Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GATX CORPGATX · Entity 2783 | Sr. VP, Business Development | February 19, 2020 | February 21, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GATX CORP
Report date February 19, 2020 · Filed February 21, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 700 |
Ending reported balance
After 2020-02-20 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2020-02-19 · Exercise / conversion · Acquired 1,133 · Balance 2,867 Row 2 · 2020-02-19 · Exercise / conversion · Acquired 800 · Balance 3,667 Row 3 · 2020-02-19 · Exercise / conversion · Acquired 1,600 · Balance 5,267 Row 4 · 2020-02-19 · Exercise / conversion · Acquired 1,466 · Balance 6,733 Row 5 · 2020-02-19 · Sale · Disposed 4,999 · Balance 1,734 F1: Represents the weighted average sale price. The highest price at which shares were sold was $78.1950 and the lowest price at which shares were sold was $78.0000 Row 6 · 2020-02-20 · Sale · Disposed 1,034 · Balance 700 F2: Represents the weighted average sale price. The highest price at which shares were sold was $80.1800 and the lowest price at which shares were sold was $80.0000 |
| 2017 NQ Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.18 · Expires 2024-01-26 | Direct | 0 |
Reported balance
After 2020-02-19 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-02-19 · Exercise / conversion · Disposed 1,600 · Balance 0 |
| 2016 NQ Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.19 · Expires 2023-01-28 | Direct | 0 |
Reported balance
After 2020-02-19 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2020-02-19 · Exercise / conversion · Disposed 800 · Balance 0 |
| 2018 NQ Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $69.74 · Expires 2025-01-25 | Direct | 734 |
Reported balance
After 2020-02-19 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-02-19 · Exercise / conversion · Disposed 1,466 · Balance 734 |
| 2019 NQ Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $71.53 · Expires 2026-01-24 | Direct | 2,267 |
Reported balance
After 2020-02-19 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2020-02-19 · Exercise / conversion · Disposed 1,133 · Balance 2,267 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the weighted average sale price. The highest price at which shares were sold was $78.1950 and the lowest price at which shares were sold was $78.0000
F2: Represents the weighted average sale price. The highest price at which shares were sold was $80.1800 and the lowest price at which shares were sold was $80.0000
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2020 Filed Feb 21, 2020 20:49 UTC | GATX CORP GATX · Entity 2783 | SaleCommon Stock | 1,034 | $80.06 | $82,782.25 |
DisclosureSEC source: 0001246360-20-000642 · form.xml · nonDerivative · entry 6 Shetty Amita · CIK 0001750257 · Sr. VP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700 F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $80.1800 and the lowest price at which shares were sold was $80.0000 Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 20:49 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversion2019 NQ Stock Option (Right to Buy) · Derivative | 1,133 | $0.00 Strike: $71.53 | $0.00 |
DisclosureSEC source: 0001246360-20-000642 · form.xml · derivative · entry 10 Shetty Amita · CIK 0001750257 · Sr. VP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,267 Underlying: Common Stock · 1,133 shares Expires 2026-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 20:49 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversion2018 NQ Stock Option (Right to Buy) · Derivative | 1,466 | $0.00 Strike: $69.74 | $0.00 |
DisclosureSEC source: 0001246360-20-000642 · form.xml · derivative · entry 9 Shetty Amita · CIK 0001750257 · Sr. VP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 734 Underlying: Common Stock · 1,466 shares Expires 2025-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 20:49 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversion2016 NQ Stock Option (Right to Buy) · Derivative | 800 | $0.00 Strike: $39.19 | $0.00 |
DisclosureSEC source: 0001246360-20-000642 · form.xml · derivative · entry 8 Shetty Amita · CIK 0001750257 · Sr. VP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 800 shares Expires 2023-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 20:49 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversion2017 NQ Stock Option (Right to Buy) · Derivative | 1,600 | $0.00 Strike: $61.18 | $0.00 |
DisclosureSEC source: 0001246360-20-000642 · form.xml · derivative · entry 7 Shetty Amita · CIK 0001750257 · Sr. VP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,600 shares Expires 2024-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 20:49 UTC | GATX CORP GATX · Entity 2783 | SaleCommon Stock | 4,999 | $78.05 | $390,192.45 |
DisclosureSEC source: 0001246360-20-000642 · form.xml · nonDerivative · entry 5 Shetty Amita · CIK 0001750257 · Sr. VP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,734 F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $78.1950 and the lowest price at which shares were sold was $78.0000 Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 20:49 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionCommon Stock | 1,466 | $69.74 | $102,231.51 |
DisclosureSEC source: 0001246360-20-000642 · form.xml · nonDerivative · entry 4 Shetty Amita · CIK 0001750257 · Sr. VP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 20:49 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionCommon Stock | 1,600 | $61.18 | $97,880.00 |
DisclosureSEC source: 0001246360-20-000642 · form.xml · nonDerivative · entry 3 Shetty Amita · CIK 0001750257 · Sr. VP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 20:49 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionCommon Stock | 800 | $39.19 | $31,348.00 |
DisclosureSEC source: 0001246360-20-000642 · form.xml · nonDerivative · entry 2 Shetty Amita · CIK 0001750257 · Sr. VP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 20:49 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionCommon Stock | 1,133 | $71.53 | $81,037.83 |
DisclosureSEC source: 0001246360-20-000642 · form.xml · nonDerivative · entry 1 Shetty Amita · CIK 0001750257 · Sr. VP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2020 Filed Jan 28, 2020 20:49 UTC | GATX CORP GATX · Entity 2783 | Tax withholdingCommon Stock | 256 | $81.43 | $20,844.80 |
DisclosureSEC source: 0001246360-20-000293 · form.xml · nonDerivative · entry 1 Shetty Amita · CIK 0001750257 · Sr. VP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,734 Read SEC document |
| January 28, 2019 Filed Jan 29, 2019 22:42 UTC | GATX CORP GATX · Entity 2783 | Tax withholdingCommon Stock | 290 | $74.29 | $21,544.10 |
DisclosureSEC source: 0001246360-19-000392 · form.xml · nonDerivative · entry 1 Shetty Amita · CIK 0001750257 · Sr. VP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,990 Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 18:28 UTC | GATX CORP GATX · Entity 2783 | Grant2019 NQ Stock Option (Right to Buy) · Derivative | 3,400 | $0.00 Strike: $71.53 | $0.00 |
DisclosureSEC source: 0001246360-19-000352 · form.xml · derivative · entry 2 Shetty Amita · CIK 0001750257 · Sr. VP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,400 Underlying: Common Stock · 3,400 shares Expires 2026-01-24 F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.