Last 12 months
Inside the activity.
13 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 4 | 0 |
| Jan 2026 | 6 | 0 |
| Feb 2026 | 2 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2022 Filed Feb 2, 2022 23:41 UTC |
ALPERT BRUCE NPresident
|
OtherSeries G Cumulative Preferred Shares | 1,000 | $25.00 | $25,000.00 |
DisclosureSEC source: 0001271163-22-000003 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the redemption of the outstanding Series G Cumulative Preferred Shares on January 31, 2022. Read SEC document |
| May 20, 2021 Filed May 25, 2021 15:35 UTC |
ALPERT BRUCE NPresident
|
OtherSeries H Cumulative Preferred Shares | 260 | $27.94 | $7,263.70 |
DisclosureSEC source: 0001271163-21-000048 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260 F1 · shares: The shares being reported were acquired from an estate inheritance. F2 · price: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 19:03 UTC |
BANK OF AMERICA CORP /DE/10% owner
BANK OF AMERICA NA10% owner
|
OtherAuction Rate Preferred Shares | 5,990 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-008465 · doc1.xml · nonDerivative · entry 1 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · kind: The 5,990 preferred shares reported as disposed of in Table I represent auction rate preferred shares (the "ARP Shares") that were beneficially owned by Bank of America, N.A. ("BANA"). The ARP Shares were disposed of as a result of a tender to the Issuer. BANA is a wholly owned subsidiary of Bank of America Corporation ("BAC"). F1 · price: The 5,990 preferred shares reported as disposed of in Table I represent auction rate preferred shares (the "ARP Shares") that were beneficially owned by Bank of America, N.A. ("BANA"). The ARP Shares were disposed of as a result of a tender to the Issuer. BANA is a wholly owned subsidiary of Bank of America Corporation ("BAC"). F2 · ownership.nature: This statement is jointly filed by BAC and BANA. BAC held an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary BANA. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 21:45 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleCommon Shares, Par Value $0.001 | 7,556 | $21.43 | $161,897.88 |
DisclosureSEC source: 0001271163-21-000001 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 634,964 F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| September 25, 2020 Filed Oct 2, 2020 19:23 UTC |
ALPERT BRUCE NPresident
|
OtherSeries A Cumulative Preferred Shares | 3,283 | $25.00 | $82,075.00 |
DisclosureSEC source: 0001271163-20-000069 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the redemption of all remaining outstanding Series A Cumulative Preferred Shares on September 25, 2020. Read SEC document |
| September 16, 2020 Filed Dec 18, 2020 19:47 UTC |
SALIBELLO SALVATORE MDirector
|
PurchaseCommon Shares, Par Value $0.001 | 10,000 | $19.05 | $190,487.00 |
DisclosureSEC source: 0001271163-20-000077 · primary_doc.xml · nonDerivative · entry 1 SALIBELLO SALVATORE M · CIK 0001270867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 20:16 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleCommon Shares, Par Value $0.001 | 500 | $22.23 | $11,114.00 |
DisclosureSEC source: 0001271163-20-000004 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,647.21 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 21:58 UTC |
ALPERT BRUCE NPresident
|
OtherSeries D Cumulative Preferred Shares | 50 | $25.00 | $1,250.00 |
DisclosureSEC source: 0001271163-19-000095 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the redemption of all remaining outstanding Series D Cumulative Preferred Shares on December 26, 2019. Read SEC document |
| November 21, 2019 Filed Nov 21, 2019 22:45 UTC |
ZIZZA SALVATORE JDirector
|
OtherCommon Shares, Par Value $0.001 | 100 | $20.00 | $2,000.00 |
DisclosureSEC source: 0001271163-19-000072 · primary_doc.xml · nonDerivative · entry 1 ZIZZA SALVATORE J · CIK 0000929743 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. Read SEC document |
| November 21, 2019 Filed Nov 21, 2019 23:22 UTC |
TOKAR EDWARD TDirector
|
OtherCommon Shares, Par Value $0.001 | 200 | $20.00 | $4,000.00 |
DisclosureSEC source: 0001271163-19-000073 · primary_doc.xml · nonDerivative · entry 1 TOKAR EDWARD T · CIK 0001255031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. Read SEC document |
| November 21, 2019 Filed Nov 21, 2019 18:56 UTC |
MELARKEY MICHAEL JDirector
|
OtherCommon Shares, Par Value $0.001 | 541 | $20.00 | $10,820.00 |
DisclosureSEC source: 0001271163-19-000067 · primary_doc.xml · nonDerivative · entry 1 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Le Cle Investments Disclosed balance after: 5,951.698 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. F2 · ownership.nature: Mr. Melarkey is a managing member of Le Cle Investments whose controlling members include trusts controlled by Mr. Melarkey. Read SEC document |
