Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GAIA, INCGAIA · Entity 2726 | Director | April 23, 2020 | April 23, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GAIA, INC
Report date April 23, 2020 · Filed April 23, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 53,500 |
Reported balance
After 2020-04-23 transaction · row 1
1 source rowRow 1 · 2020-04-23 · Exercise / conversion · Acquired 3,900 · Balance 53,500 F1: Restricted stock units were converted into common stock on a one-for-one basis |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-10-24 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-10-24 · Exercise / conversion · Disposed 3,900 · Balance 0 F2: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3: The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units were converted into common stock on a one-for-one basis
F2: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F3: The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 23, 2020 Filed Apr 23, 2020 22:47 UTC | GAIA, INC GAIA · Entity 2726 | Exercise / conversionClass A Common Stock | 3,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-025482 · doc4.xml · nonDerivative · entry 1 Jaeb Chris · CIK 0001589564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into common stock on a one-for-one basis Read SEC document |
| October 24, 2019 Filed Oct 28, 2019 23:43 UTC | GAIA, INC GAIA · Entity 2726 | GrantRestricted Stock Units · Derivative | 3,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-054285 · doc4.xml · derivative · entry 1 Jaeb Chris · CIK 0001589564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,900 Underlying: Class A Common Stock · 3,900 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F2 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| October 24, 2019 Filed Apr 23, 2020 22:47 UTC | GAIA, INC GAIA · Entity 2726 | Exercise / conversionRestricted Stock Units · Derivative | 3,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-025482 · doc4.xml · derivative · entry 2 Jaeb Chris · CIK 0001589564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F3 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 18:52 UTC | GAIA, INC GAIA · Entity 2726 | OtherGAIA Class A Common Stock | 25,000 | $15.00 | $375,000.00 |
DisclosureSEC source: 0001209191-18-021607 · doc4.xml · nonDerivative · entry 1 Jaeb Chris · CIK 0001589564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,600 F1 · kind: Purchased directly from the issuer in the issuer's secondary public offering Read SEC document |
| August 10, 2017 Filed Nov 13, 2017 15:41 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseGaia Class A Common Stock | 8,700 | $11.50 | $100,050.00 |
DisclosureSEC source: 0001209191-17-060182 · doc4.xml · nonDerivative · entry 5 Jaeb Chris · CIK 0001589564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,600 Read SEC document |
| August 09, 2017 Filed Nov 13, 2017 15:41 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseGaia Class A Common Stock | 4,140 | $12.00 | $49,680.00 |
DisclosureSEC source: 0001209191-17-060182 · doc4.xml · nonDerivative · entry 4 Jaeb Chris · CIK 0001589564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,600 Read SEC document |
| August 08, 2017 Filed Nov 13, 2017 15:41 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseGaia Class A Common Stock | 60 | $12.08 | $724.80 |
DisclosureSEC source: 0001209191-17-060182 · doc4.xml · nonDerivative · entry 3 Jaeb Chris · CIK 0001589564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,600 Read SEC document |
| May 18, 2017 Filed Nov 13, 2017 15:41 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseGaia Class A Common Stock | 4,700 | $10.55 | $49,585.00 |
DisclosureSEC source: 0001209191-17-060182 · doc4.xml · nonDerivative · entry 2 Jaeb Chris · CIK 0001589564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,600 Read SEC document |
| May 09, 2017 Filed Nov 13, 2017 15:41 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseGaia Class A Common Stock | 9,000 | $11.31 | $101,790.00 |
DisclosureSEC source: 0001209191-17-060182 · doc4.xml · nonDerivative · entry 1 Jaeb Chris · CIK 0001589564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,600 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.