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Nasdaq · USD

GCMG

GCM Grosvenor Inc.

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Tapewire entity
2006
SEC CIK
0001819796
Parsed reports
248

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202603
Aug 202600
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 23, 2021 Filed Jul 13, 2021 15:39 UTC
Gross Phillip10% owner
SaleClass A Common Stock 50,000 $12.79 $639,675.00
Disclosure

SEC source: 0000902664-21-003497 · ownership.xml · nonDerivative · entry 14

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,099,074

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Read SEC document
April 22, 2021 Filed Jul 13, 2021 15:39 UTC
Gross Phillip10% owner
SaleClass A Common Stock 200 $12.25 $2,450.00
Disclosure

SEC source: 0000902664-21-003497 · ownership.xml · nonDerivative · entry 13

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,149,074

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

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April 21, 2021 Filed Jul 13, 2021 15:39 UTC
Gross Phillip10% owner
PurchaseClass A Common Stock 200 $11.25 $2,250.00
Disclosure

SEC source: 0000902664-21-003497 · ownership.xml · nonDerivative · entry 12

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,149,274

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Read SEC document
April 19, 2021 Filed Jul 13, 2021 15:39 UTC
Gross Phillip10% owner
SaleClass A Common Stock 3,658 $12.10 $44,264.73
Disclosure

SEC source: 0000902664-21-003497 · ownership.xml · nonDerivative · entry 11

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,149,074

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Read SEC document
April 16, 2021 Filed Jul 13, 2021 15:39 UTC
Gross Phillip10% owner
SaleClass A Common Stock 440 $12.25 $5,390.00
Disclosure

SEC source: 0000902664-21-003497 · ownership.xml · nonDerivative · entry 10

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,152,732

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Read SEC document
April 15, 2021 Filed Jul 13, 2021 15:39 UTC
Gross Phillip10% owner
SaleClass A Common Stock 11,139 $12.25 $136,493.96
Disclosure

SEC source: 0000902664-21-003497 · ownership.xml · nonDerivative · entry 9

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,153,172

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Read SEC document
April 14, 2021 Filed Jul 13, 2021 15:39 UTC
Gross Phillip10% owner
SaleClass A Common Stock 24,720 $12.26 $303,188.33
Disclosure

SEC source: 0000902664-21-003497 · ownership.xml · nonDerivative · entry 8

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,164,311

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Read SEC document
March 08, 2021 Filed Jul 13, 2021 15:39 UTC
Gross Phillip10% owner
SaleClass A Common Stock 10,000 $12.96 $129,550.00
Disclosure

SEC source: 0000902664-21-003497 · ownership.xml · nonDerivative · entry 7

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,189,031

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Read SEC document
March 08, 2021 Filed Jul 13, 2021 15:39 UTC
Gross Phillip10% owner
SaleClass A Common Stock 25,000 $13.03 $325,860.00
Disclosure

SEC source: 0000902664-21-003497 · ownership.xml · nonDerivative · entry 6

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,199,031

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Read SEC document
March 02, 2021 Filed Jul 13, 2021 15:39 UTC
Gross Phillip10% owner
SaleClass A Common Stock 7,481 $13.50 $100,993.50
Disclosure

SEC source: 0000902664-21-003497 · ownership.xml · nonDerivative · entry 5

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,224,031

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:16 UTC
SULLIVAN KATHLEEN PATRICIAPrincipal Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 31,666.67 $0.00 $0.00
Disclosure

SEC source: 0001819796-21-000025 · wf-form4_161472334145676.xml · derivative · entry 3

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,333.33

Underlying: Class A Common Stock · 31,666.67 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: 31,666.67 RSUs vest on March 1, 2021 and the remainder will vest in two equal installments on March 1, 2022 and March 1, 2023, respectively.

F2 · derivative.expiration_date: 31,666.67 RSUs vest on March 1, 2021 and the remainder will vest in two equal installments on March 1, 2022 and March 1, 2023, respectively.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:16 UTC
SULLIVAN KATHLEEN PATRICIAPrincipal Accounting Officer
GrantRestricted Stock Units · Derivative 95,000 $0.00 $0.00
Disclosure

SEC source: 0001819796-21-000025 · wf-form4_161472334145676.xml · derivative · entry 2

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Class A Common Stock · 95,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: 31,666.67 RSUs vest on March 1, 2021 and the remainder will vest in two equal installments on March 1, 2022 and March 1, 2023, respectively.

