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GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
Parsed reports
2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 12, 2021 Filed Nov 16, 2021 21:03 UTC PurchaseCommon Stock 1,000 $107.06 $107,060.00
Disclosure

SEC source: 0001062993-21-010966 · form4.xml · nonDerivative · entry 2

Reynolds Paula Rosput · CIK 0001179998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,363

Read SEC document
October 01, 2021 Filed Oct 1, 2021 20:48 UTC GrantDeferred Fee Phantom Stock Units · Derivative 755 $102.67 $77,515.85
Disclosure

SEC source: 0001062993-21-009076 · form4.xml · derivative · entry 1

Bazin Sebastien · CIK 0001671730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,346

Underlying: Common Stock · 755 shares

Expires not disclosed

F1 · security: Acquired at a price of $102.67 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

F4 · balance_after: Reflects adjustments made in connection with the 1-for-8 reverse stock split of the Issuer's common stock.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 20:49 UTC GrantDeferred Fee Phantom Stock Units · Derivative 453 $102.67 $46,509.51
Disclosure

SEC source: 0001062993-21-009077 · form4.xml · derivative · entry 1

Carter Ashton B · CIK 0001720660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,147

Underlying: Common Stock · 453 shares

Expires not disclosed

F1 · security: Acquired at a price of $102.67 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

F4 · balance_after: Reflects adjustments made in connection with the 1-for-8 reverse stock split of the Issuer's common stock.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 20:49 UTC GrantDeferred Fee Phantom Stock Units · Derivative 816 $102.67 $83,778.72
Disclosure

SEC source: 0001062993-21-009078 · form4.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,621

Underlying: Common Stock · 816 shares

Expires not disclosed

F1 · security: Acquired at a price of $102.67 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

F4 · balance_after: Reflects adjustments made in connection with the 1-for-8 reverse stock split of the Issuer's common stock.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 20:50 UTC GrantDeferred Fee Phantom Stock Units · Derivative 526 $102.67 $54,004.42
Disclosure

SEC source: 0001062993-21-009079 · form4.xml · derivative · entry 1

HORTON THOMAS W · CIK 0001175928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,760

Underlying: Common Stock · 526 shares

Expires not disclosed

F1 · security: Acquired at a price of $102.67 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

F4 · balance_after: Reflects adjustments made in connection with the 1-for-8 reverse stock split of the Issuer's common stock.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 20:52 UTC GrantDeferred Fee Phantom Stock Units · Derivative 694 $102.67 $71,252.98
Disclosure

SEC source: 0001062993-21-009084 · form4.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,912

Underlying: Common Stock · 694 shares

Expires not disclosed

F1 · security: Acquired at a price of $102.67 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

F4 · balance_after: Reflects adjustments made in connection with the 1-for-8 reverse stock split of the Issuer's common stock.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 20:50 UTC GrantDeferred Fee Phantom Stock Units · Derivative 416 $102.67 $42,710.72
Disclosure

SEC source: 0001062993-21-009080 · form4.xml · derivative · entry 1

LAVIZZO-MOUREY RISA J · CIK 0001034465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,523

Underlying: Common Stock · 416 shares

Expires not disclosed

F1 · security: Acquired at a price of $102.67 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

F4 · balance_after: Reflects adjustments made in connection with the 1-for-8 reverse stock split of the Issuer's common stock.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 20:51 UTC GrantDeferred Fee Phantom Stock Units · Derivative 453 $102.67 $46,509.51
Disclosure

SEC source: 0001062993-21-009083 · form4.xml · derivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,599

Underlying: Common Stock · 453 shares

Expires not disclosed

F1 · security: Acquired at a price of $102.67 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

F4 · balance_after: Reflects adjustments made in connection with the 1-for-8 reverse stock split of the Issuer's common stock.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 20:51 UTC GrantDeferred Fee Phantom Stock Units · Derivative 468 $102.67 $48,049.56
Disclosure

SEC source: 0001062993-21-009081 · form4.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,537

Underlying: Common Stock · 468 shares

Expires not disclosed

F1 · security: Acquired at a price of $102.67 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

