Last 12 months
Inside the activity.
32 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 13 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 8 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 5 | 0 |
| Sep 2026 | 6 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 11, 2020 Filed Mar 13, 2020 14:25 UTC |
Sutherland Paul HowardDirector
|
PurchaseGAIA Class A Common Stock | 200 | $6.12 | $1,224.00 |
DisclosureSEC source: 0001209191-20-018701 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,200 Read SEC document |
| March 06, 2020 Filed Mar 6, 2020 16:10 UTC |
Tarell Paul C. Jr.CHIEF FINANCIAL OFFICER
|
PurchaseGAIA Class A Common Stock | 1,000 | $7.10 | $7,100.00 |
DisclosureSEC source: 0001209191-20-016824 · doc4.xml · nonDerivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,640 Read SEC document |
| March 06, 2020 Filed Mar 6, 2020 16:08 UTC |
Sutherland Paul HowardDirector
|
PurchaseGAIA Class A Common Stock | 1,000 | $7.21 | $7,210.00 |
DisclosureSEC source: 0001209191-20-016823 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,000 Read SEC document |
| January 06, 2020 Filed Feb 12, 2021 01:00 UTC |
RYSAVY JIRKADirector · Chairman · 10% owner
|
GiftClass A Common Stock | 180,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009919 · doc5.xml · nonDerivative · entry 1 RYSAVY JIRKA · CIK 0001105889 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,778 Read SEC document |
| December 20, 2019 Filed Dec 20, 2019 20:40 UTC |
Tarell Paul C. Jr.CHIEF FINANCIAL OFFICER
|
PurchaseGAIA Class A Common Stock | 1,000 | $8.57 | $8,570.00 |
DisclosureSEC source: 0001209191-19-061503 · doc4.xml · nonDerivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,640 Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 15:45 UTC |
Sutherland Paul HowardDirector
|
PurchaseGAIA Class A Common Stock | 943 | $8.03 | $7,572.29 |
DisclosureSEC source: 0001209191-19-058956 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Read SEC document |
| October 24, 2019 Filed Oct 28, 2019 23:44 UTC |
Mellencamp DaeDirector
|
GrantRestricted Stock Units · Derivative | 3,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-054286 · doc4.xml · derivative · entry 1 Mellencamp Dae · CIK 0001769890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,900 Underlying: Class A Common Stock · 3,900 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F2 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| October 24, 2019 Filed Oct 29, 2019 00:24 UTC |
Sutherland Paul HowardDirector
|
Disposition to issuerDirector Stock Option (right to buy) · Derivative | 5,321 | $0.00 Strike: $14.95 | $0.00 |
DisclosureSEC source: 0001209191-19-054294 · doc4.xml · derivative · entry 3 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,936 Underlying: Class A Common Stock · 5,321 shares Expires 2028-05-03 F2 · kind: The unvested portion of the option was canceled by mutual agreement of the reporting person and the issuer in connection with the issuer's grant of restricted stock units to the reporting person. The remaining options outstanding are vested and available for exercise. F2 · shares: The unvested portion of the option was canceled by mutual agreement of the reporting person and the issuer in connection with the issuer's grant of restricted stock units to the reporting person. The remaining options outstanding are vested and available for exercise. F2 · derivative.exercise_date: The unvested portion of the option was canceled by mutual agreement of the reporting person and the issuer in connection with the issuer's grant of restricted stock units to the reporting person. The remaining options outstanding are vested and available for exercise. Read SEC document |
| October 24, 2019 Filed Oct 29, 2019 00:24 UTC |
Sutherland Paul HowardDirector
|
Disposition to issuerDirector Stock Option (right to buy) · Derivative | 28,000 | $0.00 Strike: $7.40 | $0.00 |
