Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 6 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 03, 2018 Filed Apr 4, 2018 20:36 UTC |
Singh ArvinderSenior Vice President
|
GrantCommon Shares | 41,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-017110 · doc1.xml · nonDerivative · entry 1 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,662 F1 · shares: The reporting person was granted performance share units (PSUs) on March 30, 2017 that were subject to performance conditions which have been satisfied. Each PSU represents the contingent right to receive one common share. The PSUs will vest on January 10, 2020 subject to the reporting person's continued service through such date. Read SEC document |
| April 03, 2018 Filed Apr 4, 2018 20:38 UTC |
Thukral MohitSenior Vice President
|
GrantCommon Shares | 46,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-017112 · doc1.xml · nonDerivative · entry 1 Thukral Mohit · CIK 0001543741 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,165 F1 · shares: The reporting person was granted performance share units (PSUs) on March 30, 2017 that were subject to performance conditions which have been satisfied. Each PSU represents the contingent right to receive one common share. The PSUs will vest on January 10, 2020 subject to the reporting person's continued service through such date. The reporting person has resigned effective April 30, 2018. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 16:35 UTC |
Mehta PiyushSenior Vice President
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $31.50 | $0.00 |
DisclosureSEC source: 0001140361-18-017109 · doc1.xml · derivative · entry 2 Mehta Piyush · CIK 0001408238 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Shares · 50,000 shares Expires 2028-04-01 F3 · derivative.exercise_date: The option vests 50% on April 2, 2021 and 50% on April 2, 2023. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 16:03 UTC |
Cogny PatrickSenior Vice President
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 5,343 | $0.00 Strike: $6.33 | $0.00 |
DisclosureSEC source: 0001140361-18-011217 · doc1.xml · derivative · entry 3 Cogny Patrick · CIK 0001408323 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,406 Underlying: Common Shares · 5,343 shares Expires 2018-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested 20% on each anniversary of December 1, 2008, the vesting period commencement date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 16:03 UTC |
Cogny PatrickSenior Vice President
|
SaleCommon Shares | 8,969 | $31.60 | $283,451.79 |
DisclosureSEC source: 0001140361-18-011217 · doc1.xml · nonDerivative · entry 2 Cogny Patrick · CIK 0001408323 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,747 F1 · price: The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $31.60 to $31.63. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 16:03 UTC |
Cogny PatrickSenior Vice President
|
Exercise / conversionCommon Shares | 5,343 | $6.33 | $33,814.78 |
DisclosureSEC source: 0001140361-18-011217 · doc1.xml · nonDerivative · entry 1 Cogny Patrick · CIK 0001408323 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 21:03 UTC |
Madden James C.Director
|
SaleCommon Shares | 4,270 | $30.92 | $132,036.09 |
DisclosureSEC source: 0001140361-18-008811 · doc1.xml · nonDerivative · entry 1 Madden James C. · CIK 0001408228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,700 F1 · price: The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $30.9201 to $30.922. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 21:07 UTC |
Singh ArvinderSenior Vice President
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 22,690 | $0.00 Strike: $14.32 | $0.00 |
DisclosureSEC source: 0001140361-18-005053 · doc1.xml · derivative · entry 3 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 22,690 shares Expires 2020-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reflects an adjustment that was made to preserve the value of the reporting person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record of September 10, 2012. F2 · derivative.exercise_date: The option vested 25% on February 1, 2011 and each anniversary thereof. F3 · derivative.underlying_shares: The number of derivative securities beneficially owned reflects an adjustment that was made to preserve the value of the reporting person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record as of September 10, 2012. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 21:07 UTC |
Singh ArvinderSenior Vice President
|
SaleCommon Shares | 22,690 | $33.95 | $770,325.50 |
DisclosureSEC source: 0001140361-18-005053 · doc1.xml · nonDerivative · entry 2 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,569 Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 21:07 UTC |
Singh ArvinderSenior Vice President
|
Exercise / conversionCommon Shares | 22,690 | $14.32 | $325,000.22 |
DisclosureSEC source: 0001140361-18-005053 · doc1.xml · nonDerivative · entry 1 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reflects an adjustment that was made to preserve the value of the reporting person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record of September 10, 2012. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 16:07 UTC |
Fitzpatrick Edward J.Chief Financial Officer
|
Tax withholdingCommon Shares | 23,289 | $33.36 | $776,921.04 |
DisclosureSEC source: 0001140361-18-002600 · doc1.xml · nonDerivative · entry 1 Fitzpatrick Edward J. · CIK 0001454029 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,231 F1 · shares: Represents shares withheld for payment of taxes upon the vesting of performance share units granted on March 9, 2015 under the Genpact Limited 2007 Omnibus Incentive Compensation Plan. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 16:08 UTC |
Guaglianone VictorSVP & General Counsel
|
Tax withholdingCommon Shares | 7,988 | $33.36 | $266,479.68 |
DisclosureSEC source: 0001140361-18-002601 · doc1.xml · nonDerivative · entry 1 Guaglianone Victor · CIK 0001408233 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,114 F1 · shares: Represents shares withheld for payment of taxes upon the vesting of performance share units granted on March 9, 2015 under the Genpact Limited 2007 Omnibus Incentive Compensation Plan. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 16:10 UTC |
Mehta PiyushSenior Vice President
|
Tax withholdingCommon Shares | 13,370 | $33.36 | $446,023.20 |