F2 · derivative.expiration_date: 31,666.67 RSUs vest on March 1, 2021 and the remainder will vest in two equal installments on March 1, 2022 and March 1, 2023, respectively.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:16 UTC
SULLIVAN KATHLEEN PATRICIAPrincipal Accounting Officer
Exercise / conversionClass A Common Stock 31,666.67 $0.00 $0.00
Disclosure

SEC source: 0001819796-21-000025 · wf-form4_161472334145676.xml · nonDerivative · entry 1

SULLIVAN KATHLEEN PATRICIA · CIK 0001684847 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,666.67

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:15 UTC
Levin Jonathan ReisinDirector · President
Exercise / conversionRestricted Stock Units · Derivative 156,666.67 $0.00 $0.00
Disclosure

SEC source: 0001819796-21-000024 · wf-form4_161472331345435.xml · derivative · entry 3

Levin Jonathan Reisin · CIK 0001701471 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,333.33

Underlying: Class A Common Stock · 156,666.67 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: 156,666.67 RSUs vest on March 1, 2021 and the remainder will vest in two equal installments on March 1, 2022 and March 1, 2023, respectively.

F2 · derivative.expiration_date: 156,666.67 RSUs vest on March 1, 2021 and the remainder will vest in two equal installments on March 1, 2022 and March 1, 2023, respectively.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:15 UTC
Levin Jonathan ReisinDirector · President
GrantRestricted Stock Units · Derivative 470,000 $0.00 $0.00
Disclosure

SEC source: 0001819796-21-000024 · wf-form4_161472331345435.xml · derivative · entry 2

Levin Jonathan Reisin · CIK 0001701471 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,000

Underlying: Class A Common Stock · 470,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: 156,666.67 RSUs vest on March 1, 2021 and the remainder will vest in two equal installments on March 1, 2022 and March 1, 2023, respectively.

F2 · derivative.expiration_date: 156,666.67 RSUs vest on March 1, 2021 and the remainder will vest in two equal installments on March 1, 2022 and March 1, 2023, respectively.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:15 UTC
Levin Jonathan ReisinDirector · President
Exercise / conversionClass A Common Stock 156,666.67 $0.00 $0.00
Disclosure

SEC source: 0001819796-21-000024 · wf-form4_161472331345435.xml · nonDerivative · entry 1

Levin Jonathan Reisin · CIK 0001701471 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,666.67

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:15 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001819796-21-000023 · wf-form4_161472326031592.xml · derivative · entry 1

SCOTT SAMUEL C III · CIK 0001202862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: 10,000 RSUs will vest on November 17, 2021.

F2 · derivative.expiration_date: 10,000 RSUs will vest on November 17, 2021.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:14 UTC
Bentley Pamela LChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 86,666.67 $0.00 $0.00
Disclosure

SEC source: 0001819796-21-000022 · wf-form4_161472321647395.xml · derivative · entry 3

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,333.33

Underlying: Class A Common Stock · 86,666.67 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: 86,666.67 RSUs vest on March 1, 2021 and the remainder will vest in two equal installments on March 1, 2022 and March 1, 2023, respectively.

F2 · derivative.expiration_date: 86,666.67 RSUs vest on March 1, 2021 and the remainder will vest in two equal installments on March 1, 2022 and March 1, 2023, respectively.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:14 UTC
Bentley Pamela LChief Financial Officer
GrantRestricted Stock Units · Derivative 260,000 $0.00 $0.00
Disclosure

SEC source: 0001819796-21-000022 · wf-form4_161472321647395.xml · derivative · entry 2

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,000

Underlying: Class A Common Stock · 260,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: 86,666.67 RSUs vest on March 1, 2021 and the remainder will vest in two equal installments on March 1, 2022 and March 1, 2023, respectively.

F2 · derivative.expiration_date: 86,666.67 RSUs vest on March 1, 2021 and the remainder will vest in two equal installments on March 1, 2022 and March 1, 2023, respectively.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:14 UTC
Bentley Pamela LChief Financial Officer
Exercise / conversionClass A Common Stock 86,666.67 $0.00 $0.00
Disclosure

SEC source: 0001819796-21-000022 · wf-form4_161472321647395.xml · nonDerivative · entry 1

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,666.67

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:13 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001819796-21-000021 · wf-form4_161472319342413.xml · derivative · entry 1

Malkin Stephen · CIK 0001831821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: 10,000 RSUs will vest on November 17, 2021.

F2 · derivative.expiration_date: 10,000 RSUs will vest on November 17, 2021.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:13 UTC
Pollock FrederickChief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001819796-21-000020 · wf-form4_161472317448016.xml · derivative · entry 3

Pollock Frederick · CIK 0001680611 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: 250,000 RSUs vested on March 1, 2021 and the remainder will vest in two equal installments on March 1, 2022 and March 1, 2023, respectively.