DisclosureSEC source: 0001209191-19-054294 · doc4.xml · derivative · entry 2 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,000 Underlying: Class A Common Stock · 28,000 shares Expires 2026-11-01 F2 · kind: The unvested portion of the option was canceled by mutual agreement of the reporting person and the issuer in connection with the issuer's grant of restricted stock units to the reporting person. The remaining options outstanding are vested and available for exercise. F2 · shares: The unvested portion of the option was canceled by mutual agreement of the reporting person and the issuer in connection with the issuer's grant of restricted stock units to the reporting person. The remaining options outstanding are vested and available for exercise. F2 · derivative.exercise_date: The unvested portion of the option was canceled by mutual agreement of the reporting person and the issuer in connection with the issuer's grant of restricted stock units to the reporting person. The remaining options outstanding are vested and available for exercise. Read SEC document |
| October 24, 2019 Filed Oct 29, 2019 00:24 UTC |
Sutherland Paul HowardDirector
|
GrantRestricted Stock Units · Derivative | 5,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-054294 · doc4.xml · derivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,980 Underlying: Class A Common Stock · 5,980 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · kind: The unvested portion of the option was canceled by mutual agreement of the reporting person and the issuer in connection with the issuer's grant of restricted stock units to the reporting person. The remaining options outstanding are vested and available for exercise. F3 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F3 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| October 24, 2019 Filed Oct 29, 2019 00:22 UTC |
MAISEL DAVIDDirector
|
Disposition to issuerDirector Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $7.81 | $0.00 |
DisclosureSEC source: 0001209191-19-054293 · doc4.xml · derivative · entry 2 MAISEL DAVID · CIK 0001277061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Class A Common Stock · 60,000 shares Expires 2026-09-08 F2 · kind: The unvested portion of the option was canceled by mutual agreement of the reporting person and the issuer in connection with the issuer's grant of restricted stock units to the reporting person. The remaining options outstanding are vested and available for exercise. F2 · shares: The unvested portion of the option was canceled by mutual agreement of the reporting person and the issuer in connection with the issuer's grant of restricted stock units to the reporting person. The remaining options outstanding are vested and available for exercise. F2 · derivative.exercise_date: The unvested portion of the option was canceled by mutual agreement of the reporting person and the issuer in connection with the issuer's grant of restricted stock units to the reporting person. The remaining options outstanding are vested and available for exercise. Read SEC document |
| October 24, 2019 Filed Oct 29, 2019 00:22 UTC |
MAISEL DAVIDDirector
|
GrantRestricted Stock Units · Derivative | 3,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-054293 · doc4.xml · derivative · entry 1 MAISEL DAVID · CIK 0001277061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,900 Underlying: Class A Common Stock · 3,900 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · kind: The unvested portion of the option was canceled by mutual agreement of the reporting person and the issuer in connection with the issuer's grant of restricted stock units to the reporting person. The remaining options outstanding are vested and available for exercise. F3 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F3 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| October 24, 2019 Filed Oct 29, 2019 00:18 UTC |
Frank Kristin E.Director
|
Disposition to issuerDirector Stock Option (right to buy) · Derivative | 5,333 | $0.00 Strike: $12.40 | $0.00 |
