Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GATX CORPGATX · Entity 2783 | SVP, Treas. & Chief Risk Off. | August 11, 2020 | August 13, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GATX CORP
Report date August 11, 2020 · Filed August 13, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2020-08-12 transaction · row 10
10 source rows · reconciled sequenceRow 1 · 2020-08-11 · Exercise / conversion · Acquired 4,800 · Balance 13,714 Row 2 · 2020-08-11 · Exercise / conversion · Acquired 3,600 · Balance 17,314 Row 3 · 2020-08-11 · Exercise / conversion · Acquired 3,200 · Balance 20,514 Row 4 · 2020-08-11 · Exercise / conversion · Acquired 2,600 · Balance 23,114 Row 5 · 2020-08-11 · Tax withholding · Disposed 5,154 · Balance 17,960 Row 6 · 2020-08-11 · Sale · Disposed 8,714 · Balance 9,246 F1: Represents the weighted average sale price. The highest price at which shares were sold was $68.92 and the lowest price at which shares were sold was $68.00. Row 7 · 2020-08-11 · Sale · Disposed 200 · Balance 9,046 F2: Represents the weighted average sale price. The highest price at which shares were sold was $69.15 and the lowest price at which shares were sold was $69.05. Row 8 · 2020-08-11 · Sale · Disposed 102 · Balance 8,944 F3: Represents the weighted average sale price. The highest price at which shares were sold was $69.05 and the lowest price at which shares were sold was $68.97. Row 9 · 2020-08-11 · Sale · Disposed 8,298 · Balance 646 F4: Represents the weighted average sale price. The highest price at which shares were sold was $68.94 and the lowest price at which shares were sold was $67.97. Row 10 · 2020-08-12 · Sale · Disposed 646 · Balance 0 F5: Represents the weighted average sale price. The highest price at which shares were sold was $66.7636 and the lowest price at which shares were sold was $66.4300. |
| 2016 NQ Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.19 · Expires 2023-01-28 | Direct | 0 |
Reported balance
After 2020-08-11 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2020-08-11 · Exercise / conversion · Disposed 4,800 · Balance 0 |
| 2017 NQ Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.18 · Expires 2024-01-26 | Direct | 0 |
Reported balance
After 2020-08-11 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2020-08-11 · Exercise / conversion · Disposed 3,600 · Balance 0 |
| Stock-Settled Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $56.91 · Expires 2022-01-29 | Direct | 0 |
Reported balance
After 2020-08-11 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2020-08-11 · Exercise / conversion · Disposed 3,200 · Balance 0 |
| Stock-Settled Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $58.35 · Expires 2021-01-30 | Direct | 0 |
Reported balance
After 2020-08-11 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2020-08-11 · Exercise / conversion · Disposed 2,600 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the weighted average sale price. The highest price at which shares were sold was $68.92 and the lowest price at which shares were sold was $68.00.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $69.15 and the lowest price at which shares were sold was $69.05.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $69.05 and the lowest price at which shares were sold was $68.97.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $68.94 and the lowest price at which shares were sold was $67.97.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $66.7636 and the lowest price at which shares were sold was $66.4300.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 12, 2020 Filed Aug 13, 2020 17:42 UTC | GATX CORP GATX · Entity 2783 | SaleCommon Stock | 646 | $66.57 | $43,001.89 |
DisclosureSEC source: 0000899243-20-022264 · doc4.xml · nonDerivative · entry 10 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · price: Represents the weighted average sale price. The highest price at which shares were sold was $66.7636 and the lowest price at which shares were sold was $66.4300. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:42 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionStock-Settled Stock Appreciation Right · Derivative | 2,600 | $0.00 Strike: $58.35 | $0.00 |
DisclosureSEC source: 0000899243-20-022264 · doc4.xml · derivative · entry 14 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,600 shares Expires 2021-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:42 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionStock-Settled Stock Appreciation Right · Derivative | 3,200 | $0.00 Strike: $56.91 | $0.00 |
DisclosureSEC source: 0000899243-20-022264 · doc4.xml · derivative · entry 13 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,200 shares Expires 2022-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:42 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversion2017 NQ Stock Option (Right to Buy) · Derivative | 3,600 | $0.00 Strike: $61.18 | $0.00 |
DisclosureSEC source: 0000899243-20-022264 · doc4.xml · derivative · entry 12 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,600 shares Expires 2024-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:42 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversion2016 NQ Stock Option (Right to Buy) · Derivative | 4,800 | $0.00 Strike: $39.19 | $0.00 |
DisclosureSEC source: 0000899243-20-022264 · doc4.xml · derivative · entry 11 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,800 shares Expires 2023-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:42 UTC | GATX CORP GATX · Entity 2783 | SaleCommon Stock | 8,298 | $68.28 | $566,623.95 |
