Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GATX CORPGATX · Entity 2783 | Special Advisor | May 10, 2021 | May 12, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GATX CORP
Report date May 10, 2021 · Filed May 12, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-05-10 transaction · row 4
3 source rows · reconciled sequenceRow 2 · 2021-05-10 · Exercise / conversion · Acquired 1,916 · Balance 1,916 Row 3 · 2021-05-10 · Exercise / conversion · Acquired 8,400 · Balance 10,316 Row 4 · 2021-05-10 · Sale · Disposed 10,316 · Balance 0 F1: Represents the weighted average sale price. The highest price at which shares were sold was $105.0900 and the lowest price at which shares were sold was $105.0000. |
| 2018 NQ Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $69.74 · Expires 2025-01-25 | Direct | 0 |
Reported balance
After 2021-05-10 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-05-10 · Exercise / conversion · Disposed 8,400 · Balance 0 |
| 2019 NQ Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $71.53 · Expires 2026-01-24 | Direct | 7,084 |
Reported balance
After 2021-05-10 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-05-10 · Exercise / conversion · Disposed 1,916 · Balance 7,084 |
| Common Stock 401(k)SEC Table I · non-derivative | Indirect401(k) shares | 518 |
Reported balance
Holding disclosure · report date 2021-05-10 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 518 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the weighted average sale price. The highest price at which shares were sold was $105.0900 and the lowest price at which shares were sold was $105.0000.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2021 Filed May 12, 2021 17:42 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversion2019 NQ Stock Option (Right to Buy) · Derivative | 1,916 | $0.00 Strike: $71.53 | $0.00 |
DisclosureSEC source: 0001246360-21-000721 · form.xml · derivative · entry 6 Conniff James M. · CIK 0001628942 · Special Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,084 Underlying: Common Stock · 1,916 shares Expires 2026-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2021 Filed May 12, 2021 17:42 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversion2018 NQ Stock Option (Right to Buy) · Derivative | 8,400 | $0.00 Strike: $69.74 | $0.00 |
DisclosureSEC source: 0001246360-21-000721 · form.xml · derivative · entry 5 Conniff James M. · CIK 0001628942 · Special Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,400 shares Expires 2025-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2021 Filed May 12, 2021 17:42 UTC | GATX CORP GATX · Entity 2783 | SaleCommon Stock | 10,316 | $105.02 | $1,083,401.79 |
DisclosureSEC source: 0001246360-21-000721 · form.xml · nonDerivative · entry 4 Conniff James M. · CIK 0001628942 · Special Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $105.0900 and the lowest price at which shares were sold was $105.0000. Read SEC document |
| May 10, 2021 Filed May 12, 2021 17:42 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionCommon Stock | 8,400 | $69.74 | $585,774.00 |
DisclosureSEC source: 0001246360-21-000721 · form.xml · nonDerivative · entry 3 Conniff James M. · CIK 0001628942 · Special Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2021 Filed May 12, 2021 17:42 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionCommon Stock | 1,916 | $71.53 | $137,041.90 |
DisclosureSEC source: 0001246360-21-000721 · form.xml · nonDerivative · entry 2 Conniff James M. · CIK 0001628942 · Special Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2021 Filed May 11, 2021 23:07 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversion2017 NQ Stock Option (Right to Buy) · Derivative | 8,800 | $0.00 Strike: $61.18 | $0.00 |
DisclosureSEC source: 0000899243-21-019147 · doc4.xml · derivative · entry 7 Conniff James M. · CIK 0001628942 · Special Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,800 shares Expires 2024-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2021 Filed May 11, 2021 23:07 UTC | GATX CORP GATX · Entity 2783 | SaleCommon Stock | 400 | $101.07 | $40,428.08 |
DisclosureSEC source: 0000899243-21-019147 · doc4.xml · nonDerivative · entry 6 Conniff James M. · CIK 0001628942 · Special Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · price: Represents the weighted average sale price. The highest price at which shares were sold was $101.3300 and the lowest price at which shares were sold was $100.3800. Read SEC document |
| May 07, 2021 Filed May 11, 2021 23:07 UTC | GATX CORP GATX · Entity 2783 | SaleCommon Stock | 526 | $103.75 | $54,570.87 |
DisclosureSEC source: 0000899243-21-019147 · doc4.xml · nonDerivative · entry 5 Conniff James M. · CIK 0001628942 · Special Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 F3 · price: Represents the weighted average sale price. The highest price at which shares were sold was $103.8200 and the lowest price at which shares were sold was 103.7100. Read SEC document |
| May 07, 2021 Filed May 11, 2021 23:07 UTC | GATX CORP GATX · Entity 2783 | SaleCommon Stock | 4,774 | $103.31 | $493,196.69 |
DisclosureSEC source: 0000899243-21-019147 · doc4.xml · nonDerivative · entry 4 Conniff James M. · CIK 0001628942 · Special Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 926 F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $103.6600 and the lowest price at which shares were sold was $102.6764. Read SEC document |
