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HABERLI ERNST A

Disclosed activity across 1 company

Tapewire entity
143166
SEC CIK
0001203086

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GATX CORPGATX · Entity 2783DirectorFebruary 01, 2021February 03, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GATX CORP

Report date February 01, 2021 · Filed February 03, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect31,626 Reported balance After 2021-02-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-02-01 · Grant · Acquired 507 · Balance 31,626

F1: Includes 179 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2: Includes that portion of the quarterly payment of the annual directors' fee (328 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 179 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2: Includes that portion of the quarterly payment of the annual directors' fee (328 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2021 Filed Feb 3, 2021 14:56 UTC GATX CORP GATX · Entity 2783 GrantCommon Stock 507 $91.36 $46,319.52
Disclosure

SEC source: 0001246360-21-000332 · form.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,626

F1 · security: Includes 179 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (328 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

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November 02, 2020 Filed Nov 4, 2020 19:14 UTC GATX CORP GATX · Entity 2783 GrantCommon Stock 667 $68.31 $45,562.77
Disclosure

SEC source: 0001246360-20-001775 · form.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,119

F1 · security: Includes 228 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (439 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

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August 03, 2020 Filed Aug 5, 2020 13:51 UTC GATX CORP GATX · Entity 2783 GrantCommon Stock 737 $60.18 $44,352.66
Disclosure

SEC source: 0000899243-20-021387 · doc4.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,451

F1 · security: Includes 238 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (498 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

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May 01, 2020 Filed May 5, 2020 17:56 UTC GATX CORP GATX · Entity 2783 GrantCommon Stock 731 $59.78 $43,699.18
Disclosure

SEC source: 0001246360-20-001133 · form.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,714

F1 · security: Includes 229 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (501 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

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February 03, 2020 Filed Feb 5, 2020 21:14 UTC GATX CORP GATX · Entity 2783 GrantCommon Stock 536 $77.08 $41,312.20
Disclosure

SEC source: 0001246360-20-000390 · form.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,982

F1 · security: Includes 158 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (378 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 20:42 UTC GATX CORP GATX · Entity 2783 GrantCommon Stock 526 $79.94 $42,048.44
Disclosure

SEC source: 0001246360-19-002369 · form.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,445

F1 · security: Includes 166 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (359 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:14 UTC GATX CORP GATX · Entity 2783 GrantCommon Stock 531 $77.66 $41,234.81
Disclosure

SEC source: 0001246360-19-001896 · form.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,919

F1 · security: Includes 160 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (370 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
May 01, 2019 Filed May 3, 2019 16:14 UTC GATX CORP GATX · Entity 2783 GrantCommon Stock 538 $77.19 $41,526.88
Disclosure

SEC source: 0001246360-19-001300 · form.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,387

F1 · security: Includes 166 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (372 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 19:21 UTC GATX CORP GATX · Entity 2783 GrantCommon Stock 542 $76.34 $41,377.69
Disclosure

SEC source: 0001246360-19-000425 · form.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,849

F1 · security: Includes 165 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (376 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 19:00 UTC GATX CORP GATX · Entity 2783 GrantCommon Stock 519 $74.47 $38,647.34
Disclosure

SEC source: 0001246360-18-002472 · form.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,307

F1 · security: Includes 133 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (386 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 18:56 UTC GATX CORP GATX · Entity 2783 GrantCommon Stock 519 $74.47 $38,647.34
Disclosure

SEC source: 0001246360-18-002470 · form.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,307

F1 · security: Includes 133 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (386 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
August 01, 2018 Filed Aug 2, 2018 23:00 UTC GATX CORP GATX · Entity 2783 GrantCommon Stock 506 $82.01 $41,497.06
Disclosure

SEC source: 0001246360-18-001977 · form.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,787

F1 · security: Includes 156 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (350 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
May 01, 2018 Filed May 3, 2018 14:56 UTC GATX CORP GATX · Entity 2783 GrantCommon Stock 595 $66.14 $39,353.30
Disclosure

SEC source: 0001246360-18-001391 · form.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,280

F1 · security: Includes 160 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (434 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 17:28 UTC GATX CORP GATX · Entity 2783 GrantCommon Stock 507 $71.55 $36,273.32
Disclosure

SEC source: 0001246360-18-000466 · form.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,682

F1 · security: Includes 164 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (343 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 15:56 UTC GATX CORP GATX · Entity 2783 GrantCommon Stock 535 $60.02 $32,112.04
Disclosure

SEC source: 0001246360-17-003015 · form.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,175

F1 · security: Includes 160 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (374 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:00 UTC GATX CORP GATX · Entity 2783 GrantCommon Stock 518 $61.85 $32,038.30
Disclosure

SEC source: 0001246360-17-002488 · form.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,640

F1 · security: Includes 155 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (363 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
May 01, 2017 Filed May 3, 2017 15:07 UTC GATX CORP GATX · Entity 2783 GrantCommon Stock 531 $60.31 $32,024.61
Disclosure

SEC source: 0001246360-17-001713 · form.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,122

F1 · security: Includes 158 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (373 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 21:21 UTC GATX CORP GATX · Entity 2783 GrantCommon Stock 529 $58.28 $30,830.12
Disclosure

SEC source: 0001246360-17-000430 · form.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,591

F1 · security: Includes 143 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (386 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 16:07 UTC GATX CORP GATX · Entity 2783 GrantCommon Stock 708.8656 $44.13 $31,278.69
Disclosure

SEC source: 0001246360-16-007067 · form.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,061.6531

F1 · security: Includes 198.9506 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (509.9150 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.