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GENERAL DYNAMICS CORP

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2916
SEC CIK
0000040533
Parsed reports
1,082

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202601
Mar 202605
Apr 202600
May 202604
Jun 202602
Jul 202602
Aug 202606
Sep 202604
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2022 Filed Mar 3, 2022 21:18 UTC
NOVAKOVIC PHEBE NDirector · Chairman and CEO
Exercise / conversionCommon Stock 248,830 $136.78 $34,034,967.40
Disclosure

SEC source: 0001209191-22-015414 · doc4.xml · nonDerivative · entry 1

NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:23 UTC
Roualet Mark C.Executive Vice President
Tax withholdingCommon Stock 2,446 $234.57 $573,758.22
Disclosure

SEC source: 0001209191-22-015424 · doc4.xml · nonDerivative · entry 2

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,328

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:23 UTC
Roualet Mark C.Executive Vice President
GrantCommon Stock 5,063 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015424 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,774

F1 · kind: Represents performance stock units (PSUs) originally granted in 2019. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:21 UTC
Moss William AVice President and Controller
Tax withholdingCommon Stock 446 $234.57 $104,618.22
Disclosure

SEC source: 0001209191-22-015420 · doc4.xml · nonDerivative · entry 2

Moss William A · CIK 0001702298 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,531

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:21 UTC
Moss William AVice President and Controller
GrantCommon Stock 957 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015420 · doc4.xml · nonDerivative · entry 1

Moss William A · CIK 0001702298 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,977

F1 · kind: Represents performance stock units (PSUs) originally granted in 2019. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:15 UTC
Marzilli ChristopherExecutive Vice President
Tax withholdingCommon Stock 1,577 $234.57 $369,916.89
Disclosure

SEC source: 0001209191-22-015401 · doc4.xml · nonDerivative · entry 2

Marzilli Christopher · CIK 0001345977 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,712

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:15 UTC
Marzilli ChristopherExecutive Vice President
GrantCommon Stock 3,493 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015401 · doc4.xml · nonDerivative · entry 1

Marzilli Christopher · CIK 0001345977 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,289

F1 · kind: Represents performance stock units (PSUs) originally granted in 2019. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:12 UTC
Kuryea Kimberly ASenior Vice President
Tax withholdingCommon Stock 1,250 $234.57 $293,212.50
Disclosure

SEC source: 0001209191-22-015395 · doc4.xml · nonDerivative · entry 2

Kuryea Kimberly A · CIK 0001528108 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,115

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:12 UTC
Kuryea Kimberly ASenior Vice President
GrantCommon Stock 2,761 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015395 · doc4.xml · nonDerivative · entry 1

Kuryea Kimberly A · CIK 0001528108 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,365

F1 · kind: Represents performance stock units (PSUs) originally granted in 2019. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:10 UTC
Graney Kevin MVice President
Tax withholdingCommon Stock 775 $234.57 $181,791.75
Disclosure

SEC source: 0001209191-22-015390 · doc4.xml · nonDerivative · entry 2

Graney Kevin M · CIK 0001789991 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,429

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:10 UTC
Graney Kevin MVice President
GrantCommon Stock 1,660 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015390 · doc4.xml · nonDerivative · entry 1

Graney Kevin M · CIK 0001789991 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,204

F1 · kind: Represents performance stock units (PSUs) originally granted in 2019. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:06 UTC
Gilliland Marguerite AmySenior Vice President
Tax withholdingCommon Stock 1,141 $234.57 $267,644.37
Disclosure

SEC source: 0001209191-22-015379 · doc4.xml · nonDerivative · entry 2

Gilliland Marguerite Amy · CIK 0001637884 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,491

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:06 UTC
Gilliland Marguerite AmySenior Vice President
GrantCommon Stock 2,519 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015379 · doc4.xml · nonDerivative · entry 1

Gilliland Marguerite Amy · CIK 0001637884 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,632

F1 · kind: Represents performance stock units (PSUs) originally granted in 2019. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:02 UTC
Gallopoulos Gregory SSenior VP, Gen. Counsel, Sec.
Exercise / conversionStock Options · Derivative 49,170 $0.00 Strike: $135.85 $0.00
Disclosure

SEC source: 0001209191-22-015363 · doc4.xml · derivative · entry 7

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,170 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fifty percent became exercisable on 03/02/2018 and the remaining fifty percent became exercisable on 03/02/2019.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:02 UTC
Gallopoulos Gregory SSenior VP, Gen. Counsel, Sec.
Tax withholdingCommon Stock 1,423 $234.57 $333,793.11
Disclosure

SEC source: 0001209191-22-015363 · doc4.xml · nonDerivative · entry 4

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,538

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of restricted shares.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:02 UTC
Gallopoulos Gregory SSenior VP, Gen. Counsel, Sec.
GrantCommon Stock 3,153 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015363 · doc4.xml · nonDerivative · entry 3

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,961

F1 · kind: Represents performance stock units (PSUs) originally granted in 2019. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:02 UTC
Gallopoulos Gregory SSenior VP, Gen. Counsel, Sec.
Tax withholdingCommon Stock 40,523 $232.38 $9,416,734.74
Disclosure

