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Nasdaq · USD

GCMG

GCM Grosvenor Inc.

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Tapewire entity
2006
SEC CIK
0001819796
Parsed reports
248

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202603
Aug 202600
Sep 202604
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 29, 2023 Filed Jan 2, 2024 22:39 UTC GrantRestricted Stock Units · Derivative 5,581 $8.96 $50,005.76
Disclosure

SEC source: 0001628280-24-000094 · wk-form4_1704235155.xml · derivative · entry 1

Malkin Stephen · CIK 0001831821 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,248

Underlying: Class A Common Stock · 5,581 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability.

F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability.

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December 29, 2023 Filed Jan 2, 2024 22:38 UTC GrantRestricted Stock Units · Derivative 3,935 $8.96 $35,257.60
Disclosure

SEC source: 0001628280-24-000091 · wk-form4_1704235087.xml · derivative · entry 1

Cornelli Francesca · CIK 0001831818 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,668

Underlying: Class A Common Stock · 3,935 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of partial quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 3,935 RSUs granted on December 29, 2023, 4,543 RSUs granted on September 29, 2023, 4,676 RSUs granted on June 30, 2023 and 4,514 RSUs granted on March 31, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of March 25, 2024, a "change in control event" of the Issuer or the Reporting Person's death or disability.

F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of partial quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 3,935 RSUs granted on December 29, 2023, 4,543 RSUs granted on September 29, 2023, 4,676 RSUs granted on June 30, 2023 and 4,514 RSUs granted on March 31, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of March 25, 2024, a "change in control event" of the Issuer or the Reporting Person's death or disability.

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December 29, 2023 Filed Jan 2, 2024 22:37 UTC GrantRestricted Stock Units · Derivative 6,557 $8.96 $58,750.72
Disclosure

SEC source: 0001628280-24-000090 · wk-form4_1704235028.xml · derivative · entry 1

Blanton Angela · CIK 0001831814 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,802

Underlying: Class A Common Stock · 6,557 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of January 15, 2026, a "change in control event" of the Issuer or the Reporting Person's death or disability.

F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of January 15, 2026, a "change in control event" of the Issuer or the Reporting Person's death or disability.

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December 21, 2023 Filed Dec 21, 2023 22:51 UTC
Bentley Pamela LChief Financial Officer
SaleClass A Common Stock 25,000 $8.81 $220,235.00
Disclosure

SEC source: 0001628280-23-042532 · wk-form4_1703199099.xml · nonDerivative · entry 2

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,014.34

F2 · price: These shares were sold pursuant to a Rule 10b5-1 trading plan in multiple transactions at prices ranging from $8.7300 to $8.9000, inclusive. The price reported in Column 4 is a weighted average price.

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December 20, 2023 Filed Dec 21, 2023 22:51 UTC
Bentley Pamela LChief Financial Officer
SaleClass A Common Stock 25,000 $8.76 $218,982.50
Disclosure

SEC source: 0001628280-23-042532 · wk-form4_1703199099.xml · nonDerivative · entry 1

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,014.34

F1 · price: These shares were sold pursuant to a Rule 10b5-1 trading plan in multiple transactions at prices ranging from $8.7100 to $8.8250, inclusive. The price reported in Column 4 is a weighted average price.

Read SEC document
December 19, 2023 Filed Dec 19, 2023 22:47 UTC
Bentley Pamela LChief Financial Officer
SaleClass A Common Stock 25,000 $8.91 $222,710.00
Disclosure

SEC source: 0001628280-23-042026 · wk-form4_1703026020.xml · nonDerivative · entry 3

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,014.34

F3 · price: These shares were sold pursuant to a Rule 10b5-1 trading plan in multiple transactions at prices ranging from $8.8600 to $8.9700, inclusive. The price reported in Column 4 is a weighted average price.

