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person · Reporting owner

SULLIVAN KATHLEEN PATRICIA

Disclosed activity across 6 companies

Tapewire entity
2007
SEC CIK
0001684847

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GCM Grosvenor Inc.GCMG · Entity 2006Principal Accounting OfficerSeptember 02, 2026September 03, 2026
GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 1), LLCNone · Entity 73583CFO and TreasurerSeptember 12, 2016September 15, 2016
GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 2), LLCNone · Entity 73585CFO and TreasurerSeptember 12, 2016September 15, 2016
GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCNone · Entity 73584CFO and TreasurerSeptember 12, 2016September 15, 2016
Grosvenor Registered Multi-Strategy Fund (W), LLCNone · Entity 154854CFO and TreasurerSeptember 12, 2016September 15, 2016
Hedge Fund Guided Portfolio SolutionNone · Entity 73581CFO and TreasurerJune 19, 2018June 22, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GCM Grosvenor Inc.

Report date September 02, 2026 · Filed September 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect44,795 Ending reported balance After 2026-09-03 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-02 · Sale · Disposed 24,963 · Balance 59,832

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.0500 to $13.4500, inclusive.

Row 2 · 2026-09-03 · Sale · Disposed 15,037 · Balance 44,795

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.0200 to $13.3500, inclusive.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.0500 to $13.4500, inclusive.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.0200 to $13.3500, inclusive.

GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 1), LLC

Report date September 12, 2016 · Filed September 15, 2016

This filing explicitly reported no securities owned.

GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 2), LLC

Report date September 12, 2016 · Filed September 15, 2016

This filing explicitly reported no securities owned.

GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLC

Report date September 12, 2016 · Filed September 15, 2016

This filing explicitly reported no securities owned.

Grosvenor Registered Multi-Strategy Fund (W), LLC

Report date September 12, 2016 · Filed September 15, 2016

This filing explicitly reported no securities owned.

Hedge Fund Guided Portfolio Solution

Report date June 19, 2018 · Filed June 22, 2018

This filing explicitly reported no securities owned.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 03, 2026 Filed Sep 3, 2026 20:45 UTC GCM Grosvenor Inc. GCMG · Entity 2006 SaleClass A Common Stock 15,037 $13.16 $197,959.10
Disclosure

SEC source: 0001628280-26-060493 · wk-form4_1788468355.xml · nonDerivative · entry 2

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,795

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.0200 to $13.3500, inclusive.

Read SEC document
September 02, 2026 Filed Sep 3, 2026 20:45 UTC GCM Grosvenor Inc. GCMG · Entity 2006 SaleClass A Common Stock 24,963 $13.15 $328,358.31
Disclosure

SEC source: 0001628280-26-060493 · wk-form4_1788468355.xml · nonDerivative · entry 1

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,832

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.0500 to $13.4500, inclusive.

Read SEC document
May 31, 2026 Filed Jun 2, 2026 21:57 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Exercise / conversionRestricted Stock Units · Derivative 9,114 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-039956 · wk-form4_1780437425.xml · derivative · entry 7

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,230

Underlying: Class A Common Stock · 9,114 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2025. 9,114 RSUs vested on May 31, 2026, 9,114 RSUs will vest on May 31, 2027 and 9,116 RSUs will vest on May 31, 2028, subject to the Reporting Person's continued service through the applicable vesting date. 9,114 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 9,114 vested RSUs on May 31, 2026.

F4 · derivative.expiration_date: Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2025. 9,114 RSUs vested on May 31, 2026, 9,114 RSUs will vest on May 31, 2027 and 9,116 RSUs will vest on May 31, 2028, subject to the Reporting Person's continued service through the applicable vesting date. 9,114 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 9,114 vested RSUs on May 31, 2026.

