Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GAIA, INCGAIA · Entity 2726 | CHIEF MARKETING OFFICER | October 30, 2018 | November 01, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GAIA, INC
Report date October 30, 2018 · Filed November 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 29,973 |
Reported balance
After 2018-10-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-10-30 · Grant · Acquired 29,973 · Balance 29,973 F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2: The RSUs vest on March 31, 2024, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F2: The RSUs vest on March 31, 2024, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 30, 2018 Filed Nov 1, 2018 21:29 UTC | GAIA, INC GAIA · Entity 2726 | GrantRestricted Stock Units · Derivative | 29,973 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-056814 · doc4.xml · derivative · entry 1 Bauer Jaymi · CIK 0001678222 · CHIEF MARKETING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,973 Underlying: Class A Common Stock · 29,973 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest on March 31, 2024, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F2 · derivative.expiration_date: The RSUs vest on March 31, 2024, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 17:51 UTC | GAIA, INC GAIA · Entity 2726 | OtherGAIA Class A Common Stock | 3,000 | $15.00 | $45,000.00 |
DisclosureSEC source: 0001209191-18-021604 · doc4.xml · nonDerivative · entry 1 Bauer Jaymi · CIK 0001678222 · CHIEF MARKETING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 F1 · kind: Purchased directly from the issuer in the issuer's secondary public offering Read SEC document |
| March 22, 2018 Filed Apr 6, 2018 21:43 UTC Amendment | GAIA, INC GAIA · Entity 2726 | OtherGAIA Class A Common Stock | 2,000 | $15.00 | $30,000.00 |
DisclosureSEC source: 0001209191-18-024245 · doc4a.xml · nonDerivative · entry 1 Bauer Jaymi · CIK 0001678222 · CHIEF MARKETING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · kind: Purchased directly from the issuer in the issuer's secondary public offering F1 · shares: Purchased directly from the issuer in the issuer's secondary public offering F2 · shares: An additional 1,000 shares of Class A Common Stock were inadvertantly added to the reporting person's original Form 4 filed on 3/26/2018. Total purchased amount was 2,000 shares of Class A Common Stock. Read SEC document |
| November 01, 2016 Filed Nov 4, 2016 21:35 UTC | GAIA, INC GAIA · Entity 2726 | GrantRestricted Stock Units · Derivative | 50,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148479 · doc4.xml · derivative · entry 1 Bauer Jaymi · CIK 0001678222 · CHIEF MARKETING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,675 Underlying: Class A Common Stock · 50,675 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest on March 31, 2022, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F2 · derivative.expiration_date: The RSUs vest on March 31, 2022, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.