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GENERAL DYNAMICS CORP

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2916
SEC CIK
0000040533
Parsed reports
1,082

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202601
Mar 202605
Apr 202600
May 202604
Jun 202602
Jul 202602
Aug 202606
Sep 202604
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 10, 2016 Filed Nov 15, 2016 21:02 UTC
NOVAKOVIC PHEBE NDirector · Chairman and CEO
GrantCommon Stock, $1.00 par value 591.558 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150135 · doc4.xml · nonDerivative · entry 1

NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,604.326

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

Read SEC document
November 10, 2016 Filed Nov 15, 2016 20:59 UTC
Whited Gary LVice President
GrantCommon Stock, $1.00 par value 40.357 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150128 · doc4.xml · nonDerivative · entry 1

Whited Gary L · CIK 0001571906 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,800.554

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

Read SEC document
November 10, 2016 Filed Nov 15, 2016 20:55 UTC
Marzilli ChristopherVice President
Exercise / conversionStock Options · Derivative 36,890 $0.00 Strike: $71.01 $0.00
Disclosure

SEC source: 0001209191-16-150123 · doc4.xml · derivative · entry 5

Marzilli Christopher · CIK 0001345977 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,890 shares

Expires 2019-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent became exercisable on 03/07/2014.

Read SEC document
November 10, 2016 Filed Nov 15, 2016 20:55 UTC
Marzilli ChristopherVice President
Tax withholdingCommon Stock, $1.00 par value 27,911 $165.91 $4,630,630.28
Disclosure

SEC source: 0001209191-16-150123 · doc4.xml · nonDerivative · entry 3

Marzilli Christopher · CIK 0001345977 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,716.332

Read SEC document
November 10, 2016 Filed Nov 15, 2016 20:55 UTC
Marzilli ChristopherVice President
Exercise / conversionCommon Stock, $1.00 par value 36,890 $71.01 $2,619,558.90
Disclosure

SEC source: 0001209191-16-150123 · doc4.xml · nonDerivative · entry 2

Marzilli Christopher · CIK 0001345977 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,627.332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 15, 2016 20:55 UTC
Marzilli ChristopherVice President
GrantCommon Stock, $1.00 par value 38.294 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150123 · doc4.xml · nonDerivative · entry 1

Marzilli Christopher · CIK 0001345977 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,737.332

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

Read SEC document
November 10, 2016 Filed Nov 15, 2016 20:52 UTC
Aiken Jason WSenior Vice President and CFO
GrantCommon Stock, $1.00 par value 64.503 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150120 · doc4.xml · nonDerivative · entry 1

Aiken Jason W · CIK 0001486897 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,343.339

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

Read SEC document
November 10, 2016 Filed Nov 15, 2016 20:48 UTC
Kuryea Kimberly AVice President and Controller
GrantCommon Stock, $1.00 par value 28.621 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150116 · doc4.xml · nonDerivative · entry 1

Kuryea Kimberly A · CIK 0001528108 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,324.037

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

Read SEC document
November 10, 2016 Filed Nov 15, 2016 20:45 UTC
HELM ROBERT WSenior Vice President
GrantCommon Stock, $1.00 par value 79.01 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150113 · doc4.xml · nonDerivative · entry 1

HELM ROBERT W · CIK 0001216508 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,947.66

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

Read SEC document
November 10, 2016 Filed Nov 15, 2016 20:42 UTC
Johnson S. DanielExecutive Vice President
GrantCommon Stock, $1.00 par value 42.008 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150108 · doc4.xml · nonDerivative · entry 1

Johnson S. Daniel · CIK 0001430168 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,360.725

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 19:52 UTC GrantCommon Stock, $1.00 par value 115 $151.04 $17,369.60
Disclosure

SEC source: 0001209191-16-141974 · doc4.xml · nonDerivative · entry 1

Schumacher Laura J · CIK 0001319245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,938

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 21:11 UTC GrantCommon Stock 115 $151.04 $17,369.60
Disclosure

SEC source: 0000913849-16-000634 · form4_091616.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,586

F1 · shares: Reflects stock received in lieu of director fees in accordance with the Issuer's outside directors' compensation program.

