Last 12 months
Inside the activity.
32 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 13 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 8 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 5 | 0 |
| Sep 2026 | 6 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 22, 2018 Filed Mar 26, 2018 19:30 UTC |
Sutherland Paul HowardDirector
|
OtherGAIA Class A Common Stock | 10,000 | $15.00 | $150,000.00 |
DisclosureSEC source: 0001209191-18-021608 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,840 F1 · kind: Purchased directly from the issuer in the issuer's secondary public offering F2 · ownership.direct: The reporting person jointly owns 150 shares with his son and 175 shares with his daughter of Gaia, Inc. Class A Common Stock reported herein. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 18:42 UTC |
Frank Kristin E.Director
|
OtherGAIA Class A Common Stock | 12,400 | $15.00 | $186,000.00 |
DisclosureSEC source: 0001209191-18-021606 · doc4.xml · nonDerivative · entry 1 Frank Kristin E. · CIK 0001589317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,400 F1 · kind: Purchased directly from the issuer in the issuer's secondary public offering Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 18:13 UTC |
Schoppert Wendy LeeDirector
|
OtherGAIA Class A Common Stock | 13,333 | $15.00 | $199,995.00 |
DisclosureSEC source: 0001209191-18-021605 · doc4.xml · nonDerivative · entry 1 Schoppert Wendy Lee · CIK 0001321558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,645 F1 · kind: Purchased directly from the issuer in the issuer's secondary public offering Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 17:51 UTC |
Bauer JaymiCHIEF MARKETING OFFICER
|
OtherGAIA Class A Common Stock | 3,000 | $15.00 | $45,000.00 |
DisclosureSEC source: 0001209191-18-021604 · doc4.xml · nonDerivative · entry 1 Bauer Jaymi · CIK 0001678222 · CHIEF MARKETING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 F1 · kind: Purchased directly from the issuer in the issuer's secondary public offering Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 16:58 UTC |
Tarell Paul C. Jr.CHIEF FINANCIAL OFFICER
|
OtherGAIA Class A Common Stock | 12,000 | $15.00 | $180,000.00 |
DisclosureSEC source: 0001209191-18-021594 · doc4.xml · nonDerivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,640 F1 · kind: Purchased directly from the issuer in the issuer's secondary public offering Read SEC document |
| March 22, 2018 Filed Apr 6, 2018 21:43 UTC Amendment |
Bauer JaymiCHIEF MARKETING OFFICER
|
OtherGAIA Class A Common Stock | 2,000 | $15.00 | $30,000.00 |
DisclosureSEC source: 0001209191-18-024245 · doc4a.xml · nonDerivative · entry 1 Bauer Jaymi · CIK 0001678222 · CHIEF MARKETING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · kind: Purchased directly from the issuer in the issuer's secondary public offering F1 · shares: Purchased directly from the issuer in the issuer's secondary public offering F2 · shares: An additional 1,000 shares of Class A Common Stock were inadvertantly added to the reporting person's original Form 4 filed on 3/26/2018. Total purchased amount was 2,000 shares of Class A Common Stock. Read SEC document |
| March 22, 2018 Filed Mar 1, 2019 21:42 UTC Amendment |
RYSAVY JIRKADirector · Chairman · 10% owner
|
OtherGAIA Class A Common Stock | 25,000 | $15.00 | $375,000.00 |
DisclosureSEC source: 0001209191-19-015019 · doc4a.xml · nonDerivative · entry 1 RYSAVY JIRKA · CIK 0001105889 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,766,682 F1 · kind: Purchased directly from the issuer in the issuer's secondary public offering F2 · balance_after: Includes 5,400,000 Class A common shares obtainable upon conversion of Class B common shares. F3 · balance_after: Updated to reflect 7,000 shares of Class A common stock disposed of as a gift in February 2018. Read SEC document |
| March 22, 2018 Filed Mar 1, 2019 21:33 UTC |
RYSAVY JIRKADirector · Chairman · 10% owner
|
OtherGAIA Class A Common Stock | 25,000 | $15.00 | $375,000.00 |
DisclosureSEC source: 0001209191-19-014998 · doc4.xml · nonDerivative · entry 1 RYSAVY JIRKA · CIK 0001105889 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,766,682 F1 · kind: Purchased directly from the issuer in the issuer's secondary public offering F2 · balance_after: Includes 5,400,000 Class A common shares obtainable upon conversion of Class B common shares. F3 · balance_after: Updated to reflect 7,000 shares of Class A common stock disposed of as a gift in February 2018. Read SEC document |
| March 22, 2018 Filed Mar 4, 2019 15:41 UTC |
MAISEL DAVIDDirector
|
OtherGAIA Class A Common Stock | 25,000 | $15.00 | $375,000.00 |
DisclosureSEC source: 0001209191-19-015318 · doc5.xml · nonDerivative · entry 1 MAISEL DAVID · CIK 0001277061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F1 · kind: Purchased directly from the issuer in the issuer's secondary public offering Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 15:36 UTC |
