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GENERAL DYNAMICS CORP

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2916
SEC CIK
0000040533
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1,082

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202601
Mar 202605
Apr 202600
May 202604
Jun 202602
Jul 202602
Aug 202606
Sep 202604
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2021 Filed Mar 5, 2021 14:00 UTC GrantStock Options · Derivative 2,770 $0.00 Strike: $168.56 $0.00
Disclosure

SEC source: 0001209191-21-018065 · doc4.xml · derivative · entry 2

Mattis James N · CIK 0001583058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,770

Underlying: Common Stock · 2,770 shares

Expires 2031-03-02

F2 · derivative.exercise_date: Fifty percent become exercisable on 03/03/2023 and the remaining fifty percent become exercisable on 03/03/2024.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 14:00 UTC GrantCommon Stock 475 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018065 · doc4.xml · nonDerivative · entry 1

Mattis James N · CIK 0001583058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,125

F1 · kind: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 13:55 UTC
Malcolm MarkDirector
GrantStock Options · Derivative 2,770 $0.00 Strike: $168.56 $0.00
Disclosure

SEC source: 0001209191-21-018063 · doc4.xml · derivative · entry 2

Malcolm Mark · CIK 0001491662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,770

Underlying: Common Stock · 2,770 shares

Expires 2031-03-02

F2 · derivative.exercise_date: Fifty percent become exercisable on 03/03/2023 and the remaining fifty percent become exercisable on 03/03/2024.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 13:55 UTC
Malcolm MarkDirector
GrantCommon Stock 475 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018063 · doc4.xml · nonDerivative · entry 1

Malcolm Mark · CIK 0001491662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,991

F1 · kind: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 13:45 UTC GrantStock Options · Derivative 2,770 $0.00 Strike: $168.56 $0.00
Disclosure

SEC source: 0001209191-21-018059 · doc4.xml · derivative · entry 2

DE LEON RUDY F · CIK 0001182051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,770

Underlying: Common Stock · 2,770 shares

Expires 2031-03-02

F2 · derivative.exercise_date: Fifty percent become exercisable on 03/03/2023 and the remaining fifty percent become exercisable on 03/03/2024.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 13:45 UTC GrantCommon Stock 475 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018059 · doc4.xml · nonDerivative · entry 1

DE LEON RUDY F · CIK 0001182051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,303

F1 · kind: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 13:51 UTC GrantStock Options · Derivative 2,770 $0.00 Strike: $168.56 $0.00
Disclosure

SEC source: 0001209191-21-018061 · doc4.xml · derivative · entry 2

HANEY CECIL D · CIK 0001769664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,770

Underlying: Common Stock · 2,770 shares

Expires 2031-03-02

F2 · derivative.exercise_date: Fifty percent become exercisable on 03/03/2023 and the remaining fifty percent become exercisable on 03/03/2024.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 13:51 UTC GrantCommon Stock 475 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018061 · doc4.xml · nonDerivative · entry 1

HANEY CECIL D · CIK 0001769664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,503

F1 · kind: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:39 UTC
Smith Robert EdwardExecutive Vice President
Tax withholdingCommon Stock 509 $167.68 $85,349.12
Disclosure

SEC source: 0001209191-21-017835 · doc4.xml · nonDerivative · entry 2

Smith Robert Edward · CIK 0001780189 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,438.179

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:39 UTC
Smith Robert EdwardExecutive Vice President
GrantCommon Stock 1,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017835 · doc4.xml · nonDerivative · entry 1

Smith Robert Edward · CIK 0001780189 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,947.179

F1 · kind: Represents performance stock units (PSUs) originally granted in 2018. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:36 UTC
Roualet Mark C.Executive Vice President
Tax withholdingCommon Stock 2,013 $167.68 $337,539.84
Disclosure

SEC source: 0001209191-21-017828 · doc4.xml · nonDerivative · entry 2

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,632

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:36 UTC
Roualet Mark C.Executive Vice President
GrantCommon Stock 4,172 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017828 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,645