DisclosureSEC source: 0001209191-19-054292 · doc4.xml · derivative · entry 3 Frank Kristin E. · CIK 0001589317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,667 Underlying: Class A Common Stock · 5,333 shares Expires 2027-11-03 F2 · kind: The unvested portion of the option was canceled by mutual agreement of the reporting person and the issuer in connection with the issuer's grant of restricted stock units to the reporting person. The remaining options outstanding are vested and available for exercise. F2 · shares: The unvested portion of the option was canceled by mutual agreement of the reporting person and the issuer in connection with the issuer's grant of restricted stock units to the reporting person. The remaining options outstanding are vested and available for exercise. F2 · derivative.exercise_date: The unvested portion of the option was canceled by mutual agreement of the reporting person and the issuer in connection with the issuer's grant of restricted stock units to the reporting person. The remaining options outstanding are vested and available for exercise. Read SEC document |
| October 24, 2019 Filed Oct 29, 2019 00:18 UTC |
Frank Kristin E.Director
|
Disposition to issuerDirector Stock Option (right to buy) · Derivative | 27,707 | $0.00 Strike: $11.40 | $0.00 |
DisclosureSEC source: 0001209191-19-054292 · doc4.xml · derivative · entry 2 Frank Kristin E. · CIK 0001589317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,243 Underlying: Class A Common Stock · 27,707 shares Expires 2027-05-04 F2 · kind: The unvested portion of the option was canceled by mutual agreement of the reporting person and the issuer in connection with the issuer's grant of restricted stock units to the reporting person. The remaining options outstanding are vested and available for exercise. F2 · shares: The unvested portion of the option was canceled by mutual agreement of the reporting person and the issuer in connection with the issuer's grant of restricted stock units to the reporting person. The remaining options outstanding are vested and available for exercise. F2 · derivative.exercise_date: The unvested portion of the option was canceled by mutual agreement of the reporting person and the issuer in connection with the issuer's grant of restricted stock units to the reporting person. The remaining options outstanding are vested and available for exercise. Read SEC document |
| October 24, 2019 Filed Oct 29, 2019 00:18 UTC |
Frank Kristin E.Director
|
GrantRestricted Stock Units · Derivative | 4,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-054292 · doc4.xml · derivative · entry 1 Frank Kristin E. · CIK 0001589317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,940 Underlying: Class A Common Stock · 4,940 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · kind: The unvested portion of the option was canceled by mutual agreement of the reporting person and the issuer in connection with the issuer's grant of restricted stock units to the reporting person. The remaining options outstanding are vested and available for exercise. F3 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F3 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| October 24, 2019 Filed Oct 28, 2019 23:43 UTC |
Jaeb ChrisDirector
|
GrantRestricted Stock Units · Derivative | 3,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-054285 · doc4.xml · derivative · entry 1 Jaeb Chris · CIK 0001589564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,900 Underlying: Class A Common Stock · 3,900 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F2 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| October 24, 2019 Filed Mar 5, 2020 20:12 UTC Amendment |
MAISEL DAVIDDirector
|
Disposition to issuerDirector Stock Option · Derivative | 50,000 | $0.00 Strike: $7.81 | $0.00 |
DisclosureSEC source: 0001209191-20-016554 · doc4a.xml · derivative · entry 2 MAISEL DAVID · CIK 0001277061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Class A Common Stock · 50,000 shares Expires 2026-09-08 F2 · kind: The unvested portion of the option was canceled by mutual agreement of the reporting person and the issuer in connection with the issuer's grant of restricted stock units to the reporting person. The remaining options outstanding are vested and available for exercise. F2 · derivative.exercise_date: The unvested portion of the option was canceled by mutual agreement of the reporting person and the issuer in connection with the issuer's grant of restricted stock units to the reporting person. The remaining options outstanding are vested and available for exercise. Read SEC document |
| October 24, 2019 Filed Mar 5, 2020 20:12 UTC Amendment |
MAISEL DAVIDDirector
|
