Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GCM Grosvenor Inc.GCMG · Entity 2006 | Chief Investment Officer | August 15, 2026 | August 18, 2026 |
| Hedge Fund Guided Portfolio SolutionNone · Entity 73581 | Adviser Investment Comm Member | June 19, 2018 | June 22, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GCM Grosvenor Inc.
Report date August 15, 2026 · Filed August 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 813,189 |
Ending reported balance
After 2026-08-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-15 · Exercise / conversion · Acquired 60,870 · Balance 837,142 F1: Represents restricted stock units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2026, and vested in full on August 15, 2026. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2026. F2: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. Row 2 · 2026-08-15 · Tax withholding · Disposed 23,953 · Balance 813,189 F3: Represents shares of Class A common stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on August 15, 2026. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-08-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-15 · Exercise / conversion · Disposed 60,870 · Balance 0 F2: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. F1: Represents restricted stock units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2026, and vested in full on August 15, 2026. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2026, and vested in full on August 15, 2026. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2026.
F2: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.
F3: Represents shares of Class A common stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on August 15, 2026. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale.
Hedge Fund Guided Portfolio Solution
Report date June 19, 2018 · Filed June 22, 2018
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2026 Filed Aug 18, 2026 00:18 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionRestricted Stock Units · Derivative | 60,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-057522 · wk-form4_1787012311.xml · derivative · entry 3 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 60,870 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. F1 · shares: Represents restricted stock units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2026, and vested in full on August 15, 2026. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2026. F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2026, and vested in full on August 15, 2026. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2026. F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2026, and vested in full on August 15, 2026. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2026. Read SEC document |
| August 15, 2026 Filed Aug 18, 2026 00:18 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Tax withholdingClass A Common Stock | 23,953 | $13.86 | $331,988.58 |
DisclosureSEC source: 0001628280-26-057522 · wk-form4_1787012311.xml · nonDerivative · entry 2 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 813,189 F3 · shares: Represents shares of Class A common stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on August 15, 2026. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale. Read SEC document |
| August 15, 2026 Filed Aug 18, 2026 00:18 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionClass A Common Stock | 60,870 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-057522 · wk-form4_1787012311.xml · nonDerivative · entry 1 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 837,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents restricted stock units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2026, and vested in full on August 15, 2026. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2026. F2 · price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| May 31, 2026 Filed Jun 2, 2026 21:56 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-039955 · wk-form4_1780437408.xml · derivative · entry 3 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023. 25,000 RSUs vested on May 31, 2024, 25,000 RSUs vested on May 31, 2025 and 25,000 RSUs vested on May 31, 2026. 25,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 25,000 vested RSUs on May 31, 2026. F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023. 25,000 RSUs vested on May 31, 2024, 25,000 RSUs vested on May 31, 2025 and 25,000 RSUs vested on May 31, 2026. 25,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 25,000 vested RSUs on May 31, 2026. Read SEC document |
| May 31, 2026 Filed Jun 2, 2026 21:56 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Tax withholdingClass A Common Stock | 9,838 | $10.63 | $104,577.94 |
DisclosureSEC source: 0001628280-26-039955 · wk-form4_1780437408.xml · nonDerivative · entry 2 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 776,272 F3 · shares: Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on May 31, 2026. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale. Read SEC document |
| May 31, 2026 Filed Jun 2, 2026 21:56 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionClass A Common Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-039955 · wk-form4_1780437408.xml · nonDerivative · entry 1 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 786,110 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023. 25,000 RSUs vested on May 31, 2024, 25,000 RSUs vested on May 31, 2025 and 25,000 RSUs vested on May 31, 2026. 25,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 25,000 vested RSUs on May 31, 2026. F2 · price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 21:44 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Tax withholdingClass A Common Stock | 39,807 | $11.70 | $465,741.90 |
DisclosureSEC source: 0001628280-26-013946 · wk-form4_1772574285.xml · nonDerivative · entry 3 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 761,110 F2 · shares: Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on March 1, 2026. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 21:44 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-013946 · wk-form4_1772574285.xml · derivative · entry 7 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 Underlying: Class A Common Stock · 150,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F6 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2026 made in accordance with the Reporting Person's employment agreement. The RSUs will vest in three equal installments on March 1, 2027, March 1, 2028 and March 1, 2029, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement. F6 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2026 made in accordance with the Reporting Person's employment agreement. The RSUs will vest in three equal installments on March 1, 2027, March 1, 2028 and March 1, 2029, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 21:44 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 60,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-013946 · wk-form4_1772574285.xml · derivative · entry 6 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,870 Underlying: Class A Common Stock · 60,870 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F5 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2026 made in accordance with the Reporting Person's employment agreement. The RSUs will vest in full on August 15, 2026, subject to the Reporting Person's continued service through the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion. F5 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2026 made in accordance with the Reporting Person's employment agreement. The RSUs will vest in full on August 15, 2026, subject to the Reporting Person's continued service through the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 21:44 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-013946 · wk-form4_1772574285.xml · derivative · entry 5 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2025 in accordance with the Reporting Person's employment agreement. 50,000 RSUs vested on March 1, 2026, and 50,000 RSUs will vest on each of March 1, 2027 and March 1, 2028, subject to the Reporting Person's continued service through the applicable vesting date. 50,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 50,000 vested RSUs on March 2, 2026. F4 · derivative.expiration_date: Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2025 in accordance with the Reporting Person's employment agreement. 50,000 RSUs vested on March 1, 2026, and 50,000 RSUs will vest on each of March 1, 2027 and March 1, 2028, subject to the Reporting Person's continued service through the applicable vesting date. 50,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 50,000 vested RSUs on March 2, 2026. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 21:44 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-013946 · wk-form4_1772574285.xml · derivative · entry 4 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024 in accordance with the Reporting Person's employment agreement. 50,000 RSUs vested on March 1, 2025, 50,000 RSUs vested on March 1, 2026 and 50,000 RSUs will vest on March 1, 2027, subject to the Reporting Person's continued service through the vesting date. 50,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 50,000 vested RSUs on March 2, 2026. F3 · derivative.expiration_date: Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024 in accordance with the Reporting Person's employment agreement. 50,000 RSUs vested on March 1, 2025, 50,000 RSUs vested on March 1, 2026 and 50,000 RSUs will vest on March 1, 2027, subject to the Reporting Person's continued service through the vesting date. 50,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 50,000 vested RSUs on March 2, 2026. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 21:44 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionClass A Common Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-013946 · wk-form4_1772574285.xml · nonDerivative · entry 2 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 800,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 21:44 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionClass A Common Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-013946 · wk-form4_1772574285.xml · nonDerivative · entry 1 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 750,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 00:18 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionRestricted Stock Units · Derivative | 52,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001680611-25-000003 · wk-form4_1755562680.xml · derivative · entry 3 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 52,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer. F1 · shares: Represents restricted stock units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2025, and vested in full on August 15, 2025. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2025. F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2025, and vested in full on August 15, 2025. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2025. F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2025, and vested in full on August 15, 2025. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2025. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 00:18 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Tax withholdingClass A Common Stock | 20,659 | $12.89 | $266,294.51 |
DisclosureSEC source: 0001680611-25-000003 · wk-form4_1755562680.xml · nonDerivative · entry 2 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 700,917 F3 · shares: Represents shares of Class A common stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on August 15, 2025. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 00:18 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionClass A Common Stock | 52,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001680611-25-000003 · wk-form4_1755562680.xml · nonDerivative · entry 1 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 721,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents restricted stock units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2025, and vested in full on August 15, 2025. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2025. F2 · price: Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer. Read SEC document |
| May 31, 2025 Filed Jun 3, 2025 20:26 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-029073 · wk-form4_1748982391.xml · derivative · entry 3 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023. 25,000 RSUs vested on May 31, 2024, 25,000 RSUs vested on May 31, 2025 and 25,000 will vest on May 31, 2026, subject to the Reporting Person's continued service through the vesting date. 25,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 25,000 vested RSUs on May 31, 2025. F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023. 25,000 RSUs vested on May 31, 2024, 25,000 RSUs vested on May 31, 2025 and 25,000 will vest on May 31, 2026, subject to the Reporting Person's continued service through the vesting date. 25,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 25,000 vested RSUs on May 31, 2025. Read SEC document |
| May 31, 2025 Filed Jun 3, 2025 20:26 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Tax withholdingClass A Common Stock | 9,838 | $12.61 | $124,057.18 |
DisclosureSEC source: 0001628280-25-029073 · wk-form4_1748982391.xml · nonDerivative · entry 2 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 669,076 F3 · shares: Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on May 31, 2025. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale. Read SEC document |