Read SEC document
May 31, 2026 Filed Jun 2, 2026 21:57 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Exercise / conversionRestricted Stock Units · Derivative 12,121 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-039956 · wk-form4_1780437425.xml · derivative · entry 6

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,122

Underlying: Class A Common Stock · 12,121 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024. 12,121 RSUs vested on May 31, 2025, 12,121 RSUs vested on May 31, 2026 and 12,122 RSUs will vest on May 31, 2027, subject to the Reporting Person's continued service through the applicable vesting date. 12,121 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 12,121 vested RSUs on May 31, 2026.

F3 · derivative.expiration_date: Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024. 12,121 RSUs vested on May 31, 2025, 12,121 RSUs vested on May 31, 2026 and 12,122 RSUs will vest on May 31, 2027, subject to the Reporting Person's continued service through the applicable vesting date. 12,121 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 12,121 vested RSUs on May 31, 2026.

Read SEC document
May 31, 2026 Filed Jun 2, 2026 21:57 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-039956 · wk-form4_1780437425.xml · derivative · entry 5

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023. 12,500 RSUs vested on May 31, 2024, 12,500 RSUs vested on May 31, 2025 and 12,500 RSUs vested on May 31, 2026. 12,500 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 12,500 vested RSUs on May 31, 2026.

F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023. 12,500 RSUs vested on May 31, 2024, 12,500 RSUs vested on May 31, 2025 and 12,500 RSUs vested on May 31, 2026. 12,500 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 12,500 vested RSUs on May 31, 2026.

Read SEC document
May 31, 2026 Filed Jun 2, 2026 21:57 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Tax withholdingClass A Common Stock 14,946 $10.63 $158,875.98
Disclosure

SEC source: 0001628280-26-039956 · wk-form4_1780437425.xml · nonDerivative · entry 4

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,795

F5 · shares: Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on May 31, 2026. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale.

Read SEC document
May 31, 2026 Filed Jun 2, 2026 21:57 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Exercise / conversionClass A Common Stock 9,114 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-039956 · wk-form4_1780437425.xml · nonDerivative · entry 3

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2025. 9,114 RSUs vested on May 31, 2026, 9,114 RSUs will vest on May 31, 2027 and 9,116 RSUs will vest on May 31, 2028, subject to the Reporting Person's continued service through the applicable vesting date. 9,114 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 9,114 vested RSUs on May 31, 2026.

F2 · price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.

Read SEC document
May 31, 2026 Filed Jun 2, 2026 21:57 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Exercise / conversionClass A Common Stock 12,121 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-039956 · wk-form4_1780437425.xml · nonDerivative · entry 2

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024. 12,121 RSUs vested on May 31, 2025, 12,121 RSUs vested on May 31, 2026 and 12,122 RSUs will vest on May 31, 2027, subject to the Reporting Person's continued service through the applicable vesting date. 12,121 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 12,121 vested RSUs on May 31, 2026.

F2 · price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.

Read SEC document
May 31, 2026 Filed Jun 2, 2026 21:57 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Exercise / conversionClass A Common Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-039956 · wk-form4_1780437425.xml · nonDerivative · entry 1

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023. 12,500 RSUs vested on May 31, 2024, 12,500 RSUs vested on May 31, 2025 and 12,500 RSUs vested on May 31, 2026. 12,500 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 12,500 vested RSUs on May 31, 2026.

F2 · price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.

Read SEC document
May 19, 2026 Filed May 20, 2026 21:18 UTC GCM Grosvenor Inc. GCMG · Entity 2006 GiftClass A Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-036968 · wk-form4_1779311894.xml · nonDerivative · entry 2

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,006

F1 · shares: Reflects charitable donation made by the Reporting Person.