GrantRestricted Stock Units · Derivative | 3,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016554 · doc4a.xml · derivative · entry 1 MAISEL DAVID · CIK 0001277061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,000 Underlying: Class A Common Stock · 3,900 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · kind: The unvested portion of the option was canceled by mutual agreement of the reporting person and the issuer in connection with the issuer's grant of restricted stock units to the reporting person. The remaining options outstanding are vested and available for exercise. F3 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F3 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| October 24, 2019 Filed Apr 23, 2020 23:07 UTC |
MAISEL DAVIDDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-025485 · doc4.xml · derivative · entry 2 MAISEL DAVID · CIK 0001277061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F3 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| October 24, 2019 Filed Apr 23, 2020 22:50 UTC |
Sutherland Paul HowardDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 5,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-025483 · doc4.xml · derivative · entry 2 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,980 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F3 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| October 24, 2019 Filed Apr 23, 2020 22:47 UTC |
Jaeb ChrisDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-025482 · doc4.xml · derivative · entry 2 Jaeb Chris · CIK 0001589564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F3 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| October 24, 2019 Filed Apr 23, 2020 22:20 UTC |
Frank Kristin E.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 4,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-025479 · doc4.xml · derivative · entry 2 Frank Kristin E. · CIK 0001589317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,940 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F3 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| September 26, 2019 Filed Sep 26, 2019 18:17 UTC |
Sutherland Paul HowardDirector
|
PurchaseGAIA Class A Common Stock | 1,500 | $6.66 | $9,993.75 |
DisclosureSEC source: 0001209191-19-050854 · doc4.xml · nonDerivative · entry 2 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,057 Read SEC document |
| September 24, 2019 Filed Sep 24, 2019 15:32 UTC |
Tarell Paul C. Jr.CHIEF FINANCIAL OFFICER
|
PurchaseGAIA Class A Common Stock | 750 | $6.91 | $5,182.50 |
DisclosureSEC source: 0001209191-19-050524 · doc4.xml · nonDerivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,640 Read SEC document |
| September 24, 2019 Filed Sep 26, 2019 18:17 UTC |
Sutherland Paul HowardDirector
|
PurchaseGAIA Class A Common Stock | 1,000 | $6.78 | $6,780.00 |
DisclosureSEC source: 0001209191-19-050854 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,057 Read SEC document |
| August 22, 2019 Filed Aug 22, 2019 16:45 UTC |
Sutherland Paul HowardDirector
|
PurchaseGAIA Class A Common Stock | 2,500 | $7.48 | $18,700.00 |
DisclosureSEC source: 0001209191-19-047098 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,557 Read SEC document |
| August 16, 2019 Filed Aug 19, 2019 15:24 UTC |
Mellencamp DaeDirector
|
PurchaseGAIA Class A Common Stock | 5,000 | $7.25 | $36,247.50 |
DisclosureSEC source: 0001209191-19-046488 · doc4.xml · nonDerivative · entry 1 Mellencamp Dae · CIK 0001769890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| August 09, 2019 Filed Aug 12, 2019 13:20 UTC |
RYSAVY JIRKADirector · Chairman
|
PurchaseGaia Class A Common Stock | 73,000 | $7.12 | $519,760.00 |
DisclosureSEC source: 0000899243-19-021545 · doc4.xml · nonDerivative · entry 2 RYSAVY JIRKA · CIK 0001105889 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,872,561 F2 · balance_after: Includes 5,400,000 Class A common shares obtainable upon conversion of Class B common shares. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 13:20 UTC |
RYSAVY JIRKADirector · Chairman
|
PurchaseGaia Class A Common Stock | 32,879 | $7.18 | $235,906.83 |
DisclosureSEC source: 0000899243-19-021545 · doc4.xml · nonDerivative · entry 1 RYSAVY JIRKA · CIK 0001105889 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,799,561 F2 · balance_after: Includes 5,400,000 Class A common shares obtainable upon conversion of Class B common shares. Read SEC document |
