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GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
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2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2023 Filed Mar 3, 2023 01:02 UTC
Timko Thomas SVice President
Exercise / conversionCommon Stock 3,417 $0.00 $0.00
Disclosure

SEC source: 0000040545-23-000048 · wf-form4_167780532147483.xml · nonDerivative · entry 1

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:01 UTC GrantDeferred Fee Phantom Stock Units · Derivative 910 $82.41 $74,993.10
Disclosure

SEC source: 0000040545-23-000003 · wf-form4_167295605215330.xml · derivative · entry 1

ANGEL STEPHEN F · CIK 0001190775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,138

Underlying: Common Stock · 910 shares

Expires not disclosed

F1 · security: Acquired at a price of $82.41 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:03 UTC GrantDeferred Fee Phantom Stock Units · Derivative 940 $82.41 $77,465.40
Disclosure

SEC source: 0000040545-23-000004 · wf-form4_167295620487776.xml · derivative · entry 1

Bazin Sebastien · CIK 0001671730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,285

Underlying: Common Stock · 940 shares

Expires not disclosed

F1 · security: Acquired at a price of $82.41 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:06 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,016 $82.41 $83,728.56
Disclosure

SEC source: 0000040545-23-000005 · wf-form4_167295634644190.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,977

Underlying: Common Stock · 1,016 shares

Expires not disclosed

F1 · security: Acquired at a price of $82.41 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:07 UTC GrantDeferred Fee Phantom Stock Units · Derivative 564 $82.41 $46,479.24
Disclosure

SEC source: 0000040545-23-000006 · wf-form4_167295641877090.xml · derivative · entry 1

Goren Isabella D · CIK 0001497483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,976

Underlying: Common Stock · 564 shares

Expires not disclosed

F1 · security: Acquired at a price of $82.41 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:09 UTC GrantDeferred Fee Phantom Stock Units · Derivative 610 $82.41 $50,270.10
Disclosure

SEC source: 0000040545-23-000007 · wf-form4_167295653800877.xml · derivative · entry 1

HORTON THOMAS W · CIK 0001175928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,144

Underlying: Common Stock · 610 shares

Expires not disclosed

F1 · security: Acquired at a price of $82.41 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:10 UTC GrantDeferred Fee Phantom Stock Units · Derivative 519 $82.41 $42,770.79
Disclosure

SEC source: 0000040545-23-000008 · wf-form4_167295660735163.xml · derivative · entry 1

LAVIZZO-MOUREY RISA J · CIK 0001034465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,252

Underlying: Common Stock · 519 shares

Expires not disclosed

F1 · security: Acquired at a price of $82.41 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:11 UTC GrantDeferred Fee Phantom Stock Units · Derivative 582 $82.41 $47,962.62
Disclosure

SEC source: 0000040545-23-000009 · wf-form4_167295666218900.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,575

Underlying: Common Stock · 582 shares

Expires not disclosed

F1 · security: Acquired at a price of $82.41 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:12 UTC GrantDeferred Fee Phantom Stock Units · Derivative 519 $82.41 $42,770.79
Disclosure

SEC source: 0000040545-23-000010 · wf-form4_167295674604962.xml · derivative · entry 1

Mihaljevic Tomislav · CIK 0001917584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,678

Underlying: Common Stock · 519 shares

Expires not disclosed

F1 · security: Acquired at a price of $82.41 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:13 UTC GrantDeferred Fee Phantom Stock Units · Derivative 711 $82.41 $58,593.51
Disclosure

SEC source: 0000040545-23-000011 · wf-form4_167295680621823.xml · derivative · entry 1

Reynolds Paula Rosput · CIK 0001179998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,665

Underlying: Common Stock · 711 shares

Expires not disclosed

F1 · security: Acquired at a price of $82.41 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:15 UTC GrantDeferred Fee Phantom Stock Units · Derivative 564 $82.41 $46,479.24
Disclosure

SEC source: 0000040545-23-000012 · wf-form4_167295690105692.xml · derivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,573

Underlying: Common Stock · 564 shares

Expires not disclosed

F1 · security: Acquired at a price of $82.41 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 21:03 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,100 $68.21 $75,031.00
Disclosure

SEC source: 0001062993-22-020355 · form4.xml · derivative · entry 1

ANGEL STEPHEN F · CIK 0001190775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,227

