GE

SEC source: 0001231205-21-000081 · edgar.xml · derivative · entry 5

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,095

Underlying: Common Stock · 203,095 shares

Expires 2031-03-01

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

SEC source: 0001231205-21-000081 · edgar.xml · derivative · entry 4

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,873

Underlying: Common Stock · 58,873 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

SEC source: 0001231205-21-000083 · edgar.xml · derivative · entry 3

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,668

Underlying: Common Stock · 54,668 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in two equal installments of 50% each on the second and third anniversary of the grant date.

SEC source: 0001231205-21-000052 · edgar.xml · derivative · entry 3

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,212 shares

Expires 2021-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

SEC source: 0001231205-21-000052 · edgar.xml · nonDerivative · entry 2

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,958

SEC source: 0001231205-21-000052 · edgar.xml · nonDerivative · entry 1

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001231205-21-000054 · edgar.xml · derivative · entry 3

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,131 shares

Expires 2021-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

SEC source: 0001231205-21-000054 · edgar.xml · nonDerivative · entry 2

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,612

SEC source: 0001231205-21-000054 · edgar.xml · nonDerivative · entry 1

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001231205-21-000056 · edgar.xml · derivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,471 shares

Expires 2021-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

SEC source: 0001231205-21-000056 · edgar.xml · nonDerivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,590

SEC source: 0001231205-21-000056 · edgar.xml · nonDerivative · entry 1

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001231205-21-000047 · edgar.xml · derivative · entry 4

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,178

Underlying: Common Stock · 13,178 shares

Expires 2021-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

SEC source: 0001231205-21-000047 · edgar.xml · nonDerivative · entry 2

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,568

SEC source: 0001231205-21-000047 · edgar.xml · nonDerivative · entry 1

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001231205-21-000040 · edgar.xml · nonDerivative · entry 2

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,087

SEC source: 0001231205-21-000040 · edgar.xml · nonDerivative · entry 1

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,241,923

F1 · price: Settlement of performance share units granted on December 23, 2019.

SEC source: 0001231205-21-000036 · edgar.xml · derivative · entry 3

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,202

Underlying: Common Stock · 5,202 shares

Expires 2021-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

SEC source: 0001231205-21-000036 · edgar.xml · nonDerivative · entry 2

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,416

SEC source: 0001231205-21-000036 · edgar.xml · nonDerivative · entry 1

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001231205-21-000038 · edgar.xml · derivative · entry 3

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,404

Underlying: Common Stock · 10,404 shares

Expires 2021-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

SEC source: 0001231205-21-000038 · edgar.xml · nonDerivative · entry 2

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,776

SEC source: 0001231205-21-000038 · edgar.xml · nonDerivative · entry 1

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001231205-21-000044 · edgar.xml · derivative · entry 5

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,202

Underlying: Common Stock · 5,202 shares

Expires 2021-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

SEC source: 0001231205-21-000044 · edgar.xml · nonDerivative · entry 2

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,072

SEC source: 0001231205-21-000044 · edgar.xml · nonDerivative · entry 1

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001231205-21-000042 · edgar.xml · derivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,323

Underlying: Common Stock · 8,323 shares

Expires 2021-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

SEC source: 0001231205-21-000042 · edgar.xml · nonDerivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,145

SEC source: 0001231205-21-000042 · edgar.xml · nonDerivative · entry 1

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-000500 · doc4.xml · derivative · entry 2

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,283

Underlying: Common Stock · 4,141 shares

Expires not disclosed

F3 · security: Acquired at a price of $10.87 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F5 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F5 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

SEC source: 0001231205-21-000011 · edgar.xml · derivative · entry 1

Bazin Sebastien · CIK 0001671730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,773

Underlying: Common Stock · 7,132 shares

Expires not disclosed

F1 · security: Acquired at a price of $10.87 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

SEC source: 0001231205-21-000013 · edgar.xml · derivative · entry 1

Carter Ashton B · CIK 0001720660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,521

Underlying: Common Stock · 4,279 shares

Expires not disclosed

F1 · security: Acquired at a price of $10.87 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

SEC source: 0001231205-21-000015 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,448

Underlying: Common Stock · 7,707 shares

Expires not disclosed

F1 · security: Acquired at a price of $10.87 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