Read SEC document
May 18, 2026 Filed May 20, 2026 21:18 UTC GCM Grosvenor Inc. GCMG · Entity 2006 GiftClass A Common Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-036968 · wk-form4_1779311894.xml · nonDerivative · entry 1

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,006

F1 · shares: Reflects charitable donation made by the Reporting Person.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 21:24 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Exercise / conversionRestricted Stock Units · Derivative 7,976 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-025869 · wk-form4_1776461062.xml · derivative · entry 3

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,976 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F1 · kind: Represents Restricted Stock Units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on January 15, 2026, vested in full on April 15, 2026 and were settled in full on April 15, 2026.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on January 15, 2026, vested in full on April 15, 2026 and were settled in full on April 15, 2026.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on January 15, 2026, vested in full on April 15, 2026 and were settled in full on April 15, 2026.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 21:24 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Tax withholdingClass A Common Stock 9,474 $10.88 $103,077.12
Disclosure

SEC source: 0001628280-26-025869 · wk-form4_1776461062.xml · nonDerivative · entry 2

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,506

F3 · kind: Represents shares of Class A Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of vested RSUs on April 15, 2026. The share withholding for tax withholding obligations does not constitute any open-market sale.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 21:24 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Exercise / conversionClass A Common Stock 7,976 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-025869 · wk-form4_1776461062.xml · nonDerivative · entry 1

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents Restricted Stock Units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on January 15, 2026, vested in full on April 15, 2026 and were settled in full on April 15, 2026.

F2 · price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.

Read SEC document
March 11, 2026 Filed Mar 12, 2026 22:59 UTC GCM Grosvenor Inc. GCMG · Entity 2006 GiftClass A Common Stock 1,600 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-017429 · wk-form4_1773356352.xml · nonDerivative · entry 1

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,004

F1 · shares: Reflects charitable donation made by the Reporting Person.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 21:45 UTC GCM Grosvenor Inc. GCMG · Entity 2006 GrantRestricted Stock Units · Derivative 30,435 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-013952 · wk-form4_1772574352.xml · derivative · entry 3

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,435

Underlying: Class A Common Stock · 30,435 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2026. The RSUs will vest in three equal installments on May 15, 2027, May 15, 2028 and May 15, 2029, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement.

F3 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2026. The RSUs will vest in three equal installments on May 15, 2027, May 15, 2028 and May 15, 2029, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 21:45 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Exercise / conversionRestricted Stock Units · Derivative 13,409 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-013952 · wk-form4_1772574352.xml · derivative · entry 2

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 13,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan that was made on November 15, 2025. The RSUs vested in full on March 1, 2026, and delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.

F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan that was made on November 15, 2025. The RSUs vested in full on March 1, 2026, and delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 21:45 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Exercise / conversionClass A Common Stock 13,409 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-013952 · wk-form4_1772574352.xml · nonDerivative · entry 1

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

Read SEC document
January 15, 2026 Filed Jan 16, 2026 21:28 UTC GCM Grosvenor Inc. GCMG · Entity 2006 GrantRestricted Stock Units · Derivative 7,976 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-002399 · wk-form4_1768598904.xml · derivative · entry 1

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,976

Underlying: Class A Common Stock · 7,976 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on January 15, 2026. The RSUs will vest in full on April 15, 2026, subject to the Reporting Person's continued service on the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.

F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on January 15, 2026. The RSUs will vest in full on April 15, 2026, subject to the Reporting Person's continued service on the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.

Read SEC document
December 02, 2025 Filed Dec 3, 2025 21:25 UTC GCM Grosvenor Inc. GCMG · Entity 2006 GiftClass A Common Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-055047 · wk-form4_1764797118.xml · nonDerivative · entry 1

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,195

F1 · shares: Reflects charitable donation made by the Reporting Person.

Read SEC document
November 15, 2025 Filed Nov 18, 2025 11:03 UTC GCM Grosvenor Inc. GCMG · Entity 2006 GrantRestricted Stock Units · Derivative 13,409 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-052768 · wk-form4_1763463804.xml · derivative · entry 1

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,409

Underlying: Class A Common Stock · 13,409 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on November 15, 2025. The RSUs will vest in full on March 1, 2026, subject to the Reporting Person's continued service on the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.

F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on November 15, 2025. The RSUs will vest in full on March 1, 2026, subject to the Reporting Person's continued service on the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.

Read SEC document
August 12, 2025 Filed Aug 13, 2025 23:50 UTC GCM Grosvenor Inc. GCMG · Entity 2006 SaleClass A Common Stock 6,000 $13.02 $78,123.60
Disclosure

SEC source: 0001684847-25-000005 · wk-form4_1755129047.xml · nonDerivative · entry 1

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,195

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.0100 to $13.0300, inclusive.