| May 07, 2021 Filed May 11, 2021 23:07 UTC | GATX CORP GATX · Entity 2783 | SaleCommon Stock | 3,100 | $101.99 | $316,183.26 |
DisclosureSEC source: 0000899243-21-019147 · doc4.xml · nonDerivative · entry 3 Conniff James M. · CIK 0001628942 · Special Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,700 F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $102.3684 and the lowest price at which shares were sold was $101.4000. Read SEC document |
| May 07, 2021 Filed May 11, 2021 23:07 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionCommon Stock | 8,800 | $61.18 | $538,340.00 |
DisclosureSEC source: 0000899243-21-019147 · doc4.xml · nonDerivative · entry 2 Conniff James M. · CIK 0001628942 · Special Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 18:14 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversion2016 NQ Stock Option (Right to Buy) · Derivative | 8,500 | $0.00 Strike: $39.19 | $0.00 |
DisclosureSEC source: 0001246360-21-000380 · form.xml · derivative · entry 4 Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,500 shares Expires 2023-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 18:14 UTC | GATX CORP GATX · Entity 2783 | OtherCommon Stock 401(k) | 4,647 | $95.62 | $444,346.14 |
DisclosureSEC source: 0001246360-21-000380 · form.xml · nonDerivative · entry 3 Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) shares Disclosed balance after: 516 F2 · kind: Transfer of 401k funds from GATX stock to another available investment alternative Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 18:14 UTC | GATX CORP GATX · Entity 2783 | SaleCommon Stock | 8,500 | $95.06 | $808,020.20 |
DisclosureSEC source: 0001246360-21-000380 · form.xml · nonDerivative · entry 2 Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $95.5200 and the lowest price at which shares were sold was $94.7000. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 18:14 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionCommon Stock | 8,500 | $39.19 | $333,072.50 |
DisclosureSEC source: 0001246360-21-000380 · form.xml · nonDerivative · entry 1 Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 01:35 UTC | GATX CORP GATX · Entity 2783 | Grant2021 NQ Stock Option (Right to Buy) · Derivative | 8,100 | $0.00 Strike: $91.36 | $0.00 |
DisclosureSEC source: 0001246360-21-000293 · form.xml · derivative · entry 2 Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,100 Underlying: Common Stock · 8,100 shares Expires 2028-01-29 F2 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 18:21 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversion2016 NQ Stock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $39.19 | $0.00 |
DisclosureSEC source: 0001246360-20-001387 · form.xml · derivative · entry 4 Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 2,500 shares Expires 2023-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 18:21 UTC | GATX CORP GATX · Entity 2783 | SaleCommon Stock | 2,500 | $71.12 | $177,805.25 |
DisclosureSEC source: 0001246360-20-001387 · form.xml · nonDerivative · entry 3 Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $71.38 and the lowest price at which shares were sold was $70.73. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 18:21 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionCommon Stock | 2,500 | $39.19 | $97,962.50 |
DisclosureSEC source: 0001246360-20-001387 · form.xml · nonDerivative · entry 2 Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 16:21 UTC | GATX CORP GATX · Entity 2783 | Grant2020 NQ Stock Option (Right to Buy) · Derivative | 8,800 | $0.00 Strike: $77.07 | $0.00 |
DisclosureSEC source: 0001246360-20-000340 · form.xml · derivative · entry 3 Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,800 Underlying: Common Stock · 8,800 shares Expires 2027-01-31 F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant. Read SEC document |
| August 02, 2019 Filed Aug 2, 2019 21:35 UTC | GATX CORP GATX · Entity 2783 | SaleCommon Stock | 1,240 | $75.15 | $93,182.90 |
DisclosureSEC source: 0001246360-19-001880 · form.xml · nonDerivative · entry 4 Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $75.60 and the lowest price at which shares were sold was $74.73 Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 21:35 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionStock-Settled Stock Appreciation Right · Derivative | 6,800 | $0.00 Strike: $56.91 | $0.00 |
DisclosureSEC source: 0001246360-19-001880 · form.xml · derivative · entry 5 Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,800 shares Expires 2022-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 21:35 UTC | GATX CORP GATX · Entity 2783 | Tax withholdingCommon Stock | 5,560 | $76.71 | $426,507.60 |
DisclosureSEC source: 0001246360-19-001880 · form.xml · nonDerivative · entry 3 Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,240 Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 21:35 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionCommon Stock | 6,800 | $56.91 | $386,988.00 |
DisclosureSEC source: 0001246360-19-001880 · form.xml · nonDerivative · entry 2 Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 18:56 UTC | GATX CORP GATX · Entity 2783 | Grant2019 NQ Stock Option (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $71.53 | $0.00 |
DisclosureSEC source: 0001246360-19-000356 · form.xml · derivative · entry 3 Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2026-01-24 F2 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant. Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 21:42 UTC | GATX CORP GATX · Entity 2783 | SaleCommon Stock | 492 | $85.64 | $42,134.19 |