Schoppert Wendy LeeDirector
|
GrantClass A Common Stock | 1,371 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-000475 · doc4.xml · nonDerivative · entry 1 Schoppert Wendy Lee · CIK 0001321558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,312 F1 · price: Issued in consideration for director services. Read SEC document |
| December 21, 2017 Filed Dec 21, 2017 21:51 UTC |
Tarell Paul C. Jr.CHIEF FINANCIAL OFFICER
|
PurchaseGAIA Class A Common Stock | 2,640 | $12.75 | $33,660.00 |
DisclosureSEC source: 0001209191-17-066814 · doc4.xml · nonDerivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,640 Read SEC document |
| December 06, 2017 Filed Dec 6, 2017 15:45 UTC |
Tarell Paul C. Jr.CHIEF FINANCIAL OFFICER
|
PurchaseGAIA Class A Common Stock | 1,000 | $12.38 | $12,380.00 |
DisclosureSEC source: 0001209191-17-064123 · doc4.xml · nonDerivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 22:31 UTC |
Frank Kristin E.Director
|
GrantDirector Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $12.40 | $0.00 |
DisclosureSEC source: 0001209191-17-059639 · doc4.xml · derivative · entry 1 Frank Kristin E. · CIK 0001589317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,950 Underlying: Class A Common Stock · 10,000 shares Expires 2027-11-03 F1 · kind: Issued in consideration for director services. F2 · derivative.exercise_date: Stock option provides for vesting and exercisability of 20% per year for 5 years, commencing in 2018 Read SEC document |
| September 30, 2017 Filed Oct 2, 2017 20:20 UTC |
Schoppert Wendy LeeDirector
|
GrantClass A Common Stock | 42 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-054608 · doc4.xml · nonDerivative · entry 1 Schoppert Wendy Lee · CIK 0001321558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,941 F1 · price: Issued in consideration for director services. Read SEC document |
| August 10, 2017 Filed Nov 13, 2017 15:41 UTC |
Jaeb ChrisDirector
|
PurchaseGaia Class A Common Stock | 8,700 | $11.50 | $100,050.00 |
DisclosureSEC source: 0001209191-17-060182 · doc4.xml · nonDerivative · entry 5 Jaeb Chris · CIK 0001589564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,600 Read SEC document |
| August 09, 2017 Filed Nov 13, 2017 15:41 UTC |
Jaeb ChrisDirector
|
PurchaseGaia Class A Common Stock | 4,140 | $12.00 | $49,680.00 |
DisclosureSEC source: 0001209191-17-060182 · doc4.xml · nonDerivative · entry 4 Jaeb Chris · CIK 0001589564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,600 Read SEC document |
| August 08, 2017 Filed Nov 13, 2017 15:41 UTC |
Jaeb ChrisDirector
|
PurchaseGaia Class A Common Stock | 60 | $12.08 | $724.80 |
DisclosureSEC source: 0001209191-17-060182 · doc4.xml · nonDerivative · entry 3 Jaeb Chris · CIK 0001589564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,600 Read SEC document |
| June 30, 2017 Filed Jun 30, 2017 21:43 UTC |
Schoppert Wendy LeeDirector
|
GrantClass A Common Stock | 313 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-042586 · doc4.xml · nonDerivative · entry 1 Schoppert Wendy Lee · CIK 0001321558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,899 F1 · price: Issued in consideration for director services. Read SEC document |
| May 18, 2017 Filed Nov 13, 2017 15:41 UTC |
Jaeb ChrisDirector
|
PurchaseGaia Class A Common Stock | 4,700 | $10.55 | $49,585.00 |
DisclosureSEC source: 0001209191-17-060182 · doc4.xml · nonDerivative · entry 2 Jaeb Chris · CIK 0001589564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,600 Read SEC document |
| May 09, 2017 Filed Nov 13, 2017 15:41 UTC |
Jaeb ChrisDirector
|
PurchaseGaia Class A Common Stock | 9,000 | $11.31 | $101,790.00 |
DisclosureSEC source: 0001209191-17-060182 · doc4.xml · nonDerivative · entry 1 Jaeb Chris · CIK 0001589564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,600 Read SEC document |
| May 08, 2017 Filed May 9, 2017 23:34 UTC |
Tarell Paul C. Jr.CHIEF FINANCIAL OFFICER
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $5.03 | $0.00 |
DisclosureSEC source: 0001209191-17-031094 · doc4.xml · derivative · entry 2 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Class A Common Stock · 6,000 shares Expires 2023-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock option provides for vesting and exercisability of 2% per month for 50 months commencing August 1, 2014 Read SEC document |
| May 08, 2017 Filed May 9, 2017 23:34 UTC |
Tarell Paul C. Jr.CHIEF FINANCIAL OFFICER
|
Exercise / conversionClass A Common Stock | 6,000 | $5.03 | $30,180.00 |
DisclosureSEC source: 0001209191-17-031094 · doc4.xml · nonDerivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed Mar 17, 2020 16:02 UTC |
Tarell Paul C. Jr.CHIEF FINANCIAL OFFICER
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 24,000 | $0.00 Strike: $5.03 | $0.00 |