Read SEC document
May 31, 2025 Filed Jun 3, 2025 20:25 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Exercise / conversionRestricted Stock Units · Derivative 12,121 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-029068 · wk-form4_1748982310.xml · derivative · entry 5

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,243

Underlying: Class A Common Stock · 12,121 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024. 12,121 RSUs vested on May 31, 2025, 12,121 RSUs will vest on May 31, 2026 and 12,122 will vest on May 31, 2027, subject to the Reporting Person's continued service through the applicable vesting date. 12,121 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 12,121 vested RSUs on May 31, 2025.

F3 · derivative.expiration_date: Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024. 12,121 RSUs vested on May 31, 2025, 12,121 RSUs will vest on May 31, 2026 and 12,122 will vest on May 31, 2027, subject to the Reporting Person's continued service through the applicable vesting date. 12,121 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 12,121 vested RSUs on May 31, 2025.

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May 31, 2025 Filed Jun 3, 2025 20:25 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-029068 · wk-form4_1748982310.xml · derivative · entry 4

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023. 12,500 RSUs vested on May 31, 2024, 12,500 RSUs vested on May 31, 2025 and 12,500 will vest on May 31, 2026, subject to the Reporting Person's continued service through the vesting date. 12,500 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 12,500 vested RSUs on May 31, 2025.

F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023. 12,500 RSUs vested on May 31, 2024, 12,500 RSUs vested on May 31, 2025 and 12,500 will vest on May 31, 2026, subject to the Reporting Person's continued service through the vesting date. 12,500 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 12,500 vested RSUs on May 31, 2025.

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May 31, 2025 Filed Jun 3, 2025 20:25 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Tax withholdingClass A Common Stock 10,908 $12.61 $137,549.88
Disclosure

SEC source: 0001628280-25-029068 · wk-form4_1748982310.xml · nonDerivative · entry 3

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,195

F4 · shares: Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on May 31, 2025. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale.

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May 31, 2025 Filed Jun 3, 2025 20:25 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Exercise / conversionClass A Common Stock 12,121 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-029068 · wk-form4_1748982310.xml · nonDerivative · entry 2

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024. 12,121 RSUs vested on May 31, 2025, 12,121 RSUs will vest on May 31, 2026 and 12,122 will vest on May 31, 2027, subject to the Reporting Person's continued service through the applicable vesting date. 12,121 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 12,121 vested RSUs on May 31, 2025.

F2 · price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.

Read SEC document
May 31, 2025 Filed Jun 3, 2025 20:25 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Exercise / conversionClass A Common Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-029068 · wk-form4_1748982310.xml · nonDerivative · entry 1

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023. 12,500 RSUs vested on May 31, 2024, 12,500 RSUs vested on May 31, 2025 and 12,500 will vest on May 31, 2026, subject to the Reporting Person's continued service through the vesting date. 12,500 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 12,500 vested RSUs on May 31, 2025.

F2 · price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.

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May 12, 2025 Filed May 13, 2025 22:55 UTC GCM Grosvenor Inc. GCMG · Entity 2006 GiftClass A Common Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-025258 · wk-form4_1747176925.xml · nonDerivative · entry 1

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,482

F1 · shares: Reflects charitable donations made by the Reporting Person.

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April 15, 2025 Filed Apr 19, 2025 00:03 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Exercise / conversionRestricted Stock Units · Derivative 4,352 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-018478 · wk-form4_1745021033.xml · derivative · entry 4

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,352 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F1 · kind: Represents Restricted Stock Units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on January 15, 2025, vested in full on April 15, 2025 and were settled in full on April 15, 2025.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on January 15, 2025, vested in full on April 15, 2025 and were settled in full on April 15, 2025.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on January 15, 2025, vested in full on April 15, 2025 and were settled in full on April 15, 2025.