SEC source: 0001209191-22-015363 · doc4.xml · nonDerivative · entry 2

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,808

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:02 UTC
Gallopoulos Gregory SSenior VP, Gen. Counsel, Sec.
Exercise / conversionCommon Stock 49,170 $135.85 $6,679,744.50
Disclosure

SEC source: 0001209191-22-015363 · doc4.xml · nonDerivative · entry 1

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:57 UTC
Deep DannyVice President
Tax withholdingCommon Stock 310 $234.57 $72,716.70
Disclosure

SEC source: 0001209191-22-015356 · doc4.xml · nonDerivative · entry 2

Deep Danny · CIK 0001807873 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,503.631

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:57 UTC
Deep DannyVice President
GrantCommon Stock 634 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015356 · doc4.xml · nonDerivative · entry 1

Deep Danny · CIK 0001807873 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,813.631

F1 · kind: Represents performance stock units (PSUs) originally granted in 2019. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:55 UTC
Burns Mark LagrandVice President
Tax withholdingCommon Stock 1,477 $234.57 $346,459.89
Disclosure

SEC source: 0001209191-22-015348 · doc4.xml · nonDerivative · entry 2

Burns Mark Lagrand · CIK 0001646746 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,752.154

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:55 UTC
Burns Mark LagrandVice President
GrantCommon Stock 3,274 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015348 · doc4.xml · nonDerivative · entry 1

Burns Mark Lagrand · CIK 0001646746 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,229.154

F1 · kind: Represents performance stock units (PSUs) originally granted in 2019. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:51 UTC
Brady Christopher JVice President
Tax withholdingCommon Stock 480 $234.57 $112,593.60
Disclosure

SEC source: 0001209191-22-015335 · doc4.xml · nonDerivative · entry 2

Brady Christopher J · CIK 0001762314 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,660

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:51 UTC
Brady Christopher JVice President
GrantCommon Stock 1,061 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015335 · doc4.xml · nonDerivative · entry 1

Brady Christopher J · CIK 0001762314 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,140

F1 · kind: Represents performance stock units (PSUs) originally granted in 2019. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:49 UTC
Aiken Jason WSenior Vice President and CFO
Tax withholdingCommon Stock 2,339 $234.57 $548,659.23
Disclosure

SEC source: 0001209191-22-015324 · doc4.xml · nonDerivative · entry 2

Aiken Jason W · CIK 0001486897 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,029

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:49 UTC
Aiken Jason WSenior Vice President and CFO
GrantCommon Stock 5,189 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015324 · doc4.xml · nonDerivative · entry 1

Aiken Jason W · CIK 0001486897 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,368

F1 · kind: Represents performance stock units (PSUs) originally granted in 2019. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 01, 2022 Filed Mar 17, 2022 20:16 UTC Amendment
Gallopoulos Gregory SSenior VP, Gen. Counsel, Sec.
Tax withholdingCommon Stock 40,253 $232.38 $9,353,992.14
Disclosure

SEC source: 0001209191-22-019565 · doc4a.xml · nonDerivative · entry 1

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,078

F1 · shares: This amendment corrects the number of shares delivered by the Reporting Person to pay the exercise price of options exercised.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:14 UTC
Roualet Mark C.Executive Vice President
Exercise / conversionStock Options · Derivative 23,600 $0.00 Strike: $136.78 $0.00
Disclosure

SEC source: 0001209191-22-014620 · doc4.xml · derivative · entry 4

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,600 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fifty percent became exercisable on 03/04/2017 and the remaining fifty percent became exercisable on 03/04/2018.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:14 UTC
Roualet Mark C.Executive Vice President
Tax withholdingCommon Stock 18,579 $232.38 $4,317,388.02
Disclosure

SEC source: 0001209191-22-014620 · doc4.xml · nonDerivative · entry 2

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,711

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:14 UTC
Roualet Mark C.Executive Vice President
Exercise / conversionCommon Stock 23,600 $136.78 $3,228,008.00
Disclosure

SEC source: 0001209191-22-014620 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2022 Filed Feb 7, 2022 22:09 UTC GrantPhantom Stock Units · Derivative 18.223 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-005059 · doc4.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,287.593

Underlying: Common Stock · 18.223 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 20:15 UTC
Smith Robert EdwardExecutive Vice President
GrantCommon Stock 8.49 $213.49 $1,812.56
Disclosure

SEC source: 0001209191-22-007712 · doc4.xml · nonDerivative · entry 1

Smith Robert Edward · CIK 0001780189 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,388.886

F1 · shares: Represents accrued dividend equivalents on previously granted RSUs.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 20:12 UTC
Deep DannyVice President
GrantCommon Stock 30.283 $213.49 $6,465.24
Disclosure

SEC source: 0001209191-22-007709 · doc4.xml · nonDerivative · entry 1

Deep Danny · CIK 0001807873 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,179.631

F1 · shares: Represents accrued dividend equivalents on previously granted RSUs.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 18:19 UTC
Moss William AVice President and Controller
Exercise / conversionStock Options · Derivative 2,500 $0.00 Strike: $136.78 $0.00
Disclosure