| May 31, 2025 Filed Jun 3, 2025 20:26 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionClass A Common Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-029073 · wk-form4_1748982391.xml · nonDerivative · entry 1 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 678,914 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023. 25,000 RSUs vested on May 31, 2024, 25,000 RSUs vested on May 31, 2025 and 25,000 will vest on May 31, 2026, subject to the Reporting Person's continued service through the vesting date. 25,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 25,000 vested RSUs on May 31, 2025. F2 · price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| March 01, 2025 Filed Mar 5, 2025 01:05 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-010180 · wk-form4_1741136708.xml · derivative · entry 5 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 Underlying: Class A Common Stock · 150,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F5 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2025 made in accordance with the Reporting Person's employment agreement. The RSUs will vest in three equal installments on March 1, 2026, March 1, 2027 and March 1, 2028, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement. F5 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2025 made in accordance with the Reporting Person's employment agreement. The RSUs will vest in three equal installments on March 1, 2026, March 1, 2027 and March 1, 2028, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement. Read SEC document |
| March 01, 2025 Filed Mar 5, 2025 01:05 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 52,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-010180 · wk-form4_1741136708.xml · derivative · entry 4 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,500 Underlying: Class A Common Stock · 52,500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2025 made in accordance with the Reporting Person's employment agreement. The RSUs will vest in full on August 15, 2025, subject to the Reporting Person's continued service through the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion. F4 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2025 made in accordance with the Reporting Person's employment agreement. The RSUs will vest in full on August 15, 2025, subject to the Reporting Person's continued service through the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion. Read SEC document |
| March 01, 2025 Filed Mar 5, 2025 01:05 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-010180 · wk-form4_1741136708.xml · derivative · entry 3 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024 in accordance with the Reporting Person's employment agreement. 50,000 RSUs vested on March 1, 2025, and 50,000 RSUs will vest on each of March 1, 2026 and March 1, 2027, subject to the Reporting Person's continued service through the applicable vesting date. 50,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 50,000 vested RSUs on March 1, 2025. F3 · derivative.expiration_date: Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024 in accordance with the Reporting Person's employment agreement. 50,000 RSUs vested on March 1, 2025, and 50,000 RSUs will vest on each of March 1, 2026 and March 1, 2027, subject to the Reporting Person's continued service through the applicable vesting date. 50,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 50,000 vested RSUs on March 1, 2025. Read SEC document |
| March 01, 2025 Filed Mar 5, 2025 01:05 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Tax withholdingClass A Common Stock | 12,515 | $13.84 | $173,207.60 |
DisclosureSEC source: 0001628280-25-010180 · wk-form4_1741136708.xml · nonDerivative · entry 2 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 653,914 F2 · shares: Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on March 1, 2025. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale. Read SEC document |
| March 01, 2025 Filed Mar 5, 2025 01:05 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionClass A Common Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-010180 · wk-form4_1741136708.xml · nonDerivative · entry 1 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 666,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 20:59 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionRestricted Stock Units · Derivative | 103,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-037758 · wk-form4_1724101135.xml · derivative · entry 3 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 103,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer. F1 · kind: Represents restricted stock units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024, and vested in full on August 15, 2024. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2024. F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024, and vested in full on August 15, 2024. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2024. F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024, and vested in full on August 15, 2024. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2024. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 20:59 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Tax withholdingClass A Common Stock | 44,151 | $10.89 | $480,804.39 |
DisclosureSEC source: 0001628280-24-037758 · wk-form4_1724101135.xml · nonDerivative · entry 2 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 616,429 F3 · shares: Represents shares of Class A common stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on March 1, 2024 and August 15, 2024. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 20:59 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionClass A Common Stock | 103,030 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-037758 · wk-form4_1724101135.xml · nonDerivative · entry 1 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 660,580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents restricted stock units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024, and vested in full on August 15, 2024. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2024. F2 · price: Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer. Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 23:04 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026738 · wk-form4_1717542232.xml · derivative · entry 3 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023. 25,000 RSUs vested on May 31, 2024, and 25,000 RSUs will vest on each of May 31, 2025 and May 31, 2026, subject to the Reporting Person's continued service through the applicable vesting date. 25,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 25,000 vested RSUs on May 31, 2024. F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023. 25,000 RSUs vested on May 31, 2024, and 25,000 RSUs will vest on each of May 31, 2025 and May 31, 2026, subject to the Reporting Person's continued service through the applicable vesting date. 25,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 25,000 vested RSUs on May 31, 2024. Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 23:04 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Tax withholdingClass A Common Stock | 9,838 | $10.05 | $98,871.90 |