F4 · balance_after: Reflects adjustments made in connection with the 1-for-8 reverse stock split of the Issuer's common stock.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 20:51 UTC GrantDeferred Fee Phantom Stock Units · Derivative 571 $102.67 $58,624.57
Disclosure

SEC source: 0001062993-21-009082 · form4.xml · derivative · entry 1

Reynolds Paula Rosput · CIK 0001179998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,953

Underlying: Common Stock · 571 shares

Expires not disclosed

F1 · security: Acquired at a price of $102.67 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

F4 · balance_after: Reflects adjustments made in connection with the 1-for-8 reverse stock split of the Issuer's common stock.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 21:03 UTC GrantDeferred Fee Phantom Stock Units · Derivative 438 $102.67 $44,969.46
Disclosure

SEC source: 0001209191-21-058502 · doc4.xml · derivative · entry 2

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,214

Underlying: Common Stock · 438 shares

Expires not disclosed

F4 · security: Acquired at a price of $102.67 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F5 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F6 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F6 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

F1 · balance_after: Reflects adjustments made in connection with the 1-for-8 reverse split of the Issuer's common stock.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:52 UTC
Pecresse JeromeSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 456 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-009085 · form4.xml · derivative · entry 3

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 456 shares

Expires 2021-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:52 UTC
Pecresse JeromeSenior Vice President
Tax withholdingCommon Stock 241 $105.01 $25,307.41
Disclosure

SEC source: 0001062993-21-009085 · form4.xml · nonDerivative · entry 2

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,372

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:52 UTC
Pecresse JeromeSenior Vice President
Exercise / conversionCommon Stock 456 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-009085 · form4.xml · nonDerivative · entry 1

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustments made in connection with the 1-for-8 reverse stock split of the Issuer's common stock.

Read SEC document
September 10, 2021 Filed Sep 13, 2021 20:34 UTC
Timko Thomas SVice President
Exercise / conversionRestricted Stock Units · Derivative 11,705 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-008514 · form4.xml · derivative · entry 4

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,705 shares

Expires 2021-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

Read SEC document
September 10, 2021 Filed Sep 13, 2021 20:34 UTC
Timko Thomas SVice President
Tax withholdingCommon Stock 5,701 $102.84 $586,290.84
Disclosure

SEC source: 0001062993-21-008514 · form4.xml · nonDerivative · entry 2

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,078

Read SEC document
September 10, 2021 Filed Sep 13, 2021 20:34 UTC
Timko Thomas SVice President
Exercise / conversionCommon Stock 11,705 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-008514 · form4.xml · nonDerivative · entry 1

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustments made in connection with the 1-for-8 reverse stock split of the Issuer's common stock.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 20:34 UTC
Stokes RussellSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 521 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-008513 · form4.xml · derivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 521 shares

Expires 2021-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2021 Filed Sep 13, 2021 20:34 UTC
Stokes RussellSenior Vice President
Tax withholdingCommon Stock 237 $103.53 $24,536.61
Disclosure

SEC source: 0001062993-21-008513 · form4.xml · nonDerivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,954

Read SEC document
September 09, 2021 Filed Sep 13, 2021 20:34 UTC
Stokes RussellSenior Vice President
Exercise / conversionCommon Stock 521 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-008513 · form4.xml · nonDerivative · entry 1

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustments made in connection with the 1-for-8 reverse stock split of the Issuer's common stock.

Read SEC document
September 06, 2021 Filed Sep 8, 2021 20:16 UTC
Murphy Kieran PiusSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 546 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-008377 · form4.xml · derivative · entry 3

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547

Underlying: Common Stock · 546 shares

Expires 2021-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

Read SEC document
September 06, 2021 Filed Sep 8, 2021 20:16 UTC
Murphy Kieran PiusSenior Vice President
Tax withholdingCommon Stock 257 $105.72 $27,170.04
Disclosure

SEC source: 0001062993-21-008377 · form4.xml · nonDerivative · entry 2

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,666

Read SEC document
September 06, 2021 Filed Sep 8, 2021 20:16 UTC
Murphy Kieran PiusSenior Vice President
Exercise / conversionCommon Stock 546 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-008377 · form4.xml · nonDerivative · entry 1

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustments made in connection with the 1-for-8 reverse stock split of the Issuer's common stock.