Read SEC document
December 18, 2023 Filed Dec 19, 2023 22:47 UTC
Bentley Pamela LChief Financial Officer
SaleClass A Common Stock 25,000 $8.87 $221,807.50
Disclosure

SEC source: 0001628280-23-042026 · wk-form4_1703026020.xml · nonDerivative · entry 2

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 103,014.34

F2 · price: These shares were sold pursuant to a Rule 10b5-1 trading plan in multiple transactions at prices ranging from $8.8100 to $8.9700, inclusive. The price reported in Column 4 is a weighted average price.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 22:47 UTC
Bentley Pamela LChief Financial Officer
SaleClass A Common Stock 25,000 $8.93 $223,312.50
Disclosure

SEC source: 0001628280-23-042026 · wk-form4_1703026020.xml · nonDerivative · entry 1

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 128,014.34

F1 · price: These shares were sold pursuant to a Rule 10b5-1 trading plan in multiple transactions at prices ranging from $8.8400 to $9.000, inclusive. The price reported in Column 4 is a weighted average price.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 21:32 UTC
Buchanan Sandra MChief HR Officer
GrantRestricted Stock Units · Derivative 66,478 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-033678 · wk-form4_1696368756.xml · derivative · entry 1

Hurse Sandra · CIK 0001831816 · Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,478

Underlying: Class A Common Stock · 66,478 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on October 2, 2023. The RSUs will vest in full on March 1, 2024, subject to the Reporting Person's continued service on the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.

F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on October 2, 2023. The RSUs will vest in full on March 1, 2024, subject to the Reporting Person's continued service on the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 21:32 UTC
Bentley Pamela LChief Financial Officer
GrantRestricted Stock Units · Derivative 75,510 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-033677 · wk-form4_1696368712.xml · derivative · entry 1

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,510

Underlying: Class A Common Stock · 75,510 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on October 2, 2023. The RSUs will vest in full on March 1, 2024, subject to the Reporting Person's continued service on the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.

F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on October 2, 2023. The RSUs will vest in full on March 1, 2024, subject to the Reporting Person's continued service on the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.

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October 02, 2023 Filed Oct 3, 2023 21:31 UTC
SULLIVAN KATHLEEN PATRICIAPrincipal Accounting Officer
GrantRestricted Stock Units · Derivative 22,581 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-033675 · wk-form4_1696368671.xml · derivative · entry 1

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,581

Underlying: Class A Common Stock · 22,581 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on October 2, 2023. The RSUs will vest in full on March 1, 2024, subject to the Reporting Person's continued service on the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.

F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on October 2, 2023. The RSUs will vest in full on March 1, 2024, subject to the Reporting Person's continued service on the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 21:27 UTC Exercise / conversionRestricted Stock Units · Derivative 7,922 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-033669 · wk-form4_1696368460.xml · derivative · entry 3

MASTERS BLYTHE · CIK 0001648686 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,968

Underlying: Class A Common Stock · 7,922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F1 · kind: This award of Restricted Stock Units ("RSUs") was granted on September 30, 2022 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 7,922 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on September 30, 2023.

F1 · derivative.exercise_date: This award of Restricted Stock Units ("RSUs") was granted on September 30, 2022 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 7,922 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on September 30, 2023.

F1 · derivative.expiration_date: This award of Restricted Stock Units ("RSUs") was granted on September 30, 2022 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 7,922 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on September 30, 2023.

F3 · balance_after: An award of 9,182 RSUs was granted on September 29, 2023 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 9,182 RSUs granted on September 29, 2023, 9,450 RSUs granted on June 30, 2023, 9,123 RSUs granted on March 31, 2023 and 8,213 RSUs granted on December 30, 2022, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 21:27 UTC Exercise / conversionClass A Common Stock 7,922 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-033669 · wk-form4_1696368460.xml · nonDerivative · entry 1

MASTERS BLYTHE · CIK 0001648686 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This award of Restricted Stock Units ("RSUs") was granted on September 30, 2022 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 7,922 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on September 30, 2023.

F2 · price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 21:29 UTC GrantRestricted Stock Units · Derivative 7,571 $7.76 $58,750.96
Disclosure

SEC source: 0001628280-23-033672 · wk-form4_1696368551.xml · derivative · entry 1

SCOTT SAMUEL C III · CIK 0001202862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,245

Underlying: Class A Common Stock · 7,571 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability.

F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 21:28 UTC GrantRestricted Stock Units · Derivative 6,444 $7.76 $50,005.44
Disclosure

SEC source: 0001628280-23-033671 · wk-form4_1696368503.xml · derivative · entry 1

Malkin Stephen · CIK 0001831821 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,667

Underlying: Class A Common Stock · 6,444 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability.

