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Genpact LTD

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3760
SEC CIK
0001398659
Parsed reports
457

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202500
Jan 202602
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202606
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 08, 2019 Filed Apr 10, 2019 20:06 UTC
Tyagarajan N. V.Director · President and CEO
SaleCommon Shares 150,000 $35.37 $5,306,220.00
Disclosure

SEC source: 0001567619-19-008667 · doc1.xml · nonDerivative · entry 2

Tyagarajan N. V. · CIK 0001408239 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,891

F2 · price: The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $35.045 to $35.59. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
April 08, 2019 Filed Apr 10, 2019 20:06 UTC
Tyagarajan N. V.Director · President and CEO
Exercise / conversionCommon Shares 150,000 $9.52 $1,427,955.00
Disclosure

SEC source: 0001567619-19-008667 · doc1.xml · nonDerivative · entry 1

Tyagarajan N. V. · CIK 0001408239 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reflects an adjustment that was made to preserve the value of the reporting person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record as of September 10, 2012.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:08 UTC
Cogny PatrickSenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,943 $0.00 Strike: $19.35 $0.00
Disclosure

SEC source: 0001567619-19-006134 · doc1.xml · derivative · entry 3

Cogny Patrick · CIK 0001408323 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Shares · 9,943 shares

Expires 2023-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested 50% on January 10, 2016 and 50% on January 10, 2018.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:08 UTC
Cogny PatrickSenior Vice President
SaleCommon Shares 9,943 $33.36 $331,711.41
Disclosure

SEC source: 0001567619-19-006134 · doc1.xml · nonDerivative · entry 2

Cogny Patrick · CIK 0001408323 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,026

F1 · price: The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $33.30 to $33.395. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:08 UTC
Cogny PatrickSenior Vice President
Exercise / conversionCommon Shares 9,943 $19.35 $192,397.05
Disclosure

SEC source: 0001567619-19-006134 · doc1.xml · nonDerivative · entry 1

Cogny Patrick · CIK 0001408323 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 16:05 UTC
Cogny PatrickSenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 25,057 $0.00 Strike: $19.35 $0.00
Disclosure

SEC source: 0001567619-19-005753 · doc1.xml · derivative · entry 3

Cogny Patrick · CIK 0001408323 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,943

Underlying: Common Shares · 25,057 shares

Expires 2023-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested 50% on January 10, 2016 and 50% on January 10, 2018.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 16:05 UTC
Cogny PatrickSenior Vice President
SaleCommon Shares 25,057 $33.21 $832,230.67
Disclosure

SEC source: 0001567619-19-005753 · doc1.xml · nonDerivative · entry 2

Cogny Patrick · CIK 0001408323 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,026

F1 · price: The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $33.20 to $33.25. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 16:05 UTC
Cogny PatrickSenior Vice President
Exercise / conversionCommon Shares 25,057 $19.35 $484,852.95
Disclosure

SEC source: 0001567619-19-005753 · doc1.xml · nonDerivative · entry 1

Cogny Patrick · CIK 0001408323 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 16:14 UTC
Cogny PatrickSenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,421 $0.00 Strike: $14.32 $0.00
Disclosure

SEC source: 0001567619-19-005090 · doc1.xml · derivative · entry 3

Cogny Patrick · CIK 0001408323 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 20,421 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reflects an adjustment that was made to preserve the value of the reporting person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record of September 10, 2012.

F2 · derivative.exercise_date: The option vested 25% on February 1, 2011 and each anniversary thereof.

F3 · derivative.underlying_shares: The number of derivative securities beneficially owned reflects an adjustment that was made to preserve the value of the reporting person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record as of September 10, 2012.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 16:14 UTC
Cogny PatrickSenior Vice President
SaleCommon Shares 20,421 $33.00 $673,893.00
Disclosure

SEC source: 0001567619-19-005090 · doc1.xml · nonDerivative · entry 2

Cogny Patrick · CIK 0001408323 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,026

Read SEC document
February 20, 2019 Filed Feb 21, 2019 16:14 UTC
Cogny PatrickSenior Vice President
Exercise / conversionCommon Shares 20,421 $14.32 $292,500.19
Disclosure

