Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GAIA, INCGAIA · Entity 2726 | CHIEF FINANCIAL OFFICER | March 31, 2022 | April 04, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GAIA, INC
Report date March 31, 2022 · Filed April 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 152,802 |
Reported balance
After 2022-03-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-03-31 · Exercise / conversion · Acquired 50,000 · Balance 152,802 F1: Includes 600 and 692 shares acquired pursuant to the Gaia employee stock purchase plan on June 30, 2021 and December 31, 2021, respectively. F2: Includes 50,000 shares that Mr. Tarell voluntarily deferred into the 2020 Gaia Deferred Compensation Plan ("Plan"). These shares are subject to release upon the earliest date of the following events: a separation of service, termination of the Plan or on March 1, 2027. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2016-11-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-11-01 · Exercise / conversion · Disposed 50,000 · Balance 0 F3: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F4: The RSUs vest on March 31, 2022, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 600 and 692 shares acquired pursuant to the Gaia employee stock purchase plan on June 30, 2021 and December 31, 2021, respectively.
F2: Includes 50,000 shares that Mr. Tarell voluntarily deferred into the 2020 Gaia Deferred Compensation Plan ("Plan"). These shares are subject to release upon the earliest date of the following events: a separation of service, termination of the Plan or on March 1, 2027.
F3: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F4: The RSUs vest on March 31, 2022, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2022 Filed Apr 4, 2022 14:15 UTC | GAIA, INC GAIA · Entity 2726 | Exercise / conversionClass A Common Stock | 50,000 | $4.92 | $246,000.00 |
DisclosureSEC source: 0001209191-22-022136 · doc4.xml · nonDerivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 600 and 692 shares acquired pursuant to the Gaia employee stock purchase plan on June 30, 2021 and December 31, 2021, respectively. F2 · balance_after: Includes 50,000 shares that Mr. Tarell voluntarily deferred into the 2020 Gaia Deferred Compensation Plan ("Plan"). These shares are subject to release upon the earliest date of the following events: a separation of service, termination of the Plan or on March 1, 2027. Read SEC document |
| April 29, 2021 Filed May 3, 2021 23:16 UTC | GAIA, INC GAIA · Entity 2726 | GrantRestricted Stock Units · Derivative | 47,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-029637 · doc4.xml · derivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,664 Underlying: Class A Common Stock · 47,664 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest on April 29, 2026, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F2 · derivative.expiration_date: The RSUs vest on April 29, 2026, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| December 17, 2020 Filed Dec 22, 2020 02:09 UTC | GAIA, INC GAIA · Entity 2726 | SaleClass A Common Stock | 3,000 | $10.14 | $30,408.60 |
DisclosureSEC source: 0001209191-20-064736 · doc4.xml · nonDerivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,810 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.09 to $10.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 23:00 UTC | GAIA, INC GAIA · Entity 2726 | GrantRestricted Stock Units · Derivative | 40,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-057344 · doc4.xml · derivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,873 Underlying: Class A Common Stock · 40,873 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest on March 31, 2026, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F2 · derivative.expiration_date: The RSUs vest on March 31, 2026, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| May 29, 2020 Filed May 29, 2020 17:20 UTC | GAIA, INC GAIA · Entity 2726 | Exercise / conversionClass A Common Stock | 1,000 | $7.75 | $7,750.00 |
DisclosureSEC source: 0001209191-20-032860 · doc4.xml · nonDerivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 09, 2020 Filed Feb 12, 2021 01:05 UTC | GAIA, INC GAIA · Entity 2726 | GiftClass A Common Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009922 · doc5.xml · nonDerivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,510 F1 · balance_after: Includes 757 and 693 shares acquired pursuant to the Gaia employee stock purchase plan on June 30, 2020 and December 31, 2020, respectively. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 16:20 UTC | GAIA, INC GAIA · Entity 2726 | Exercise / conversionClass A Common Stock | 46,370 | $4.85 | $224,894.50 |
DisclosureSEC source: 0001209191-20-019494 · doc4.xml · nonDerivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 16:02 UTC | GAIA, INC GAIA · Entity 2726 | GrantClass A Common Stock | 800 | $6.33 | $5,064.00 |
DisclosureSEC source: 0001209191-20-019490 · doc4.xml · nonDerivative · entry 2 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,440 F1 · timeliness: Includes 800 shares acquired pursuant to the Gaia employee stock purchase plan on December 31, 2019. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 16:02 UTC | GAIA, INC GAIA · Entity 2726 | Exercise / conversionClass A Common Stock | 24,000 | $5.03 | $120,720.00 |
DisclosureSEC source: 0001209191-20-019490 · doc4.xml · nonDerivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,440 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2020 Filed Mar 6, 2020 16:10 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseGAIA Class A Common Stock | 1,000 | $7.10 | $7,100.00 |
DisclosureSEC source: 0001209191-20-016824 · doc4.xml · nonDerivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,640 Read SEC document |
| December 20, 2019 Filed Dec 20, 2019 20:40 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseGAIA Class A Common Stock | 1,000 | $8.57 | $8,570.00 |
