GD

SEC source: 0001209191-23-017547 · doc4.xml · nonDerivative · entry 1

NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 817,479

F1 · kind: Represents performance stock units (PSUs) originally granted in 2020. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

SEC source: 0001209191-23-017537 · doc4.xml · nonDerivative · entry 2

Kuryea Kimberly A · CIK 0001528108 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,502

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

SEC source: 0001209191-23-017537 · doc4.xml · nonDerivative · entry 1

Kuryea Kimberly A · CIK 0001528108 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,851

F1 · kind: Represents performance stock units (PSUs) originally granted in 2020. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

SEC source: 0001209191-23-017534 · doc4.xml · nonDerivative · entry 2

Graney Kevin M · CIK 0001789991 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,961

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

SEC source: 0001209191-23-017534 · doc4.xml · nonDerivative · entry 1

Graney Kevin M · CIK 0001789991 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,069

F1 · kind: Represents performance stock units (PSUs) originally granted in 2020. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

SEC source: 0001209191-23-017530 · doc4.xml · nonDerivative · entry 2

Gilliland Marguerite Amy · CIK 0001637884 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,477

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

SEC source: 0001209191-23-017530 · doc4.xml · nonDerivative · entry 1

Gilliland Marguerite Amy · CIK 0001637884 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,705

F1 · kind: Represents performance stock units (PSUs) originally granted in 2020. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

SEC source: 0001209191-23-017526 · doc4.xml · nonDerivative · entry 2

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,714

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

SEC source: 0001209191-23-017526 · doc4.xml · nonDerivative · entry 1

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,584

F1 · kind: Represents performance stock units (PSUs) originally granted in 2020. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

SEC source: 0001209191-23-017524 · doc4.xml · nonDerivative · entry 2

Deep Danny · CIK 0001807873 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,429.762

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

SEC source: 0001209191-23-017524 · doc4.xml · nonDerivative · entry 1

Deep Danny · CIK 0001807873 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,118.762

F1 · kind: Represents performance stock units (PSUs) originally granted in 2020. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

SEC source: 0001209191-23-017518 · doc4.xml · nonDerivative · entry 2

Burns Mark Lagrand · CIK 0001646746 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,507.154

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

SEC source: 0001209191-23-017518 · doc4.xml · nonDerivative · entry 1

Burns Mark Lagrand · CIK 0001646746 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,806.154

F1 · kind: Represents performance stock units (PSUs) originally granted in 2020. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

SEC source: 0001209191-23-017515 · doc4.xml · nonDerivative · entry 2

Brady Christopher J · CIK 0001762314 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,410

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

SEC source: 0001209191-23-017515 · doc4.xml · nonDerivative · entry 1

Brady Christopher J · CIK 0001762314 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,447

F1 · kind: Represents performance stock units (PSUs) originally granted in 2020. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

SEC source: 0001209191-23-017512 · doc4.xml · nonDerivative · entry 2

Aiken Jason W · CIK 0001486897 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,997

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

SEC source: 0001209191-23-017512 · doc4.xml · nonDerivative · entry 1

Aiken Jason W · CIK 0001486897 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,729

F1 · kind: Represents performance stock units (PSUs) originally granted in 2020. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

SEC source: 0001209191-23-017202 · doc4.xml · nonDerivative · entry 1

Wall Peter A · CIK 0001681266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,050

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

SEC source: 0001209191-23-017196 · doc4.xml · nonDerivative · entry 1

Schumacher Laura J · CIK 0001319245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,829

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

SEC source: 0001209191-23-017200 · doc4.xml · nonDerivative · entry 1

Stratton John G · CIK 0001385262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,851

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

SEC source: 0001209191-23-017190 · doc4.xml · nonDerivative · entry 1

Nye C Howard · CIK 0001373147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,208

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

SEC source: 0001209191-23-017193 · doc4.xml · nonDerivative · entry 1

Reynolds Catherine B · CIK 0001292209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,793

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

SEC source: 0001209191-23-017185 · doc4.xml · nonDerivative · entry 1

Mattis James N · CIK 0001583058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,884