Underlying: Common Stock · 1,100 shares

Expires not disclosed

F1 · security: Acquired at a price of $68.21 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 21:05 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,136 $68.21 $77,486.56
Disclosure

SEC source: 0001062993-22-020356 · form4.xml · derivative · entry 1

Bazin Sebastien · CIK 0001671730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,322

Underlying: Common Stock · 1,136 shares

Expires not disclosed

F1 · security: Acquired at a price of $68.21 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 21:04 UTC GrantDeferred Fee Phantom Stock Units · Derivative 682 $68.21 $46,519.22
Disclosure

SEC source: 0001062993-22-020357 · form4.xml · derivative · entry 1

Carter Ashton B · CIK 0001720660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,506

Underlying: Common Stock · 682 shares

Expires not disclosed

F1 · security: Acquired at a price of $68.21 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 21:04 UTC GrantDeferred Fee Phantom Stock Units · Derivative 682 $68.21 $46,519.22
Disclosure

SEC source: 0001062993-22-020358 · form4.xml · derivative · entry 1

Goren Isabella D · CIK 0001497483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,411

Underlying: Common Stock · 682 shares

Expires not disclosed

F1 · security: Acquired at a price of $68.21 per unit pursuant to the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 21:05 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,228 $68.21 $83,761.88
Disclosure

SEC source: 0001062993-22-020359 · form4.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,932

Underlying: Common Stock · 1,228 shares

Expires not disclosed

F1 · security: Acquired at a price of $68.21 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 21:05 UTC GrantDeferred Fee Phantom Stock Units · Derivative 792 $68.21 $54,022.32
Disclosure

SEC source: 0001062993-22-020361 · form4.xml · derivative · entry 1

HORTON THOMAS W · CIK 0001175928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,522

Underlying: Common Stock · 792 shares

Expires not disclosed

F1 · security: Acquired at a price of $68.21 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 21:06 UTC GrantDeferred Fee Phantom Stock Units · Derivative 627 $68.21 $42,767.67
Disclosure

SEC source: 0001062993-22-020363 · form4.xml · derivative · entry 1

LAVIZZO-MOUREY RISA J · CIK 0001034465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,720

Underlying: Common Stock · 627 shares

Expires not disclosed

F1 · security: Acquired at a price of $68.21 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 21:06 UTC GrantDeferred Fee Phantom Stock Units · Derivative 704 $68.21 $48,019.84
Disclosure

SEC source: 0001062993-22-020365 · form4.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,984

Underlying: Common Stock · 704 shares

Expires not disclosed

F1 · security: Acquired at a price of $68.21 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 21:09 UTC GrantDeferred Fee Phantom Stock Units · Derivative 627 $68.21 $42,767.67
Disclosure

SEC source: 0001062993-22-020366 · form4.xml · derivative · entry 1

Mihaljevic Tomislav · CIK 0001917584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,158

Underlying: Common Stock · 627 shares

Expires not disclosed

F1 · security: Acquired at a price of $68.21 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 21:10 UTC GrantDeferred Fee Phantom Stock Units · Derivative 860 $68.21 $58,660.60
Disclosure

SEC source: 0001062993-22-020367 · form4.xml · derivative · entry 1

Reynolds Paula Rosput · CIK 0001179998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,942

Underlying: Common Stock · 860 shares

Expires not disclosed

F1 · security: Acquired at a price of $68.21 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 21:08 UTC GrantDeferred Fee Phantom Stock Units · Derivative 682 $68.21 $46,519.22
Disclosure

SEC source: 0001062993-22-020368 · form4.xml · derivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,993

Underlying: Common Stock · 682 shares

Expires not disclosed

F1 · security: Acquired at a price of $68.21 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 21:11 UTC GrantDeferred Fee Phantom Stock Units · Derivative 660 $68.21 $45,018.60
Disclosure

SEC source: 0001209191-22-052367 · doc4.xml · derivative · entry 2

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,520

Underlying: Common Stock · 660 shares

Expires not disclosed

F3 · security: Acquired at a price of $68.21 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F5 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F5 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2022 Filed Jan 5, 2023 22:06 UTC GrantDeferred Fee Phantom Stock Units · Derivative 546 $82.41 $44,995.86
Disclosure

SEC source: 0001209191-23-001940 · doc4.xml · derivative · entry 2

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,078

Underlying: Common Stock · 546 shares

Expires not disclosed

F3 · security: Acquired at a price of $82.41 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the Issuer's common stock.