| November 21, 2019 Filed Nov 21, 2019 21:36 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
OtherCommon Shares, Par Value $0.001 | 58,000 | $20.00 | $1,160,000.00 |
DisclosureSEC source: 0001271163-19-000070 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 642,320 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. F3 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| November 21, 2019 Filed Nov 21, 2019 21:36 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
OtherCommon Shares, Par Value $0.001 | 12,894 | $20.00 | $257,880.00 |
DisclosureSEC source: 0001271163-19-000070 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,126.11 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| November 21, 2019 Filed Nov 21, 2019 22:07 UTC |
ALPERT BRUCE NPresident
|
OtherCommon Shares, Par Value $0.001 | 400 | $20.00 | $8,000.00 |
DisclosureSEC source: 0001271163-19-000071 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,400 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. Read SEC document |
| November 21, 2019 Filed Nov 21, 2019 21:03 UTC |
Nakamura KuniDirector
|
OtherCommon Shares, Par Value $0.001 | 121 | $20.00 | $2,420.00 |
DisclosureSEC source: 0001271163-19-000069 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,331.035 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| November 21, 2019 Filed Nov 21, 2019 20:56 UTC |
VANEKRIS ANTHONIE CDirector
|
OtherCommon Shares, Par Value $0.001 | 420 | $20.00 | $8,400.00 |
DisclosureSEC source: 0001271163-19-000068 · primary_doc.xml · nonDerivative · entry 1 VANEKRIS ANTHONIE C · CIK 0001247238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,620 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. Read SEC document |
| November 21, 2019 Filed Nov 21, 2019 17:05 UTC |
COLAVITA ANTHONY JDirector
|
OtherCommon Shares, Par Value $0.001 | 50 | $20.00 | $1,000.00 |
DisclosureSEC source: 0001271163-19-000066 · primary_doc.xml · nonDerivative · entry 2 COLAVITA ANTHONY J · CIK 0001247188 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 550 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. Read SEC document |
| November 21, 2019 Filed Nov 21, 2019 17:05 UTC |
COLAVITA ANTHONY JDirector
|
OtherCommon Shares, Par Value $0.001 | 100 | $20.00 | $2,000.00 |
DisclosureSEC source: 0001271163-19-000066 · primary_doc.xml · nonDerivative · entry 1 COLAVITA ANTHONY J · CIK 0001247188 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 23:29 UTC |
ZIZZA SALVATORE JDirector
|
OtherCommon Shares, Par Value $0.001 | 400 | $20.00 | $8,000.00 |
DisclosureSEC source: 0001271163-19-000076 · primary_doc.xml · nonDerivative · entry 1 ZIZZA SALVATORE J · CIK 0000929743 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 F1 · kind: The reporting person acquired these common shares through a pro-rata oversubscription allocation based on the exercise of common share purchase rights. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 20:23 UTC |
ALPERT BRUCE NPresident
|
OtherCommon Shares, Par Value $0.001 | 1,000 | $20.00 | $20,000.00 |
DisclosureSEC source: 0001271163-19-000075 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,400 F1 · kind: The reporting person acquired these common shares through a pro-rata oversubscription allocation based on the exercise of common share purchase rights. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 19:45 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleRights for Common Shares | 800 | $0.06 | $46.72 |
DisclosureSEC source: 0001271163-19-000062 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,940 Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 19:45 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleRights for Common Shares | 490 | $0.09 | $44.00 |
DisclosureSEC source: 0001271163-19-000062 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,740 Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 19:45 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleRights for Common Shares | 4,305 | $0.89 | $3,848.67 |
DisclosureSEC source: 0001271163-19-000062 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 580,000 F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 23:49 UTC |
Laughlin Susan WatsonDirector
|
SaleRights for Common Shares | 1,500 | $0.78 | $1,170.00 |
DisclosureSEC source: 0001271163-19-000060 · primary_doc.xml · nonDerivative · entry 1 WATSON SUSAN VIRGINIA · CIK 0001215044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| July 11, 2019 Filed Jul 15, 2019 19:39 UTC |
BANK OF AMERICA CORP /DE/10% owner
BANK OF AMERICA NA10% owner
Blue Ridge Investments, L.L.C.10% owner
|