DisclosureSEC source: 0001246360-18-002108 · form.xml · nonDerivative · entry 4 Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 21, 2018 Filed Aug 23, 2018 21:42 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionStock-Settled Stock Appreciation Right · Derivative | 2,200 | $0.00 Strike: $58.35 | $0.00 |
DisclosureSEC source: 0001246360-18-002108 · form.xml · derivative · entry 5 Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,200 shares Expires 2021-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2018 Filed Aug 23, 2018 21:42 UTC | GATX CORP GATX · Entity 2783 | Tax withholdingCommon Stock | 1,708 | $85.35 | $145,777.80 |
DisclosureSEC source: 0001246360-18-002108 · form.xml · nonDerivative · entry 3 Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492 Read SEC document |
| August 21, 2018 Filed Aug 23, 2018 21:42 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionCommon Stock | 2,200 | $58.35 | $128,359.00 |
DisclosureSEC source: 0001246360-18-002108 · form.xml · nonDerivative · entry 2 Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 18:21 UTC | GATX CORP GATX · Entity 2783 | Grant2018 NQ Stock Option (Right to Buy) · Derivative | 8,400 | $0.00 Strike: $69.74 | $0.00 |
DisclosureSEC source: 0001246360-18-000352 · form.xml · derivative · entry 2 Conniff James M. · CIK 0001628942 · Sr. VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,400 Underlying: Common Stock · 8,400 shares Expires 2025-01-25 F2 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant. Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 21:35 UTC | GATX CORP GATX · Entity 2783 | SaleCommon Stock | 638 | $64.94 | $41,429.81 |
DisclosureSEC source: 0001246360-17-002197 · form.xml · nonDerivative · entry 2 Conniff James M. · CIK 0001628942 · Sr. VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $65.02 and the lowest price at which shares were sold was $64.86 Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 17:56 UTC | GATX CORP GATX · Entity 2783 | Tax withholdingCommon Stock | 256 | $58.71 | $15,029.76 |
DisclosureSEC source: 0001246360-17-000400 · form.xml · nonDerivative · entry 2 Conniff James M. · CIK 0001628942 · Sr. VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 634 Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 20:35 UTC | GATX CORP GATX · Entity 2783 | Grant2017 NQ Stock Option (Right to Buy) · Derivative | 8,800 | $0.00 Strike: $61.18 | $0.00 |
DisclosureSEC source: 0001246360-17-000374 · form.xml · derivative · entry 3 Conniff James M. · CIK 0001628942 · Sr. VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,800 Underlying: Common Stock · 8,800 shares Expires 2024-01-26 F2 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant. Read SEC document |
| January 24, 2017 Filed Jan 25, 2017 17:49 UTC | GATX CORP GATX · Entity 2783 | SaleCommon Stock | 336 | $59.59 | $20,022.37 |
DisclosureSEC source: 0001246360-17-000290 · form.xml · nonDerivative · entry 5 Conniff James M. · CIK 0001628942 · Sr. VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 890 F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $59.66 and the lowest price at which shares were sold was $59.51 Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 17:49 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionStock-Settled Stock Appreciation Right · Derivative | 1,467 | $0.00 Strike: $45.89 | $0.00 |
DisclosureSEC source: 0001246360-17-000290 · form.xml · derivative · entry 7 Conniff James M. · CIK 0001628942 · Sr. VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,467 shares Expires 2020-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 17:49 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionStock-Settled Stock Appreciation Right · Derivative | 767 | $0.00 Strike: $44.02 | $0.00 |
DisclosureSEC source: 0001246360-17-000290 · form.xml · derivative · entry 6 Conniff James M. · CIK 0001628942 · Sr. VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 767 shares Expires 2019-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 17:49 UTC | GATX CORP GATX · Entity 2783 | Tax withholdingCommon Stock | 1,898 | $59.40 | $112,741.20 |
DisclosureSEC source: 0001246360-17-000290 · form.xml · nonDerivative · entry 4 Conniff James M. · CIK 0001628942 · Sr. VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,226 Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 17:49 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionCommon Stock | 1,467 | $45.89 | $67,322.10 |
DisclosureSEC source: 0001246360-17-000290 · form.xml · nonDerivative · entry 3 Conniff James M. · CIK 0001628942 · Sr. VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 17:49 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionCommon Stock | 767 | $44.02 | $33,759.51 |
DisclosureSEC source: 0001246360-17-000290 · form.xml · nonDerivative · entry 2 Conniff James M. · CIK 0001628942 · Sr. VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 21:07 UTC | GATX CORP GATX · Entity 2783 | SaleCommon Stock | 671 | $46.48 | $31,187.68 |
DisclosureSEC source: 0001246360-16-007000 · form.xml · nonDerivative · entry 2 Conniff James M. · CIK 0001628942 · Sr. VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 890.35 F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $46.49 and the lowest price at which shares were sold was $46.477 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.