56 | $2,657,805.48 |
DisclosureSEC source: 0001231205-17-000088 · edgar.xml · nonDerivative · entry 1 Flannery John Leonard · CIK 0001712517 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) plan Disclosed balance after: 106,006 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.