DisclosureSEC source: 0001140361-18-002602 · doc1.xml · nonDerivative · entry 1 Mehta Piyush · CIK 0001408238 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,260 F1 · shares: Represents shares withheld for payment of taxes upon the vesting of performance share units granted on March 9, 2015 under the Genpact Limited 2007 Omnibus Incentive Compensation Plan. F2 · balance_after: Includes 186 shares acquired under the Genpact Employee Stock Purchase Plan ("ESPP") since the reporting person's Form 4 filed on November 29, 2017. The reporting person currently holds a total of 5,325 shares under the ESPP. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 16:06 UTC |
Cogny PatrickSenior Vice President
|
Tax withholdingCommon Shares | 9,141 | $33.36 | $304,943.76 |
DisclosureSEC source: 0001140361-18-002599 · doc1.xml · nonDerivative · entry 1 Cogny Patrick · CIK 0001408323 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,373 F1 · shares: Represents shares withheld for payment of taxes upon the vesting of performance share units granted on March 9, 2015 under the Genpact Limited 2007 Omnibus Incentive Compensation Plan. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 21:12 UTC |
Thukral MohitSenior Vice President
|
Tax withholdingCommon Shares | 13,370 | $33.36 | $446,023.20 |
DisclosureSEC source: 0001140361-18-002604 · doc1.xml · nonDerivative · entry 1 Thukral Mohit · CIK 0001543741 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,935 F1 · shares: Represents shares withheld for payment of taxes upon the vesting of performance share units granted on March 9, 2015 under the Genpact Limited 2007 Omnibus Incentive Compensation Plan. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 21:11 UTC |
Singh ArvinderSenior Vice President
|
Tax withholdingCommon Shares | 13,054 | $33.36 | $435,481.44 |
DisclosureSEC source: 0001140361-18-002603 · doc1.xml · nonDerivative · entry 1 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,569 F1 · shares: Represents shares withheld for payment of taxes upon the vesting of performance share units granted on March 9, 2015 under the Genpact Limited 2007 Omnibus Incentive Compensation Plan. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 16:07 UTC |
Guaglianone VictorSVP & General Counsel
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 19,287 | $0.00 Strike: $6.33 | $0.00 |
DisclosureSEC source: 0001140361-18-000434 · doc1.xml · derivative · entry 3 Guaglianone Victor · CIK 0001408233 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 19,287 shares Expires 2018-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested 20% on each anniversary of December 1, 2008, the vesting period commencement date. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 16:07 UTC |
Guaglianone VictorSVP & General Counsel
|
SaleCommon Shares | 19,287 | $32.05 | $618,078.92 |
DisclosureSEC source: 0001140361-18-000434 · doc1.xml · nonDerivative · entry 2 Guaglianone Victor · CIK 0001408233 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,102 F2 · price: The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $31.86 to $32.155. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 16:07 UTC |
Guaglianone VictorSVP & General Counsel
|
Exercise / conversionCommon Shares | 19,287 | $6.33 | $122,063.57 |
DisclosureSEC source: 0001140361-18-000434 · doc1.xml · nonDerivative · entry 1 Guaglianone Victor · CIK 0001408233 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,044 shares acquired under the Genpact Employee Stock Purchase Plan ("ESPP") since the reporting person's Form 4 filed on February 14, 2017. The reporting person currently holds a total of 6,168 shares under the ESPP. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:47 UTC |
Chandra AmitDirector
|
Tax withholdingCommon Shares | 427 | $31.74 | $13,552.98 |
DisclosureSEC source: 0000899243-18-000313 · doc4.xml · nonDerivative · entry 1 Chandra Amit · CIK 0001560778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,326 F1 · shares: Represents shares withheld for payment of taxes upon the vesting of restricted share units granted under the Genpact Limited 2007 Omnibus Incentive Compensation Plan and exempt under Rule 16b-3. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 21:07 UTC |
Singh ArvinderSenior Vice President
|
SaleCommon Shares | 22,855 | $32.23 | $736,703.50 |
DisclosureSEC source: 0001140361-17-046490 · doc1.xml · nonDerivative · entry 1 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,623 F1 · price: The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $32.23 to $32.28. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 21:03 UTC |
Tyagarajan N. V.Director · President and CEO
|
SaleCommon Shares | 77,619 | $32.23 | $2,501,675.89 |
DisclosureSEC source: 0001140361-17-045472 · doc1.xml · nonDerivative · entry 1 Tyagarajan N. V. · CIK 0001408239 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,755 F1 · price: The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $32.23 to $32.25. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 22:20 UTC |
Thukral MohitSenior Vice President
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $19.35 | $0.00 |
DisclosureSEC source: 0001140361-17-044231 · doc1.xml · derivative · entry 3 Thukral Mohit · CIK 0001543741 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Underlying: Common Shares · 25,000 shares Expires 2023-05-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested 50% on January 10, 2016 and vests 50% on January 10, 2018. Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 22:20 UTC |
Thukral MohitSenior Vice President
|
SaleCommon Shares | 25,000 | $32.25 | $806,250.00 |
DisclosureSEC source: 0001140361-17-044231 · doc1.xml · nonDerivative · entry 2 Thukral Mohit · CIK 0001543741 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,305 Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 22:20 UTC |
Thukral MohitSenior Vice President
|
Exercise / conversionCommon Shares | 25,000 | $19.35 | $483,750.00 |
DisclosureSEC source: 0001140361-17-044231 · doc1.xml · nonDerivative · entry 1 Thukral Mohit · CIK 0001543741 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 17:18 UTC |
Mehta PiyushSenior Vice President
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $19.35 | $0.00 |
DisclosureSEC source: 0001140361-17-044230 · doc1.xml · derivative · entry 3 Mehta Piyush · CIK 0001408238 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,500 Underlying: Common Shares · 12,500 shares Expires 2023-05-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested 50% on January 10, 2016 and vests 50% on January 10, 2018. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 17:18 UTC |
Mehta PiyushSenior Vice President
|
SaleCommon Shares | 12,500 | $32.00 | $400,000.00 |
