GATX

SEC source: 0001246360-19-000377 · form.xml · nonDerivative · entry 3

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,720

SEC source: 0001246360-19-000377 · form.xml · nonDerivative · entry 2

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,528

SEC source: 0001246360-19-000376 · form.xml · derivative · entry 3

Titterton Paul F · CIK 0001580375 · SVP & Chief Op. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2026-01-24

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

SEC source: 0001246360-19-000376 · form.xml · nonDerivative · entry 2

Titterton Paul F · CIK 0001580375 · SVP & Chief Op. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,693

SEC source: 0001246360-19-000376 · form.xml · nonDerivative · entry 1

Titterton Paul F · CIK 0001580375 · SVP & Chief Op. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,276

SEC source: 0001246360-19-000374 · form.xml · derivative · entry 4

Tezel Necati Gokce · CIK 0001733548 · Exec. VP and Pres., Rail Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2026-01-24

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

SEC source: 0001246360-19-000374 · form.xml · nonDerivative · entry 3

Tezel Necati Gokce · CIK 0001733548 · Exec. VP and Pres., Rail Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,480

SEC source: 0001246360-19-000374 · form.xml · nonDerivative · entry 2

Tezel Necati Gokce · CIK 0001733548 · Exec. VP and Pres., Rail Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,240

SEC source: 0001246360-19-000375 · form.xml · derivative · entry 3

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,900

Underlying: Common Stock · 12,900 shares

Expires 2026-01-24

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

SEC source: 0001246360-19-000366 · form.xml · derivative · entry 3

KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,500

Underlying: Common Stock · 78,500 shares

Expires 2026-01-24

F2 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

SEC source: 0001246360-19-000367 · form.xml · derivative · entry 4

Brooks Michael T. · CIK 0001422898 · SVP, Portfolio Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,900

Underlying: Common Stock · 4,900 shares

Expires 2026-01-24

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

SEC source: 0001246360-19-000367 · form.xml · nonDerivative · entry 3

Brooks Michael T. · CIK 0001422898 · SVP, Portfolio Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,936

SEC source: 0001246360-19-000367 · form.xml · nonDerivative · entry 2

Brooks Michael T. · CIK 0001422898 · SVP, Portfolio Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,092

SEC source: 0001246360-19-000365 · form.xml · derivative · entry 3

Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,900

Underlying: Common Stock · 3,900 shares

Expires 2026-01-24

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

SEC source: 0001246360-19-000365 · form.xml · nonDerivative · entry 2

Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,664

SEC source: 0001246360-19-000365 · form.xml · nonDerivative · entry 1

Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,353

SEC source: 0001246360-19-000358 · form.xml · derivative · entry 3

LYONS ROBERT C · CIK 0001204288 · EVP and President Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

Underlying: Common Stock · 18,500 shares

Expires 2026-01-24

F2 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

SEC source: 0001246360-19-000357 · form.xml · derivative · entry 3

Ellman Thomas A. · CIK 0001534505 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

Underlying: Common Stock · 18,500 shares

Expires 2026-01-24

F2 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

SEC source: 0001246360-19-000356 · form.xml · derivative · entry 3

Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2026-01-24

F2 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

SEC source: 0001246360-19-000352 · form.xml · derivative · entry 2

Shetty Amita · CIK 0001750257 · Sr. VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,400

Underlying: Common Stock · 3,400 shares

Expires 2026-01-24

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

SEC source: 0001246360-19-000354 · form.xml · derivative · entry 3

MUCKIAN WILLIAM M · CIK 0001204289 · Sr. VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2026-01-24

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

SEC source: 0001246360-19-000355 · form.xml · derivative · entry 3

Young Jeffery R. · CIK 0001632764 · SVP, Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,100

Underlying: Common Stock · 3,100 shares

Expires 2026-01-24

F2 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

SEC source: 0001246360-19-000353 · form.xml · derivative · entry 3

Zmudka Robert · CIK 0001750272 · Sr. VP & Chief Comm. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 4,500 shares