F1 · kind: Represents performance stock units (PSUs) originally granted in 2018. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:32 UTC
NOVAKOVIC PHEBE NDirector · Chairman and CEO
Tax withholdingCommon Stock 8,181 $167.68 $1,371,790.08
Disclosure

SEC source: 0001209191-21-017816 · doc4.xml · nonDerivative · entry 2

NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 704,523

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:32 UTC
NOVAKOVIC PHEBE NDirector · Chairman and CEO
GrantCommon Stock 18,139 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017816 · doc4.xml · nonDerivative · entry 1

NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 712,704

F1 · kind: Represents performance stock units (PSUs) originally granted in 2018. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:24 UTC
Moss William AVice President and Controller
Tax withholdingCommon Stock 405 $167.68 $67,910.40
Disclosure

SEC source: 0001209191-21-017796 · doc4.xml · nonDerivative · entry 2

Moss William A · CIK 0001702298 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,488

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:24 UTC
Moss William AVice President and Controller
GrantCommon Stock 853 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017796 · doc4.xml · nonDerivative · entry 1

Moss William A · CIK 0001702298 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,893

F1 · kind: Represents performance stock units (PSUs) originally granted in 2018. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:21 UTC
Marzilli ChristopherExecutive Vice President
Tax withholdingCommon Stock 799 $167.68 $133,976.32
Disclosure

SEC source: 0001209191-21-017792 · doc4.xml · nonDerivative · entry 2

Marzilli Christopher · CIK 0001345977 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,515

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:21 UTC
Marzilli ChristopherExecutive Vice President
GrantCommon Stock 1,769 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017792 · doc4.xml · nonDerivative · entry 1

Marzilli Christopher · CIK 0001345977 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,314

F1 · kind: Represents performance stock units (PSUs) originally granted in 2018. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:10 UTC
Kuryea Kimberly ASenior Vice President
Tax withholdingCommon Stock 1,248 $167.68 $209,264.64
Disclosure

SEC source: 0001209191-21-017776 · doc4.xml · nonDerivative · entry 2

Kuryea Kimberly A · CIK 0001528108 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,058

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:10 UTC
Kuryea Kimberly ASenior Vice President
GrantCommon Stock 2,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017776 · doc4.xml · nonDerivative · entry 1

Kuryea Kimberly A · CIK 0001528108 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,306

F1 · kind: Represents performance stock units (PSUs) originally granted in 2018. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 19:57 UTC
Graney Kevin MVice President
Tax withholdingCommon Stock 621 $167.68 $104,129.28
Disclosure

SEC source: 0001209191-21-017729 · doc4.xml · nonDerivative · entry 2

Graney Kevin M · CIK 0001789991 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,955

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 19:57 UTC
Graney Kevin MVice President
GrantCommon Stock 1,340 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017729 · doc4.xml · nonDerivative · entry 1

Graney Kevin M · CIK 0001789991 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,576

F1 · kind: Represents performance stock units (PSUs) originally granted in 2018. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 19:51 UTC
Gallopoulos Gregory SSenior VP, Gen. Counsel, Sec.
Tax withholdingCommon Stock 1,350 $167.68 $226,368.00
Disclosure

SEC source: 0001209191-21-017717 · doc4.xml · nonDerivative · entry 2

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,606

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 19:51 UTC
Gallopoulos Gregory SSenior VP, Gen. Counsel, Sec.
GrantCommon Stock 2,988 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017717 · doc4.xml · nonDerivative · entry 1

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,956

F1 · kind: Represents performance stock units (PSUs) originally granted in 2018. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 19:54 UTC
Gilliland Marguerite AmySenior Vice President
Tax withholdingCommon Stock 1,091 $167.68 $182,938.88
Disclosure

SEC source: 0001209191-21-017721 · doc4.xml · nonDerivative · entry 2

Gilliland Marguerite Amy · CIK 0001637884 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,165

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 19:54 UTC
Gilliland Marguerite AmySenior Vice President
GrantCommon Stock 2,402 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017721 · doc4.xml · nonDerivative · entry 1

Gilliland Marguerite Amy · CIK 0001637884 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,256