DisclosureSEC source: 0001140361-17-044230 · doc1.xml · nonDerivative · entry 2 Mehta Piyush · CIK 0001408238 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,444 Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 17:18 UTC |
Mehta PiyushSenior Vice President
|
Exercise / conversionCommon Shares | 12,500 | $19.35 | $241,875.00 |
DisclosureSEC source: 0001140361-17-044230 · doc1.xml · nonDerivative · entry 1 Mehta Piyush · CIK 0001408238 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,944 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2017 Filed Nov 20, 2017 21:47 UTC |
GIC Private LtdSee Footnotes
Twickenham Investment Private LtdSee Footnotes
GIC Special Investments Pte LtdSee Footnotes
|
SaleCommon Shares, par value $0.01 per share | 1,499,806 | $30.26 | $45,384,129.56 |
DisclosureSEC source: 0000899243-17-026981 · doc4.xml · nonDerivative · entry 1 GIC Private Ltd · CIK 0000936828 · See Footnotes Twickenham Investment Private Ltd · CIK 0001561359 · See Footnotes GIC Special Investments Pte Ltd · CIK 0001296212 · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 7,392,645 F1 · balance_after: This report is filed jointly by GIC Private Limited ("GIC"), GIC Special Investments Pte. Ltd. ("GICSI") and Twickenham Investment Private Limited ("Twickenham", and together with GIC and GICSI, the "Reporting Persons"). F2 · balance_after: On November 14, 2017, Twickenham entered into an underwriting agreement (the "Underwriting Agreement") with the Issuer, J.P. Morgan Securities LLC (the "Underwriter") and various other selling shareholders named therein, pursuant to which the Underwriter agreed to purchase an aggregate of 1,499,806 common shares of the Issuer from Twickenham at a price of $30.26 per share. This transaction closed on November 20, 2017. F3 · balance_after: GIC is the direct owner of 230,975 common shares of the Issuer and Twickenham is the direct owner of 7,161,670 common shares of the Issuer. Twickenham is controlled and managed by GICSI, which is in turn wholly-owned by GIC. GICSI and GIC may be deemed to share voting and dispositive power with respect to the 7,161,670 common shares of the Issuer directly owned by Twickenham. No individual has beneficial ownership over the common shares of the Issuer beneficially owned by the Reporting Persons. Each of the Reporting Persons disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein. F4 · balance_after: On October 25, 2012, (i) Twickenham, Glory Investments A Limited ("Glory A"), Glory Investments B Limited ("Glory B"), Glory Investments IV Limited ("Glory IV"), Glory Investments IV-B Limited ("GloryIV-B"), RGIP, LLC ("RGIP" and collectively with Glory A, Glory B, Glory IV, Glory IV-B and Twickenham, the "Genpact Investors"), Glory Investments TA IV Limited ("Glory TA") and the Issuer entered into an amended and restated shareholders agreement (the "Shareholders Agreement"), and (ii) the Genpact Investors and Glory TA entered into an investor agreement ("Investor Agreement"). F5 · balance_after: Pursuant to the Investor Agreement, the Genpact Investors irrevocably appointed a single Investors' Representative (as defined in the Investor Agreement) as its sole and exclusive agent and proxy and true and lawful attorney-in-fact to take certain actions on behalf of each of the Genpact Investors relating to the voting and disposition of the Common Shares and the exercise of certain rights under the Shareholders Agreement, including, (i) voting and dispositive authority with respect to all Common Shares held directly or indirectly by the Genpact Investors, (ii) power to exercise registration rights under the Shareholders Agreement, (iii) the exclusive power to designate all individuals with respect to which the Genpact Investors may, by rights granted to them under the Shareholders Agreement, nominate to the Issuer's board of directors (including designation of such individuals' respective replacements), and F6 · balance_after: (Continued From Footnote 5) (iv) power and authority to elect to subscribe for new equity securities of Genpact on behalf of the Genpact Investors in connection with the exercise of any pre-emptive rights of the Genpact Investors under the Shareholders Agreement. F7 · balance_after: As a result of the Shareholders Agreement and Investor Agreement, each of the Genpact Investors and Glory TA may be deemed to beneficially own the Common Shares held by Twickenham, Glory A, Glory B, Glory IV and Glory IV-B. Twickenham disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. F1 · ownership.direct: This report is filed jointly by GIC Private Limited ("GIC"), GIC Special Investments Pte. Ltd. ("GICSI") and Twickenham Investment Private Limited ("Twickenham", and together with GIC and GICSI, the "Reporting Persons"). F2 · ownership.direct: On November 14, 2017, Twickenham entered into an underwriting agreement (the "Underwriting Agreement") with the Issuer, J.P. Morgan Securities LLC (the "Underwriter") and various other selling shareholders named therein, pursuant to which the Underwriter agreed to purchase an aggregate of 1,499,806 common shares of the Issuer from Twickenham at a price of $30.26 per share. This transaction closed on November 20, 2017. F3 · ownership.direct: GIC is the direct owner of 230,975 common shares of the Issuer and Twickenham is the direct owner of 7,161,670 common shares of the Issuer. Twickenham is controlled and managed by GICSI, which is in turn wholly-owned by GIC. GICSI and GIC may be deemed to share voting and dispositive power with respect to the 7,161,670 common shares of the Issuer directly owned by Twickenham. No individual has beneficial ownership over the common shares of the Issuer beneficially owned by the Reporting Persons. Each of the Reporting Persons disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein. F4 · ownership.direct: On October 25, 2012, (i) Twickenham, Glory Investments A Limited ("Glory A"), Glory Investments B Limited ("Glory B"), Glory Investments IV Limited ("Glory IV"), Glory Investments IV-B Limited ("GloryIV-B"), RGIP, LLC ("RGIP" and collectively with Glory A, Glory B, Glory IV, Glory IV-B and Twickenham, the "Genpact Investors"), Glory Investments TA IV Limited ("Glory TA") and the Issuer entered into an amended and restated shareholders agreement (the "Shareholders Agreement"), and (ii) the Genpact Investors and Glory TA entered into an investor agreement ("Investor Agreement"). F5 · ownership.direct: Pursuant to the Investor Agreement, the Genpact Investors irrevocably appointed a single Investors' Representative (as defined in the Investor Agreement) as