GATX

SEC source: 0001246360-20-000354 · form.xml · derivative · entry 3

KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2027-01-31

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

SEC source: 0001246360-20-000353 · form.xml · derivative · entry 3

Ellman Thomas A. · CIK 0001534505 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,200

Underlying: Common Stock · 18,200 shares

Expires 2027-01-31

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

SEC source: 0001246360-20-000349 · form.xml · derivative · entry 2

Titterton Paul F · CIK 0001580375 · SVP & Chief Op. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,800

Underlying: Common Stock · 8,800 shares

Expires 2027-01-31

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

SEC source: 0001246360-20-000351 · form.xml · derivative · entry 3

LYONS ROBERT C · CIK 0001204288 · EVP and President Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,200

Underlying: Common Stock · 18,200 shares

Expires 2027-01-31

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

SEC source: 0001246360-20-000352 · form.xml · derivative · entry 3

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,700

Underlying: Common Stock · 12,700 shares

Expires 2027-01-31

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

SEC source: 0001246360-20-000348 · form.xml · derivative · entry 3

Zmudka Robert · CIK 0001750272 · Sr. VP & Chief Comm. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

Underlying: Common Stock · 4,800 shares

Expires 2027-01-31

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

SEC source: 0001246360-20-000347 · form.xml · derivative · entry 3

Tezel Necati Gokce · CIK 0001733548 · Exec. VP and Pres., Rail Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,900

Underlying: Common Stock · 8,900 shares

Expires 2027-01-31

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

SEC source: 0001246360-20-000344 · form.xml · derivative · entry 2

McManus Jennifer · CIK 0001798874 · Sr. VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2027-01-31

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

SEC source: 0001246360-20-000343 · form.xml · derivative · entry 3

Young Jeffery R. · CIK 0001632764 · SVP, Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

Underlying: Common Stock · 2,800 shares

Expires 2027-01-31

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

SEC source: 0001246360-20-000341 · form.xml · derivative · entry 3

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,300

Underlying: Common Stock · 4,300 shares

Expires 2027-01-31

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

SEC source: 0001246360-20-000340 · form.xml · derivative · entry 3

Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,800

Underlying: Common Stock · 8,800 shares

Expires 2027-01-31

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

SEC source: 0001246360-20-000295 · form.xml · nonDerivative · entry 2

Zmudka Robert · CIK 0001750272 · Sr. VP & Chief Comm. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,907

SEC source: 0001246360-20-000294 · form.xml · nonDerivative · entry 1

McManus Jennifer · CIK 0001798874 · Sr. VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,377

SEC source: 0001246360-20-000293 · form.xml · nonDerivative · entry 1

Shetty Amita · CIK 0001750257 · Sr. VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,734

SEC source: 0001246360-20-000200 · form.xml · derivative · entry 4

KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,500 shares

Expires 2020-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-20-000200 · form.xml · nonDerivative · entry 3

KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,889

SEC source: 0001246360-20-000200 · form.xml · nonDerivative · entry 2

KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-20-000201 · form.xml · derivative · entry 4

Tezel Necati Gokce · CIK 0001733548 · Exec. VP and Pres., Rail Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,700 shares

Expires 2020-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-20-000201 · form.xml · nonDerivative · entry 3

Tezel Necati Gokce · CIK 0001733548 · Exec. VP and Pres., Rail Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,664

SEC source: 0001246360-20-000201 · form.xml · nonDerivative · entry 2

Tezel Necati Gokce · CIK 0001733548 · Exec. VP and Pres., Rail Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-20-000147 · form.xml · derivative · entry 4

Ellman Thomas A. · CIK 0001534505 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,300 shares

Expires 2020-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-20-000147 · form.xml · nonDerivative · entry 3

Ellman Thomas A. · CIK 0001534505 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,764

SEC source: 0001246360-20-000147 · form.xml · nonDerivative · entry 2

Ellman Thomas A. · CIK 0001534505 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-19-002368 · form.xml · nonDerivative · entry 1

Wilson Stephen R · CIK 0001329553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,893

F1 · security: Includes 52 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (359 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