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April 15, 2025 Filed Apr 19, 2025 00:03 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Disposition to issuerClass A Common Stock 2,559 $12.61 $32,268.99
Disclosure

SEC source: 0001628280-25-018478 · wk-form4_1745021033.xml · nonDerivative · entry 3

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,982

F4 · kind: Represents RSUs that were settled in cash at the option of the Issuer in an amount of equal to fair market value of the shares of Class A Common Stock underlying the RSUs on April 15, 2025. The cash settlement of RSUs does not constitute any open-market sale.

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April 15, 2025 Filed Apr 19, 2025 00:03 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Tax withholdingClass A Common Stock 8,141 $12.61 $102,658.01
Disclosure

SEC source: 0001628280-25-018478 · wk-form4_1745021033.xml · nonDerivative · entry 2

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,541

F3 · kind: Represents shares of Class A Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of vested RSUs on April 15, 2025. The share withholding for tax withholding obligations does not constitute any open-market sale.

Read SEC document
April 15, 2025 Filed Apr 19, 2025 00:03 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Exercise / conversionClass A Common Stock 4,352 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-018478 · wk-form4_1745021033.xml · nonDerivative · entry 1

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents Restricted Stock Units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on January 15, 2025, vested in full on April 15, 2025 and were settled in full on April 15, 2025.

F2 · price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 01:03 UTC GCM Grosvenor Inc. GCMG · Entity 2006 GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-010177 · wk-form4_1741136573.xml · derivative · entry 4

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2025. The RSUs will vest in full on May 31, 2029, subject to the Reporting Person's continued service through the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement.

F4 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2025. The RSUs will vest in full on May 31, 2029, subject to the Reporting Person's continued service through the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement.

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March 01, 2025 Filed Mar 5, 2025 01:03 UTC GCM Grosvenor Inc. GCMG · Entity 2006 GrantRestricted Stock Units · Derivative 27,344 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-010177 · wk-form4_1741136573.xml · derivative · entry 3

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,344

Underlying: Class A Common Stock · 27,344 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2025. The RSUs will vest in three equal installments on May 31, 2026, May 31, 2027 and May 31, 2028, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement.

F3 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2025. The RSUs will vest in three equal installments on May 31, 2026, May 31, 2027 and May 31, 2028, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement.

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March 01, 2025 Filed Mar 5, 2025 01:03 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Exercise / conversionRestricted Stock Units · Derivative 14,023 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-010177 · wk-form4_1741136573.xml · derivative · entry 2

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 14,023 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan that was made on October 1, 2024. The RSUs vested in full on March 1, 2025, and delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.

F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan that was made on October 1, 2024. The RSUs vested in full on March 1, 2025, and delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.

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March 01, 2025 Filed Mar 5, 2025 01:03 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Exercise / conversionClass A Common Stock 14,023 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-010177 · wk-form4_1741136573.xml · nonDerivative · entry 1

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

Read SEC document
January 15, 2025 Filed Jan 17, 2025 21:13 UTC GCM Grosvenor Inc. GCMG · Entity 2006 GrantRestricted Stock Units · Derivative 4,352 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-001832 · wk-form4_1737148397.xml · derivative · entry 1

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,352

Underlying: Class A Common Stock · 4,352 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on January 15, 2025. The RSUs will vest in full on April 15, 2025, subject to the Reporting Person's continued service on the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.

F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on January 15, 2025. The RSUs will vest in full on April 15, 2025, subject to the Reporting Person's continued service on the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 21:17 UTC GCM Grosvenor Inc. GCMG · Entity 2006 GrantRestricted Stock Units · Derivative 14,023 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-042183 · wk-form4_1727990261.xml · derivative · entry 1

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,023

Underlying: Class A Common Stock · 14,023 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on October 1, 2024. The RSUs will vest in full on March 1, 2025, subject to the Reporting Person's continued service on the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.

F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on October 1, 2024. The RSUs will vest in full on March 1, 2025, subject to the Reporting Person's continued service on the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.