its sole and exclusive agent and proxy and true and lawful attorney-in-fact to take certain actions on behalf of each of the Genpact Investors relating to the voting and disposition of the Common Shares and the exercise of certain rights under the Shareholders Agreement, including, (i) voting and dispositive authority with respect to all Common Shares held directly or indirectly by the Genpact Investors, (ii) power to exercise registration rights under the Shareholders Agreement, (iii) the exclusive power to designate all individuals with respect to which the Genpact Investors may, by rights granted to them under the Shareholders Agreement, nominate to the Issuer's board of directors (including designation of such individuals' respective replacements), and F6 · ownership.direct: (Continued From Footnote 5) (iv) power and authority to elect to subscribe for new equity securities of Genpact on behalf of the Genpact Investors in connection with the exercise of any pre-emptive rights of the Genpact Investors under the Shareholders Agreement. F7 · ownership.direct: As a result of the Shareholders Agreement and Investor Agreement, each of the Genpact Investors and Glory TA may be deemed to beneficially own the Common Shares held by Twickenham, Glory A, Glory B, Glory IV and Glory IV-B. Twickenham disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. F1 · ownership.nature: This report is filed jointly by GIC Private Limited ("GIC"), GIC Special Investments Pte. Ltd. ("GICSI") and Twickenham Investment Private Limited ("Twickenham", and together with GIC and GICSI, the "Reporting Persons"). F2 · ownership.nature: On November 14, 2017, Twickenham entered into an underwriting agreement (the "Underwriting Agreement") with the Issuer, J.P. Morgan Securities LLC (the "Underwriter") and various other selling shareholders named therein, pursuant to which the Underwriter agreed to purchase an aggregate of 1,499,806 common shares of the Issuer from Twickenham at a price of $30.26 per share. This transaction closed on November 20, 2017. F3 · ownership.nature: GIC is the direct owner of 230,975 common shares of the Issuer and Twickenham is the direct owner of 7,161,670 common shares of the Issuer. Twickenham is controlled and managed by GICSI, which is in turn wholly-owned by GIC. GICSI and GIC may be deemed to share voting and dispositive power with respect to the 7,161,670 common shares of the Issuer directly owned by Twickenham. No individual has beneficial ownership over the common shares of the Issuer beneficially owned by the Reporting Persons. Each of the Reporting Persons disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein. F4 · ownership.nature: On October 25, 2012, (i) Twickenham, Glory Investments A Limited ("Glory A"), Glory Investments B Limited ("Glory B"), Glory Investments IV Limited ("Glory IV"), Glory Investments IV-B Limited ("GloryIV-B"), RGIP, LLC ("RGIP" and collectively with Glory A, Glory B, Glory IV, Glory IV-B and Twickenham, the "Genpact Investors"), Glory Investments TA IV Limited ("Glory TA") and the Issuer entered into an amended and restated shareholders agreement (the "Shareholders Agreement"), and (ii) the Genpact Investors and Glory TA entered into an investor agreement ("Investor Agreement"). F5 · ownership.nature: Pursuant to the Investor Agreement, the Genpact Investors irrevocably appointed a single Investors' Representative (as defined in the Investor Agreement) as its sole and exclusive agent and proxy and true and lawful attorney-in-fact to take certain actions on behalf of each of the Genpact Investors relating to the voting and disposition of the Common Shares and the exercise of certain rights under the Shareholders Agreement, including, (i) voting and dispositive authority with respect to all Common Shares held directly or indirectly by the Genpact Investors, (ii) power to exercise registration rights under the Shareholders Agreement, (iii) the exclusive power to designate all individuals with respect to which the Genpact Investors may, by rights granted to them under the Shareholders Agreement, nominate to the Issuer's board of directors (including designation of such individuals' respective replacements), and F6 · ownership.nature: (Continued From Footnote 5) (iv) power and authority to elect to subscribe for new equity securities of Genpact on behalf of the Genpact Investors in connection with the exercise of any pre-emptive rights of the Genpact Investors under the Shareholders Agreement. F7 · ownership.nature: As a result of the Shareholders Agreement and Investor Agreement, each of the Genpact Investors and Glory TA may be deemed to beneficially own the Common Shares held by Twickenham, Glory A, Glory B, Glory IV and Glory IV-B. Twickenham disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 21:12 UTC |
Bain Capital Investors LLC10% owner
Bain Capital Partners Asia II, L.P.10% owner
Bain Capital Partners X, L.P.10% owner
BCIP Associates IV, L.P.10% owner
BCIP Associates IV-B, L.P.10% owner
Glory Investments A Ltd10% owner
Glory Investments B Ltd10% owner
Glory Investments IV Ltd10% owner
Glory Investments IV-B Ltd10% owner
|
SaleCommon Shares | 8,500,194 | $30.26 | $257,215,870.44 |
DisclosureSEC source: 0000899243-17-027289 · doc4.xml · nonDerivative · entry 1 BAIN CAPITAL INVESTORS LLC · CIK 0001040508 · 10% owner Bain Capital Partners Asia II, L.P. · CIK 0001520731 · 10% owner Bain Capital Partners X, L.P. · CIK 0001525871 · 10% owner BCIP Associates IV, L.P. · CIK 0001561353 · 10% owner BCIP Associates IV-B, L.P. · CIK 0001561352 · 10% owner Glory Investments A Ltd · CIK 0001561186 · 10% owner Glory Investments B Ltd · CIK 0001561183 · 10% owner Glory Investments IV Ltd · CIK 0001561182 · 10% owner Glory Investments IV-B Ltd · CIK 0001561181 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 40,538,196 F1 · ownership.nature: Bain Capital Investors, LLC ("BCI") is the general partner of Bain Capital Partners Asia II, L.P. ("Asia II"). Asia II is the Class A shareholder of Glory Investments A Limited ("Glory A"). As a result, Asia II may be deemed to beneficially own Common Shares held by Glory A. Asia II disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. On November 20, 2017, Glory A sold 2,367,136 Common Shares. Following such sale, Glory A held 11,289,074 Common Shares. F2 · ownership.nature: BCI is the general partner of Bain Capital Partners X, L.P. ("BCP X"). BCP X is the Class A shareholder of Glory Investments B Limited ("Glory B"). As a result, BCP X may be deemed to beneficially own Common Shares held by Glory B. BCP X disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. On November 20, 2017, Glory B sold 5,836,761 Common Shares. Following such sale, Glory B held 27,836,041 Common Shares. F3 · ownership.nature: On November 20, 2017, Glory Investments IV Limited ("Glory IV"), whose Class A shareholder is BCIP Associates IV, L.P. ("BCIP IV"), whose general partner is Boylston Coinvestors, LLC ("Boylston"), sold 275,550 Common Shares. Following such sale, Glory IV held 1,314,126 Common Shares. BCIP IV may be deemed to beneficially own Common Shares held by Glory IV. BCIP IV disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. F4 · ownership.nature: On November 20, 2017, Glory Investments IV-B Limited ("Glory IV-B" and together with Glory A, Glory B and Glory IV, the "Glory Entities"), whose Class A shareholder is BCIP Associates IV-B, L.P. ("BCIP IV-B"), whose general partner is Boylston, sold 20,747 shares of Common Stock. Following such sale, Glory IV-B held 98,955 Common Shares. BCIP IV-B may be deemed to beneficially own Common Shares held by Glory IV-B. BCIP IV-B disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. F5 · ownership.nature: The governance, investment strategy and decision-making process with respect to investments held by the Glory Entities is directed by the Global Private Equity Board of BCI. By virtue of the relationships described in these footnotes, BCI may be deemed to share voting and dispositive power with respect to the Common Shares held by the Glory Entities. BCI disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 21:13 UTC |
Humphrey DavidDirector · 10% owner
|
SaleCommon Shares | 8,500,194 | $30.26 | $257,215,870.44 |
DisclosureSEC source: 0000899243-17-027290 · doc4.xml · nonDerivative · entry 1 Humphrey David · CIK 0001557605 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 40,538,196 F1 · ownership.nature: Represents Common Shares held directly by Glory Investment A Limited, Glory Investments B Limited, Glory Investment IV Limited and Glory Investment IV-B Limited (collectively, the "Glory Entities"). F2 · ownership.nature: The governance, investment strategy and decision-making process with respect to investments held by the Glory Entities is directed by the Global Private Equity Board of Bain Capital Investors, LLC ("BCI"). David Humphrey is a Managing Director of BCI. By virtue of the relationships described in these footnotes, Mr. Humphrey may be deemed to share voting and dispositive power with respect to the Common Shares held by the Glory Entities. Mr. Humphrey disclaims beneficial ownership of such securities except to the xtent of his pecuniary interest therein. Read SEC document |
| November 08, 2017 Filed Nov 9, 2017 16:28 UTC |
Mehta PiyushSenior Vice President
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 17,017 | $0.00 Strike: $14.32 | $0.00 |
DisclosureSEC source: 0001140361-17-041846 · doc1.xml · derivative · entry 3 Mehta Piyush · CIK 0001408238 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 17,017 shares Expires 2020-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reflects an adjustment that was made to preserve the value of the reporting person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record of September 10, 2012. F2 · derivative.exercise_date: The option vested 25% on February 1, 2011 and each anniversary thereof. Read SEC document |
| November 08, 2017 Filed Nov 9, 2017 16:28 UTC |
Mehta PiyushSenior Vice President
|
SaleCommon Shares | 17,017 | $31.00 | $527,527.00 |
DisclosureSEC source: 0001140361-17-041846 · doc1.xml · nonDerivative · entry 2 Mehta Piyush · CIK 0001408238 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,444 Read SEC document |
| November 08, 2017 Filed Nov 9, 2017 16:28 UTC |
Mehta PiyushSenior Vice President
|
Exercise / conversionCommon Shares | 17,017 | $14.32 | $243,743.00 |
DisclosureSEC source: 0001140361-17-041846 · doc1.xml · nonDerivative · entry 1 Mehta Piyush · CIK 0001408238 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,461 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reflects an adjustment that was made to preserve the value of the reporting person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record of September 10, 2012. Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 16:02 UTC |
Mehta PiyushSenior Vice President
|
SaleCommon Shares | 20,728 | $30.00 | $621,840.00 |
DisclosureSEC source: 0001140361-17-040034 · doc1.xml · nonDerivative · entry 1 Mehta Piyush · CIK 0001408238 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,444 F1 · balance_after: Includes 589 shares acquired under the Genpact Employee Stock Purchase Plan ("ESPP") since the reporting person's Form 4 filed on January 18, 2017. The reporting person currently holds a total of 5,139 shares under the ESPP. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:06 UTC |
Thukral MohitSenior Vice President
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $19.35 | $0.00 |
DisclosureSEC source: 0001140361-17-033538 · doc1.xml · derivative · entry 3 Thukral Mohit · CIK 0001543741 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Shares · 25,000 shares Expires 2023-05-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested 50% on January 10, 2016 and vests 50% on January 10, 2018. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:06 UTC |
Thukral MohitSenior Vice President
|
SaleCommon Shares | 25,000 | $28.37 | $709,265.00 |
DisclosureSEC source: 0001140361-17-033538 · doc1.xml · nonDerivative · entry 2 Thukral Mohit · CIK 0001543741 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,305 F1 · price: The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $28.37 to $28.375. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:06 UTC |
Thukral MohitSenior Vice President
|
Exercise / conversionCommon Shares | 25,000 | $19.35 | $483,750.00 |
DisclosureSEC source: 0001140361-17-033538 · doc1.xml · nonDerivative · entry 1 Thukral Mohit · CIK 0001543741 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2017 Filed Aug 24, 2017 16:08 UTC |
Fitzpatrick Edward J.Chief Financial Officer
|
SaleCommon Shares | 57,934 | $28.54 | $1,653,372.63 |
DisclosureSEC source: 0001140361-17-033175 · doc1.xml · nonDerivative · entry 1 Fitzpatrick Edward J. · CIK 0001454029 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,520 F1 · price: The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $28.50 to $28.61. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| August 18, 2017 Filed Aug 18, 2017 20:32 UTC |
GIC Private LtdSee Footnotes
Twickenham Investment Private LtdSee Footnotes
GIC Special Investments Pte LtdSee Footnotes
|