SEC source: 0001231205-21-000019 · edgar.xml · derivative · entry 1

LAVIZZO-MOUREY RISA J · CIK 0001034465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,239

Underlying: Common Stock · 4,210 shares

Expires not disclosed

F1 · security: Acquired at a price of $10.87 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

SEC source: 0001231205-21-000017 · edgar.xml · derivative · entry 1

HORTON THOMAS W · CIK 0001175928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,584

Underlying: Common Stock · 4,969 shares

Expires not disclosed

F1 · security: Acquired at a price of $10.87 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

SEC source: 0001231205-21-000021 · edgar.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,231

Underlying: Common Stock · 4,417 shares

Expires not disclosed

F1 · security: Acquired at a price of $10.87 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

SEC source: 0001231205-21-000023 · edgar.xml · derivative · entry 1

Reynolds Paula Rosput · CIK 0001179998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,750

Underlying: Common Stock · 4,900 shares

Expires not disclosed

F1 · security: Acquired at a price of $10.87 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

SEC source: 0001231205-21-000025 · edgar.xml · derivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,953

Underlying: Common Stock · 4,555 shares

Expires not disclosed

F1 · security: Acquired at a price of $10.87 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

SEC source: 0001231205-21-000027 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,563

Underlying: Common Stock · 6,557 shares

Expires not disclosed

F1 · security: Acquired at a price of $10.87 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

SEC source: 0001062993-21-010966 · form4.xml · nonDerivative · entry 1

Reynolds Paula Rosput · CIK 0001179998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,738

F1 · kind: Transaction was inadvertently effected by a broker through a broker managed account without any instruction from or knowledge of the Reporting Person.

F2 · shares: Reflects adjustments made in connection with the 1-for-8 reverse stock split of the Issuer's common stock.

F2 · price: Reflects adjustments made in connection with the 1-for-8 reverse stock split of the Issuer's common stock.

F2 · balance_after: Reflects adjustments made in connection with the 1-for-8 reverse stock split of the Issuer's common stock.

SEC source: 0001209191-20-052779 · doc4.xml · derivative · entry 2

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,072

Underlying: Common Stock · 7,155 shares

Expires not disclosed

F3 · security: Acquired at a price of $6.29 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F5 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F5 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

SEC source: 0001231205-20-000174 · edgar.xml · derivative · entry 1

Bazin Sebastien · CIK 0001671730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,503

Underlying: Common Stock · 12,322 shares

Expires not disclosed

F1 · security: Acquired at a price of $6.29 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

SEC source: 0001231205-20-000176 · edgar.xml · derivative · entry 1

Carter Ashton B · CIK 0001720660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,359

Underlying: Common Stock · 7,393 shares

Expires not disclosed

F1 · security: Acquired at a price of $6.29 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

SEC source: 0001231205-20-000178 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,550

Underlying: Common Stock · 13,316 shares

Expires not disclosed

F1 · security: Acquired at a price of $6.29 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

SEC source: 0001231205-20-000180 · edgar.xml · derivative · entry 1

HORTON THOMAS W · CIK 0001175928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,544

Underlying: Common Stock · 8,586 shares

Expires not disclosed

F1 · security: Acquired at a price of $6.29 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

SEC source: 0001231205-20-000182 · edgar.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,775

Underlying: Common Stock · 7,632 shares

Expires not disclosed

F1 · security: Acquired at a price of $6.29 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

SEC source: 0001231205-20-000184 · edgar.xml · derivative · entry 1

LAVIZZO-MOUREY RISA J · CIK 0001034465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,944

Underlying: Common Stock · 7,274 shares

Expires not disclosed

F1 · security: Acquired at a price of $6.29 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

SEC source: 0001231205-20-000186 · edgar.xml · derivative · entry 1

Reynolds Paula Rosput · CIK 0001179998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,799

Underlying: Common Stock · 8,466 shares

Expires not disclosed

F1 · security: Acquired at a price of $6.29 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

SEC source: 0001231205-20-000188 · edgar.xml · derivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,292

Underlying: Common Stock · 7,870 shares

Expires not disclosed

F1 · security: Acquired at a price of $6.29 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

SEC source: 0001231205-20-000190 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,773

Underlying: Common Stock · 11,328 shares

Expires not disclosed

F1 · security: Acquired at a price of $6.29 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.