DisclosureSEC source: 0001628280-24-026738 · wk-form4_1717542232.xml · nonDerivative · entry 2 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 557,550 F3 · shares: Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on May 31, 2024. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale. Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 23:04 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionClass A Common Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-026738 · wk-form4_1717542232.xml · nonDerivative · entry 1 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 567,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023. 25,000 RSUs vested on May 31, 2024, and 25,000 RSUs will vest on each of May 31, 2025 and May 31, 2026, subject to the Reporting Person's continued service through the applicable vesting date. 25,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 25,000 vested RSUs on May 31, 2024. F2 · price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 22:01 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-008986 · wk-form4_1709676057.xml · derivative · entry 4 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 Underlying: Class A Common Stock · 150,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024 made in accordance with the Reporting Person's employment agreement. The RSUs will vest in three equal installments on March 1, 2025, March 1, 2026 and March 1, 2027, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement. F4 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024 made in accordance with the Reporting Person's employment agreement. The RSUs will vest in three equal installments on March 1, 2025, March 1, 2026 and March 1, 2027, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 22:01 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 103,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-008986 · wk-form4_1709676057.xml · derivative · entry 3 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,030 Underlying: Class A Common Stock · 103,030 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024 made in accordance with the Reporting Person's employment agreement. The RSUs will vest in full on August 15, 2024, subject to the Reporting Person's continued service through the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion. F3 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024 made in accordance with the Reporting Person's employment agreement. The RSUs will vest in full on August 15, 2024, subject to the Reporting Person's continued service through the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 22:01 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionRestricted Stock Units · Derivative | 9,166.66 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-008986 · wk-form4_1709676057.xml · derivative · entry 2 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 9,166.66 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan that was made on March 1, 2022. 9,166.67 RSUs vested on each of March 1, 2022 and March 1, 2023, and 9,166.66 RSUs vested on March 1, 2024. Delivery of shares of Class A Common Stock in settlement of vested RSUs for this grant generally occurs in August of the year in which the RSUs vest. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan that was made on March 1, 2022. 9,166.67 RSUs vested on each of March 1, 2022 and March 1, 2023, and 9,166.66 RSUs vested on March 1, 2024. Delivery of shares of Class A Common Stock in settlement of vested RSUs for this grant generally occurs in August of the year in which the RSUs vest. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 22:01 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionClass A Common Stock | 9,166.66 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-008986 · wk-form4_1709676057.xml · nonDerivative · entry 1 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 542,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 20:28 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionRestricted Stock Units · Derivative | 131,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-029841 · wf-form4_169230411417543.xml · derivative · entry 3 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 131,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer. F1 · kind: Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023, and vested in full on August 15, 2023. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2023. F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023, and vested in full on August 15, 2023. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2023. F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023, and vested in full on August 15, 2023. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2023. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 20:28 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Tax withholdingClass A Common Stock | 153,630 | $7.99 | $1,227,503.70 |
DisclosureSEC source: 0001628280-23-029841 · wf-form4_169230411417543.xml · nonDerivative · entry 2 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 533,221.34 F3 · shares: Represents shares of Class A common stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on March 1, 2023 and August 15, 2023. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 20:28 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionClass A Common Stock | 131,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-029841 · wf-form4_169230411417543.xml · nonDerivative · entry 1 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 686,851.34 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023, and vested in full on August 15, 2023. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2023. F2 · price: Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:26 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-006290 · wf-form4_167787876838331.xml · derivative · entry 6 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F5 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan on March 1, 2023. The RSUs will vest in three equal installments on May 31, 2024, May 31, 2025 and May 31, 2026, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement. F5 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan on March 1, 2023. The RSUs will vest in three equal installments on May 31, 2024, May 31, 2025 and May 31, 2026, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:26 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 131,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-006290 · wf-form4_167787876838331.xml · derivative · entry 5 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,250 Underlying: Class A Common Stock · 131,250 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan on March 1, 2023. The RSUs will vest in full on August 15, 2023, subject to the Reporting Person's continued service through the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion. F4 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan on March 1, 2023. The RSUs will vest in full on August 15, 2023, subject to the Reporting Person's continued service through the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:26 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionRestricted Stock Units · Derivative | 9,166.67 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-006290 · wf-form4_167787876838331.xml · derivative · entry 4 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,166.66 Underlying: Class A Common Stock · 9,166.67 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan on March 1, 2022. 9,166.67 RSUs vested on each of March 1, 2022 and March 1, 2023, and 9,166.66 RSUs will vest on Marh 1, 2024. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest. F3 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan on March 1, 2022. 9,166.67 RSUs vested on each of March 1, 2022 and March 1, 2023, and 9,166.66 RSUs will vest on Marh 1, 2024. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:26 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionRestricted Stock Units · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-006290 · wf-form4_167787876838331.xml · derivative · entry 3 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 250,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan on March 1, 2021. 250,000 RSUs vested on each of March 1, 2021, March 1, 2022 and March 1, 2023. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan on March 1, 2021. 250,000 RSUs vested on each of March 1, 2021, March 1, 2022 and March 1, 2023. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:26 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionClass A Common Stock | 9,166.67 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-006290 · wf-form4_167787876838331.xml · nonDerivative · entry 2 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 555,601.34 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:26 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionClass A Common Stock | 250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-006290 · wf-form4_167787876838331.xml · nonDerivative · entry 1 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,434.67 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 21:10 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Tax withholdingClass A Common Stock | 101,982 | $8.61 | $878,065.02 |
DisclosureSEC source: 0001628280-22-023177 · wf-form4_166077062092250.xml · nonDerivative · entry 1 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,434.67 F1 · shares: Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of vested restricted stock units ("RSUs"). The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 01:37 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionRestricted Stock Units · Derivative | 9,166.67 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-004770 · wf-form4_164627145830823.xml · derivative · entry 5 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,333.33 Underlying: Class A Common Stock · 9,166.67 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: Represents a grant of RSUs on March 1, 2022. 9,166.67 RSUs vested on March 1, 2022 and the remainder will vest in two equal installments on March 1, 2023 and March 1, 2024, respectively. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest. F3 · derivative.expiration_date: Represents a grant of RSUs on March 1, 2022. 9,166.67 RSUs vested on March 1, 2022 and the remainder will vest in two equal installments on March 1, 2023 and March 1, 2024, respectively. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 01:37 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 27,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-004770 · wf-form4_164627145830823.xml · derivative · entry 4 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 Underlying: Class A Common Stock · 27,500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: Represents a grant of RSUs on March 1, 2022. 9,166.67 RSUs vested on March 1, 2022 and the remainder will vest in two equal installments on March 1, 2023 and March 1, 2024, respectively. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest. F3 · derivative.expiration_date: Represents a grant of RSUs on March 1, 2022. 9,166.67 RSUs vested on March 1, 2022 and the remainder will vest in two equal installments on March 1, 2023 and March 1, 2024, respectively. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 01:37 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionRestricted Stock Units · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-004770 · wf-form4_164627145830823.xml · derivative · entry 3 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Class A Common Stock · 250,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: Represents a grant of RSUs on March 1, 2021. 250,000 RSUs vested on each of March 1, 2021 and March 1, 2022, and 250,000 RSUs will vest on March 1, 2023. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest. F2 · derivative.expiration_date: Represents a grant of RSUs on March 1, 2021. 250,000 RSUs vested on each of March 1, 2021 and March 1, 2022, and 250,000 RSUs will vest on March 1, 2023. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 01:37 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionClass A Common Stock | 9,166.67 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-004770 · wf-form4_164627145830823.xml · nonDerivative · entry 2 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,416.67 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 01:37 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionClass A Common Stock | 250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-004770 · wf-form4_164627145830823.xml · nonDerivative · entry 1 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| August 16, 2021 Filed Aug 17, 2021 20:17 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Tax withholdingClass A Common Stock | 110,750 | $11.27 | $1,248,152.50 |
DisclosureSEC source: 0001680611-21-000002 · wf-form4_162923142521925.xml · nonDerivative · entry 1 Pollock Frederick · CIK 0001680611 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,250 F1 · shares: Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person in connection with the net settlement of vested restricted stock units ("RSUs"). The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.