Read SEC document
September 09, 2024 Filed Sep 10, 2024 21:43 UTC GCM Grosvenor Inc. GCMG · Entity 2006 SaleClass A Common Stock 5,000 $10.73 $53,635.00
Disclosure

SEC source: 0001628280-24-040046 · wk-form4_1726004580.xml · nonDerivative · entry 1

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,307

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.7000 to $10.7500, inclusive.

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August 15, 2024 Filed Aug 19, 2024 21:01 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Tax withholdingClass A Common Stock 933 $10.89 $10,160.37
Disclosure

SEC source: 0001628280-24-037764 · wk-form4_1724101306.xml · nonDerivative · entry 1

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,307

F1 · shares: Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of vested restricted stock units ("RSUs"). The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 23:05 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026743 · wk-form4_1717542345.xml · derivative · entry 3

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023. 12,500 RSUs vested on May 31, 2024, and 12,500 RSUs will vest on each of May 31, 2025 and May 31, 2026, subject to the Reporting Person's continued service through the applicable vesting date. 12,500 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 12,500 vested RSUs on May 31, 2024.

F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023. 12,500 RSUs vested on May 31, 2024, and 12,500 RSUs will vest on each of May 31, 2025 and May 31, 2026, subject to the Reporting Person's continued service through the applicable vesting date. 12,500 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 12,500 vested RSUs on May 31, 2024.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 23:05 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Tax withholdingClass A Common Stock 4,663 $10.05 $46,863.15
Disclosure

SEC source: 0001628280-24-026743 · wk-form4_1717542345.xml · nonDerivative · entry 2

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,240

F3 · shares: Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on May 31, 2024. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 23:05 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Exercise / conversionClass A Common Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-026743 · wk-form4_1717542345.xml · nonDerivative · entry 1

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023. 12,500 RSUs vested on May 31, 2024, and 12,500 RSUs will vest on each of May 31, 2025 and May 31, 2026, subject to the Reporting Person's continued service through the applicable vesting date. 12,500 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 12,500 vested RSUs on May 31, 2024.

F2 · price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.

Read SEC document
April 15, 2024 Filed Apr 18, 2024 00:57 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Exercise / conversionRestricted Stock Units · Derivative 10,904 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-016640 · wk-form4_1713401866.xml · derivative · entry 4

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,904 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F1 · kind: Represents Restricted Stock Units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on January 15, 2024, vested in full on April 15, 2024 and were settled in full on April 15, 2024. 1,611 shares of Class A Common Stock were withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of vested RSUs and 7,270 RSUs were settled in cash at the option of the Issuer in an amount of equal to fair market value of the shares of Class A Common Stock underlying the RSUs on April 15, 2024. 2,023 shares of Class A Common Stock were issued in settlement of 2,023 RSUs. The shares withheld for tax withholding obligations and the cash settlement of RSUs do not constitute any open-market sale.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on January 15, 2024, vested in full on April 15, 2024 and were settled in full on April 15, 2024. 1,611 shares of Class A Common Stock were withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of vested RSUs and 7,270 RSUs were settled in cash at the option of the Issuer in an amount of equal to fair market value of the shares of Class A Common Stock underlying the RSUs on April 15, 2024. 2,023 shares of Class A Common Stock were issued in settlement of 2,023 RSUs. The shares withheld for tax withholding obligations and the cash settlement of RSUs do not constitute any open-market sale.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on January 15, 2024, vested in full on April 15, 2024 and were settled in full on April 15, 2024. 1,611 shares of Class A Common Stock were withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of vested RSUs and 7,270 RSUs were settled in cash at the option of the Issuer in an amount of equal to fair market value of the shares of Class A Common Stock underlying the RSUs on April 15, 2024. 2,023 shares of Class A Common Stock were issued in settlement of 2,023 RSUs. The shares withheld for tax withholding obligations and the cash settlement of RSUs do not constitute any open-market sale.