DisclosureSEC source: 0001209191-20-019490 · doc4.xml · derivative · entry 3 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 24,000 shares Expires 2023-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock option provides for vesting and exercisability of 2% per month for 50 months commencing August 1, 2014 Read SEC document |
| May 05, 2017 Filed May 5, 2017 21:29 UTC |
Sutherland Paul HowardDirector
|
GrantClass A Common Stock | 175 | $11.08 | $1,938.83 |
DisclosureSEC source: 0001209191-17-030399 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,840 F1 · ownership.direct: The reporting person jointly owns 150 shares with his son and 175 shares with his daughter of Gaia, Inc. Class A Common Stock reported herein. Read SEC document |
| May 04, 2017 Filed May 5, 2017 21:06 UTC |
Frank Kristin E.Director
|
GrantDirector Stock Option (right to buy) · Derivative | 51,950 | $0.00 Strike: $11.40 | $0.00 |
DisclosureSEC source: 0001209191-17-030385 · doc4.xml · derivative · entry 1 Frank Kristin E. · CIK 0001589317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,950 Underlying: Class A Common Stock · 51,950 shares Expires 2027-05-04 F1 · kind: Issued in consideration for director services. F2 · derivative.exercise_date: Stock option provides for vesting and exercisability of 20% per year for 5 years, commencing in 2018 Read SEC document |
| March 31, 2017 Filed Mar 31, 2017 21:43 UTC |
Schoppert Wendy LeeDirector
|
GrantClass A Common Stock | 704 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-023926 · doc4.xml · nonDerivative · entry 1 Schoppert Wendy Lee · CIK 0001321558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,586 F1 · price: Issued in consideration for director services. Read SEC document |
| November 01, 2016 Filed Nov 4, 2016 22:14 UTC |
Sutherland Paul HowardDirector
|
GrantDirector Stock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $7.40 | $0.00 |
DisclosureSEC source: 0001209191-16-148495 · doc4.xml · derivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Class A Common Stock · 75,000 shares Expires 2016-11-01 F1 · derivative.exercise_date: Stock option provides for vesting and exercisability of 20% per year on the date of the annual shareholder meeting starting. Read SEC document |
| November 01, 2016 Filed Nov 4, 2016 22:15 UTC |
RYSAVY JIRKADirector · Chairman · 10% owner
|
GrantRestricted Stock Units · Derivative | 96,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148496 · doc4.xml · derivative · entry 2 RYSAVY JIRKA · CIK 0001105889 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,283 Underlying: Class A Common Stock · 96,283 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest on March 31, 2022, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F2 · derivative.expiration_date: The RSUs vest on March 31, 2022, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| November 01, 2016 Filed Nov 4, 2016 21:38 UTC |
Warkins BradPresident and COO
|
GrantRestricted Stock Units · Derivative | 64,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148483 · doc4.xml · derivative · entry 1 Warkins Brad · CIK 0001678295 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,864 Underlying: Class A Common Stock · 64,864 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest on March 31, 2022, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F2 · derivative.expiration_date: The RSUs vest on March 31, 2022, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| November 01, 2016 Filed Nov 4, 2016 21:35 UTC |
Bauer JaymiCHIEF MARKETING OFFICER
|
GrantRestricted Stock Units · Derivative | 50,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148479 · doc4.xml · derivative · entry 1 Bauer Jaymi · CIK 0001678222 · CHIEF MARKETING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,675 Underlying: Class A Common Stock · 50,675 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest on March 31, 2022, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F2 · derivative.expiration_date: The RSUs vest on March 31, 2022, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| November 01, 2016 Filed Nov 4, 2016 21:34 UTC |
Tarell Paul C. Jr.CHIEF FINANCIAL OFFICER
|
GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148478 · doc4.xml · derivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest on March 31, 2022, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F2 · derivative.expiration_date: The RSUs vest on March 31, 2022, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| November 01, 2016 Filed Apr 4, 2022 21:55 UTC |
RYSAVY JIRKADirector · Chairman · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 96,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-022610 · doc4.xml · derivative · entry 2 RYSAVY JIRKA · CIK 0001105889 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 96,283 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis F3 · derivative.exercise_date: On November 1, 2016, the reporting person was granted 96,283 restricted stock units, vesting on March 31, 2022. F3 · derivative.expiration_date: On November 1, 2016, the reporting person was granted 96,283 restricted stock units, vesting on March 31, 2022. Read SEC document |