DisclosureSEC source: 0000899243-20-022264 · doc4.xml · nonDerivative · entry 9 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 646 F4 · price: Represents the weighted average sale price. The highest price at which shares were sold was $68.94 and the lowest price at which shares were sold was $67.97. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:42 UTC | GATX CORP GATX · Entity 2783 | SaleCommon Stock | 102 | $69.05 | $7,043.04 |
DisclosureSEC source: 0000899243-20-022264 · doc4.xml · nonDerivative · entry 8 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,944 F3 · price: Represents the weighted average sale price. The highest price at which shares were sold was $69.05 and the lowest price at which shares were sold was $68.97. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:42 UTC | GATX CORP GATX · Entity 2783 | SaleCommon Stock | 200 | $69.10 | $13,820.00 |
DisclosureSEC source: 0000899243-20-022264 · doc4.xml · nonDerivative · entry 7 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,046 F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $69.15 and the lowest price at which shares were sold was $69.05. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:42 UTC | GATX CORP GATX · Entity 2783 | SaleCommon Stock | 8,714 | $68.27 | $594,891.71 |
DisclosureSEC source: 0000899243-20-022264 · doc4.xml · nonDerivative · entry 6 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,246 F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $68.92 and the lowest price at which shares were sold was $68.00. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:42 UTC | GATX CORP GATX · Entity 2783 | Tax withholdingCommon Stock | 5,154 | $68.35 | $352,250.13 |
DisclosureSEC source: 0000899243-20-022264 · doc4.xml · nonDerivative · entry 5 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,960 Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:42 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionCommon Stock | 2,600 | $58.35 | $151,697.00 |
DisclosureSEC source: 0000899243-20-022264 · doc4.xml · nonDerivative · entry 4 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:42 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionCommon Stock | 3,200 | $56.91 | $182,112.00 |
DisclosureSEC source: 0000899243-20-022264 · doc4.xml · nonDerivative · entry 3 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:42 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionCommon Stock | 3,600 | $61.18 | $220,230.00 |
DisclosureSEC source: 0000899243-20-022264 · doc4.xml · nonDerivative · entry 2 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:42 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionCommon Stock | 4,800 | $39.19 | $188,088.00 |
DisclosureSEC source: 0000899243-20-022264 · doc4.xml · nonDerivative · entry 1 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 20:00 UTC | GATX CORP GATX · Entity 2783 | Tax withholdingCommon Stock | 458 | $76.88 | $35,211.04 |
DisclosureSEC source: 0001246360-20-000630 · form.xml · nonDerivative · entry 2 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,788 Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 20:00 UTC | GATX CORP GATX · Entity 2783 | GrantCommon Stock | 1,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000630 · form.xml · nonDerivative · entry 1 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,246 Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 17:07 UTC | GATX CORP GATX · Entity 2783 | Grant2020 NQ Stock Option (Right to Buy) · Derivative | 4,500 | $0.00 Strike: $77.07 | $0.00 |
DisclosureSEC source: 0001246360-20-000342 · form.xml · derivative · entry 2 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Underlying: Common Stock · 4,500 shares Expires 2027-01-31 F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant. Read SEC document |
| February 21, 2019 Filed Feb 21, 2019 22:42 UTC | GATX CORP GATX · Entity 2783 | Tax withholdingCommon Stock | 2,047 | $78.61 | $160,914.67 |
DisclosureSEC source: 0001246360-19-000724 · form.xml · nonDerivative · entry 2 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,517 Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 22:42 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionStock-Settled Stock Appreciation Right · Derivative | 2,900 | $0.00 Strike: $45.89 | $0.00 |
DisclosureSEC source: 0001246360-19-000724 · form.xml · derivative · entry 3 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,900 shares Expires 2020-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 22:42 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionCommon Stock | 2,900 | $45.89 | $133,083.90 |
DisclosureSEC source: 0001246360-19-000724 · form.xml · nonDerivative · entry 1 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 20:42 UTC | GATX CORP GATX · Entity 2783 | Grant2019 NQ Stock Option (Right to Buy) · Derivative | 3,900 | $0.00 Strike: $71.53 | $0.00 |
DisclosureSEC source: 0001246360-19-000365 · form.xml · derivative · entry 3 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,900 Underlying: Common Stock · 3,900 shares Expires 2026-01-24 F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 20:42 UTC | GATX CORP GATX · Entity 2783 | Tax withholdingCommon Stock | 689 | $71.53 | $49,280.73 |
DisclosureSEC source: 0001246360-19-000365 · form.xml · nonDerivative · entry 2 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,664 Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 20:42 UTC | GATX CORP GATX · Entity 2783 | GrantCommon Stock | 2,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-000365 · form.xml · nonDerivative · entry 1 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,353 Read SEC document |
| March 09, 2018 Filed Mar 9, 2018 22:42 UTC | GATX CORP GATX · Entity 2783 | SaleCommon Stock | 2,550 | $70.48 | $179,714.31 |
