Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Genpact LTDG · Entity 3760 | Senior Vice President | February 13, 2019 | February 15, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Genpact LTD
Report date February 13, 2019 · Filed February 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 110,732 |
Reported balance
After 2019-02-13 transaction · row 1
1 source rowRow 1 · 2019-02-13 · Grant · Acquired 45,070 · Balance 110,732 F1: The reporting person was granted performance share units (PSUs) on April 2, 2018 that were subject to performance conditions which have been satisfied. Each PSU represents the contingent right to receive one common share. The PSUs will vest on January 10, 2021 subject to the reporting person's continued service through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person was granted performance share units (PSUs) on April 2, 2018 that were subject to performance conditions which have been satisfied. Each PSU represents the contingent right to receive one common share. The PSUs will vest on January 10, 2021 subject to the reporting person's continued service through such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 13, 2019 Filed Feb 15, 2019 21:14 UTC | Genpact LTD G · Entity 3760 | GrantCommon Shares | 45,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-004629 · doc1.xml · nonDerivative · entry 1 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,732 F1 · shares: The reporting person was granted performance share units (PSUs) on April 2, 2018 that were subject to performance conditions which have been satisfied. Each PSU represents the contingent right to receive one common share. The PSUs will vest on January 10, 2021 subject to the reporting person's continued service through such date. Read SEC document |
| April 03, 2018 Filed Apr 4, 2018 20:36 UTC | Genpact LTD G · Entity 3760 | GrantCommon Shares | 41,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-017110 · doc1.xml · nonDerivative · entry 1 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,662 F1 · shares: The reporting person was granted performance share units (PSUs) on March 30, 2017 that were subject to performance conditions which have been satisfied. Each PSU represents the contingent right to receive one common share. The PSUs will vest on January 10, 2020 subject to the reporting person's continued service through such date. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 21:07 UTC | Genpact LTD G · Entity 3760 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 22,690 | $0.00 Strike: $14.32 | $0.00 |
DisclosureSEC source: 0001140361-18-005053 · doc1.xml · derivative · entry 3 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 22,690 shares Expires 2020-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reflects an adjustment that was made to preserve the value of the reporting person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record of September 10, 2012. F2 · derivative.exercise_date: The option vested 25% on February 1, 2011 and each anniversary thereof. F3 · derivative.underlying_shares: The number of derivative securities beneficially owned reflects an adjustment that was made to preserve the value of the reporting person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record as of September 10, 2012. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 21:07 UTC | Genpact LTD G · Entity 3760 | SaleCommon Shares | 22,690 | $33.95 | $770,325.50 |
DisclosureSEC source: 0001140361-18-005053 · doc1.xml · nonDerivative · entry 2 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,569 Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 21:07 UTC | Genpact LTD G · Entity 3760 | Exercise / conversionCommon Shares | 22,690 | $14.32 | $325,000.22 |
DisclosureSEC source: 0001140361-18-005053 · doc1.xml · nonDerivative · entry 1 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reflects an adjustment that was made to preserve the value of the reporting person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record of September 10, 2012. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 21:11 UTC | Genpact LTD G · Entity 3760 | Tax withholdingCommon Shares | 13,054 | $33.36 | $435,481.44 |
DisclosureSEC source: 0001140361-18-002603 · doc1.xml · nonDerivative · entry 1 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,569 F1 · shares: Represents shares withheld for payment of taxes upon the vesting of performance share units granted on March 9, 2015 under the Genpact Limited 2007 Omnibus Incentive Compensation Plan. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 21:07 UTC | Genpact LTD G · Entity 3760 | SaleCommon Shares | 22,855 | $32.23 | $736,703.50 |
DisclosureSEC source: 0001140361-17-046490 · doc1.xml · nonDerivative · entry 1 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,623 F1 · price: The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $32.23 to $32.28. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:09 UTC | Genpact LTD G · Entity 3760 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,000 | $0.00 Strike: $14.22 | $0.00 |
DisclosureSEC source: 0001140361-17-009377 · doc1.xml · derivative · entry 3 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 7,000 shares Expires 2017-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested 33% on December 31, 2010 and each anniversary thereof. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:09 UTC | Genpact LTD G · Entity 3760 | SaleCommon Shares | 7,000 | $24.60 | $172,200.70 |
DisclosureSEC source: 0001140361-17-009377 · doc1.xml · nonDerivative · entry 2 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,478 F1 · price: The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $24.60 to $24.605. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:09 UTC | Genpact LTD G · Entity 3760 | Exercise / conversionCommon Shares | 7,000 | $14.22 | $99,527.40 |
DisclosureSEC source: 0001140361-17-009377 · doc1.xml · nonDerivative · entry 1 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 21:03 UTC | Genpact LTD G · Entity 3760 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,615 | $0.00 Strike: $14.22 | $0.00 |
DisclosureSEC source: 0001140361-17-007236 · doc1.xml · derivative · entry 3 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Shares · 10,615 shares Expires 2017-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested 33% on December 31, 2010 and each anniversary thereof. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 21:03 UTC | Genpact LTD G · Entity 3760 | SaleCommon Shares | 10,615 | $25.45 | $270,151.75 |