F2 · derivative.expiration_date: 250,000 RSUs vested on March 1, 2021 and the remainder will vest in two equal installments on March 1, 2022 and March 1, 2023, respectively.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:13 UTC
Pollock FrederickChief Investment Officer
GrantRestricted Stock Units · Derivative 750,000 $0.00 $0.00
Disclosure

SEC source: 0001819796-21-000020 · wf-form4_161472317448016.xml · derivative · entry 2

Pollock Frederick · CIK 0001680611 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Class A Common Stock · 750,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: 250,000 RSUs vested on March 1, 2021 and the remainder will vest in two equal installments on March 1, 2022 and March 1, 2023, respectively.

F2 · derivative.expiration_date: 250,000 RSUs vested on March 1, 2021 and the remainder will vest in two equal installments on March 1, 2022 and March 1, 2023, respectively.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:13 UTC
Pollock FrederickChief Investment Officer
Exercise / conversionClass A Common Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001819796-21-000020 · wf-form4_161472317448016.xml · nonDerivative · entry 1

Pollock Frederick · CIK 0001680611 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:12 UTC
Idehen Francis OsarumeChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 33,333.33 $0.00 $0.00
Disclosure

SEC source: 0001819796-21-000019 · wf-form4_161472314051597.xml · derivative · entry 3

Idehen Francis Osarume · CIK 0001707785 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,666.67

Underlying: Class A Common Stock · 33,333.33 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: 33,333.33 RSUs vest on March 1, 2021 and the remainder will vest in two equal installments on March 1, 2022 and March 1, 2023, respectively.

F2 · derivative.expiration_date: 33,333.33 RSUs vest on March 1, 2021 and the remainder will vest in two equal installments on March 1, 2022 and March 1, 2023, respectively.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:12 UTC
Idehen Francis OsarumeChief Operating Officer
GrantRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001819796-21-000019 · wf-form4_161472314051597.xml · derivative · entry 2

Idehen Francis Osarume · CIK 0001707785 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: 33,333.33 RSUs vest on March 1, 2021 and the remainder will vest in two equal installments on March 1, 2022 and March 1, 2023, respectively.

F2 · derivative.expiration_date: 33,333.33 RSUs vest on March 1, 2021 and the remainder will vest in two equal installments on March 1, 2022 and March 1, 2023, respectively.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:12 UTC
Idehen Francis OsarumeChief Operating Officer
Exercise / conversionClass A Common Stock 33,333.33 $0.00 $0.00
Disclosure

SEC source: 0001819796-21-000019 · wf-form4_161472314051597.xml · nonDerivative · entry 1

Idehen Francis Osarume · CIK 0001707785 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333.33

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:12 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001819796-21-000018 · wf-form4_161472308255727.xml · derivative · entry 1

Cornelli Francesca · CIK 0001831818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: 10,000 RSUs will vest on November 17, 2021.

F2 · derivative.expiration_date: 10,000 RSUs will vest on November 17, 2021.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:11 UTC
Buchanan Sandra MChief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 33,333.33 $0.00 $0.00
Disclosure

SEC source: 0001819796-21-000017 · wf-form4_161472305735012.xml · derivative · entry 3

Hurse Sandra · CIK 0001831816 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,666.67

Underlying: Class A Common Stock · 33,333.33 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: 33,333.33 RSUs vest on March 1, 2021 and the remainder will vest in two equal installments on March 1, 2022 and March 1, 2023, respectively.

F2 · derivative.expiration_date: 33,333.33 RSUs vest on March 1, 2021 and the remainder will vest in two equal installments on March 1, 2022 and March 1, 2023, respectively.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:11 UTC
Buchanan Sandra MChief HR Officer
GrantRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001819796-21-000017 · wf-form4_161472305735012.xml · derivative · entry 2

Hurse Sandra · CIK 0001831816 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: 33,333.33 RSUs vest on March 1, 2021 and the remainder will vest in two equal installments on March 1, 2022 and March 1, 2023, respectively.

F2 · derivative.expiration_date: 33,333.33 RSUs vest on March 1, 2021 and the remainder will vest in two equal installments on March 1, 2022 and March 1, 2023, respectively.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:11 UTC
Buchanan Sandra MChief HR Officer
Exercise / conversionClass A Common Stock 33,333.33 $0.00 $0.00
Disclosure

SEC source: 0001819796-21-000017 · wf-form4_161472305735012.xml · nonDerivative · entry 1

Hurse Sandra · CIK 0001831816 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333.33

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:10 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001819796-21-000016 · wf-form4_161472303841407.xml · derivative · entry 1

Blanton Angela · CIK 0001831814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: 10,000 RSUs will vest on November 17, 2021.