F2 · balance_after: Includes 2,480 shares of restricted stock.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 19:49 UTC
KEANE JOHN MDirector
GrantCommon Stock, $1.00 par value 115 $151.04 $17,369.60
Disclosure

SEC source: 0001209191-16-141971 · doc4.xml · nonDerivative · entry 1

KEANE JOHN M · CIK 0001267719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,715.189

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 19:47 UTC GrantCommon Stock, $1.00 par value 115 $151.04 $17,369.60
Disclosure

SEC source: 0001209191-16-141968 · doc4.xml · nonDerivative · entry 1

FRICKS WILLIAM P · CIK 0001235418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,591

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 19:42 UTC GrantCommon Stock, $1.00 par value 57 $151.04 $8,609.28
Disclosure

SEC source: 0001209191-16-141966 · doc4.xml · nonDerivative · entry 1

DE LEON RUDY F · CIK 0001182051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,528

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 19:39 UTC
Barra Mary TDirector
GrantCommon Stock, $1.00 par value 115 $151.04 $17,369.60
Disclosure

SEC source: 0001209191-16-141963 · doc4.xml · nonDerivative · entry 1

Barra Mary T · CIK 0001492154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,036

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 18:48 UTC
HELM ROBERT WSenior Vice President
Exercise / conversionStock Options · Derivative 3,483 $0.00 Strike: $67.70 $0.00
Disclosure

SEC source: 0001209191-16-141099 · doc4.xml · derivative · entry 7

HELM ROBERT W · CIK 0001216508 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,483 shares

Expires 2020-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fifty percent became exercisable on 03/06/2014 and the remaining fifty percent became exercisable on 03/06/2015.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 18:48 UTC
HELM ROBERT WSenior Vice President
SaleCommon Stock, $1.00 par value 3,483 $150.49 $524,156.67
Disclosure

SEC source: 0001209191-16-141099 · doc4.xml · nonDerivative · entry 5

HELM ROBERT W · CIK 0001216508 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,868.65

F3 · price: Sale prices ranged from $150.49 to $150.51. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 18:48 UTC
HELM ROBERT WSenior Vice President
Exercise / conversionCommon Stock, $1.00 par value 3,483 $67.70 $235,799.10
Disclosure

SEC source: 0001209191-16-141099 · doc4.xml · nonDerivative · entry 4

HELM ROBERT W · CIK 0001216508 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,351.65

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 18:48 UTC
HELM ROBERT WSenior Vice President
Exercise / conversionStock Options · Derivative 84,307 $0.00 Strike: $67.70 $0.00
Disclosure

SEC source: 0001209191-16-141099 · doc4.xml · derivative · entry 6

HELM ROBERT W · CIK 0001216508 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,483

Underlying: Common Stock · 84,307 shares

Expires 2020-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fifty percent became exercisable on 03/06/2014 and the remaining fifty percent became exercisable on 03/06/2015.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 18:48 UTC
HELM ROBERT WSenior Vice President
SaleCommon Stock, $1.00 par value 41,135 $151.29 $6,223,231.88
Disclosure

SEC source: 0001209191-16-141099 · doc4.xml · nonDerivative · entry 3

HELM ROBERT W · CIK 0001216508 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,868.65

F2 · price: Sale prices ranged from $151.00 to $151.60. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 18:48 UTC
HELM ROBERT WSenior Vice President
SaleCommon Stock, $1.00 par value 43,172 $150.58 $6,500,969.28
Disclosure

SEC source: 0001209191-16-141099 · doc4.xml · nonDerivative · entry 2

HELM ROBERT W · CIK 0001216508 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,003.65

F1 · price: Sale prices ranged from $150.00 to $150.99. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 18:48 UTC
HELM ROBERT WSenior Vice President
Exercise / conversionCommon Stock, $1.00 par value 84,307 $67.70 $5,707,583.90
Disclosure

SEC source: 0001209191-16-141099 · doc4.xml · nonDerivative · entry 1

HELM ROBERT W · CIK 0001216508 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,175.65

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2016 Filed Sep 9, 2016 20:20 UTC
HELM ROBERT WSenior Vice President
Exercise / conversionStock Options · Derivative 73,410 $0.00 Strike: $71.01 $0.00
Disclosure

SEC source: 0001209191-16-140745 · doc4.xml · derivative · entry 9

HELM ROBERT W · CIK 0001216508 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 73,410 shares

Expires 2019-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent became exercisable on 03/07/2014.

Read SEC document
September 08, 2016 Filed Sep 9, 2016 20:20 UTC
HELM ROBERT WSenior Vice President
Exercise / conversionStock Options · Derivative 41,250 $0.00 Strike: $74.81 $0.00
Disclosure

SEC source: 0001209191-16-140745 · doc4.xml · derivative · entry 8

HELM ROBERT W · CIK 0001216508 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,250 shares

Expires 2018-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fifty percent became exercisable on 03/02/2012 and the remaining fifty percent became exercisable on 03/02/2013.