F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 21:27 UTC GrantRestricted Stock Units · Derivative 9,182 $7.76 $71,252.32
Disclosure

SEC source: 0001628280-23-033669 · wk-form4_1696368460.xml · derivative · entry 2

MASTERS BLYTHE · CIK 0001648686 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,890

Underlying: Class A Common Stock · 9,182 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: An award of 9,182 RSUs was granted on September 29, 2023 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 9,182 RSUs granted on September 29, 2023, 9,450 RSUs granted on June 30, 2023, 9,123 RSUs granted on March 31, 2023 and 8,213 RSUs granted on December 30, 2022, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability.

F3 · derivative.expiration_date: An award of 9,182 RSUs was granted on September 29, 2023 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 9,182 RSUs granted on September 29, 2023, 9,450 RSUs granted on June 30, 2023, 9,123 RSUs granted on March 31, 2023 and 8,213 RSUs granted on December 30, 2022, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability.

F3 · balance_after: An award of 9,182 RSUs was granted on September 29, 2023 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 9,182 RSUs granted on September 29, 2023, 9,450 RSUs granted on June 30, 2023, 9,123 RSUs granted on March 31, 2023 and 8,213 RSUs granted on December 30, 2022, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 21:27 UTC GrantRestricted Stock Units · Derivative 7,571 $7.76 $58,750.96
Disclosure

SEC source: 0001628280-23-033667 · wk-form4_1696368426.xml · derivative · entry 1

Blanton Angela · CIK 0001831814 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,245

Underlying: Class A Common Stock · 7,571 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of January 15, 2026, a "change in control event" of the Issuer or the Reporting Person's death or disability.

F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of January 15, 2026, a "change in control event" of the Issuer or the Reporting Person's death or disability.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 21:26 UTC GrantRestricted Stock Units · Derivative 4,543 $7.76 $35,253.68
Disclosure

SEC source: 0001628280-23-033666 · wk-form4_1696368388.xml · derivative · entry 1

Cornelli Francesca · CIK 0001831818 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,733

Underlying: Class A Common Stock · 4,543 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of partial quarterly cash compensation at the election of the Reporting Person and is fully vested as of the date of grant. For 4,543 RSUs granted on September 29, 2023, 4,676 RSUs granted on June 30, 2023 and 4,514 RSUs granted on March 31, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of March 25, 2024, a "change in control event" of the Issuer or the Reporting Person's death or disability.

F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of partial quarterly cash compensation at the election of the Reporting Person and is fully vested as of the date of grant. For 4,543 RSUs granted on September 29, 2023, 4,676 RSUs granted on June 30, 2023 and 4,514 RSUs granted on March 31, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of March 25, 2024, a "change in control event" of the Issuer or the Reporting Person's death or disability.

F2 · balance_after: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of partial quarterly cash compensation at the election of the Reporting Person and is fully vested as of the date of grant. For 4,543 RSUs granted on September 29, 2023, 4,676 RSUs granted on June 30, 2023 and 4,514 RSUs granted on March 31, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of March 25, 2024, a "change in control event" of the Issuer or the Reporting Person's death or disability.

Read SEC document
September 15, 2023 Filed Sep 15, 2023 21:31 UTC
Buchanan Sandra MChief HR Officer
SaleClass A Common Stock 16,158 $7.83 $126,525.22
Disclosure

SEC source: 0001628280-23-032394 · wf-form4_169481344821302.xml · nonDerivative · entry 3

Hurse Sandra · CIK 0001831816 · Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0.34

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.7450 to $7.9300, inclusive.

Read SEC document
September 14, 2023 Filed Sep 15, 2023 21:31 UTC
Buchanan Sandra MChief HR Officer
SaleClass A Common Stock 17,085 $7.86 $134,282.97
Disclosure

SEC source: 0001628280-23-032394 · wf-form4_169481344821302.xml · nonDerivative · entry 2

Hurse Sandra · CIK 0001831816 · Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,158.34

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.7300 to $7.9400, inclusive.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 21:31 UTC
Buchanan Sandra MChief HR Officer
SaleClass A Common Stock 9,691 $7.87 $76,309.84
Disclosure

SEC source: 0001628280-23-032394 · wf-form4_169481344821302.xml · nonDerivative · entry 1

Hurse Sandra · CIK 0001831816 · Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,243.34

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.8300 to $7.9300, inclusive.