Disposition to issuerAuction Rate Preferred | 293 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-014774 · doc1.xml · nonDerivative · entry 1 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Blue Ridge Investments, L.L.C. · CIK 0001453700 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · Subsidiary Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 5,990 F1 · security: The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA"), Blue Ridge Investors, L.L.C. ("Blue Ridge") and Merrill Lynch, Pierce, Fenner & Smith Inc. ("MLPF&S"). BANA, Blue Ridge and MLPF&S are wholly owned subsidiaries of Bank of America Corporation ("Bank of America"). F2 · price: The Shares were called for redemption by the issuer at par value. F1 · ownership.nature: The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA"), Blue Ridge Investors, L.L.C. ("Blue Ridge") and Merrill Lynch, Pierce, Fenner & Smith Inc. ("MLPF&S"). BANA, Blue Ridge and MLPF&S are wholly owned subsidiaries of Bank of America Corporation ("Bank of America"). Read SEC document |
| June 07, 2019 Filed Jun 10, 2019 18:44 UTC |
ALPERT BRUCE NPresident
|
PurchaseSeries H Cumulative Preferred Shares | 2,000 | $25.00 | $50,000.00 |
DisclosureSEC source: 0001271163-19-000012 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 2,000 Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 17:23 UTC |
Laughlin Susan WatsonDirector
|
PurchaseCommon Shares, Par Value $0.001 | 500 | $19.64 | $9,820.00 |
DisclosureSEC source: 0001271163-18-000073 · primary_doc.xml · nonDerivative · entry 1 WATSON SUSAN VIRGINIA · CIK 0001215044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 21:50 UTC |
BANK OF AMERICA CORP /DE/10% owner
BANK OF AMERICA NA10% owner
Blue Ridge Investments, L.L.C.10% owner
|
Disposition to issuerAuction Rate Preferred | 127 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-18-006658 · doc1.xml · nonDerivative · entry 1 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Blue Ridge Investments, L.L.C. · CIK 0001453700 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · Subsidiary Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 6,283 F1 · security: The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA"), Blue Ridge Investors, L.L.C. ("Blue Ridge") and Merrill Lynch, Pierce, Fenner & Smith Inc. ("MLPF&S"). BANA, Blue Ridge and MLPF&S are wholly owned subsidiaries of Bank of America Corporation ("Bank of America"). F2 · price: The Shares were called for redemption by the issuer at par value. F1 · ownership.nature: The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA"), Blue Ridge Investors, L.L.C. ("Blue Ridge") and Merrill Lynch, Pierce, Fenner & Smith Inc. ("MLPF&S"). BANA, Blue Ridge and MLPF&S are wholly owned subsidiaries of Bank of America Corporation ("Bank of America"). Read SEC document |
| November 12, 2018 Filed Nov 15, 2018 00:21 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleCommon Shares, Par Value $0.001 | 233 | $21.61 | $5,035.13 |
DisclosureSEC source: 0001271163-18-000069 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,110.97 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 15:21 UTC |
CONN JAMES PDirector
|
SaleCommon Shares, Par Value $0.001 | 5,000 | $20.80 | $104,007.50 |
DisclosureSEC source: 0001271163-18-000067 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 08, 2018 Filed Mar 11, 2019 21:55 UTC |
ALPERT BRUCE NPresident
|
OtherSeries D Cumulative Preferred Shares | 50 | $25.30 | $1,265.00 |
DisclosureSEC source: 0001271163-19-000004 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 50 F1 · kind: The shares being reported were redeemed in accordance with a partial redemption of the Series D Cumulative Preferred Shares on June 8, 2018. Read SEC document |
| May 25, 2018 Filed May 30, 2018 18:37 UTC |
Nakamura KuniDirector
|
PurchaseCommon Shares, Par Value $0.001 | 1,110 | $22.52 | $24,997.09 |
DisclosureSEC source: 0001271163-18-000048 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,110 Read SEC document |
| January 02, 2018 Filed Jan 5, 2018 21:03 UTC |
Laughlin Susan WatsonDirector
|
PurchaseCommon Shares, Par Value $0.001 | 1,000 | $23.40 | $23,398.90 |
DisclosureSEC source: 0001271163-18-000001 · primary_doc.xml · nonDerivative · entry 1 WATSON SUSAN VIRGINIA · CIK 0001215044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 00:18 UTC |
GABELLI MARIO JDirector
|
SaleCommon Shares, Par Value $0.001 | 224 | $22.23 | $4,979.52 |
DisclosureSEC source: 0001271163-17-000046 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,227.15 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| October 11, 2016 Filed Oct 13, 2016 21:57 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleCommon Shares, Par Value $0.001 | 700 | $19.09 | $13,363.00 |
DisclosureSEC source: 0001271163-16-000101 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,305.99 Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 20:35 UTC |
CITIGROUP INC10% owner
|