SaleCommon Shares, par value $0.01 per share | 1,501,126 | $28.72 | $43,112,338.72 |
DisclosureSEC source: 0000899243-17-020690 · doc4.xml · nonDerivative · entry 1 GIC Private Ltd · CIK 0000936828 · See Footnotes Twickenham Investment Private Ltd · CIK 0001561359 · See Footnotes GIC Special Investments Pte Ltd · CIK 0001296212 · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,892,451 F1 · balance_after: This report is filed jointly by GIC Private Limited ("GIC"), GIC Special Investments Pte. Ltd. ("GICSI") and Twickenham Investment Private Limited ("Twickenham", and together with GIC and GICSI, the "Reporting Persons"). F2 · balance_after: On August 14, 2017, Twickenham entered into an underwriting agreement (the "Underwriting Agreement") with the Issuer, Citigroup Global Markets Inc. (the "Underwriter") and various other selling shareholders named therein, pursuant to which the Underwriter agreed to purchase an aggregate of 1,501,126 common shares of the Issuer from Twickenham at a price of $28.72 per share. This transaction closed on August 18, 2017. F3 · balance_after: GIC is the direct owner of 230,975 common shares of the Issuer and Twickenham is the direct owner of 8,661,476 common shares of the Issuer. Twickenham is controlled and managed by GICSI, which is in turn wholly-owned by GIC. GICSI and GIC may be deemed to share voting and dispositive power with respect to the 8,661,476 common shares of the Issuer directly owned by Twickenham. No individual has beneficial ownership over the common shares of the Issuer beneficially owned by the Reporting Persons. Each of the Reporting Persons disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein. F4 · balance_after: On October 25, 2012, (i) Twickenham, Glory Investments A Limited ("Glory A"), Glory Investments B Limited ("Glory B"), Glory Investments IV Limited ("Glory IV"), Glory Investments IV-B Limited ("GloryIV-B"), RGIP, LLC ("RGIP" and collectively with Glory A, Glory B, Glory IV, Glory IV-B and Twickenham, the "Genpact Investors"), Glory Investments TA IV Limited ("Glory TA") and the Issuer entered into an amended and restated shareholders agreement (the "Shareholders Agreement"), and (ii) the Genpact Investors and Glory TA entered into an investor agreement ("Investor Agreement"). F5 · balance_after: Pursuant to the Investor Agreement, the Genpact Investors irrevocably appointed a single Investors' Representative (as defined in the Investor Agreement) as its sole and exclusive agent and proxy and true and lawful attorney-in-fact to take certain actions on behalf of each of the Genpact Investors relating to the voting and disposition of the Common Shares and the exercise of certain rights under the Shareholders Agreement, including, (i) voting and dispositive authority with respect to all Common Shares held directly or indirectly by the Genpact Investors, (ii) power to exercise registration rights under the Shareholders Agreement, (iii) the exclusive power to designate all individuals with respect to which the Genpact Investors may, by rights granted to them under the Shareholders Agreement, nominate to the Issuer's board of directors (including designation of such individuals' respective replacements), and F6 · balance_after: (Continued From Footnote 5) (iv) power and authority to elect to subscribe for new equity securities of Genpact on behalf of the Genpact Investors in connection with the exercise of any pre-emptive rights of the Genpact Investors under the Shareholders Agreement. F7 · balance_after: As a result of the Shareholders Agreement and Investor Agreement, each of the Genpact Investors and Glory TA may be deemed to beneficially own the Common Shares held by Twickenham, Glory A, Glory B, Glory IV and Glory IV-B. Twickenham disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. F1 · ownership.direct: This report is filed jointly by GIC Private Limited ("GIC"), GIC Special Investments Pte. Ltd. ("GICSI") and Twickenham Investment Private Limited ("Twickenham", and together with GIC and GICSI, the "Reporting Persons"). F2 · ownership.direct: On August 14, 2017, Twickenham entered into an underwriting agreement (the "Underwriting Agreement") with the Issuer, Citigroup Global Markets Inc. (the "Underwriter") and various other selling shareholders named therein, pursuant to which the Underwriter agreed to purchase an aggregate of 1,501,126 common shares of the Issuer from Twickenham at a price of $28.72 per share. This transaction closed on August 18, 2017. F3 · ownership.direct: GIC is the direct owner of 230,975 common shares of the Issuer and Twickenham is the direct owner of 8,661,476 common shares of the Issuer. Twickenham is controlled and managed by GICSI, which is in turn wholly-owned by GIC. GICSI and GIC may be deemed to share voting and dispositive power with respect to the 8,661,476 common shares of the Issuer directly owned by Twickenham. No individual has beneficial ownership over the common shares of the Issuer beneficially owned by the Reporting Persons. Each of the Reporting Persons disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein. F4 · ownership.direct: On October 25, 2012, (i) Twickenham, Glory Investments A Limited ("Glory A"), Glory Investments B Limited ("Glory B"), Glory Investments IV Limited ("Glory IV"), Glory Investments IV-B Limited ("GloryIV-B"), RGIP, LLC ("RGIP" and collectively with Glory A, Glory B, Glory IV, Glory IV-B and Twickenham, the "Genpact Investors"), Glory Investments TA IV Limited ("Glory TA") and the Issuer entered into an amended and restated shareholders agreement (the "Shareholders Agreement"), and (ii) the Genpact Investors and Glory TA entered into an investor agreement ("Investor Agreement"). F5 · ownership.direct: Pursuant to the Investor Agreement, the Genpact Investors irrevocably appointed a single Investors' Representative (as defined in the Investor Agreement) as its sole and exclusive agent and proxy and true and lawful attorney-in-fact to take certain actions on behalf of each of the Genpact Investors relating to the voting and disposition of the Common Shares and the exercise of certain rights under the Shareholders Agreement, including, (i) voting and dispositive authority with respect to all Common Shares held directly or indirectly by the Genpact Investors, (ii) power to exercise registration rights under the Shareholders Agreement, (iii) the exclusive power to designate all individuals with respect to which the Genpact Investors may, by rights granted to them under the Shareholders Agreement, nominate to the Issuer's board of directors (including designation of such