SEC source: 0001246360-19-002375 · form.xml · nonDerivative · entry 1

YOVOVICH PAUL G · CIK 0001183580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,810

F1 · security: Includes 77 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 67 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (359 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (312 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-19-002374 · form.xml · nonDerivative · entry 1

Sutherland David · CIK 0001349227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,795

F1 · security: Includes 163 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 169 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (359 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (328 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-19-002373 · form.xml · nonDerivative · entry 1

Ritchie Robert J. · CIK 0001526598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,021

F1 · security: Includes 91 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 79 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (359 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (281 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-19-002372 · form.xml · nonDerivative · entry 1

REAM JAMES B · CIK 0001198444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,543

F1 · security: Includes 149 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 23 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (359 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (71 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-19-002371 · form.xml · nonDerivative · entry 1

Aigotti Diane · CIK 0001329194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,553

F1 · security: Includes 27 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 10 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (359 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (140 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-19-002370 · form.xml · nonDerivative · entry 1

Stanley Adam L. · CIK 0001786914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228

F1 · security: Includes 1 share acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (226 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

SEC source: 0001246360-19-002369 · form.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,445

F1 · security: Includes 166 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (359 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

SEC source: 0001246360-19-002363 · form.xml · nonDerivative · entry 1

Arvia Anne L · CIK 0001374429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,808

F1 · security: Includes 137 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (359 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

SEC source: 0001246360-19-002009 · form.xml · derivative · entry 5

Zmudka Robert · CIK 0001750272 · Sr. VP & Chief Comm. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,134 shares

Expires 2023-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-19-002009 · form.xml · nonDerivative · entry 4

Zmudka Robert · CIK 0001750272 · Sr. VP & Chief Comm. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,430

SEC source: 0001246360-19-002009 · form.xml · nonDerivative · entry 3

Zmudka Robert · CIK 0001750272 · Sr. VP & Chief Comm. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,530

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $76.34 and the lowest price at which shares were sold was $75.46

SEC source: 0001246360-19-002009 · form.xml · nonDerivative · entry 2

Zmudka Robert · CIK 0001750272 · Sr. VP & Chief Comm. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-19-001962 · form.xml · nonDerivative · entry 2

LYONS ROBERT C · CIK 0001204288 · EVP and President Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,242

SEC source: 0001246360-19-001960 · form.xml · nonDerivative · entry 2

Ellman Thomas A. · CIK 0001534505 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,685

SEC source: 0001246360-19-001915 · form.xml · nonDerivative · entry 4

LYONS ROBERT C · CIK 0001204288 · EVP and President Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,763

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $74.02 and the lowest price at which shares were sold was $74.00

SEC source: 0001246360-19-001880 · form.xml · nonDerivative · entry 4

Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $75.60 and the lowest price at which shares were sold was $74.73

SEC source: 0001246360-19-001915 · form.xml · derivative · entry 5

LYONS ROBERT C · CIK 0001204288 · EVP and President Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,900 shares

Expires 2020-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-19-001915 · form.xml · nonDerivative · entry 3

LYONS ROBERT C · CIK 0001204288 · EVP and President Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,658

SEC source: 0001246360-19-001915 · form.xml · nonDerivative · entry 2

LYONS ROBERT C · CIK 0001204288 · EVP and President Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-19-001880 · form.xml · derivative · entry 5

Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,800 shares

Expires 2022-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-19-001880 · form.xml · nonDerivative · entry 3

Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,240

SEC source: 0001246360-19-001880 · form.xml · nonDerivative · entry 2

Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-19-001893 · form.xml · nonDerivative · entry 1

YOVOVICH PAUL G · CIK 0001183580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,993

F1 · security: Includes 73 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 64 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (370 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (321 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-19-001894 · form.xml · nonDerivative · entry 1

Ritchie Robert J. · CIK 0001526598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,210

F1 · security: Includes 87 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 76 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (370 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (289 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-19-001896 · form.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,919

F1 · security: Includes 160 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (370 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

SEC source: 0001246360-19-001895 · form.xml · nonDerivative · entry 1

Sutherland David · CIK 0001349227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,774

F1 · security: Includes 158 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 164 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (370 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (338 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.