| November 01, 2016 Filed Apr 4, 2022 21:40 UTC |
Medvedich KierstenExecutive VP - Content
|
Exercise / conversionRestricted Stock Unit · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-022590 · doc4.xml · derivative · entry 2 Medvedich Kiersten · CIK 0001830611 · Executive VP - Content 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest on March 31, 2022, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F2 · derivative.expiration_date: The RSUs vest on March 31, 2022, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| November 01, 2016 Filed Apr 4, 2022 14:15 UTC |
Tarell Paul C. Jr.CHIEF FINANCIAL OFFICER
|
Exercise / conversionRestricted Stock Unit · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-022136 · doc4.xml · derivative · entry 2 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F4 · derivative.exercise_date: The RSUs vest on March 31, 2022, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F4 · derivative.expiration_date: The RSUs vest on March 31, 2022, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:56 UTC |
Sutherland Paul HowardDirector
|
GrantClass A Common Stock | 4,028 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-143666 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,665 F1 · price: Issued in consideration for director services. F2 · ownership.direct: The reporting person jointly owns with his son 150 shares of Gaiam, Inc. Class A Common Stock reported herein. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:54 UTC |
Schoppert Wendy LeeDirector
|
GrantClass A Common Stock | 2,014 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-143664 · doc4.xml · nonDerivative · entry 1 Schoppert Wendy Lee · CIK 0001321558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,882 F1 · price: Issued in consideration for director services. Read SEC document |
| September 08, 2016 Filed Sep 9, 2016 19:11 UTC |
MAISEL DAVIDDirector
|
GrantDirector Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $7.81 | $0.00 |
DisclosureSEC source: 0001209191-16-140729 · doc4.xml · derivative · entry 1 MAISEL DAVID · CIK 0001277061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Class A Common Stock · 150,000 shares Expires 2026-09-08 F1 · kind: Stock option provides for vesting and exercisability of 2% per month for 50 months commencing May 1, 2017. F1 · derivative.exercise_date: Stock option provides for vesting and exercisability of 2% per month for 50 months commencing May 1, 2017. Read SEC document |
| July 07, 2016 Filed Oct 3, 2016 20:49 UTC |
Frank Kristin E.Director
|
SaleClass A Common Stock | 7,931 | $7.75 | $61,465.25 |
DisclosureSEC source: 0001209191-16-143658 · doc4.xml · nonDerivative · entry 1 Frank Kristin E. · CIK 0001589317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| July 01, 2016 Filed Mar 17, 2020 21:10 UTC |
RYSAVY JIRKADirector · Chairman · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 87,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019672 · doc4.xml · derivative · entry 2 RYSAVY JIRKA · CIK 0001105889 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 87,096 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis F3 · derivative.exercise_date: On July 1, 2016, the reporting person was granted 87,096 restricted stock units, vesting on March 16, 2020. F3 · derivative.expiration_date: On July 1, 2016, the reporting person was granted 87,096 restricted stock units, vesting on March 16, 2020. Read SEC document |
| July 01, 2016 Filed Mar 17, 2020 17:30 UTC |
Warkins BradPresident and COO
|
Exercise / conversionRestricted Stock Units · Derivative | 67,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019507 · doc4.xml · derivative · entry 3 Warkins Brad · CIK 0001678295 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 67,204 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis F3 · derivative.exercise_date: On July 1, 2016, the reporting person was granted 67,204 restricted stock units, vesting on March 16, 2020. F3 · derivative.expiration_date: On July 1, 2016, the reporting person was granted 67,204 restricted stock units, vesting on March 16, 2020. Read SEC document |
| July 01, 2016 Filed Mar 17, 2020 16:20 UTC |
Tarell Paul C. Jr.CHIEF FINANCIAL OFFICER
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Exercise / conversionRestricted Stock Unit · Derivative | 46,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019494 · doc4.xml · derivative · entry 2 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 46,370 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest on March 16, 2020, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F2 · derivative.expiration_date: The RSUs vest on March 16, 2020, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.