Expires 2026-01-24

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

SEC source: 0001246360-18-002475 · form.xml · nonDerivative · entry 1

YOVOVICH PAUL G · CIK 0001183580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,391

F1 · security: Includes 58 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 50 shares acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (386 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (302 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-18-002473 · form.xml · nonDerivative · entry 1

Arvia Anne L · CIK 0001374429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,787

F1 · security: Includes 108 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (386 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

SEC source: 0001246360-18-002472 · form.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,307

F1 · security: Includes 133 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (386 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

SEC source: 0001246360-18-002467 · form.xml · nonDerivative · entry 1

Sutherland David · CIK 0001349227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,670

F1 · security: Includes 131 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 136 shares acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (386 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (318 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-18-002468 · form.xml · nonDerivative · entry 1

SYLLA CASEY · CIK 0001188986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,068

F1 · security: Includes 158 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 29 shares acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (386 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

SEC source: 0001246360-18-002470 · form.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,307

F1 · security: Includes 133 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (386 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

SEC source: 0001246360-18-002471 · form.xml · nonDerivative · entry 1

Wilson Stephen R · CIK 0001329553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,217

F1 · security: Includes 36 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (386 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

SEC source: 0001246360-18-002465 · form.xml · nonDerivative · entry 1

Aigotti Diane · CIK 0001329194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,369

F1 · security: Includes 15 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 6 shares acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (386 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (134 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-18-002469 · form.xml · nonDerivative · entry 1

REAM JAMES B · CIK 0001198444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,092

F1 · security: Includes 119 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 18 shares acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (386 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (67 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-18-002466 · form.xml · nonDerivative · entry 1

Ritchie Robert J. · CIK 0001526598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,744

F1 · security: Includes 69 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 60 shares acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (386 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (268 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-18-002218 · form.xml · nonDerivative · entry 4

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,010

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $82.17 and the lowest price at which shares were sold was $81.42

SEC source: 0001246360-18-002218 · form.xml · derivative · entry 5

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,600 shares

Expires 2020-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-18-002218 · form.xml · nonDerivative · entry 3

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,879

SEC source: 0001246360-18-002218 · form.xml · nonDerivative · entry 2

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-18-002119 · form.xml · nonDerivative · entry 5

Ellman Thomas A. · CIK 0001534505 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,636

F2 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $86.42 and the lowest price at which shares were sold was $86.27

SEC source: 0001246360-18-002119 · form.xml · nonDerivative · entry 4

Ellman Thomas A. · CIK 0001534505 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,036

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $86.25 and the lowest price at which shares were sold was $85.27

SEC source: 0001246360-18-002116 · form.xml · nonDerivative · entry 4

LYONS ROBERT C · CIK 0001204288 · EVP and President Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,763

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $86.93 and the lowest price at which shares were sold was $86.25

SEC source: 0001246360-18-002119 · form.xml · derivative · entry 6

Ellman Thomas A. · CIK 0001534505 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,500 shares

Expires 2019-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-18-002119 · form.xml · nonDerivative · entry 3

Ellman Thomas A. · CIK 0001534505 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,518

SEC source: 0001246360-18-002119 · form.xml · nonDerivative · entry 2

Ellman Thomas A. · CIK 0001534505 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-18-002116 · form.xml · derivative · entry 5

LYONS ROBERT C · CIK 0001204288 · EVP and President Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,200 shares

Expires 2019-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-18-002116 · form.xml · nonDerivative · entry 3

LYONS ROBERT C · CIK 0001204288 · EVP and President Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,723

SEC source: 0001246360-18-002116 · form.xml · nonDerivative · entry 2

LYONS ROBERT C · CIK 0001204288 · EVP and President Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-18-002108 · form.xml · nonDerivative · entry 4

Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001246360-18-002106 · form.xml · nonDerivative · entry 4

KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,211

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $86.23 and the lowest price at which shares were sold was $85.75

SEC source: 0001246360-18-002108 · form.xml · derivative · entry 5

Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,200 shares

Expires 2021-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-18-002108 · form.xml · nonDerivative · entry 3

Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492