Read SEC document
September 12, 2023 Filed Sep 12, 2023 21:11 UTC
Buchanan Sandra MChief HR Officer
SaleClass A Common Stock 13,709 $7.96 $109,170.25
Disclosure

SEC source: 0001628280-23-032098 · wf-form4_169455310480687.xml · nonDerivative · entry 3

Hurse Sandra · CIK 0001831816 · Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,934.34

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.7900 to $8.0400, inclusive.

Read SEC document
September 11, 2023 Filed Sep 12, 2023 21:11 UTC
Buchanan Sandra MChief HR Officer
SaleClass A Common Stock 13,921 $7.81 $108,684.03
Disclosure

SEC source: 0001628280-23-032098 · wf-form4_169455310480687.xml · nonDerivative · entry 2

Hurse Sandra · CIK 0001831816 · Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,643.34

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.7600 to $7.8800, inclusive.

Read SEC document
September 08, 2023 Filed Sep 12, 2023 21:11 UTC
Buchanan Sandra MChief HR Officer
SaleClass A Common Stock 9,902 $7.84 $77,656.44
Disclosure

SEC source: 0001628280-23-032098 · wf-form4_169455310480687.xml · nonDerivative · entry 1

Hurse Sandra · CIK 0001831816 · Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,564.34

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.7100 to $7.8900, inclusive.

Read SEC document
August 24, 2023 Filed Aug 24, 2023 21:11 UTC
SULLIVAN KATHLEEN PATRICIAPrincipal Accounting Officer
SaleClass A Common Stock 3,130 $7.70 $24,116.34
Disclosure

SEC source: 0001628280-23-030544 · wf-form4_169291147148998.xml · nonDerivative · entry 3

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,698

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.6600 to $7.7300, inclusive.

Read SEC document
August 23, 2023 Filed Aug 24, 2023 21:11 UTC
SULLIVAN KATHLEEN PATRICIAPrincipal Accounting Officer
SaleClass A Common Stock 13,570 $7.73 $104,954.45
Disclosure

SEC source: 0001628280-23-030544 · wf-form4_169291147148998.xml · nonDerivative · entry 2

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,828

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.5600 to $7.7900, inclusive.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 21:11 UTC
SULLIVAN KATHLEEN PATRICIAPrincipal Accounting Officer
SaleClass A Common Stock 2,300 $7.66 $17,611.79
Disclosure

SEC source: 0001628280-23-030544 · wf-form4_169291147148998.xml · nonDerivative · entry 1

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,398

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.6450 to $7.6750, inclusive.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:33 UTC
SULLIVAN KATHLEEN PATRICIAPrincipal Accounting Officer
Tax withholdingClass A Common Stock 15,137 $7.99 $120,944.63
Disclosure

SEC source: 0001628280-23-029845 · wf-form4_169230437044775.xml · nonDerivative · entry 1

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,698

F1 · shares: Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of vested restricted stock units ("RSUs"). The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:31 UTC
Buchanan Sandra MChief HR Officer
Tax withholdingClass A Common Stock 21,301 $7.99 $170,194.99
Disclosure

SEC source: 0001628280-23-029844 · wf-form4_169230425855294.xml · nonDerivative · entry 1

Hurse Sandra · CIK 0001831816 · Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,466.34

F1 · shares: Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of vested restricted stock units ("RSUs"). The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:29 UTC
Bentley Pamela LChief Financial Officer
Tax withholdingClass A Common Stock 43,012 $7.99 $343,665.88
Disclosure

SEC source: 0001628280-23-029842 · wf-form4_169230417130176.xml · nonDerivative · entry 1

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,014.34

F1 · shares: Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of vested restricted stock units ("RSUs"). The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:28 UTC
Pollock FrederickChief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 131,250 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-029841 · wf-form4_169230411417543.xml · derivative · entry 3

Pollock Frederick · CIK 0001680611 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 131,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer.

F1 · kind: Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023, and vested in full on August 15, 2023. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2023.

F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023, and vested in full on August 15, 2023. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2023.