DisclosureSEC source: 0001140361-17-007236 · doc1.xml · nonDerivative · entry 2 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,478 Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 21:03 UTC | Genpact LTD G · Entity 3760 | Exercise / conversionCommon Shares | 10,615 | $14.22 | $150,926.19 |
DisclosureSEC source: 0001140361-17-007236 · doc1.xml · nonDerivative · entry 1 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,093 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:39 UTC | Genpact LTD G · Entity 3760 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $14.22 | $0.00 |
DisclosureSEC source: 0001140361-17-004898 · doc1.xml · derivative · entry 3 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,615 Underlying: Common Shares · 10,000 shares Expires 2017-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested 33% on December 31, 2010 and each anniversary thereof. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:39 UTC | Genpact LTD G · Entity 3760 | SaleCommon Shares | 10,000 | $24.99 | $249,900.00 |
DisclosureSEC source: 0001140361-17-004898 · doc1.xml · nonDerivative · entry 2 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,478 Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:39 UTC | Genpact LTD G · Entity 3760 | Exercise / conversionCommon Shares | 10,000 | $14.22 | $142,182.00 |
DisclosureSEC source: 0001140361-17-004898 · doc1.xml · nonDerivative · entry 1 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2017 Filed Jan 18, 2017 21:40 UTC | Genpact LTD G · Entity 3760 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $14.22 | $0.00 |
DisclosureSEC source: 0001140361-17-002170 · doc1.xml · derivative · entry 4 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,615 Underlying: Common Shares · 10,000 shares Expires 2017-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested 33% on December 31, 2010 and each anniversary thereof. Read SEC document |
| January 17, 2017 Filed Jan 18, 2017 21:40 UTC | Genpact LTD G · Entity 3760 | SaleCommon Shares | 10,000 | $24.58 | $245,798.00 |
DisclosureSEC source: 0001140361-17-002170 · doc1.xml · nonDerivative · entry 3 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,478 F2 · price: The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $24.50 to $24.71. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| January 17, 2017 Filed Jan 18, 2017 21:40 UTC | Genpact LTD G · Entity 3760 | Exercise / conversionCommon Shares | 10,000 | $14.22 | $142,182.00 |
DisclosureSEC source: 0001140361-17-002170 · doc1.xml · nonDerivative · entry 2 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:40 UTC | Genpact LTD G · Entity 3760 | Tax withholdingCommon Shares | 12,331 | $24.56 | $302,849.36 |
DisclosureSEC source: 0001140361-17-002170 · doc1.xml · nonDerivative · entry 1 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,478 F1 · shares: Represents shares withheld for payment of taxes upon the vesting of performance share units (PSUs) granted on April 28, 2014 under the Genpact Limited 2007 Omnibus Incentive Compensation Plan. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 21:13 UTC | Genpact LTD G · Entity 3760 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $14.22 | $0.00 |
DisclosureSEC source: 0001140361-16-089819 · doc1.xml · derivative · entry 3 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,615 Underlying: Common Shares · 20,000 shares Expires 2017-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested 33% on December 31, 2010 and each anniversary thereof. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 21:13 UTC | Genpact LTD G · Entity 3760 | SaleCommon Shares | 20,000 | $24.56 | $491,268.00 |
DisclosureSEC source: 0001140361-16-089819 · doc1.xml · nonDerivative · entry 2 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,809 F1 · price: The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $24.56 to $24.59. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 21:13 UTC | Genpact LTD G · Entity 3760 | Exercise / conversionCommon Shares | 20,000 | $14.22 | $284,364.00 |
DisclosureSEC source: 0001140361-16-089819 · doc1.xml · nonDerivative · entry 1 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 21:04 UTC | Genpact LTD G · Entity 3760 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $14.22 | $0.00 |
DisclosureSEC source: 0001140361-16-087577 · doc1.xml · derivative · entry 3 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,615 Underlying: Common Shares · 20,000 shares Expires 2017-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested 33% on December 31, 2010 and each anniversary thereof. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 21:04 UTC | Genpact LTD G · Entity 3760 | SaleCommon Shares | 20,000 | $24.20 | $484,016.00 |
DisclosureSEC source: 0001140361-16-087577 · doc1.xml · nonDerivative · entry 2 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,809 F1 · price: The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $24.20 to $24.21. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 21:04 UTC | Genpact LTD G · Entity 3760 | Exercise / conversionCommon Shares | 20,000 | $14.22 | $284,364.00 |
DisclosureSEC source: 0001140361-16-087577 · doc1.xml · nonDerivative · entry 1 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 21:27 UTC | Genpact LTD G · Entity 3760 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $14.22 | $0.00 |
DisclosureSEC source: 0001140361-16-087096 · doc1.xml · derivative · entry 3 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,615 Underlying: Common Shares · 25,000 shares Expires 2017-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested 33% on December 31, 2010 and each anniversary thereof. F3 · balance_after: The number of derivative securities beneficially owned reflects an adjustment that was made to preserve the value of the reporting person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record as of September 10, 2012. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 21:27 UTC | Genpact LTD G · Entity 3760 | SaleCommon Shares | 25,000 | $23.52 | $588,072.50 |
DisclosureSEC source: 0001140361-16-087096 · doc1.xml · nonDerivative · entry 2 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,809 F1 · price: The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $23.50 to $23.56. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 21:27 UTC | Genpact LTD G · Entity 3760 | Exercise / conversionCommon Shares | 25,000 | $14.22 | $355,455.00 |
DisclosureSEC source: 0001140361-16-087096 · doc1.xml · nonDerivative · entry 1 Singh Arvinder · CIK 0001543742 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.