F1 · kind: Represents performance stock units (PSUs) originally granted in 2018. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 19:46 UTC
Deep DannyVice President
Tax withholdingCommon Stock 305 $167.68 $51,142.40
Disclosure

SEC source: 0001209191-21-017715 · doc4.xml · nonDerivative · entry 2

Deep Danny · CIK 0001807873 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,709.261

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 19:46 UTC
Deep DannyVice President
GrantCommon Stock 568 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017715 · doc4.xml · nonDerivative · entry 1

Deep Danny · CIK 0001807873 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,014.261

F1 · kind: Represents performance stock units (PSUs) originally granted in 2018. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 19:40 UTC
Burns Mark LagrandVice President
Tax withholdingCommon Stock 1,429 $167.68 $239,614.72
Disclosure

SEC source: 0001209191-21-017713 · doc4.xml · nonDerivative · entry 2

Burns Mark Lagrand · CIK 0001646746 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,029.154

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 19:40 UTC
Burns Mark LagrandVice President
GrantCommon Stock 3,162 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017713 · doc4.xml · nonDerivative · entry 1

Burns Mark Lagrand · CIK 0001646746 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,458.154

F1 · kind: Represents performance stock units (PSUs) originally granted in 2018. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 19:36 UTC
Brady Christopher JVice President
Tax withholdingCommon Stock 264 $167.68 $44,267.52
Disclosure

SEC source: 0001209191-21-017711 · doc4.xml · nonDerivative · entry 2

Brady Christopher J · CIK 0001762314 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,472

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 19:36 UTC
Brady Christopher JVice President
GrantCommon Stock 568 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017711 · doc4.xml · nonDerivative · entry 1

Brady Christopher J · CIK 0001762314 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,736

F1 · kind: Represents performance stock units (PSUs) originally granted in 2018. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 19:32 UTC
Aiken Jason WSenior Vice President and CFO
Tax withholdingCommon Stock 1,926 $167.68 $322,951.68
Disclosure

SEC source: 0001209191-21-017708 · doc4.xml · nonDerivative · entry 2

Aiken Jason W · CIK 0001486897 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,009

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 19:32 UTC
Aiken Jason WSenior Vice President and CFO
GrantCommon Stock 4,276 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017708 · doc4.xml · nonDerivative · entry 1

Aiken Jason W · CIK 0001486897 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,935

F1 · kind: Represents performance stock units (PSUs) originally granted in 2018. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
February 09, 2021 Filed Feb 10, 2021 21:21 UTC
Graney Kevin MVice President
Exercise / conversionStock Options · Derivative 11,820 $0.00 Strike: $112.40 $0.00
Disclosure

SEC source: 0001209191-21-009223 · doc4.xml · derivative · entry 4

Graney Kevin M · CIK 0001789991 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,820 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fifty percent became exercisable on 03/05/2015 and the remaining fifty percent became exercisable on 03/05/2016.

Read SEC document
February 09, 2021 Filed Feb 10, 2021 21:21 UTC
Graney Kevin MVice President
Tax withholdingCommon Stock 9,894 $162.32 $1,605,944.61
Disclosure

SEC source: 0001209191-21-009223 · doc4.xml · nonDerivative · entry 2

Graney Kevin M · CIK 0001789991 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,236

Read SEC document
February 09, 2021 Filed Feb 10, 2021 21:21 UTC
Graney Kevin MVice President
Exercise / conversionCommon Stock 11,820 $112.40 $1,328,568.00
Disclosure

SEC source: 0001209191-21-009223 · doc4.xml · nonDerivative · entry 1

Graney Kevin M · CIK 0001789991 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 21:28 UTC
Smith Robert EdwardExecutive Vice President
GrantCommon Stock 10.274 $159.07 $1,634.23
Disclosure

SEC source: 0001209191-21-008798 · doc4.xml · nonDerivative · entry 1

Smith Robert Edward · CIK 0001780189 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,822.179