SaleAuction Rate Preferred | 3,544 | $92.75 | $328,706.00 |
DisclosureSEC source: 0001209191-16-142621 · doc4.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · ownership.nature: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc.("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| March 29, 2016 Filed Mar 29, 2016 21:17 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 2 | $18.17 | $36.34 |
DisclosureSEC source: 0001140361-16-059356 · doc1.xml · nonDerivative · entry 2 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · Subsidiary Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · security: The Common Stock reported in Table I represent shares beneficially owned by Merrill Lynch, Pierce, Fenner & Smith ("MLPF&S"). MLPF&S is a wholly owned subsidiary of Bank of America Corporation. F1 · ownership.nature: The Common Stock reported in Table I represent shares beneficially owned by Merrill Lynch, Pierce, Fenner & Smith ("MLPF&S"). MLPF&S is a wholly owned subsidiary of Bank of America Corporation. Read SEC document |
| March 24, 2016 Filed Mar 29, 2016 21:17 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 2 | $18.10 | $36.20 |
DisclosureSEC source: 0001140361-16-059356 · doc1.xml · nonDerivative · entry 1 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · Subsidiary Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2 F1 · security: The Common Stock reported in Table I represent shares beneficially owned by Merrill Lynch, Pierce, Fenner & Smith ("MLPF&S"). MLPF&S is a wholly owned subsidiary of Bank of America Corporation. F1 · ownership.nature: The Common Stock reported in Table I represent shares beneficially owned by Merrill Lynch, Pierce, Fenner & Smith ("MLPF&S"). MLPF&S is a wholly owned subsidiary of Bank of America Corporation. Read SEC document |
| August 26, 2015 Filed Aug 27, 2015 20:56 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 164 | $18.08 | $2,965.12 |
DisclosureSEC source: 0001140361-15-033636 · doc1.xml · nonDerivative · entry 2 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · Subsidiary Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · security: The Common Stock reported in Table I represent shares beneficially owned by Merrill Lynch, Pierce, Fenner & Smith ("MLPF&S"). MLPF&S is a wholly owned subsidiary of Bank of America Corporation. F1 · ownership.nature: The Common Stock reported in Table I represent shares beneficially owned by Merrill Lynch, Pierce, Fenner & Smith ("MLPF&S"). MLPF&S is a wholly owned subsidiary of Bank of America Corporation. Read SEC document |
| August 25, 2015 Filed Aug 27, 2015 20:56 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 164 | $18.09 | $2,967.48 |
DisclosureSEC source: 0001140361-15-033636 · doc1.xml · nonDerivative · entry 1 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · Subsidiary Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 164 F1 · security: The Common Stock reported in Table I represent shares beneficially owned by Merrill Lynch, Pierce, Fenner & Smith ("MLPF&S"). MLPF&S is a wholly owned subsidiary of Bank of America Corporation. F1 · ownership.nature: The Common Stock reported in Table I represent shares beneficially owned by Merrill Lynch, Pierce, Fenner & Smith ("MLPF&S"). MLPF&S is a wholly owned subsidiary of Bank of America Corporation. Read SEC document |
| April 28, 2015 Filed Apr 29, 2015 17:59 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 238 | $21.44 | $5,102.72 |
DisclosureSEC source: 0001140361-15-016781 · doc1.xml · nonDerivative · entry 2 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · Subsidiary Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · security: The Common Stock reported in Table I represent shares beneficially owned by Merrill Lynch, Pierce, Fenner & Smith ("MLPF&S"). MLPF&S is a wholly owned subsidiary of Bank of America Corporation. F1 · ownership.nature: The Common Stock reported in Table I represent shares beneficially owned by Merrill Lynch, Pierce, Fenner & Smith ("MLPF&S"). MLPF&S is a wholly owned subsidiary of Bank of America Corporation. Read SEC document |
| April 27, 2015 Filed Apr 29, 2015 17:59 UTC |
BANK OF AMERICA CORP /DE/10% owner
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PurchaseCommon Stock | 238 | $21.63 | $5,146.85 |
DisclosureSEC source: 0001140361-15-016781 · doc1.xml · nonDerivative · entry 1 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · Subsidiary Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 238 F1 · security: The Common Stock reported in Table I represent shares beneficially owned by Merrill Lynch, Pierce, Fenner & Smith ("MLPF&S"). MLPF&S is a wholly owned subsidiary of Bank of America Corporation. F1 · ownership.nature: The Common Stock reported in Table I represent shares beneficially owned by Merrill Lynch, Pierce, Fenner & Smith ("MLPF&S"). MLPF&S is a wholly owned subsidiary of Bank of America Corporation. Read SEC document |