Read SEC document
September 06, 2021 Filed Sep 8, 2021 20:16 UTC
Pecresse JeromeSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 364 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-008378 · form4.xml · derivative · entry 3

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365

Underlying: Common Stock · 364 shares

Expires 2021-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

Read SEC document
September 06, 2021 Filed Sep 8, 2021 20:16 UTC
Pecresse JeromeSenior Vice President
Tax withholdingCommon Stock 193 $105.72 $20,403.96
Disclosure

SEC source: 0001062993-21-008378 · form4.xml · nonDerivative · entry 2

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,157

Read SEC document
September 06, 2021 Filed Sep 8, 2021 20:16 UTC
Pecresse JeromeSenior Vice President
Exercise / conversionCommon Stock 364 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-008378 · form4.xml · nonDerivative · entry 1

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustments made in connection with the 1-for-8 reverse stock split of the Issuer's common stock.

Read SEC document
September 06, 2021 Filed Sep 8, 2021 23:58 UTC
Stokes RussellSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 728 $0.00 $0.00
Disclosure

SEC source: 0001206774-21-002480 · russell3955831-form4.xml · derivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 729

Underlying: Common Stock · 728 shares

Expires 2021-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

Read SEC document
September 06, 2021 Filed Sep 8, 2021 23:58 UTC
Stokes RussellSenior Vice President
Tax withholdingCommon Stock 331 $105.72 $34,993.32
Disclosure

SEC source: 0001206774-21-002480 · russell3955831-form4.xml · nonDerivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,670

Read SEC document
September 06, 2021 Filed Sep 8, 2021 23:58 UTC
Stokes RussellSenior Vice President
Exercise / conversionCommon Stock 728 $0.00 $0.00
Disclosure

SEC source: 0001206774-21-002480 · russell3955831-form4.xml · nonDerivative · entry 1

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustments made in connection with the 1-for-8 reverse stock split of the Issuer's common stock.

Read SEC document
July 28, 2021 Filed Jul 29, 2021 20:31 UTC
Murphy Kieran PiusSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 10,404 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-006805 · form4.xml · derivative · entry 3

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,404 shares

Expires 2021-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 28, 2021 Filed Jul 29, 2021 20:31 UTC
Murphy Kieran PiusSenior Vice President
Tax withholdingCommon Stock 4,890 $13.26 $64,841.40
Disclosure

SEC source: 0001062993-21-006805 · form4.xml · nonDerivative · entry 2

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,022

Read SEC document
July 28, 2021 Filed Jul 29, 2021 20:31 UTC
Murphy Kieran PiusSenior Vice President
Exercise / conversionCommon Stock 10,404 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-006805 · form4.xml · nonDerivative · entry 1

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2021 Filed Jul 29, 2021 20:32 UTC
Pecresse JeromeSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 10,404 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-006806 · form4.xml · derivative · entry 3

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,404 shares

Expires 2021-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 28, 2021 Filed Jul 29, 2021 20:32 UTC
Pecresse JeromeSenior Vice President
Tax withholdingCommon Stock 5,454 $13.26 $72,320.04
Disclosure

SEC source: 0001062993-21-006806 · form4.xml · nonDerivative · entry 2

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,884

Read SEC document
July 28, 2021 Filed Jul 29, 2021 20:32 UTC
Pecresse JeromeSenior Vice President
Exercise / conversionCommon Stock 10,404 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-006806 · form4.xml · nonDerivative · entry 1

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2021 Filed Jul 29, 2021 20:33 UTC
Strazik ScottSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 10,404 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-006807 · form4.xml · derivative · entry 5

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,404 shares

Expires 2021-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 28, 2021 Filed Jul 29, 2021 20:33 UTC
Strazik ScottSenior Vice President
Tax withholdingCommon Stock 4,813 $13.26 $63,820.38
Disclosure

SEC source: 0001062993-21-006807 · form4.xml · nonDerivative · entry 2

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,399

Read SEC document
July 28, 2021 Filed Jul 29, 2021 20:33 UTC
Strazik ScottSenior Vice President
Exercise / conversionCommon Stock 10,404 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-006807 · form4.xml · nonDerivative · entry 1