Read SEC document
September 08, 2016 Filed Sep 9, 2016 20:20 UTC
HELM ROBERT WSenior Vice President
SaleCommon Stock, $1.00 par value 32,391 $152.42 $4,937,133.39
Disclosure

SEC source: 0001209191-16-140745 · doc4.xml · nonDerivative · entry 6

HELM ROBERT W · CIK 0001216508 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,868.65

F3 · price: Sale prices ranged from $152.36 to $152.62. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
September 08, 2016 Filed Sep 9, 2016 20:20 UTC
HELM ROBERT WSenior Vice President
SaleCommon Stock, $1.00 par value 82,269 $152.19 $12,520,601.38
Disclosure

SEC source: 0001209191-16-140745 · doc4.xml · nonDerivative · entry 5

HELM ROBERT W · CIK 0001216508 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,259.65

F2 · price: Sale prices ranged from $151.36 to $152.35. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
September 08, 2016 Filed Sep 9, 2016 20:20 UTC
HELM ROBERT WSenior Vice President
Exercise / conversionCommon Stock, $1.00 par value 73,410 $71.01 $5,212,844.10
Disclosure

SEC source: 0001209191-16-140745 · doc4.xml · nonDerivative · entry 4

HELM ROBERT W · CIK 0001216508 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,528.65

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2016 Filed Sep 9, 2016 20:20 UTC
HELM ROBERT WSenior Vice President
Exercise / conversionCommon Stock, $1.00 par value 41,250 $74.81 $3,085,912.50
Disclosure

SEC source: 0001209191-16-140745 · doc4.xml · nonDerivative · entry 3

HELM ROBERT W · CIK 0001216508 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,118.65

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2016 Filed Sep 9, 2016 20:20 UTC
HELM ROBERT WSenior Vice President
Exercise / conversionStock Options · Derivative 41,250 $0.00 Strike: $74.81 $0.00
Disclosure

SEC source: 0001209191-16-140745 · doc4.xml · derivative · entry 7

HELM ROBERT W · CIK 0001216508 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,250

Underlying: Common Stock · 41,250 shares

Expires 2018-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fifty percent became exercisable on 03/02/2012 and the remaining fifty percent became exercisable on 03/02/2013.

Read SEC document
September 07, 2016 Filed Sep 9, 2016 20:20 UTC
HELM ROBERT WSenior Vice President
SaleCommon Stock, $1.00 par value 35,250 $152.99 $5,393,038.50
Disclosure

SEC source: 0001209191-16-140745 · doc4.xml · nonDerivative · entry 2

HELM ROBERT W · CIK 0001216508 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,868.65

F1 · price: Sale prices ranged from $152.81 to $153.18. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
September 07, 2016 Filed Sep 9, 2016 20:20 UTC
HELM ROBERT WSenior Vice President
Exercise / conversionCommon Stock, $1.00 par value 41,250 $74.81 $3,085,912.50
Disclosure

SEC source: 0001209191-16-140745 · doc4.xml · nonDerivative · entry 1

HELM ROBERT W · CIK 0001216508 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,118.65

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2016 Filed Sep 8, 2016 17:31 UTC
Kuryea Kimberly AVice President and Controller
Exercise / conversionStock Options · Derivative 5,635 $0.00 Strike: $74.81 $0.00
Disclosure

SEC source: 0001209191-16-140503 · doc4.xml · derivative · entry 4

Kuryea Kimberly A · CIK 0001528108 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,635 shares

Expires 2018-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fifty percent became exercisable on 03/02/2012 and the remaining fifty percent became exercisable on 03/02/2013.

Read SEC document
September 06, 2016 Filed Sep 8, 2016 17:31 UTC
Kuryea Kimberly AVice President and Controller
SaleCommon Stock, $1.00 par value 4,117 $154.56 $636,307.05
Disclosure

SEC source: 0001209191-16-140503 · doc4.xml · nonDerivative · entry 2

Kuryea Kimberly A · CIK 0001528108 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,295.416

F1 · price: Sale prices ranged from $154.53 to $154.56. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
September 06, 2016 Filed Sep 8, 2016 17:31 UTC
Kuryea Kimberly AVice President and Controller
Exercise / conversionCommon Stock, $1.00 par value 5,635 $74.81 $421,554.35
Disclosure

SEC source: 0001209191-16-140503 · doc4.xml · nonDerivative · entry 1

Kuryea Kimberly A · CIK 0001528108 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,412.416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2016 Filed Jan 5, 2017 19:13 UTC GiftCommon Stock, $1.00 par value 1,650 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001819 · doc4.xml · nonDerivative · entry 1

CHABRAJA NICHOLAS D · CIK 0001222180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,720

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.