Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GAIA, INCGAIA · Entity 2726 | Director · CEO | April 20, 2024 | April 23, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GAIA, INC
Report date April 20, 2024 · Filed April 23, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,033,203 |
Reported balance
After 2024-04-20 transaction · row 1
1 source rowRow 1 · 2024-04-20 · Exercise / conversion · Acquired 12,931 · Balance 1,033,203 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-04-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-04-20 · Exercise / conversion · Disposed 12,931 · Balance 0 F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2: The RSUs vest on the one year anniversary date of the Annual Shareholder Meeting from April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F2: The RSUs vest on the one year anniversary date of the Annual Shareholder Meeting from April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 20, 2024 Filed Apr 23, 2024 21:16 UTC | GAIA, INC GAIA · Entity 2726 | Exercise / conversionRestricted Stock Units · Derivative | 12,931 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-047077 · ownership.xml · derivative · entry 2 Colquhoun James · CIK 0001809109 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,033,203 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest on the one year anniversary date of the Annual Shareholder Meeting from April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F2 · derivative.expiration_date: The RSUs vest on the one year anniversary date of the Annual Shareholder Meeting from April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| April 20, 2024 Filed Apr 23, 2024 21:16 UTC | GAIA, INC GAIA · Entity 2726 | Exercise / conversionClass A Common Stock | 12,931 | $3.93 | $50,818.83 |
DisclosureSEC source: 0000950170-24-047077 · ownership.xml · nonDerivative · entry 1 Colquhoun James · CIK 0001809109 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,033,203 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 26, 2023 Filed Jun 26, 2023 21:20 UTC | GAIA, INC GAIA · Entity 2726 | OtherClass A Common Stock | 136,490 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-039760 · doc4.xml · nonDerivative · entry 1 Colquhoun James · CIK 0001809109 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,020,272 F1 · kind: Issued as consideration for acquiring ownership rights to a library of media assets. F1 · price: Issued as consideration for acquiring ownership rights to a library of media assets. F2 · balance_after: Includes 148,553 shares owned directly by Mr. Colquhoun, 751,050 shares owned by the Colquhoun ten Bosch Family Trust for which the reporting person is trustee and 120,669 shares owned by Food Matters Holdings Unit Trust for which the reporting person is trustee. Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 21:20 UTC | GAIA, INC GAIA · Entity 2726 | GrantRestricted Stock Unit · Derivative | 162,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039760 · doc4.xml · derivative · entry 2 Colquhoun James · CIK 0001809109 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 162,001 Underlying: Class A Common Stock · 162,001 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F4 · derivative.exercise_date: The RSUs vest on March 15, 2028, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F4 · derivative.expiration_date: The RSUs vest on March 15, 2028, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| April 20, 2023 Filed Apr 24, 2023 21:08 UTC | GAIA, INC GAIA · Entity 2726 | GrantRestricted Stock Unit · Derivative | 12,931 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025422 · doc4.xml · derivative · entry 3 Colquhoun James · CIK 0001809109 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,931 Underlying: Class A Common Stock · 12,931 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F5 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2024, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F5 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2024, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| April 20, 2023 Filed Apr 24, 2023 21:08 UTC | GAIA, INC GAIA · Entity 2726 | Exercise / conversionRestricted Stock Units · Derivative | 8,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025422 · doc4.xml · derivative · entry 2 Colquhoun James · CIK 0001809109 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 8,488 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F4 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F4 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| April 20, 2023 Filed Apr 24, 2023 21:08 UTC | GAIA, INC GAIA · Entity 2726 | Exercise / conversionClass A Common Stock | 8,488 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-025422 · doc4.xml · nonDerivative · entry 1 Colquhoun James · CIK 0001809109 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 883,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into common stock on a one-for-one basis F2 · balance_after: Includes 12,063 shares owned directly by Mr. Colquhoun, 751,050 shares owned by the Colquhoun ten Bosch Family Trust for which the reporting person is trustee and 120,669 shares owned by Food Matters Holdings Unit Trust for which the reporting person is trustee. Read SEC document |
| April 28, 2022 Filed May 2, 2022 10:00 UTC | GAIA, INC GAIA · Entity 2726 | GrantRestricted Stock Unit · Derivative | 8,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026344 · doc4.xml · derivative · entry 3 Colquhoun James · CIK 0001809109 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,488 Underlying: Class A Common Stock · 8,488 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F5 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F5 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| April 28, 2022 Filed May 2, 2022 10:00 UTC | GAIA, INC GAIA · Entity 2726 | Exercise / conversionRestricted Stock Units · Derivative | 3,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026344 · doc4.xml · derivative · entry 2 Colquhoun James · CIK 0001809109 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,575 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F4 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2022, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F4 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2022, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| April 28, 2022 Filed May 2, 2022 10:00 UTC | GAIA, INC GAIA · Entity 2726 | Exercise / conversionClass A Common Stock | 3,575 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-026344 · doc4.xml · nonDerivative · entry 1 Colquhoun James · CIK 0001809109 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 875,294 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into common stock on a one-for-one basis F2 · balance_after: Includes 3,575 shares owned directly by Mr. Colquhoun, 751,050 shares owned by the Colquhoun ten Bosch Family Trust for which the reporting person is trustee and 120,669 shares owned by Food Matters Holdings Unit Trust for which the reporting person is trustee. Read SEC document |