F5 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F5 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 21:02 UTC
Stokes RussellSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 729 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019329 · form4.xml · derivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 729 shares

Expires 2022-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 06, 2022 Filed Sep 7, 2022 21:02 UTC
Stokes RussellSenior Vice President
Tax withholdingCommon Stock 328 $71.87 $23,573.36
Disclosure

SEC source: 0001062993-22-019329 · form4.xml · nonDerivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,433

Read SEC document
September 06, 2022 Filed Sep 7, 2022 21:02 UTC
Stokes RussellSenior Vice President
Exercise / conversionCommon Stock 729 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019329 · form4.xml · nonDerivative · entry 1

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 21:02 UTC
Pecresse JeromeSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 365 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019331 · form4.xml · derivative · entry 3

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 365 shares

Expires 2022-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 06, 2022 Filed Sep 7, 2022 21:02 UTC
Pecresse JeromeSenior Vice President
Tax withholdingCommon Stock 197 $71.87 $14,158.39
Disclosure

SEC source: 0001062993-22-019331 · form4.xml · nonDerivative · entry 2

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,111

Read SEC document
September 06, 2022 Filed Sep 7, 2022 21:02 UTC
Pecresse JeromeSenior Vice President
Exercise / conversionCommon Stock 365 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019331 · form4.xml · nonDerivative · entry 1

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2022 Filed Sep 7, 2022 21:03 UTC
Holston Michael JSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 36,169 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019332 · form4.xml · derivative · entry 3

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,169

Underlying: Common Stock · 36,169 shares

Expires 2022-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 03, 2022 Filed Sep 7, 2022 21:03 UTC
Holston Michael JSenior Vice President
Tax withholdingCommon Stock 16,041 $73.23 $1,174,682.43
Disclosure

SEC source: 0001062993-22-019332 · form4.xml · nonDerivative · entry 2

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,929

Read SEC document
September 03, 2022 Filed Sep 7, 2022 21:03 UTC
Holston Michael JSenior Vice President
Exercise / conversionCommon Stock 36,169 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019332 · form4.xml · nonDerivative · entry 1

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 21:03 UTC
Slattery John S.Senior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,796 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019334 · form4.xml · derivative · entry 3

Slattery John S. · CIK 0001819831 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,796

Underlying: Common Stock · 5,796 shares

Expires 2022-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 02, 2022 Filed Sep 7, 2022 21:03 UTC
Slattery John S.Senior Vice President
Tax withholdingCommon Stock 2,484 $73.23 $181,903.32
Disclosure

SEC source: 0001062993-22-019334 · form4.xml · nonDerivative · entry 2

Slattery John S. · CIK 0001819831 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,913

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September 02, 2022 Filed Sep 7, 2022 21:03 UTC
Slattery John S.Senior Vice President
Exercise / conversionCommon Stock 5,796 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019334 · form4.xml · nonDerivative · entry 1

Slattery John S. · CIK 0001819831 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 01, 2022 Filed Jul 6, 2022 21:03 UTC GrantDeferred Fee Phantom Stock Units · Derivative 532 $69.53 $36,989.96
Disclosure

SEC source: 0001062993-22-016080 · form4.xml · derivative · entry 1

Mihaljevic Tomislav · CIK 0001917584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532

Underlying: Common Stock · 532 shares

Expires not disclosed

F1 · security: Acquired at a price of $69.53 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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July 01, 2022 Filed Jul 6, 2022 21:04 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,004 $69.53 $69,808.12
Disclosure

SEC source: 0001062993-22-016082 · form4.xml · derivative · entry 1

ANGEL STEPHEN F · CIK 0001190775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,127

Underlying: Common Stock · 1,004 shares

Expires not disclosed

F1 · security: Acquired at a price of $69.53 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

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July 01, 2022 Filed Jul 6, 2022 21:03 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,115 $69.53 $77,525.95
Disclosure

SEC source: 0001062993-22-016081 · form4.xml · derivative · entry 1

Bazin Sebastien · CIK 0001671730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,164

Underlying: Common Stock · 1,115 shares

Expires not disclosed

F1 · security: Acquired at a price of $69.53 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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July 01, 2022 Filed Jul 6, 2022 21:04 UTC GrantDeferred Fee Phantom Stock Units · Derivative 777 $69.53 $54,024.81
Disclosure

