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Nasdaq · USD

GAIA

GAIA, INC

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Tapewire entity
2726
SEC CIK
0001089872
Parsed reports
211

Last 12 months

Inside the activity.

32 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025130
Jan 202600
Feb 202600
Mar 202680
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202650
Sep 202660
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 17, 2021 Filed Aug 17, 2021 16:28 UTC PurchaseClass A Common Stock 1,000 $10.17 $10,170.00
Disclosure

SEC source: 0001209191-21-051778 · doc4.xml · nonDerivative · entry 1

Sutherland Paul Howard · CIK 0001552487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,499

Read SEC document
August 16, 2021 Filed Aug 16, 2021 19:38 UTC PurchaseClass A Common Stock 1,000 $10.68 $10,680.00
Disclosure

SEC source: 0001209191-21-051614 · doc4.xml · nonDerivative · entry 1

Sutherland Paul Howard · CIK 0001552487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,499

Read SEC document
August 09, 2021 Filed Aug 10, 2021 18:23 UTC PurchaseClass A Common Stock 500 $11.02 $5,510.00
Disclosure

SEC source: 0001209191-21-050550 · doc4.xml · nonDerivative · entry 1

Sutherland Paul Howard · CIK 0001552487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,499

Read SEC document
May 05, 2021 Filed May 6, 2021 14:52 UTC PurchaseClass A Common Stock 10 $10.59 $105.90
Disclosure

SEC source: 0001209191-21-030544 · doc4.xml · nonDerivative · entry 2

Sutherland Paul Howard · CIK 0001552487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,999

Read SEC document
May 05, 2021 Filed May 6, 2021 14:52 UTC PurchaseClass A Common Stock 2,000 $10.55 $21,100.00
Disclosure

SEC source: 0001209191-21-030544 · doc4.xml · nonDerivative · entry 1

Sutherland Paul Howard · CIK 0001552487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,999

Read SEC document
April 29, 2021 Filed Apr 30, 2021 19:53 UTC GrantRestricted Stock Unit · Derivative 3,575 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-029241 · doc4.xml · derivative · entry 1

Colquhoun James · CIK 0001809109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,575

Underlying: Class A Common Stock · 3,575 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2022, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

F2 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2022, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 19:50 UTC GrantRestricted Stock Unit · Derivative 6,435 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-029239 · doc4.xml · derivative · entry 3

Sutherland Paul Howard · CIK 0001552487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,435

Underlying: Class A Common Stock · 6,435 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2022, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

F4 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2022, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 19:50 UTC Exercise / conversionRestricted Stock Units · Derivative 7,507 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-029239 · doc4.xml · derivative · entry 2

Sutherland Paul Howard · CIK 0001552487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,507 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2021, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

F3 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2021, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 19:50 UTC Exercise / conversionClass A Common Stock 7,507 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-029239 · doc4.xml · nonDerivative · entry 1

Sutherland Paul Howard · CIK 0001552487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis

Read SEC document
April 29, 2021 Filed Apr 30, 2021 19:44 UTC
MAISEL DAVIDDirector
GrantRestricted Stock Unit · Derivative 3,575 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-029237 · doc4.xml · derivative · entry 3

MAISEL DAVID · CIK 0001277061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,575

Underlying: Class A Common Stock · 3,575 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2022, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

F4 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2022, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 19:44 UTC
MAISEL DAVIDDirector
Exercise / conversionRestricted Stock Units · Derivative 5,282 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-029237 · doc4.xml · derivative · entry 2

MAISEL DAVID · CIK 0001277061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2021, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

F3 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2021, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 19:44 UTC
MAISEL DAVIDDirector
Exercise / conversionClass A Common Stock 5,282 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-029237 · doc4.xml · nonDerivative · entry 1

MAISEL DAVID · CIK 0001277061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis

Read SEC document
April 29, 2021 Filed Apr 30, 2021 19:43 UTC GrantRestricted Stock Unit · Derivative 5,481 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-029236 · doc4.xml · derivative · entry 3

Frank Kristin E. · CIK 0001589317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,481

Underlying: Class A Common Stock · 5,481 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2022, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

F4 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2022, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 19:43 UTC Exercise / conversionRestricted Stock Units · Derivative 6,395 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-029236 · doc4.xml · derivative · entry 2

Frank Kristin E. · CIK 0001589317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2021, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

F3 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2021, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 19:43 UTC Exercise / conversionClass A Common Stock 6,395 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-029236 · doc4.xml · nonDerivative · entry 1

Frank Kristin E. · CIK 0001589317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis

Read SEC document
April 29, 2021 Filed May 3, 2021 23:16 UTC
Tarell Paul C. Jr.CHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 47,664 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-029637 · doc4.xml · derivative · entry 1

Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,664

Underlying: Class A Common Stock · 47,664 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest on April 29, 2026, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

F2 · derivative.expiration_date: The RSUs vest on April 29, 2026, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

Read SEC document
March 19, 2021 Filed Mar 19, 2021 19:48 UTC PurchaseClass A Common Stock 2 $13.44 $26.88
Disclosure

SEC source: 0001209191-21-022038 · doc4.xml · nonDerivative · entry 1

Sutherland Paul Howard · CIK 0001552487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,482

Read SEC document
March 05, 2021 Filed Mar 8, 2021 13:00 UTC
MAISEL DAVIDDirector
PurchaseClass A Common Stock 15,000 $11.00 $164,970.00
Disclosure

SEC source: 0001209191-21-018439 · doc4.xml · nonDerivative · entry 2

MAISEL DAVID · CIK 0001277061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,900

Read SEC document
March 04, 2021 Filed Mar 8, 2021 13:00 UTC
MAISEL DAVIDDirector
PurchaseClass A Common Stock 10,000 $10.96 $109,570.00
Disclosure

SEC source: 0001209191-21-018439 · doc4.xml · nonDerivative · entry 1

MAISEL DAVID · CIK 0001277061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,900

Read SEC document
December 24, 2020 Filed Dec 28, 2020 15:35 UTC PurchaseClass A Common Stock 1,000 $9.21 $9,210.00
Disclosure

SEC source: 0001209191-20-065144 · doc4.xml · nonDerivative · entry 1

Sutherland Paul Howard · CIK 0001552487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,480

Read SEC document
December 17, 2020 Filed Dec 22, 2020 02:09 UTC
Tarell Paul C. Jr.CHIEF FINANCIAL OFFICER
SaleClass A Common Stock 3,000 $10.14 $30,408.60
Disclosure

SEC source: 0001209191-20-064736 · doc4.xml · nonDerivative · entry 1

Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,810

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.09 to $10.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 23:00 UTC
RYSAVY JIRKADirector · Chairman · 10% owner
GrantRestricted Stock Units · Derivative 76,543 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-057345 · doc4.xml · derivative · entry 1

RYSAVY JIRKA · CIK 0001105889 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,543

Underlying: Class A Common Stock · 76,543 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest on March 31, 2026, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

F2 · derivative.expiration_date: The RSUs vest on March 31, 2026, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 23:00 UTC
Tarell Paul C. Jr.CHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 40,873 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-057344 · doc4.xml · derivative · entry 1

Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,873

Underlying: Class A Common Stock · 40,873 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest on March 31, 2026, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

F2 · derivative.expiration_date: The RSUs vest on March 31, 2026, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 23:00 UTC
Warkins BradHead of Business Development
GrantRestricted Stock Units · Derivative 45,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-057340 · doc4.xml · derivative · entry 1

Warkins Brad · CIK 0001678295 · Head of Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,500

Underlying: Class A Common Stock · 45,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest on March 31, 2026, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

F2 · derivative.expiration_date: The RSUs vest on March 31, 2026, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 19:30 UTC GrantRestricted Stock Unit · Derivative 1,111 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-044218 · doc4.xml · derivative · entry 1

Sutherland Paul Howard · CIK 0001552487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,111

Underlying: Class A Common Stock · 1,111 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2021, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

F2 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2021, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 19:26 UTC
MAISEL DAVIDDirector
GrantRestricted Stock Unit · Derivative 1,111 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-044216 · doc4.xml · derivative · entry 1

MAISEL DAVID · CIK 0001277061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,111

Underlying: Class A Common Stock · 1,111 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2021, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

F2 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2021, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 19:23 UTC GrantRestricted Stock Unit · Derivative 1,111 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-044215 · doc4.xml · derivative · entry 1

Frank Kristin E. · CIK 0001589317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,111

Underlying: Class A Common Stock · 1,111 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2021, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

F2 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2021, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

Read SEC document
June 18, 2020 Filed Jun 18, 2020 20:33 UTC ConversionConvertible Secured Promissory Note · Derivative 41,145 $300,000.00 Strike: $7.51 $12,343,500,000.00
Disclosure

SEC source: 0001209191-20-037598 · doc4.xml · derivative · entry 5

Colquhoun James · CIK 0001809109 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Food Matters Holdings Unit Trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 41,145 shares

Expires 2021-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Principal and accrued interest on the note are convertible into shares and interest accrues at the rate of 2%, compounded monthly. Number of shares listed is based on the outstanding principal and interest that would accrue if the note remains outstanding until its maturity on January 2, 2021.

F7 · price: Represents principal value of the note.

F6 · derivative.exercise_date: 30 days after notice to issuer.