DisclosureSEC source: 0001209191-19-061503 · doc4.xml · nonDerivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,640 Read SEC document |
| September 24, 2019 Filed Sep 24, 2019 15:32 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseGAIA Class A Common Stock | 750 | $6.91 | $5,182.50 |
DisclosureSEC source: 0001209191-19-050524 · doc4.xml · nonDerivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,640 Read SEC document |
| March 07, 2019 Filed Mar 7, 2019 15:49 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseGAIA Class A Common Stock | 2,000 | $8.70 | $17,400.00 |
DisclosureSEC source: 0001209191-19-017612 · doc4.xml · nonDerivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,890 Read SEC document |
| December 21, 2018 Filed Dec 21, 2018 23:33 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseGAIA Class A Common Stock | 1,250 | $9.90 | $12,375.00 |
DisclosureSEC source: 0001209191-18-063995 · doc4.xml · nonDerivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,140 Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 17:41 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseGAIA Class A Common Stock | 750 | $11.64 | $8,730.00 |
DisclosureSEC source: 0001209191-18-061694 · doc4.xml · nonDerivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,890 Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 01:31 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseGAIA Class A Common Stock | 3,500 | $11.72 | $41,020.00 |
DisclosureSEC source: 0001209191-18-058416 · doc4.xml · nonDerivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,140 Read SEC document |
| October 30, 2018 Filed Nov 1, 2018 21:27 UTC | GAIA, INC GAIA · Entity 2726 | GrantRestricted Stock Units · Derivative | 28,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-056811 · doc4.xml · derivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,173 Underlying: Class A Common Stock · 28,173 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest on March 31, 2024, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F2 · derivative.expiration_date: The RSUs vest on March 31, 2024, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 16:58 UTC | GAIA, INC GAIA · Entity 2726 | OtherGAIA Class A Common Stock | 12,000 | $15.00 | $180,000.00 |
DisclosureSEC source: 0001209191-18-021594 · doc4.xml · nonDerivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,640 F1 · kind: Purchased directly from the issuer in the issuer's secondary public offering Read SEC document |
| December 21, 2017 Filed Dec 21, 2017 21:51 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseGAIA Class A Common Stock | 2,640 | $12.75 | $33,660.00 |
DisclosureSEC source: 0001209191-17-066814 · doc4.xml · nonDerivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,640 Read SEC document |
| December 06, 2017 Filed Dec 6, 2017 15:45 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseGAIA Class A Common Stock | 1,000 | $12.38 | $12,380.00 |
DisclosureSEC source: 0001209191-17-064123 · doc4.xml · nonDerivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Read SEC document |
| May 08, 2017 Filed May 9, 2017 23:34 UTC | GAIA, INC GAIA · Entity 2726 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $5.03 | $0.00 |
DisclosureSEC source: 0001209191-17-031094 · doc4.xml · derivative · entry 2 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Class A Common Stock · 6,000 shares Expires 2023-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock option provides for vesting and exercisability of 2% per month for 50 months commencing August 1, 2014 Read SEC document |
| May 08, 2017 Filed May 9, 2017 23:34 UTC | GAIA, INC GAIA · Entity 2726 | Exercise / conversionClass A Common Stock | 6,000 | $5.03 | $30,180.00 |
DisclosureSEC source: 0001209191-17-031094 · doc4.xml · nonDerivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed Mar 17, 2020 16:02 UTC | GAIA, INC GAIA · Entity 2726 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 24,000 | $0.00 Strike: $5.03 | $0.00 |
DisclosureSEC source: 0001209191-20-019490 · doc4.xml · derivative · entry 3 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 24,000 shares Expires 2023-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock option provides for vesting and exercisability of 2% per month for 50 months commencing August 1, 2014 Read SEC document |
| November 01, 2016 Filed Nov 4, 2016 21:34 UTC | GAIA, INC GAIA · Entity 2726 | GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148478 · doc4.xml · derivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest on March 31, 2022, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F2 · derivative.expiration_date: The RSUs vest on March 31, 2022, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| November 01, 2016 Filed Apr 4, 2022 14:15 UTC | GAIA, INC GAIA · Entity 2726 | Exercise / conversionRestricted Stock Unit · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-022136 · doc4.xml · derivative · entry 2 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F4 · derivative.exercise_date: The RSUs vest on March 31, 2022, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F4 · derivative.expiration_date: The RSUs vest on March 31, 2022, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| July 01, 2016 Filed Mar 17, 2020 16:20 UTC | GAIA, INC GAIA · Entity 2726 | Exercise / conversionRestricted Stock Unit · Derivative | 46,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019494 · doc4.xml · derivative · entry 2 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 46,370 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest on March 16, 2020, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F2 · derivative.expiration_date: The RSUs vest on March 16, 2020, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.