F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023, and vested in full on August 15, 2023. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2023.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:28 UTC
Pollock FrederickChief Investment Officer
Tax withholdingClass A Common Stock 153,630 $7.99 $1,227,503.70
Disclosure

SEC source: 0001628280-23-029841 · wf-form4_169230411417543.xml · nonDerivative · entry 2

Pollock Frederick · CIK 0001680611 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 533,221.34

F3 · shares: Represents shares of Class A common stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on March 1, 2023 and August 15, 2023. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:28 UTC
Pollock FrederickChief Investment Officer
Exercise / conversionClass A Common Stock 131,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-029841 · wf-form4_169230411417543.xml · nonDerivative · entry 1

Pollock Frederick · CIK 0001680611 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 686,851.34

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023, and vested in full on August 15, 2023. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2023.

F2 · price: Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:27 UTC
Levin Jonathan ReisinDirector · President
Exercise / conversionRestricted Stock Units · Derivative 131,250 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-029840 · wf-form4_169230405904915.xml · derivative · entry 3

Levin Jonathan Reisin · CIK 0001701471 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 131,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer.

F1 · kind: Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023, and vested in full on August 15, 2023. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2023.

F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023, and vested in full on August 15, 2023. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2023.

F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023, and vested in full on August 15, 2023. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2023.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:27 UTC
Levin Jonathan ReisinDirector · President
Tax withholdingClass A Common Stock 133,539 $7.99 $1,066,976.61
Disclosure

SEC source: 0001628280-23-029840 · wf-form4_169230405904915.xml · nonDerivative · entry 2

Levin Jonathan Reisin · CIK 0001701471 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 412,579.34

F3 · shares: Represents shares of Class A common stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on March 1, 2023 and August 15, 2023. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:27 UTC
Levin Jonathan ReisinDirector · President
Exercise / conversionClass A Common Stock 131,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-029840 · wf-form4_169230405904915.xml · nonDerivative · entry 1

Levin Jonathan Reisin · CIK 0001701471 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 546,118.34

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023, and vested in full on August 15, 2023. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2023.

F2 · price: Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 20:27 UTC GrantRestricted Stock Units · Derivative 7,792 $7.54 $58,751.68
Disclosure

SEC source: 0001628280-23-024122 · wf-form4_168841601923887.xml · derivative · entry 1

SCOTT SAMUEL C III · CIK 0001202862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,674

Underlying: Class A Common Stock · 7,792 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability.

F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 20:30 UTC GrantRestricted Stock Units · Derivative 4,676 $7.54 $35,257.04
Disclosure

SEC source: 0001628280-23-024124 · wf-form4_168841619266369.xml · derivative · entry 1

Cornelli Francesca · CIK 0001831818 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,190

Underlying: Class A Common Stock · 4,676 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of partial quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 4,676 RSUs granted on June 30, 2023 and 4,514 RSUs granted on March 31, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of March 25, 2024, a "change in control event" of the Issuer or the Reporting Person's death or disability.

F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of partial quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 4,676 RSUs granted on June 30, 2023 and 4,514 RSUs granted on March 31, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of March 25, 2024, a "change in control event" of the Issuer or the Reporting Person's death or disability.

F2 · balance_after: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of partial quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 4,676 RSUs granted on June 30, 2023 and 4,514 RSUs granted on March 31, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of March 25, 2024, a "change in control event" of the Issuer or the Reporting Person's death or disability.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 20:26 UTC GrantRestricted Stock Units · Derivative 9,450 $7.54 $71,253.00
Disclosure

SEC source: 0001628280-23-024121 · wf-form4_168841597298254.xml · derivative · entry 3

MASTERS BLYTHE · CIK 0001648686 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,708

Underlying: Class A Common Stock · 9,450 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 9,450 RSUs granted on June 30, 2023, 9,123 RSUs granted on March 31, 2023, 8,213 RSUs granted on December 30, 2022 and 7,922 RSUs granted on September 30, 2022, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability.

F3 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 9,450 RSUs granted on June 30, 2023, 9,123 RSUs granted on March 31, 2023, 8,213 RSUs granted on December 30, 2022 and 7,922 RSUs granted on September 30, 2022, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability.