SEC source: 0001062993-22-016083 · form4.xml · derivative · entry 1

HORTON THOMAS W · CIK 0001175928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,717

Underlying: Common Stock · 777 shares

Expires not disclosed

F1 · security: Acquired at a price of $69.53 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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July 01, 2022 Filed Jul 6, 2022 21:05 UTC GrantDeferred Fee Phantom Stock Units · Derivative 669 $69.53 $46,515.57
Disclosure

SEC source: 0001062993-22-016084 · form4.xml · derivative · entry 1

Carter Ashton B · CIK 0001720660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,819

Underlying: Common Stock · 669 shares

Expires not disclosed

F1 · security: Acquired at a price of $69.53 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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July 01, 2022 Filed Jul 6, 2022 21:05 UTC GrantDeferred Fee Phantom Stock Units · Derivative 690 $69.53 $47,975.70
Disclosure

SEC source: 0001062993-22-016086 · form4.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,271

Underlying: Common Stock · 690 shares

Expires not disclosed

F1 · security: Acquired at a price of $69.53 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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July 01, 2022 Filed Jul 6, 2022 21:05 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,204 $69.53 $83,714.12
Disclosure

SEC source: 0001062993-22-016085 · form4.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,676

Underlying: Common Stock · 1,204 shares

Expires not disclosed

F1 · security: Acquired at a price of $69.53 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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July 01, 2022 Filed Jul 6, 2022 21:06 UTC GrantDeferred Fee Phantom Stock Units · Derivative 615 $69.53 $42,760.95
Disclosure

SEC source: 0001062993-22-016087 · form4.xml · derivative · entry 1

LAVIZZO-MOUREY RISA J · CIK 0001034465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,080

Underlying: Common Stock · 615 shares

Expires not disclosed

F1 · security: Acquired at a price of $69.53 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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July 01, 2022 Filed Jul 6, 2022 21:06 UTC GrantDeferred Fee Phantom Stock Units · Derivative 843 $69.53 $58,613.79
Disclosure

SEC source: 0001062993-22-016088 · form4.xml · derivative · entry 1

Reynolds Paula Rosput · CIK 0001179998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,072

Underlying: Common Stock · 843 shares

Expires not disclosed

F1 · security: Acquired at a price of $69.53 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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July 01, 2022 Filed Jul 6, 2022 21:07 UTC GrantDeferred Fee Phantom Stock Units · Derivative 606 $69.53 $42,135.18
Disclosure

SEC source: 0001062993-22-016090 · form4.xml · derivative · entry 1

Goren Isabella D · CIK 0001497483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 729

Underlying: Common Stock · 606 shares

Expires not disclosed

F1 · security: Acquired at a price of $69.53 per unit pursuant to the 2007 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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July 01, 2022 Filed Jul 6, 2022 21:06 UTC GrantDeferred Fee Phantom Stock Units · Derivative 669 $69.53 $46,515.57
Disclosure

SEC source: 0001062993-22-016089 · form4.xml · derivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,295

Underlying: Common Stock · 669 shares

Expires not disclosed

F1 · security: Acquired at a price of $69.53 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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July 01, 2022 Filed Jul 6, 2022 21:03 UTC GrantDeferred Fee Phantom Stock Units · Derivative 647 $69.53 $44,985.91
Disclosure

SEC source: 0001209191-22-041234 · doc4.xml · derivative · entry 2

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,848

Underlying: Common Stock · 647 shares

Expires not disclosed

F3 · security: Acquired at a price of $69.53 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan.

F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F5 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F5 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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May 11, 2022 Filed May 12, 2022 20:19 UTC
Pecresse JeromeSenior Vice President
SaleCommon Stock 1,442 $74.13 $106,895.46
Disclosure

SEC source: 0001062993-22-012255 · form4.xml · nonDerivative · entry 1

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,943

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May 06, 2022 Filed May 9, 2022 21:02 UTC PurchaseCommon Stock 1,200 $77.65 $93,180.00
Disclosure

SEC source: 0001062993-22-011905 · form4.xml · nonDerivative · entry 1

Reynolds Paula Rosput · CIK 0001179998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,563

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $77.64 to $77.65, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

F2 · balance_after: The amount of securities beneficially owned on the Reporting Person's Form 4 filed on November 16, 2021 was erroneously reported; the number should have been 4,363.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.