| August 07, 2019 Filed Aug 7, 2019 18:00 UTC |
Sutherland Paul HowardDirector
|
PurchaseGAIA Class A Common Stock | 15,000 | $6.28 | $94,255.50 |
DisclosureSEC source: 0001209191-19-044940 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,057 Read SEC document |
| May 01, 2019 Filed May 14, 2019 18:24 UTC |
Mubadala Investment Co PJSCFormer 10% holder
MDC Capital (Cayman) LtdFormer 10% holder
|
OtherClass A Common Stock | 1,266,461 | $10.58 | $13,399,157.38 |
DisclosureSEC source: 0000947871-19-000369 · ownership.xml · nonDerivative · entry 2 Mubadala Investment Co PJSC · CIK 0001704268 · Former 10% holder MDC Capital (Cayman) Ltd · CIK 0001763537 · Former 10% holder Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: On May 1, 2019, in connection with fund reorganization activities, the shares previously beneficially owned by the Reporting Persons were contributed to MIC Capital Partners (Public) Parallel Cayman, LP ("MIC Capital") in a non-cash transaction at a value of $10.58 per share (the "Contribution"). Following the Contribution, the Reporting Persons no longer had beneficial ownership of any shares of the Issuer, but may be considered to have pecuniary interest (without control) in certain shares held by MIC Capital (which such number of shares would be less than 10% of the outstanding class of shares). F2 · shares: 1,266,461 shares were held of record by MDC Capital (Cayman) Limited ("MDC Capital (Cayman)"), as trustee for Fifty First Investment Company LLC. MDC Capital (Cayman) is a direct wholly owned subsidiary of MDC Capital LLC. MDC Capital LLC, MDC Capital (Cayman) and Fifty First Investment Company LLC are controlled subsidiaries of Mubadala Development Company PJSC. Mubadala Development Company PJSC is wholly owned by Mubadala Investment Company PJSC. F3 · price: On May 1, 2019, in connection with fund reorganization activities, the shares previously beneficially owned by the Reporting Persons were contributed to MIC Capital Partners (Public) Parallel Cayman, LP ("MIC Capital") in a non-cash transaction at a value of $10.58 per share (the "Contribution"). Following the Contribution, the Reporting Persons no longer had beneficial ownership of any shares of the Issuer, but may be considered to have pecuniary interest (without control) in certain shares held by MIC Capital (which such number of shares would be less than 10% of the outstanding class of shares). F3 · balance_after: On May 1, 2019, in connection with fund reorganization activities, the shares previously beneficially owned by the Reporting Persons were contributed to MIC Capital Partners (Public) Parallel Cayman, LP ("MIC Capital") in a non-cash transaction at a value of $10.58 per share (the "Contribution"). Following the Contribution, the Reporting Persons no longer had beneficial ownership of any shares of the Issuer, but may be considered to have pecuniary interest (without control) in certain shares held by MIC Capital (which such number of shares would be less than 10% of the outstanding class of shares). F2 · ownership.nature: 1,266,461 shares were held of record by MDC Capital (Cayman) Limited ("MDC Capital (Cayman)"), as trustee for Fifty First Investment Company LLC. MDC Capital (Cayman) is a direct wholly owned subsidiary of MDC Capital LLC. MDC Capital LLC, MDC Capital (Cayman) and Fifty First Investment Company LLC are controlled subsidiaries of Mubadala Development Company PJSC. Mubadala Development Company PJSC is wholly owned by Mubadala Investment Company PJSC. Read SEC document |
| April 04, 2019 Filed Apr 4, 2019 21:39 UTC |
Sutherland Paul HowardDirector
|
PurchaseGAIA Class A Common Stock | 1,000 | $9.04 | $9,042.50 |
DisclosureSEC source: 0001209191-19-023705 · doc4.xml · nonDerivative · entry 2 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,440 F1 · ownership.direct: The reporting person jointly owns 150 shares with his son and 175 shares with his daughter of Gaia, Inc. Class A Common Stock reported herein. Read SEC document |
| April 03, 2019 Filed Apr 4, 2019 21:39 UTC |
Sutherland Paul HowardDirector
|
PurchaseGAIA Class A Common Stock | 2,500 | $9.02 | $22,560.50 |