F3 · balance_after: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 9,450 RSUs granted on June 30, 2023, 9,123 RSUs granted on March 31, 2023, 8,213 RSUs granted on December 30, 2022 and 7,922 RSUs granted on September 30, 2022, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 20:26 UTC Exercise / conversionRestricted Stock Units · Derivative 9,125 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024121 · wf-form4_168841597298254.xml · derivative · entry 2

MASTERS BLYTHE · CIK 0001648686 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,258

Underlying: Class A Common Stock · 9,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F1 · kind: This award of Restricted Stock Units ("RSUs") was granted on June 30, 2022 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 9,125 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on June 30, 2023.

F1 · derivative.exercise_date: This award of Restricted Stock Units ("RSUs") was granted on June 30, 2022 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 9,125 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on June 30, 2023.

F1 · derivative.expiration_date: This award of Restricted Stock Units ("RSUs") was granted on June 30, 2022 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 9,125 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on June 30, 2023.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 20:26 UTC Exercise / conversionClass A Common Stock 9,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-024121 · wf-form4_168841597298254.xml · nonDerivative · entry 1

MASTERS BLYTHE · CIK 0001648686 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This award of Restricted Stock Units ("RSUs") was granted on June 30, 2022 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 9,125 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on June 30, 2023.

F2 · price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 20:25 UTC GrantRestricted Stock Units · Derivative 6,632 $7.54 $50,005.28
Disclosure

SEC source: 0001628280-23-024119 · wf-form4_168841591731767.xml · derivative · entry 1

Malkin Stephen · CIK 0001831821 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,223

Underlying: Class A Common Stock · 6,632 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability.

F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability.

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June 30, 2023 Filed Jul 3, 2023 20:24 UTC GrantRestricted Stock Units · Derivative 7,792 $7.54 $58,751.68
Disclosure

SEC source: 0001628280-23-024117 · wf-form4_168841584241834.xml · derivative · entry 1

Blanton Angela · CIK 0001831814 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,674

Underlying: Class A Common Stock · 7,792 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of January 15, 2026, a "change in control event" of the Issuer or the Reporting Person's death or disability.

F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of January 15, 2026, a "change in control event" of the Issuer or the Reporting Person's death or disability.

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May 10, 2023 Filed May 10, 2023 19:23 UTC
Gross Phillip10% owner
SaleCommon Stock 39,586 $7.34 $290,573.12
Disclosure

SEC source: 0000902664-23-002940 · ownership.xml · nonDerivative · entry 5

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 4,158,641

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.33 to $7.40, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

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May 10, 2023 Filed May 10, 2023 19:23 UTC
Gross Phillip10% owner
SaleCommon Stock 75,992 $7.35 $558,541.20
Disclosure

SEC source: 0000902664-23-002940 · ownership.xml · nonDerivative · entry 4

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 4,198,497

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

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May 09, 2023 Filed May 10, 2023 19:23 UTC
Gross Phillip10% owner
SaleCommon Stock 18,932 $7.71 $145,871.06
Disclosure

SEC source: 0000902664-23-002940 · ownership.xml · nonDerivative · entry 3

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 4,274,489

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.7 to $7.72, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

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May 09, 2023 Filed May 10, 2023 19:23 UTC
Gross Phillip10% owner
SaleCommon Stock 24,628 $7.69 $189,389.32
Disclosure

SEC source: 0000902664-23-002940 · ownership.xml · nonDerivative · entry 2

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 4,293,421

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

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May 08, 2023 Filed May 10, 2023 19:23 UTC
Gross Phillip10% owner
SaleClass A Common Stock, $0.0001 par value (Common Stock) 70,000 $7.82 $547,526.00
Disclosure

SEC source: 0000902664-23-002940 · ownership.xml · nonDerivative · entry 1

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 4,318,049

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.75 to $7.88, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

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May 05, 2023 Filed May 5, 2023 18:57 UTC
Gross Phillip10% owner
SaleCommon Stock 87,972 $7.56 $665,068.32
Disclosure

SEC source: 0000902664-23-002839 · ownership.xml · nonDerivative · entry 3

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 4,388,049

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

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May 03, 2023 Filed May 5, 2023 18:57 UTC
Gross Phillip10% owner
SaleCommon Stock 50,000 $8.04 $402,000.00
Disclosure

SEC source: 0000902664-23-002839 · ownership.xml · nonDerivative · entry 2

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 4,476,021

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.