individuals' respective replacements), and F6 · ownership.direct: (Continued From Footnote 5) (iv) power and authority to elect to subscribe for new equity securities of Genpact on behalf of the Genpact Investors in connection with the exercise of any pre-emptive rights of the Genpact Investors under the Shareholders Agreement. F7 · ownership.direct: As a result of the Shareholders Agreement and Investor Agreement, each of the Genpact Investors and Glory TA may be deemed to beneficially own the Common Shares held by Twickenham, Glory A, Glory B, Glory IV and Glory IV-B. Twickenham disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. F1 · ownership.nature: This report is filed jointly by GIC Private Limited ("GIC"), GIC Special Investments Pte. Ltd. ("GICSI") and Twickenham Investment Private Limited ("Twickenham", and together with GIC and GICSI, the "Reporting Persons"). F2 · ownership.nature: On August 14, 2017, Twickenham entered into an underwriting agreement (the "Underwriting Agreement") with the Issuer, Citigroup Global Markets Inc. (the "Underwriter") and various other selling shareholders named therein, pursuant to which the Underwriter agreed to purchase an aggregate of 1,501,126 common shares of the Issuer from Twickenham at a price of $28.72 per share. This transaction closed on August 18, 2017. F3 · ownership.nature: GIC is the direct owner of 230,975 common shares of the Issuer and Twickenham is the direct owner of 8,661,476 common shares of the Issuer. Twickenham is controlled and managed by GICSI, which is in turn wholly-owned by GIC. GICSI and GIC may be deemed to share voting and dispositive power with respect to the 8,661,476 common shares of the Issuer directly owned by Twickenham. No individual has beneficial ownership over the common shares of the Issuer beneficially owned by the Reporting Persons. Each of the Reporting Persons disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein. F4 · ownership.nature: On October 25, 2012, (i) Twickenham, Glory Investments A Limited ("Glory A"), Glory Investments B Limited ("Glory B"), Glory Investments IV Limited ("Glory IV"), Glory Investments IV-B Limited ("GloryIV-B"), RGIP, LLC ("RGIP" and collectively with Glory A, Glory B, Glory IV, Glory IV-B and Twickenham, the "Genpact Investors"), Glory Investments TA IV Limited ("Glory TA") and the Issuer entered into an amended and restated shareholders agreement (the "Shareholders Agreement"), and (ii) the Genpact Investors and Glory TA entered into an investor agreement ("Investor Agreement"). F5 · ownership.nature: Pursuant to the Investor Agreement, the Genpact Investors irrevocably appointed a single Investors' Representative (as defined in the Investor Agreement) as its sole and exclusive agent and proxy and true and lawful attorney-in-fact to take certain actions on behalf of each of the Genpact Investors relating to the voting and disposition of the Common Shares and the exercise of certain rights under the Shareholders Agreement, including, (i) voting and dispositive authority with respect to all Common Shares held directly or indirectly by the Genpact Investors, (ii) power to exercise registration rights under the Shareholders Agreement, (iii) the exclusive power to designate all individuals with respect to which the Genpact Investors may, by rights granted to them under the Shareholders Agreement, nominate to the Issuer's board of directors (including designation of such individuals' respective replacements), and F6 · ownership.nature: (Continued From Footnote 5) (iv) power and authority to elect to subscribe for new equity securities of Genpact on behalf of the Genpact Investors in connection with the exercise of any pre-emptive rights of the Genpact Investors under the Shareholders Agreement. F7 · ownership.nature: As a result of the Shareholders Agreement and Investor Agreement, each of the Genpact Investors and Glory TA may be deemed to beneficially own the Common Shares held by Twickenham, Glory A, Glory B, Glory IV and Glory IV-B. Twickenham disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 20:17 UTC |
Bain Capital Investors LLC10% owner
Bain Capital Partners Asia II, L.P.10% owner
Bain Capital Partners X, L.P.10% owner
BCIP Associates IV, L.P.10% owner
BCIP Associates IV-B, L.P.10% owner
Glory Investments A Ltd10% owner
Glory Investments B Ltd10% owner
Glory Investments IV Ltd10% owner
Glory Investments IV-B Ltd10% owner
|
SaleCommon Shares | 8,498,874 | $28.72 | $244,087,661.28 |
DisclosureSEC source: 0000899243-17-020835 · doc4.xml · nonDerivative · entry 1 BAIN CAPITAL INVESTORS LLC · CIK 0001040508 · 10% owner Bain Capital Partners Asia II, L.P. · CIK 0001520731 · 10% owner Bain Capital Partners X, L.P. · CIK 0001525871 · 10% owner BCIP Associates IV, L.P. · CIK 0001561353 · 10% owner BCIP Associates IV-B, L.P. · CIK 0001561352 · 10% owner Glory Investments A Ltd · CIK 0001561186 · 10% owner Glory Investments B Ltd · CIK 0001561183 · 10% owner Glory Investments IV Ltd · CIK 0001561182 · 10% owner Glory Investments IV-B Ltd · CIK 0001561181 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 49,038,390 F1 · ownership.nature: Bain Capital Investors, LLC ("BCI") is the general partner of Bain Capital Partners Asia II, L.P. ("Asia II"). Asia II is the Class A shareholder of Glory Investments A Limited ("Glory A"). As a result, Asia II may be deemed to beneficially own Common Shares held by Glory A. Asia II disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. On August 18, 2017, Glory A sold 2,366,768 Common Shares. Following such sale, Glory A held 13,656,210 Common Shares. F2 · ownership.nature: BCI is the general partner of Bain Capital Partners X, L.P. ("BCP X"). BCP X is the Class A shareholder of Glory Investments B Limited ("Glory B"). As a result, BCP X may be deemed to beneficially own Common Shares held by Glory B. BCP X disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. On August 18, 2017, Glory B sold 5,835,854 Common Shares. Following such sale, Glory B held 33,672,802 Common Shares. F3 · ownership.nature: On August 18, 2017, Glory Investments IV Limited ("Glory IV"), whose Class A shareholder is BCIP Associates IV, L.P. ("BCIP IV"), whose general partner is Boylston Coinvestors, LLC ("Boylston"), sold 275,508 Common Shares. Following such sale, Glory IV held 1,589,676 Common Shares. BCIP IV may be deemed to beneficially own Common Shares held by Glory IV. BCIP IV disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. F4 · ownership.nature: On August 18, 2017, Glory Investments IV-B Limited ("Glory IV-B" and together with Glory A, Glory B and Glory IV, the "Glory Entities"), whose Class A shareholder is BCIP Associates IV-B, L.P. ("BCIP IV-B"), whose general partner is Boylston, sold 20,744 shares of Common Stock. Following such sale, Glory IV-B held 119,702 Common Shares. BCIP IV-B may be deemed to beneficially own Common Shares held by Glory IV-B. BCIP IV-B disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. F5 · ownership.nature: The governance, investment strategy and decision-making process with respect to investments held by the Glory Entities is directed by the Global Private Equity Board of BCI. By virtue of the relationships described in these footnotes, BCI may be deemed to share voting and dispositive power with respect to the Common Shares held by the Glory Entities. BCI disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 20:29 UTC |
