Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Genpact LTDG · Entity 3760 | SVP & General Counsel | January 17, 2018 | January 19, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Genpact LTD
Report date January 17, 2018 · Filed January 19, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 37,114 |
Reported balance
After 2018-01-17 transaction · row 1
1 source rowRow 1 · 2018-01-17 · Tax withholding · Disposed 7,988 · Balance 37,114 F1: Represents shares withheld for payment of taxes upon the vesting of performance share units granted on March 9, 2015 under the Genpact Limited 2007 Omnibus Incentive Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for payment of taxes upon the vesting of performance share units granted on March 9, 2015 under the Genpact Limited 2007 Omnibus Incentive Compensation Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 17, 2018 Filed Jan 19, 2018 16:08 UTC | Genpact LTD G · Entity 3760 | Tax withholdingCommon Shares | 7,988 | $33.36 | $266,479.68 |
DisclosureSEC source: 0001140361-18-002601 · doc1.xml · nonDerivative · entry 1 Guaglianone Victor · CIK 0001408233 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,114 F1 · shares: Represents shares withheld for payment of taxes upon the vesting of performance share units granted on March 9, 2015 under the Genpact Limited 2007 Omnibus Incentive Compensation Plan. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 16:07 UTC | Genpact LTD G · Entity 3760 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 19,287 | $0.00 Strike: $6.33 | $0.00 |
DisclosureSEC source: 0001140361-18-000434 · doc1.xml · derivative · entry 3 Guaglianone Victor · CIK 0001408233 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 19,287 shares Expires 2018-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested 20% on each anniversary of December 1, 2008, the vesting period commencement date. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 16:07 UTC | Genpact LTD G · Entity 3760 | SaleCommon Shares | 19,287 | $32.05 | $618,078.92 |
DisclosureSEC source: 0001140361-18-000434 · doc1.xml · nonDerivative · entry 2 Guaglianone Victor · CIK 0001408233 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,102 F2 · price: The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $31.86 to $32.155. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 16:07 UTC | Genpact LTD G · Entity 3760 | Exercise / conversionCommon Shares | 19,287 | $6.33 | $122,063.57 |
DisclosureSEC source: 0001140361-18-000434 · doc1.xml · nonDerivative · entry 1 Guaglianone Victor · CIK 0001408233 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,044 shares acquired under the Genpact Employee Stock Purchase Plan ("ESPP") since the reporting person's Form 4 filed on February 14, 2017. The reporting person currently holds a total of 6,168 shares under the ESPP. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 16:06 UTC | Genpact LTD G · Entity 3760 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 22,092 | $0.00 Strike: $14.22 | $0.00 |
DisclosureSEC source: 0001140361-17-007245 · doc1.xml · derivative · entry 3 Guaglianone Victor · CIK 0001408233 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 22,092 shares Expires 2017-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested 33% on December 31, 2010 and each anniversary thereof. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 16:06 UTC | Genpact LTD G · Entity 3760 | SaleCommon Shares | 22,092 | $24.34 | $537,611.03 |
DisclosureSEC source: 0001140361-17-007245 · doc1.xml · nonDerivative · entry 2 Guaglianone Victor · CIK 0001408233 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,058 F1 · price: The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $24.07 to $25.45. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 16:06 UTC | Genpact LTD G · Entity 3760 | Exercise / conversionCommon Shares | 22,092 | $14.22 | $314,108.47 |
DisclosureSEC source: 0001140361-17-007245 · doc1.xml · nonDerivative · entry 1 Guaglianone Victor · CIK 0001408233 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 16:30 UTC | Genpact LTD G · Entity 3760 | Tax withholdingCommon Shares | 11,236 | $24.56 | $275,956.16 |
DisclosureSEC source: 0001140361-17-002160 · doc1.xml · nonDerivative · entry 1 Guaglianone Victor · CIK 0001408233 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,058 F1 · shares: Represents shares withheld for payment of taxes upon the vesting of performance share units (PSUs) granted on April 28, 2014 under the Genpact Limited 2007 Omnibus Incentive Compensation Plan. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 16:07 UTC | Genpact LTD G · Entity 3760 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $14.22 | $0.00 |
DisclosureSEC source: 0001140361-16-088817 · doc1.xml · derivative · entry 3 Guaglianone Victor · CIK 0001408233 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,092 Underlying: Common Shares · 20,000 shares Expires 2017-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested 33% on December 31, 2010 and each anniversary thereof. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 16:07 UTC | Genpact LTD G · Entity 3760 | SaleCommon Shares | 20,000 | $23.74 | $474,754.00 |
DisclosureSEC source: 0001140361-16-088817 · doc1.xml · nonDerivative · entry 2 Guaglianone Victor · CIK 0001408233 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,294 F1 · price: The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $23.72 to $23.80. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 16:07 UTC | Genpact LTD G · Entity 3760 | Exercise / conversionCommon Shares | 20,000 | $14.22 | $284,364.00 |
DisclosureSEC source: 0001140361-16-088817 · doc1.xml · nonDerivative · entry 1 Guaglianone Victor · CIK 0001408233 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,294 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 16:26 UTC | Genpact LTD G · Entity 3760 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $14.22 | $0.00 |
DisclosureSEC source: 0001140361-16-087094 · doc1.xml · derivative · entry 3 Guaglianone Victor · CIK 0001408233 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,092 Underlying: Common Shares · 20,000 shares Expires 2017-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested 33% on December 31, 2010 and each anniversary thereof. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 16:26 UTC | Genpact LTD G · Entity 3760 | SaleCommon Shares | 20,000 | $23.69 | $473,722.00 |
DisclosureSEC source: 0001140361-16-087094 · doc1.xml · nonDerivative · entry 2 Guaglianone Victor · CIK 0001408233 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,294 F1 · price: The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $23.67 to $23.72. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 16:26 UTC | Genpact LTD G · Entity 3760 | Exercise / conversionCommon Shares | 20,000 | $14.22 | $284,364.00 |
DisclosureSEC source: 0001140361-16-087094 · doc1.xml · nonDerivative · entry 1 Guaglianone Victor · CIK 0001408233 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,294 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 16:03 UTC | Genpact LTD G · Entity 3760 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $14.22 | $0.00 |
DisclosureSEC source: 0001140361-16-085588 · doc1.xml · derivative · entry 3 Guaglianone Victor · CIK 0001408233 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,092 Underlying: Common Shares · 20,000 shares Expires 2017-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested 33% on December 31, 2010 and each anniversary thereof. F3 · balance_after: The number of derivative securities beneficially owned reflects an adjustment that was made to preserve the value of the reporting person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record as of September 10, 2012. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 16:03 UTC | Genpact LTD G · Entity 3760 | SaleCommon Shares | 20,000 | $23.55 | $470,956.00 |
DisclosureSEC source: 0001140361-16-085588 · doc1.xml · nonDerivative · entry 2 Guaglianone Victor · CIK 0001408233 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,294 F1 · price: The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $23.50 to $23.625. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 16:03 UTC | Genpact LTD G · Entity 3760 | Exercise / conversionCommon Shares | 20,000 | $14.22 | $284,364.00 |
DisclosureSEC source: 0001140361-16-085588 · doc1.xml · nonDerivative · entry 1 Guaglianone Victor · CIK 0001408233 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,294 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.