F5 · derivative.underlying_shares: Principal and accrued interest on the note are convertible into shares and interest accrues at the rate of 2%, compounded monthly. Number of shares listed is based on the outstanding principal and interest that would accrue if the note remains outstanding until its maturity on January 2, 2021.

Read SEC document
June 18, 2020 Filed Jun 18, 2020 20:33 UTC ConversionConvertible Secured Promissory Note · Derivative 208,589 $1,450,000.00 Strike: $7.16 $302,454,050,000.00
Disclosure

SEC source: 0001209191-20-037598 · doc4.xml · derivative · entry 4

Colquhoun James · CIK 0001809109 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Colquhoun ten Bosch Family Trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 208,589 shares

Expires 2021-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Principal and accrued interest on the note are convertible into shares and interest accrues at the rate of 2%, compounded monthly. Number of shares listed is based on the outstanding principal and interest that would accrue if the note remains outstanding until its maturity on January 2, 2021.

F7 · price: Represents principal value of the note.

F6 · derivative.exercise_date: 30 days after notice to issuer.

F5 · derivative.underlying_shares: Principal and accrued interest on the note are convertible into shares and interest accrues at the rate of 2%, compounded monthly. Number of shares listed is based on the outstanding principal and interest that would accrue if the note remains outstanding until its maturity on January 2, 2021.

Read SEC document
June 18, 2020 Filed Jun 18, 2020 20:33 UTC OtherClass A Common Stock 139,617 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-037598 · doc4.xml · nonDerivative · entry 3

Colquhoun James · CIK 0001809109 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Colquhoun ten Bosch Family Trust

Disclosed balance after: 871,719

F4 · kind: Issued as additional consideration for acquisition consummated in June 2019 as disclosed in the Form 10-Q filed with the SEC on August 6, 2019.

F4 · price: Issued as additional consideration for acquisition consummated in June 2019 as disclosed in the Form 10-Q filed with the SEC on August 6, 2019.

F2 · balance_after: Includes 751,050 shares owned by the Colquhoun ten Bosch Family Trust for which the reporting person is trustee and 120,669 shares owned by Food Matters Holdings Unit Trust for which the reporting person is trustee.

Read SEC document
June 18, 2020 Filed Jun 18, 2020 20:33 UTC ConversionClass A Common Stock 40,728 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-037598 · doc4.xml · nonDerivative · entry 2

Colquhoun James · CIK 0001809109 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Food Matters Holdings Unit Trust

Disclosed balance after: 871,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued for conversion of convertible secured promissory note with outstanding principal of $300,000 plus $5,868.49 of accrued but unpaid interest through the conversion date.

F2 · balance_after: Includes 751,050 shares owned by the Colquhoun ten Bosch Family Trust for which the reporting person is trustee and 120,669 shares owned by Food Matters Holdings Unit Trust for which the reporting person is trustee.

Read SEC document
June 18, 2020 Filed Jun 18, 2020 20:33 UTC ConversionClass A Common Stock 206,542 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-037598 · doc4.xml · nonDerivative · entry 1

Colquhoun James · CIK 0001809109 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Colquhoun ten Bosch Family Trust

Disclosed balance after: 871,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued for conversion of convertible secured promissory note with outstanding principal of $1,450,000 plus $28,841.10 of accrued but unpaid interest through the conversion date.

F2 · balance_after: Includes 751,050 shares owned by the Colquhoun ten Bosch Family Trust for which the reporting person is trustee and 120,669 shares owned by Food Matters Holdings Unit Trust for which the reporting person is trustee.

Read SEC document
May 29, 2020 Filed May 29, 2020 17:20 UTC
Tarell Paul C. Jr.CHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 1,000 $7.75 $7,750.00
Disclosure

SEC source: 0001209191-20-032860 · doc4.xml · nonDerivative · entry 1

Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 23, 2020 Filed Apr 23, 2020 23:07 UTC
MAISEL DAVIDDirector
GrantRestricted Stock Unit · Derivative 4,171 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025485 · doc4.xml · derivative · entry 3

MAISEL DAVID · CIK 0001277061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,171

Underlying: Class A Common Stock · 4,171 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2021, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

F4 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2021, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

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April 23, 2020 Filed Apr 23, 2020 23:07 UTC
MAISEL DAVIDDirector
Exercise / conversionClass A Common Stock 3,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-025485 · doc4.xml · nonDerivative · entry 1

MAISEL DAVID · CIK 0001277061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis

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April 23, 2020 Filed Apr 23, 2020 22:50 UTC GrantRestricted Stock Unit · Derivative 6,396 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025483 · doc4.xml · derivative · entry 3

Sutherland Paul Howard · CIK 0001552487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,396

Underlying: Class A Common Stock · 6,396 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2021, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