| April 29, 2021 Filed Apr 30, 2021 19:53 UTC | GAIA, INC GAIA · Entity 2726 | GrantRestricted Stock Unit · Derivative | 3,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-029241 · doc4.xml · derivative · entry 1 Colquhoun James · CIK 0001809109 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,575 Underlying: Class A Common Stock · 3,575 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2022, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F2 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2022, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| June 18, 2020 Filed Jun 18, 2020 20:33 UTC | GAIA, INC GAIA · Entity 2726 | ConversionConvertible Secured Promissory Note · Derivative | 41,145 | $300,000.00 Strike: $7.51 | $12,343,500,000.00 |
DisclosureSEC source: 0001209191-20-037598 · doc4.xml · derivative · entry 5 Colquhoun James · CIK 0001809109 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Food Matters Holdings Unit Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 41,145 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Principal and accrued interest on the note are convertible into shares and interest accrues at the rate of 2%, compounded monthly. Number of shares listed is based on the outstanding principal and interest that would accrue if the note remains outstanding until its maturity on January 2, 2021. F7 · price: Represents principal value of the note. F6 · derivative.exercise_date: 30 days after notice to issuer. F5 · derivative.underlying_shares: Principal and accrued interest on the note are convertible into shares and interest accrues at the rate of 2%, compounded monthly. Number of shares listed is based on the outstanding principal and interest that would accrue if the note remains outstanding until its maturity on January 2, 2021. Read SEC document |
| June 18, 2020 Filed Jun 18, 2020 20:33 UTC | GAIA, INC GAIA · Entity 2726 | ConversionConvertible Secured Promissory Note · Derivative | 208,589 | $1,450,000.00 Strike: $7.16 | $302,454,050,000.00 |
DisclosureSEC source: 0001209191-20-037598 · doc4.xml · derivative · entry 4 Colquhoun James · CIK 0001809109 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Colquhoun ten Bosch Family Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 208,589 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Principal and accrued interest on the note are convertible into shares and interest accrues at the rate of 2%, compounded monthly. Number of shares listed is based on the outstanding principal and interest that would accrue if the note remains outstanding until its maturity on January 2, 2021. F7 · price: Represents principal value of the note. F6 · derivative.exercise_date: 30 days after notice to issuer. F5 · derivative.underlying_shares: Principal and accrued interest on the note are convertible into shares and interest accrues at the rate of 2%, compounded monthly. Number of shares listed is based on the outstanding principal and interest that would accrue if the note remains outstanding until its maturity on January 2, 2021. Read SEC document |
| June 18, 2020 Filed Jun 18, 2020 20:33 UTC | GAIA, INC GAIA · Entity 2726 | OtherClass A Common Stock | 139,617 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-037598 · doc4.xml · nonDerivative · entry 3 Colquhoun James · CIK 0001809109 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Colquhoun ten Bosch Family Trust Disclosed balance after: 871,719 F4 · kind: Issued as additional consideration for acquisition consummated in June 2019 as disclosed in the Form 10-Q filed with the SEC on August 6, 2019. F4 · price: Issued as additional consideration for acquisition consummated in June 2019 as disclosed in the Form 10-Q filed with the SEC on August 6, 2019. F2 · balance_after: Includes 751,050 shares owned by the Colquhoun ten Bosch Family Trust for which the reporting person is trustee and 120,669 shares owned by Food Matters Holdings Unit Trust for which the reporting person is trustee. Read SEC document |
| June 18, 2020 Filed Jun 18, 2020 20:33 UTC | GAIA, INC GAIA · Entity 2726 | ConversionClass A Common Stock | 40,728 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-037598 · doc4.xml · nonDerivative · entry 2 Colquhoun James · CIK 0001809109 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Food Matters Holdings Unit Trust Disclosed balance after: 871,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Issued for conversion of convertible secured promissory note with outstanding principal of $300,000 plus $5,868.49 of accrued but unpaid interest through the conversion date. F2 · balance_after: Includes 751,050 shares owned by the Colquhoun ten Bosch Family Trust for which the reporting person is trustee and 120,669 shares owned by Food Matters Holdings Unit Trust for which the reporting person is trustee. Read SEC document |
| June 18, 2020 Filed Jun 18, 2020 20:33 UTC | GAIA, INC GAIA · Entity 2726 | ConversionClass A Common Stock | 206,542 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-037598 · doc4.xml · nonDerivative · entry 1 Colquhoun James · CIK 0001809109 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Colquhoun ten Bosch Family Trust Disclosed balance after: 871,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Issued for conversion of convertible secured promissory note with outstanding principal of $1,450,000 plus $28,841.10 of accrued but unpaid interest through the conversion date. F2 · balance_after: Includes 751,050 shares owned by the Colquhoun ten Bosch Family Trust for which the reporting person is trustee and 120,669 shares owned by Food Matters Holdings Unit Trust for which the reporting person is trustee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.