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April 15, 2024 Filed Apr 18, 2024 00:57 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Disposition to issuerClass A Common Stock 18,399 $9.28 $170,742.72
Disclosure

SEC source: 0001628280-24-016640 · wk-form4_1713401866.xml · nonDerivative · entry 3

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,403

F3 · kind: Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on October 2, 2023, vested in full on March 1, 2024 and were settled in full on April 15, 2024. 3,343 shares of Class A Common Stock were withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of vested RSUs and 15,056 RSUs were settled in cash at the option of the Issuer in an amount of equal to fair market value of the shares of Class A Common Stock underlying the RSUs on April 15, 2024. 4,182 shares of Class A Common Stock were issued in settlement of 4,182 RSUs. The shares withheld for tax withholding obligations and the cash settlement of RSUs do not constitute any open-market sale.

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April 15, 2024 Filed Apr 18, 2024 00:57 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Disposition to issuerClass A Common Stock 8,881 $9.28 $82,415.68
Disclosure

SEC source: 0001628280-24-016640 · wk-form4_1713401866.xml · nonDerivative · entry 2

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,802

F1 · kind: Represents Restricted Stock Units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on January 15, 2024, vested in full on April 15, 2024 and were settled in full on April 15, 2024. 1,611 shares of Class A Common Stock were withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of vested RSUs and 7,270 RSUs were settled in cash at the option of the Issuer in an amount of equal to fair market value of the shares of Class A Common Stock underlying the RSUs on April 15, 2024. 2,023 shares of Class A Common Stock were issued in settlement of 2,023 RSUs. The shares withheld for tax withholding obligations and the cash settlement of RSUs do not constitute any open-market sale.

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April 15, 2024 Filed Apr 18, 2024 00:57 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Exercise / conversionClass A Common Stock 10,904 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-016640 · wk-form4_1713401866.xml · nonDerivative · entry 1

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents Restricted Stock Units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on January 15, 2024, vested in full on April 15, 2024 and were settled in full on April 15, 2024. 1,611 shares of Class A Common Stock were withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of vested RSUs and 7,270 RSUs were settled in cash at the option of the Issuer in an amount of equal to fair market value of the shares of Class A Common Stock underlying the RSUs on April 15, 2024. 2,023 shares of Class A Common Stock were issued in settlement of 2,023 RSUs. The shares withheld for tax withholding obligations and the cash settlement of RSUs do not constitute any open-market sale.

F2 · price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.

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March 01, 2024 Filed Mar 5, 2024 22:05 UTC GCM Grosvenor Inc. GCMG · Entity 2006 GrantRestricted Stock Units · Derivative 36,364 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-009001 · wk-form4_1709676292.xml · derivative · entry 5

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,364

Underlying: Class A Common Stock · 36,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024. The RSUs will vest in three equal installments on May 31, 2025, May 31, 2026 and May 31, 2027, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement.

F4 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024. The RSUs will vest in three equal installments on May 31, 2025, May 31, 2026 and May 31, 2027, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement.

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March 01, 2024 Filed Mar 5, 2024 22:05 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Exercise / conversionRestricted Stock Units · Derivative 22,581 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-009001 · wk-form4_1709676292.xml · derivative · entry 4

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 22,581 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan that was made on October 2, 2023. The RSUs vested in full on March 1, 2024, and delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.

F3 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan that was made on October 2, 2023. The RSUs vested in full on March 1, 2024, and delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.

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March 01, 2024 Filed Mar 5, 2024 22:05 UTC GCM Grosvenor Inc. GCMG · Entity 2006 Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-009001 · wk-form4_1709676292.xml · derivative · entry 3

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan that was made on March 1, 2022. 2,500 RSUs vested on each of March 1, 2022, March 1, 2023 and March 1, 2024. Delivery of shares of Class A Common Stock in settlement of vested RSUs for this grant generally occurs in August of the year in which the RSUs vest.

F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan that was made on March 1, 2022. 2,500 RSUs vested on each of March 1, 2022, March 1, 2023 and March 1, 2024. Delivery of shares of Class A Common Stock in settlement of vested RSUs for this grant generally occurs in August of the year in which the RSUs vest.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.