F1 · shares: Represents accrued dividend equivalents on previously granted RSUs.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 21:24 UTC
Deep DannyVice President
GrantCommon Stock 22.234 $159.07 $3,536.65
Disclosure

SEC source: 0001209191-21-008787 · doc4.xml · nonDerivative · entry 1

Deep Danny · CIK 0001807873 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,446.261

F1 · shares: Represents accrued dividend equivalents on previously granted RSUs.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:38 UTC GrantPhantom Stock Units · Derivative 22.053 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-005409 · doc4.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,210.947

Underlying: Common Stock · 22.053 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

Read SEC document
December 30, 2020 Filed Dec 31, 2020 16:17 UTC
Roualet Mark C.Executive Vice President
Exercise / conversionStock Options · Derivative 75,640 $0.00 Strike: $112.40 $0.00
Disclosure

SEC source: 0001209191-20-065622 · doc4.xml · derivative · entry 4

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,640 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fifty percent became exercisable on 03/05/2015 and the remaining fifty percent became exercisable on 03/05/2016.

Read SEC document
December 30, 2020 Filed Dec 31, 2020 16:17 UTC
Roualet Mark C.Executive Vice President
Tax withholdingCommon Stock 67,587 $148.60 $10,043,090.27
Disclosure

SEC source: 0001209191-20-065622 · doc4.xml · nonDerivative · entry 2

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,473

Read SEC document
December 30, 2020 Filed Dec 31, 2020 16:17 UTC
Roualet Mark C.Executive Vice President
Exercise / conversionCommon Stock 75,640 $112.40 $8,501,936.00
Disclosure

SEC source: 0001209191-20-065622 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 16:14 UTC
Burns Mark LagrandVice President
Exercise / conversionStock Options · Derivative 22,410 $0.00 Strike: $112.40 $0.00
Disclosure

SEC source: 0001209191-20-065620 · doc4.xml · derivative · entry 4

Burns Mark Lagrand · CIK 0001646746 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,410 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fifty percent became exercisable on 03/05/2015 and the remaining fifty percent became exercisable on 03/05/2016.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 16:14 UTC
Burns Mark LagrandVice President
Tax withholdingCommon Stock 19,450 $147.99 $2,878,405.50
Disclosure

SEC source: 0001209191-20-065620 · doc4.xml · nonDerivative · entry 2

Burns Mark Lagrand · CIK 0001646746 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,296.174

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December 29, 2020 Filed Dec 31, 2020 16:14 UTC
Burns Mark LagrandVice President
Exercise / conversionCommon Stock 22,410 $112.40 $2,518,884.00
Disclosure

SEC source: 0001209191-20-065620 · doc4.xml · nonDerivative · entry 1

Burns Mark Lagrand · CIK 0001646746 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,746.174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 16, 2020 Filed Dec 17, 2020 22:06 UTC
Wall Peter ADirector
GrantCommon Stock 54 $153.72 $8,300.88
Disclosure

SEC source: 0001209191-20-064123 · doc4.xml · nonDerivative · entry 1

Wall Peter A · CIK 0001681266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,524

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

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December 16, 2020 Filed Dec 17, 2020 22:03 UTC GrantCommon Stock 154 $153.72 $23,672.88
Disclosure

SEC source: 0001209191-20-064115 · doc4.xml · nonDerivative · entry 1

Stratton John G · CIK 0001385262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,087

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

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December 16, 2020 Filed Dec 17, 2020 21:57 UTC Exercise / conversionStock Options · Derivative 4,400 $0.00 Strike: $112.40 $0.00
Disclosure

SEC source: 0001209191-20-064103 · doc4.xml · derivative · entry 4

Schumacher Laura J · CIK 0001319245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,400 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fifty percent became exercisable on 03/05/2015 and the remaining fifty percent became exercisable on 03/05/2016.

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December 16, 2020 Filed Dec 17, 2020 21:57 UTC Tax withholdingCommon Stock 3,477 $153.66 $534,275.82
Disclosure

SEC source: 0001209191-20-064103 · doc4.xml · nonDerivative · entry 3

Schumacher Laura J · CIK 0001319245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,163

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.