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2021 Filed Jul 1, 2021 20:47 UTC GrantDeferred Fee Phantom Stock Units · Derivative 5,782 $13.40 $77,478.80
Disclosure

SEC source: 0001062993-21-006162 · form4.xml · derivative · entry 1

Bazin Sebastien · CIK 0001671730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,629

Underlying: Common Stock · 5,782 shares

Expires not disclosed

F1 · security: Acquired at a price of $13.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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July 01, 2021 Filed Jul 1, 2021 20:48 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,469 $13.40 $46,484.60
Disclosure

SEC source: 0001062993-21-006163 · form4.xml · derivative · entry 1

Carter Ashton B · CIK 0001720660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,539

Underlying: Common Stock · 3,469 shares

Expires not disclosed

F1 · security: Acquired at a price of $13.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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July 01, 2021 Filed Jul 1, 2021 20:48 UTC GrantDeferred Fee Phantom Stock Units · Derivative 6,249 $13.40 $83,736.60
Disclosure

SEC source: 0001062993-21-006164 · form4.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,311

Underlying: Common Stock · 6,249 shares

Expires not disclosed

F1 · security: Acquired at a price of $13.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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July 01, 2021 Filed Jul 1, 2021 20:49 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,029 $13.40 $53,988.60
Disclosure

SEC source: 0001062993-21-006165 · form4.xml · derivative · entry 1

HORTON THOMAS W · CIK 0001175928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,815

Underlying: Common Stock · 4,029 shares

Expires not disclosed

F1 · security: Acquired at a price of $13.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2021 Filed Jul 1, 2021 20:49 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,190 $13.40 $42,746.00
Disclosure

SEC source: 0001062993-21-006167 · form4.xml · derivative · entry 1

LAVIZZO-MOUREY RISA J · CIK 0001034465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,792

Underlying: Common Stock · 3,190 shares

Expires not disclosed

F1 · security: Acquired at a price of $13.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2021 Filed Jul 1, 2021 20:49 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,581 $13.40 $47,985.40
Disclosure

SEC source: 0001062993-21-006168 · form4.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,519

Underlying: Common Stock · 3,581 shares

Expires not disclosed

F1 · security: Acquired at a price of $13.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2021 Filed Jul 1, 2021 20:49 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,374 $13.40 $58,611.60
Disclosure

SEC source: 0001062993-21-006169 · form4.xml · derivative · entry 1

Reynolds Paula Rosput · CIK 0001179998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,017

Underlying: Common Stock · 4,374 shares

Expires not disclosed

F1 · security: Acquired at a price of $13.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2021 Filed Jul 1, 2021 20:50 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,469 $13.40 $46,484.60
Disclosure

SEC source: 0001062993-21-006171 · form4.xml · derivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,095

Underlying: Common Stock · 3,469 shares

Expires not disclosed

F1 · security: Acquired at a price of $13.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2021 Filed Jul 1, 2021 20:51 UTC GrantDeferred Fee Phantom Stock Units · Derivative 5,316 $13.40 $71,234.40
Disclosure

SEC source: 0001062993-21-006172 · form4.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,594

Underlying: Common Stock · 5,316 shares

Expires not disclosed

F1 · security: Acquired at a price of $13.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2021 Filed Jul 1, 2021 20:39 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,357 $13.40 $44,983.80
Disclosure

SEC source: 0001209191-21-044438 · doc4.xml · derivative · entry 2

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,156

Underlying: Common Stock · 3,357 shares

Expires not disclosed

F3 · security: Acquired at a price of $13.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F5 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F5 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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April 24, 2021 Filed Apr 27, 2021 20:58 UTC
Holston Michael JSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 86,699 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-003861 · form4.xml · derivative · entry 6

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 86,699 shares

Expires 2021-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
April 24, 2021 Filed Apr 27, 2021 20:58 UTC
Holston Michael JSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 35,338 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-003861 · form4.xml · derivative · entry 5

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,338 shares

Expires 2021-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.