F4 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2021, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

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April 23, 2020 Filed Apr 23, 2020 22:50 UTC Exercise / conversionClass A Common Stock 5,980 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-025483 · doc4.xml · nonDerivative · entry 1

Sutherland Paul Howard · CIK 0001552487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis

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April 23, 2020 Filed Apr 23, 2020 22:47 UTC
Jaeb ChrisDirector
Exercise / conversionClass A Common Stock 3,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-025482 · doc4.xml · nonDerivative · entry 1

Jaeb Chris · CIK 0001589564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis

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April 23, 2020 Filed Apr 23, 2020 22:20 UTC GrantRestricted Stock Unit · Derivative 5,284 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025479 · doc4.xml · derivative · entry 3

Frank Kristin E. · CIK 0001589317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,284

Underlying: Class A Common Stock · 5,284 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2021, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

F4 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2021, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

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April 23, 2020 Filed Apr 23, 2020 22:20 UTC Exercise / conversionClass A Common Stock 4,940 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-025479 · doc4.xml · nonDerivative · entry 1

Frank Kristin E. · CIK 0001589317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis

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April 09, 2020 Filed Feb 12, 2021 01:05 UTC
Tarell Paul C. Jr.CHIEF FINANCIAL OFFICER
GiftClass A Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-009922 · doc5.xml · nonDerivative · entry 1

Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,510

F1 · balance_after: Includes 757 and 693 shares acquired pursuant to the Gaia employee stock purchase plan on June 30, 2020 and December 31, 2020, respectively.

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March 17, 2020 Filed Mar 17, 2020 21:19 UTC PurchaseGAIA Class A Common Stock 2,000 $4.83 $9,660.00
Disclosure

SEC source: 0001209191-20-019688 · doc4.xml · nonDerivative · entry 1

Sutherland Paul Howard · CIK 0001552487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,500

Read SEC document
March 16, 2020 Filed Mar 16, 2020 23:29 UTC PurchaseGAIA Class A Common Stock 2,300 $5.05 $11,615.00
Disclosure

SEC source: 0001209191-20-019401 · doc4.xml · nonDerivative · entry 2

Sutherland Paul Howard · CIK 0001552487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,500

Read SEC document
March 16, 2020 Filed Mar 17, 2020 21:10 UTC
RYSAVY JIRKADirector · Chairman · 10% owner
Exercise / conversionClass A Common Stock 87,096 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-019672 · doc4.xml · nonDerivative · entry 1

RYSAVY JIRKA · CIK 0001105889 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,959,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis

F2 · balance_after: Includes 5,400,000 Class A common shares obtainable upon conversion of Class B common shares.

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March 16, 2020 Filed Mar 17, 2020 17:30 UTC
Warkins BradPresident and COO
GrantClass A Common Stock 593 $6.33 $3,753.69
Disclosure

SEC source: 0001209191-20-019507 · doc4.xml · nonDerivative · entry 2

Warkins Brad · CIK 0001678295 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,837

F2 · balance_after: Includes 593 shares acquired pursuant to the Gaia employee stock purchase plan on December 31, 2019.

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March 16, 2020 Filed Mar 17, 2020 17:30 UTC
Warkins BradPresident and COO
Exercise / conversionClass A Common Stock 67,204 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-019507 · doc4.xml · nonDerivative · entry 1

Warkins Brad · CIK 0001678295 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis

F2 · balance_after: Includes 593 shares acquired pursuant to the Gaia employee stock purchase plan on December 31, 2019.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 16:20 UTC
Tarell Paul C. Jr.CHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 46,370 $4.85 $224,894.50
Disclosure

SEC source: 0001209191-20-019494 · doc4.xml · nonDerivative · entry 1

Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 16:02 UTC
Tarell Paul C. Jr.CHIEF FINANCIAL OFFICER
GrantClass A Common Stock 800 $6.33 $5,064.00
Disclosure

SEC source: 0001209191-20-019490 · doc4.xml · nonDerivative · entry 2

Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,440

F1 · timeliness: Includes 800 shares acquired pursuant to the Gaia employee stock purchase plan on December 31, 2019.

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March 16, 2020 Filed Mar 17, 2020 16:02 UTC
Tarell Paul C. Jr.CHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 24,000 $5.03 $120,720.00
Disclosure

SEC source: 0001209191-20-019490 · doc4.xml · nonDerivative · entry 1

Tarell Paul C. Jr. · CIK 0001678229 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 23:29 UTC PurchaseGAIA Class A Common Stock 2,000 $5.49 $10,980.00
Disclosure

SEC source: 0001209191-20-019401 · doc4.xml · nonDerivative · entry 1

Sutherland Paul Howard · CIK 0001552487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,500

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.