DisclosureSEC source: 0001246360-18-001062 · form.xml · nonDerivative · entry 1 Harkness Eric D. · CIK 0001632745 · VP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,121 F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $70.77 and the lowest price at which shares were sold was $70.29 Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 22:28 UTC | GATX CORP GATX · Entity 2783 | Grant2018 NQ Stock Option (Right to Buy) · Derivative | 3,300 | $0.00 Strike: $69.74 | $0.00 |
DisclosureSEC source: 0001246360-18-000369 · form.xml · derivative · entry 3 Harkness Eric D. · CIK 0001632745 · VP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,300 Underlying: Common Stock · 3,300 shares Expires 2025-01-25 F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 22:28 UTC | GATX CORP GATX · Entity 2783 | Tax withholdingCommon Stock | 285 | $69.74 | $19,874.48 |
DisclosureSEC source: 0001246360-18-000369 · form.xml · nonDerivative · entry 2 Harkness Eric D. · CIK 0001632745 · VP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,671 Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 22:28 UTC | GATX CORP GATX · Entity 2783 | GrantCommon Stock | 872 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000369 · form.xml · nonDerivative · entry 1 Harkness Eric D. · CIK 0001632745 · VP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,956 Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 21:49 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionStock-Settled Stock Appreciation Right · Derivative | 2,400 | $0.00 Strike: $44.02 | $0.00 |
DisclosureSEC source: 0001246360-18-000284 · form.xml · derivative · entry 3 Harkness Eric D. · CIK 0001632745 · VP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,400 shares Expires 2019-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 21:49 UTC | GATX CORP GATX · Entity 2783 | Tax withholdingCommon Stock | 1,826 | $69.46 | $126,833.96 |
DisclosureSEC source: 0001246360-18-000284 · form.xml · nonDerivative · entry 2 Harkness Eric D. · CIK 0001632745 · VP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,084 Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 21:49 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionCommon Stock | 2,400 | $44.02 | $105,636.00 |
DisclosureSEC source: 0001246360-18-000284 · form.xml · nonDerivative · entry 1 Harkness Eric D. · CIK 0001632745 · VP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:49 UTC | GATX CORP GATX · Entity 2783 | Grant2017 NQ Stock Option (Right to Buy) · Derivative | 3,600 | $0.00 Strike: $61.18 | $0.00 |
DisclosureSEC source: 0001246360-17-000378 · form.xml · derivative · entry 3 Harkness Eric D. · CIK 0001632745 · VP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,600 Underlying: Common Stock · 3,600 shares Expires 2024-01-26 F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:49 UTC | GATX CORP GATX · Entity 2783 | Tax withholdingCommon Stock | 574 | $61.18 | $35,114.45 |
DisclosureSEC source: 0001246360-17-000378 · form.xml · nonDerivative · entry 2 Harkness Eric D. · CIK 0001632745 · VP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,393 Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:49 UTC | GATX CORP GATX · Entity 2783 | GrantCommon Stock | 1,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-000378 · form.xml · nonDerivative · entry 1 Harkness Eric D. · CIK 0001632745 · VP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,967 Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 19:56 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionStock-Settled Stock Appreciation Right · Derivative | 2,900 | $0.00 Strike: $33.94 | $0.00 |
DisclosureSEC source: 0001246360-16-006998 · form.xml · derivative · entry 6 Harkness Eric D. · CIK 0001632745 · VP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,900 shares Expires 2018-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 19:56 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionStock-Settled Stock Appreciation Right · Derivative | 2,100 | $0.00 Strike: $26.16 | $0.00 |
DisclosureSEC source: 0001246360-16-006998 · form.xml · derivative · entry 5 Harkness Eric D. · CIK 0001632745 · VP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,100 shares Expires 2017-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 19:56 UTC | GATX CORP GATX · Entity 2783 | Tax withholdingCommon Stock | 2,349 | $46.88 | $110,109.38 |
DisclosureSEC source: 0001246360-16-006998 · form.xml · nonDerivative · entry 4 Harkness Eric D. · CIK 0001632745 · VP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,368.807 Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 19:56 UTC | GATX CORP GATX · Entity 2783 | Tax withholdingCommon Stock | 1,461 | $46.88 | $68,484.38 |
DisclosureSEC source: 0001246360-16-006998 · form.xml · nonDerivative · entry 3 Harkness Eric D. · CIK 0001632745 · VP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,717.807 Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 19:56 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionCommon Stock | 2,900 | $33.94 | $98,411.50 |
DisclosureSEC source: 0001246360-16-006998 · form.xml · nonDerivative · entry 2 Harkness Eric D. · CIK 0001632745 · VP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,178.807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 19:56 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionCommon Stock | 2,100 | $26.16 | $54,925.50 |
DisclosureSEC source: 0001246360-16-006998 · form.xml · nonDerivative · entry 1 Harkness Eric D. · CIK 0001632745 · VP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,278.807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.