F2 · derivative.expiration_date: 10,000 RSUs will vest on November 17, 2021.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:10 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001819796-21-000015 · wf-form4_161472298964869.xml · derivative · entry 1

MASTERS BLYTHE · CIK 0001648686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: 10,000 RSUs will vest on November 17, 2021.

F2 · derivative.expiration_date: 10,000 RSUs will vest on November 17, 2021.

Read SEC document
February 24, 2021 Filed Jul 13, 2021 15:39 UTC
Gross Phillip10% owner
SaleClass A Common Stock 900 $13.31 $11,982.06
Disclosure

SEC source: 0000902664-21-003497 · ownership.xml · nonDerivative · entry 4

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,231,512

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Read SEC document
February 24, 2021 Filed Jul 13, 2021 15:39 UTC
Gross Phillip10% owner
SaleClass A Common Stock 25,000 $13.28 $332,007.50
Disclosure

SEC source: 0000902664-21-003497 · ownership.xml · nonDerivative · entry 3

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,232,412

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Read SEC document
February 24, 2021 Filed Jul 13, 2021 15:39 UTC
Gross Phillip10% owner
SaleClass A Common Stock 25,000 $13.23 $330,847.50
Disclosure

SEC source: 0000902664-21-003497 · ownership.xml · nonDerivative · entry 2

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,257,412

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Read SEC document
February 23, 2021 Filed Jul 13, 2021 15:39 UTC
Gross Phillip10% owner
SaleClass A Common Stock, $0.0001 par value 395 $13.26 $5,237.70
Disclosure

SEC source: 0000902664-21-003497 · ownership.xml · nonDerivative · entry 1

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,282,412

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Read SEC document
February 23, 2021 Filed Jul 13, 2021 15:37 UTC
Gross Phillip10% owner
SaleClass A Common Stock 50,000 $13.29 $664,250.00
Disclosure

SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 30

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,282,807

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Read SEC document
February 22, 2021 Filed Jul 13, 2021 15:37 UTC
Gross Phillip10% owner
PurchaseClass A Common Stock 25,000 $12.82 $320,422.50
Disclosure

SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 29

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,332,807

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Read SEC document
February 22, 2021 Filed Jul 13, 2021 15:37 UTC
Gross Phillip10% owner
PurchaseClass A Common Stock 21,000 $12.75 $267,716.40
Disclosure

SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 28

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,307,807

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Read SEC document
February 18, 2021 Filed Jul 13, 2021 15:37 UTC
Gross Phillip10% owner
SaleClass A Common Stock 25,000 $13.26 $331,520.00
Disclosure

SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 27

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,286,807

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Read SEC document
February 17, 2021 Filed Jul 13, 2021 15:37 UTC
Gross Phillip10% owner
SaleClass A Common Stock 14,681 $13.25 $194,526.19
Disclosure

SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 26

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,311,807

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Read SEC document
February 17, 2021 Filed Jul 13, 2021 15:37 UTC
Gross Phillip10% owner
SaleClass A Common Stock 3,722 $13.40 $49,892.29
Disclosure

SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 25

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,326,488

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Read SEC document
February 12, 2021 Filed Jul 13, 2021 15:37 UTC
Gross Phillip10% owner
SaleClass A Common Stock 6,458 $13.51 $87,234.02
Disclosure

SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 24

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,330,210

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Read SEC document
February 11, 2021 Filed Jul 13, 2021 15:37 UTC
Gross Phillip10% owner
SaleClass A Common Stock 434 $13.65 $5,924.10
Disclosure

SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 23

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,336,668

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Read SEC document
February 10, 2021 Filed Jul 13, 2021 15:37 UTC
Gross Phillip10% owner
SaleClass A Common Stock 20,800 $13.60 $282,880.00
Disclosure

SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 22

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,337,102

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

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February 10, 2021 Filed Jul 13, 2021 15:37 UTC
Gross Phillip10% owner
SaleClass A Common Stock 9,397 $13.60 $127,807.66
Disclosure

SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 21

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,357,902

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

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February 10, 2021 Filed Jul 13, 2021 15:37 UTC
Gross Phillip10% owner
SaleClass A Common Stock 50,000 $13.53 $676,250.00
Disclosure

SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 20

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,367,299

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

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February 09, 2021 Filed Jul 13, 2021 15:37 UTC
Gross Phillip10% owner
SaleClass A Common Stock 5,393 $13.50 $72,805.50
Disclosure

SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 19

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,417,299

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

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February 09, 2021 Filed Jul 13, 2021 15:37 UTC
Gross Phillip10% owner
SaleClass A Common Stock 11,349 $13.50 $153,211.50
Disclosure

SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 18

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,422,692

F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.