DisclosureSEC source: 0001209191-19-023705 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,440 F1 · ownership.direct: The reporting person jointly owns 150 shares with his son and 175 shares with his daughter of Gaia, Inc. Class A Common Stock reported herein. Read SEC document |
| March 18, 2019 Filed Mar 19, 2019 14:47 UTC |
Sutherland Paul HowardDirector
|
PurchaseGAIA Class A Common Stock | 1,500 | $9.43 | $14,149.95 |
DisclosureSEC source: 0001209191-19-020190 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,940 F1 · ownership.direct: The reporting person jointly owns 150 shares with his son and 175 shares with his daughter of Gaia, Inc. Class A Common Stock reported herein. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 19:35 UTC |
Sutherland Paul HowardDirector
|
PurchaseGAIA Class A Common Stock | 2,000 | $9.70 | $19,394.80 |
DisclosureSEC source: 0001209191-19-019122 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,440 F1 · ownership.direct: The reporting person jointly owns 150 shares with his son and 175 shares with his daughter of Gaia, Inc. Class A Common Stock reported herein. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 22:38 UTC |
Sutherland Paul HowardDirector
|
PurchaseGAIA Class A Common Stock | 2,600 | $8.97 | $23,322.00 |
DisclosureSEC source: 0001209191-19-018575 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,440 F1 · ownership.direct: The reporting person jointly owns 150 shares with his son and 175 shares with his daughter of Gaia, Inc. Class A Common Stock reported herein. Read SEC document |
| March 07, 2019 Filed Mar 7, 2019 15:49 UTC |
Tarell Paul C. Jr.CHIEF FINANCIAL OFFICER
|
PurchaseGAIA Class A Common Stock | 2,000 | $8.70 | $17,400.00 |
DisclosureSEC source: 0001209191-19-017612 · doc4.xml · nonDerivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,890 Read SEC document |
| December 21, 2018 Filed Dec 21, 2018 23:33 UTC |
Tarell Paul C. Jr.CHIEF FINANCIAL OFFICER
|
PurchaseGAIA Class A Common Stock | 1,250 | $9.90 | $12,375.00 |
DisclosureSEC source: 0001209191-18-063995 · doc4.xml · nonDerivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,140 Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 17:41 UTC |
Tarell Paul C. Jr.CHIEF FINANCIAL OFFICER
|
PurchaseGAIA Class A Common Stock | 750 | $11.64 | $8,730.00 |
DisclosureSEC source: 0001209191-18-061694 · doc4.xml · nonDerivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,890 Read SEC document |
| December 04, 2018 Filed May 14, 2019 18:24 UTC |
Mubadala Investment Co PJSCFormer 10% holder
MDC Capital (Cayman) LtdFormer 10% holder
|
PurchaseClass A Common Stock | 15,250 | $12.74 | $194,285.00 |
DisclosureSEC source: 0000947871-19-000369 · ownership.xml · nonDerivative · entry 1 Mubadala Investment Co PJSC · CIK 0001704268 · Former 10% holder MDC Capital (Cayman) Ltd · CIK 0001763537 · Former 10% holder Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,266,461 F1 · shares: The Reporting Person inadvertently failed to report the acquisition of these shares at the time of acquisition. F2 · ownership.nature: 1,266,461 shares were held of record by MDC Capital (Cayman) Limited ("MDC Capital (Cayman)"), as trustee for Fifty First Investment Company LLC. MDC Capital (Cayman) is a direct wholly owned subsidiary of MDC Capital LLC. MDC Capital LLC, MDC Capital (Cayman) and Fifty First Investment Company LLC are controlled subsidiaries of Mubadala Development Company PJSC. Mubadala Development Company PJSC is wholly owned by Mubadala Investment Company PJSC. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 01:31 UTC |
Tarell Paul C. Jr.CHIEF FINANCIAL OFFICER
|
PurchaseGAIA Class A Common Stock | 3,500 | $11.72 | $41,020.00 |
DisclosureSEC source: 0001209191-18-058416 · doc4.xml · nonDerivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,140 Read SEC document |
| October 30, 2018 Filed Nov 1, 2018 21:30 UTC |
RYSAVY JIRKADirector · Chairman · 10% owner
|
GrantRestricted Stock Units · Derivative | 53,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-056815 · doc4.xml · derivative · entry 1 RYSAVY JIRKA · CIK 0001105889 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,784 Underlying: Class A Common Stock · 53,784 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest on March 31, 2024, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F2 · derivative.expiration_date: The RSUs vest on March 31, 2024, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| October 30, 2018 Filed Nov 1, 2018 21:29 UTC |