SEC source: 0001209191-21-070754 · doc4.xml · derivative · entry 4

Moss William A · CIK 0001702298 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,060

Underlying: Common Stock · 2,500 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fifty percent became exercisable on 03/04/2017 and the remaining fifty percent became exercisable on 03/04/2018.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 18:19 UTC
Moss William AVice President and Controller
SaleCommon Stock 2,051 $203.70 $417,788.70
Disclosure

SEC source: 0001209191-21-070754 · doc4.xml · nonDerivative · entry 2

Moss William A · CIK 0001702298 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,020

F1 · price: Sale prices ranged from $203.64 to $203.70. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 18:19 UTC
Moss William AVice President and Controller
Exercise / conversionCommon Stock 2,500 $136.78 $341,950.00
Disclosure

SEC source: 0001209191-21-070754 · doc4.xml · nonDerivative · entry 1

Moss William A · CIK 0001702298 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 21:27 UTC
Wall Peter ADirector
GrantCommon Stock 16 $204.85 $3,277.60
Disclosure

SEC source: 0001209191-21-070570 · doc4.xml · nonDerivative · entry 1

Wall Peter A · CIK 0001681266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,965

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 21:12 UTC GrantCommon Stock 115 $204.85 $23,557.75
Disclosure

SEC source: 0001209191-21-070552 · doc4.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 891

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 21:16 UTC GrantCommon Stock 115 $204.85 $23,557.75
Disclosure

SEC source: 0001209191-21-070558 · doc4.xml · nonDerivative · entry 1

Stratton John G · CIK 0001385262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,055

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 21:08 UTC GrantCommon Stock 115 $204.85 $23,557.75
Disclosure

SEC source: 0001209191-21-070550 · doc4.xml · nonDerivative · entry 1

Schumacher Laura J · CIK 0001319245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,131

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 21:03 UTC GrantCommon Stock 115 $204.85 $23,557.75
Disclosure

SEC source: 0001209191-21-070547 · doc4.xml · nonDerivative · entry 1

Reynolds Catherine B · CIK 0001292209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,149

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 20:47 UTC GrantCommon Stock 23 $204.85 $4,711.55
Disclosure

SEC source: 0001209191-21-070536 · doc4.xml · nonDerivative · entry 1

HANEY CECIL D · CIK 0001769664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,601

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 20:57 UTC
Nye C HowardDirector
GrantCommon Stock 115 $204.85 $23,557.75
Disclosure

SEC source: 0001209191-21-070543 · doc4.xml · nonDerivative · entry 1

Nye C Howard · CIK 0001373147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,510

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 20:53 UTC
Malcolm MarkDirector
GrantCommon Stock 115 $204.85 $23,557.75
Disclosure

SEC source: 0001209191-21-070541 · doc4.xml · nonDerivative · entry 1

Malcolm Mark · CIK 0001491662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,484

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 20:35 UTC GrantCommon Stock 57 $204.85 $11,676.45
Disclosure

SEC source: 0001209191-21-070525 · doc4.xml · nonDerivative · entry 1

DE LEON RUDY F · CIK 0001182051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,455

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
December 06, 2021 Filed Dec 8, 2021 20:29 UTC
Marzilli ChristopherExecutive Vice President
GiftCommon Stock 1,591 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068498 · doc4.xml · nonDerivative · entry 1

Marzilli Christopher · CIK 0001345977 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,796

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November 12, 2021 Filed Nov 16, 2021 20:10 UTC
Smith Robert EdwardExecutive Vice President
GrantCommon Stock 9.009 $199.99 $1,801.66
Disclosure

SEC source: 0001209191-21-064682 · doc4.xml · nonDerivative · entry 1

Smith Robert Edward · CIK 0001780189 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,380.396

F1 · shares: Represents accrued dividend equivalents on previously granted RSUs.

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November 12, 2021 Filed Nov 16, 2021 20:06 UTC
Deep DannyVice President
GrantCommon Stock 32.138 $199.99 $6,427.12
Disclosure

SEC source: 0001209191-21-064680 · doc4.xml · nonDerivative · entry 1

Deep Danny · CIK 0001807873 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,149.348

F1 · shares: Represents accrued dividend equivalents on previously granted RSUs.

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November 12, 2021 Filed Nov 16, 2021 13:22 UTC GrantPhantom Stock Units · Derivative 19.339 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-044720 · doc4.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,269.37

Underlying: Common Stock · 19.339 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

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October 29, 2021 Filed Nov 2, 2021 20:34 UTC
Aiken Jason WSenior Vice President and CFO
Exercise / conversionStock Options · Derivative 16,725 $0.00 Strike: $136.78 $0.00
Disclosure

SEC source: 0001209191-21-062416 · doc4.xml · derivative · entry 4

Aiken Jason W · CIK 0001486897 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,105

Underlying: Common Stock · 16,725 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fifty percent became exercisable on 03/04/2017 and the remaining fifty percent became exercisable on 03/04/2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.