Chandra AmitDirector
|
SaleCommon Shares | 275,508 | $28.72 | $7,912,589.76 |
DisclosureSEC source: 0000899243-17-020841 · doc4.xml · nonDerivative · entry 1 Chandra Amit · CIK 0001560778 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,589,676 F1 · ownership.nature: Represents Common Shares held directly by Glory Investment IV Limited ("Glory IV"). Amit Chandra is a limited partner of BCIP Associates IV, L.P. ("BCIP IV"). BCIP IV is the Class A shareholder of Glory IV. By virtue of these relationships, Mr. Chandra may be deemed to beneficially own Common Shares held by Glory IV. Mr. Chandra disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 20:26 UTC |
Humphrey DavidDirector · 10% owner
|
SaleCommon Shares | 8,498,874 | $28.72 | $244,087,661.28 |
DisclosureSEC source: 0000899243-17-020839 · doc4.xml · nonDerivative · entry 1 Humphrey David · CIK 0001557605 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 49,038,390 F1 · ownership.nature: Represents Common Shares held directly by Glory Investment A Limited, Glory Investments B Limited, Glory Investment IV Limited and Glory Investment IV-B Limited (collectively, the "Glory Entities"). F2 · ownership.nature: The governance, investment strategy and decision-making process with respect to investments held by the Glory Entities is directed by the Global Private Equity Board of Bain Capital Investors, LLC ("BCI"). David Humphrey is a Managing Director of BCI. By virtue of the relationships described in these footnotes, Mr. Humphrey may be deemed to share voting and dispositive power with respect to the Common Shares held by the Glory Entities. Mr. Humphrey disclaims beneficial ownership of such securities except to the xtent of his pecuniary interest therein. Read SEC document |
| July 18, 2017 Filed Jul 20, 2017 16:03 UTC |
Fitzpatrick Edward J.Chief Financial Officer
|
Tax withholdingCommon Shares | 12,019 | $27.90 | $335,330.10 |
DisclosureSEC source: 0001140361-17-028282 · doc1.xml · nonDerivative · entry 1 Fitzpatrick Edward J. · CIK 0001454029 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,454 F1 · shares: Represents shares withheld for payment of taxes upon the vesting of restricted share units granted under the Genpact Limited 2007 Omnibus Incentive Compensation Plan and exempt under Rule 16b-3. F2 · balance_after: Includes 1,052 shares acquired under the Genpact Employee Stock Purchase Plan ("ESPP") since the reporting person's Form 4 filed on August 22, 2016. The reporting person currently holds a total of 4,682 shares under the ESPP. Read SEC document |
| May 30, 2017 Filed May 31, 2017 20:06 UTC |
Thukral MohitSenior Vice President
|
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 18,688 | $0.00 Strike: $14.32 | $0.00 |
DisclosureSEC source: 0001140361-17-023078 · doc1.xml · derivative · entry 6 Thukral Mohit · CIK 0001543741 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 18,688 shares Expires 2020-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested 25% on February 1, 2011 and each anniversary thereof. Read SEC document |
| May 30, 2017 Filed May 31, 2017 20:06 UTC |
Thukral MohitSenior Vice President
|
SaleCommon Shares | 18,688 | $27.22 | $508,621.95 |
DisclosureSEC source: 0001140361-17-023078 · doc1.xml · nonDerivative · entry 4 Thukral Mohit · CIK 0001543741 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,305 F3 · price: The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $27.20 to $27.30. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 30, 2017 Filed May 31, 2017 20:06 UTC |
Thukral MohitSenior Vice President
|
Exercise / conversionCommon Shares | 18,688 | $14.32 | $267,677.57 |
DisclosureSEC source: 0001140361-17-023078 · doc1.xml · nonDerivative · entry 3 Thukral Mohit · CIK 0001543741 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,993 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2017 Filed May 31, 2017 20:06 UTC |
Thukral MohitSenior Vice President
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,540 | $0.00 Strike: $14.32 | $0.00 |
DisclosureSEC source: 0001140361-17-023078 · doc1.xml · derivative · entry 5 Thukral Mohit · CIK 0001543741 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,688 Underlying: Common Shares · 8,540 shares Expires 2020-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reflects an adjustment that was made to preserve the value of the reporting person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record of September 10, 2012. F4 · derivative.exercise_date: The option vested 25% on February 1, 2011 and each anniversary thereof. F5 · balance_after: The number of derivative securities beneficially owned reflects an adjustment that was made to preserve the value of the reporting person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record as of September 10, 2012. Read SEC document |
| May 26, 2017 Filed May 31, 2017 20:06 UTC |
Thukral MohitSenior Vice President
|
SaleCommon Shares | 8,540 | $27.19 | $232,228.22 |
DisclosureSEC source: 0001140361-17-023078 · doc1.xml · nonDerivative · entry 2 Thukral Mohit · CIK 0001543741 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,305 F2 · price: The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $27.19 to $27.195. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 26, 2017 Filed May 31, 2017 20:06 UTC |
Thukral MohitSenior Vice President
|
Exercise / conversionCommon Shares | 8,540 | $14.32 | $122,322.69 |
DisclosureSEC source: 0001140361-17-023078 · doc1.xml · nonDerivative · entry 1 Thukral Mohit · CIK 0001543741 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reflects an adjustment that was made to preserve the value of the reporting person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record of September 10, 2012. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.