Bauer JaymiCHIEF MARKETING OFFICER
|
GrantRestricted Stock Units · Derivative | 29,973 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-056814 · doc4.xml · derivative · entry 1 Bauer Jaymi · CIK 0001678222 · CHIEF MARKETING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,973 Underlying: Class A Common Stock · 29,973 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest on March 31, 2024, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F2 · derivative.expiration_date: The RSUs vest on March 31, 2024, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| October 30, 2018 Filed Nov 1, 2018 21:28 UTC |
Warkins BradPresident and COO
|
GrantRestricted Stock Units · Derivative | 38,366 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-056813 · doc4.xml · derivative · entry 1 Warkins Brad · CIK 0001678295 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,366 Underlying: Class A Common Stock · 38,366 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest on March 31, 2024, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F2 · derivative.expiration_date: The RSUs vest on March 31, 2024, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| October 30, 2018 Filed Nov 1, 2018 21:27 UTC |
Tarell Paul C. Jr.CHIEF FINANCIAL OFFICER
|
GrantRestricted Stock Units · Derivative | 28,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-056811 · doc4.xml · derivative · entry 1 Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,173 Underlying: Class A Common Stock · 28,173 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest on March 31, 2024, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F2 · derivative.expiration_date: The RSUs vest on March 31, 2024, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 00:33 UTC |
Schoppert Wendy LeeDirector
|
GrantClass A Common Stock | 593 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-040521 · doc4.xml · nonDerivative · entry 1 Schoppert Wendy Lee · CIK 0001321558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,690 F1 · price: Issued in consideration for director services. Read SEC document |
| May 03, 2018 Filed Mar 4, 2019 15:39 UTC |
Sutherland Paul HowardDirector
|
GrantDirector Stock Option (right to buy) · Derivative | 7,257 | $0.00 Strike: $14.95 | $0.00 |
DisclosureSEC source: 0001209191-19-015317 · doc5.xml · derivative · entry 4 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,257 Underlying: Class A Common Stock · 7,257 shares Expires 2028-05-03 F4 · derivative.exercise_date: Stock option provides for vesting and exercisability of 20% per year on the date of the annual shareholder meeting starting. Read SEC document |
| March 30, 2018 Filed Apr 2, 2018 20:14 UTC |
Schoppert Wendy LeeDirector
|
GrantClass A Common Stock | 452 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-022363 · doc4.xml · nonDerivative · entry 1 Schoppert Wendy Lee · CIK 0001321558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,097 F1 · price: Issued in consideration for director services. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 22:02 UTC |
RYSAVY JIRKADirector · Chairman · 10% owner
|
OtherGAIA Class A Common Stock | 25,000 | $15.00 | $375,000.00 |
DisclosureSEC source: 0001209191-18-021658 · doc4.xml · nonDerivative · entry 1 RYSAVY JIRKA · CIK 0001105889 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,773,682 F1 · kind: Purchased directly from the issuer in the issuer's secondary public offering F2 · balance_after: Includes 5,400,000 Class A common shares obtainable upon conversion of Class B common shares. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 18:52 UTC |
Jaeb ChrisDirector
|
OtherGAIA Class A Common Stock | 25,000 | $15.00 | $375,000.00 |
DisclosureSEC source: 0001209191-18-021607 · doc4.xml · nonDerivative · entry 1 Jaeb Chris · CIK 0001589564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,600 F1 · kind: Purchased directly from the issuer in the issuer's secondary public offering Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.