| March 27, 2015 Filed Mar 30, 2015 20:34 UTC |
CITIGROUP INC10% owner
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PurchaseAuction Rate Preferred | 4 | $84.00 | $336.00 |
DisclosureSEC source: 0001209191-15-030178 · doc4.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 3,544 F1 · ownership.nature: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc.("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| September 30, 2014 Filed Oct 1, 2014 20:39 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 1 | $21.38 | $21.38 |
DisclosureSEC source: 0001140361-14-036904 · doc1.xml · nonDerivative · entry 2 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · Subsidiary Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · security: The Common Stock reported in Table I represent shares beneficially owned by Merrill Lynch, Pierce, Fenner & Smith ("MLPF&S"). MLPF&S is a wholly owned subsidiary of Bank of America Corporation. Read SEC document |
| September 24, 2014 Filed Oct 1, 2014 20:39 UTC |
BANK OF AMERICA CORP /DE/10% owner
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PurchaseCommon Stock | 1 | $21.61 | $21.61 |
DisclosureSEC source: 0001140361-14-036904 · doc1.xml · nonDerivative · entry 1 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · Subsidiary Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1 F1 · security: The Common Stock reported in Table I represent shares beneficially owned by Merrill Lynch, Pierce, Fenner & Smith ("MLPF&S"). MLPF&S is a wholly owned subsidiary of Bank of America Corporation. Read SEC document |
| June 26, 2014 Filed Jun 26, 2014 20:16 UTC |
BANK OF AMERICA CORP /DE/10% owner
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PurchaseCommon Stock | 1 | $21.72 | $21.72 |
DisclosureSEC source: 0001140361-14-026762 · doc1.xml · nonDerivative · entry 2 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · Subsidiary Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · security: The Common Stock reported in Table I represent shares beneficially owned by Merrill Lynch, Pierce, Fenner & Smith ("MLPF&S"). MLPF&S is a wholly owned subsidiary of Bank of America Corporation. Read SEC document |
| June 24, 2014 Filed Jun 26, 2014 20:16 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 1 | $21.88 | $21.88 |
DisclosureSEC source: 0001140361-14-026762 · doc1.xml · nonDerivative · entry 1 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · Subsidiary Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · security: The Common Stock reported in Table I represent shares beneficially owned by Merrill Lynch, Pierce, Fenner & Smith ("MLPF&S"). MLPF&S is a wholly owned subsidiary of Bank of America Corporation. Read SEC document |
| June 26, 2013 Filed Jun 27, 2013 16:35 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCumulative Preferred Series A | 600 | $24.65 | $14,790.00 |
DisclosureSEC source: 0001140361-13-026484 · doc1.xml · nonDerivative · entry 2 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · Subsidiary Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 0 Read SEC document |
| June 25, 2013 Filed Jun 27, 2013 16:35 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCumulative Preferred Series A | 600 | $24.40 | $14,640.00 |
DisclosureSEC source: 0001140361-13-026484 · doc1.xml · nonDerivative · entry 1 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · Subsidiary Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 600 Read SEC document |
| April 20, 2012 Filed Apr 23, 2012 21:19 UTC |
BANK OF AMERICA CORP /DE/10% owner
Blue Ridge Investments, L.L.C.10% owner
BANK OF AMERICA NA10% owner
|
PurchaseAuction Rate Preferred | 232 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-12-021172 · doc1.xml · nonDerivative · entry 1 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · Subsidiary Blue Ridge Investments, L.L.C. · CIK 0001453700 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,410 F1 · security: The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Merrill Lynch, Pierce, Fenner and Smith Incorporated ("MLPFS"), Bank of America N.A. ("BANA") and Blue Ridge Investments, L.L.C. ("Blue Ridge"). MLPFS, BANA and Blue Ridge are wholly owned subsidiaries of Bank of America Corporation ("Bank of America"). F2 · kind: The shares were purchased at $22,750 per share. F2 · price: The shares were purchased at $22,750 per share. F1 · ownership.nature: The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Merrill Lynch, Pierce, Fenner and Smith Incorporated ("MLPFS"), Bank of America N.A. ("BANA") and Blue Ridge Investments, L.L.C. ("Blue Ridge"). MLPFS, BANA and Blue Ridge are wholly owned subsidiaries of Bank of America Corporation ("Bank of America"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.