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

SEC source: 0001209191-23-017162 · doc4.xml · nonDerivative · entry 1

DE LEON RUDY F · CIK 0001182051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,829

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

SEC source: 0001209191-23-017176 · doc4.xml · nonDerivative · entry 1

HANEY CECIL D · CIK 0001769664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,867

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

SEC source: 0001209191-23-017153 · doc4.xml · nonDerivative · entry 1

Smith Robert Edward · CIK 0001780189 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,511.886

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

SEC source: 0001209191-23-017135 · doc4.xml · nonDerivative · entry 1

NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773,629

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

SEC source: 0001209191-23-017149 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,868

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

SEC source: 0001209191-23-017133 · doc4.xml · nonDerivative · entry 1

Moss William A · CIK 0001702298 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,125

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

SEC source: 0001209191-23-017131 · doc4.xml · nonDerivative · entry 1

Kuryea Kimberly A · CIK 0001528108 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,860

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

SEC source: 0001209191-23-017129 · doc4.xml · nonDerivative · entry 1

Graney Kevin M · CIK 0001789991 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,679

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

SEC source: 0001209191-23-017127 · doc4.xml · nonDerivative · entry 1

Gilliland Marguerite Amy · CIK 0001637884 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,983

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

SEC source: 0001209191-23-017123 · doc4.xml · nonDerivative · entry 1

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,004

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

SEC source: 0001209191-23-017121 · doc4.xml · nonDerivative · entry 1

Deep Danny · CIK 0001807873 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,539.762

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted stock units.

SEC source: 0001209191-23-017119 · doc4.xml · nonDerivative · entry 1

Burns Mark Lagrand · CIK 0001646746 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,274.154

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

SEC source: 0001209191-23-017116 · doc4.xml · nonDerivative · entry 1

Brady Christopher J · CIK 0001762314 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,027

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

SEC source: 0001209191-23-017113 · doc4.xml · nonDerivative · entry 1

Aiken Jason W · CIK 0001486897 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,021

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

SEC source: 0001209191-23-009162 · doc4.xml · nonDerivative · entry 1

Deep Danny · CIK 0001807873 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,432.762

F1 · shares: Represents accrued dividend equivalents on previously granted RSUs.

SEC source: 0000899243-23-004869 · doc4.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,358.076

Underlying: Common Stock · 18.204 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

SEC source: 0001209191-23-005840 · doc4.xml · derivative · entry 4

Burns Mark Lagrand · CIK 0001646746 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,600 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fifty percent became exercisable on 03/02/2018 and the remaining fifty percent became exercisable on 03/02/2019.

SEC source: 0001209191-23-005840 · doc4.xml · nonDerivative · entry 2

Burns Mark Lagrand · CIK 0001646746 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,909.154

F1 · price: Sale prices ranged from $226.83 to $227.19. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

SEC source: 0001209191-23-005840 · doc4.xml · nonDerivative · entry 1

Burns Mark Lagrand · CIK 0001646746 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,509.154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-062163 · doc4.xml · nonDerivative · entry 1

Stratton John G · CIK 0001385262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,958

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-22-062151 · doc4.xml · nonDerivative · entry 1

Nye C Howard · CIK 0001373147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,315

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-22-062161 · doc4.xml · nonDerivative · entry 1

Schumacher Laura J · CIK 0001319245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,936

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-22-062147 · doc4.xml · nonDerivative · entry 1

Reynolds Catherine B · CIK 0001292209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,928

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-22-062144 · doc4.xml · nonDerivative · entry 1

Mattis James N · CIK 0001583058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,991

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-22-062137 · doc4.xml · nonDerivative · entry 1

Malcolm Mark · CIK 0001491662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,387

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-22-062135 · doc4.xml · nonDerivative · entry 1

HANEY CECIL D · CIK 0001769664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,974

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-22-062133 · doc4.xml · nonDerivative · entry 1

DE LEON RUDY F · CIK 0001182051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,964

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.