SEC source: 0001567619-19-005090 · doc1.xml · nonDerivative · entry 1

Cogny Patrick · CIK 0001408323 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reflects an adjustment that was made to preserve the value of the reporting person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record of September 10, 2012.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 16:09 UTC
Fitzpatrick Edward J.Chief Financial Officer
SaleCommon Shares 50,213 $33.03 $1,658,711.14
Disclosure

SEC source: 0001567619-19-005088 · doc1.xml · nonDerivative · entry 1

Fitzpatrick Edward J. · CIK 0001454029 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,923

F1 · price: The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $33.00 to $33.065. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:11 UTC
White HeatherSVP & General Counsel
SaleCommon Shares 7,680 $32.94 $252,985.34
Disclosure

SEC source: 0001567619-19-005089 · doc1.xml · nonDerivative · entry 1

White Heather · CIK 0001736502 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,249

F1 · price: The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $32.93 to $33.03. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 01:26 UTC SaleCommon Shares 8,500,194 $32.22 $273,833,749.71
Disclosure

SEC source: 0000899243-19-004156 · doc4.xml · nonDerivative · entry 1

BAIN CAPITAL INVESTORS LLC · CIK 0001040508 · 10% owner

Bain Capital Partners Asia II, L.P. · CIK 0001520731 · 10% owner

Bain Capital Partners X, L.P. · CIK 0001525871 · 10% owner

BCIP Associates IV, L.P. · CIK 0001561353 · 10% owner

BCIP Associates IV-B, L.P. · CIK 0001561352 · 10% owner

Glory Investments A Ltd · CIK 0001561186 · 10% owner

Glory Investments B Ltd · CIK 0001561183 · 10% owner

Glory Investments IV Ltd · CIK 0001561182 · 10% owner

Glory Investments IV-B Ltd · CIK 0001561181 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 32,038,002

F1 · ownership.nature: Bain Capital Partners Asia II, L.P. ("Asia II") is the Class A shareholder of Glory Investments A Limited ("Glory A"). As a result, Asia II may be deemed to beneficially own Common Shares held by Glory A. Asia II disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. On February 15, 2019, Glory A sold 2,367,136 Common Shares. Following such sale, Glory A held 8,921,938 Common Shares.

F2 · ownership.nature: Bain Capital Partners X, L.P. ("BCP X") is the Class A shareholder of Glory Investments B Limited ("Glory B"). As a result, BCP X may be deemed to beneficially own Common Shares held by Glory B. BCP X disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. On February 15, 2019, Glory B sold 5,836,761 Common Shares. Following such sale, Glory B held 21,999,280 Common Shares.

F3 · ownership.nature: On February 15, 2019, Glory Investments IV Limited ("Glory IV"), whose Class A shareholder is BCIP Associates IV, L.P. ("BCIP IV"), whose general partner is Boylston Coinvestors, LLC ("Boylston"), sold 275,550 Common Shares. Following such sale, Glory IV held 1,038,576 Common Shares. BCIP IV may be deemed to beneficially own Common Shares held by Glory IV. BCIP IV disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: On February 15, 2019, Glory Investments IV-B Limited ("Glory IV-B" and together with Glory A, Glory B and Glory IV, the "Bain Capital Entities"), whose Class A shareholder is BCIP Associates IV-B, L.P. ("BCIP IV-B"), whose general partner is Boylston, sold 20,747 shares of Common Stock. Following such sale, Glory IV-B held 78,208 Common Shares. BCIP IV-B may be deemed to beneficially own Common Shares held by Glory IV-B. BCIP IV-B disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.

F5 · ownership.nature: Bain Capital Investors, LLC ("BCI") is the general partner of Asia II and BCP X and governs the investment strategy and decision-making process with respect to investments held by Glory IV and Glory IV-B.

F6 · ownership.nature: By virtue of the relationships described in these footnotes, BCI may be deemed to share voting and dispositive power with respect to the Common Shares held by the Bain Capital Entities. BCI disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:18 UTC
GIC Private LtdSee Footnotes
SaleCommon Shares, par value $0.01 per share 1,499,806 $32.22 $48,316,250.29
Disclosure

SEC source: 0000899243-19-004049 · doc4.xml · nonDerivative · entry 1

GIC Private Ltd · CIK 0000936828 · See Footnotes

Twickenham Investment Private Ltd · CIK 0001561359 · 10% owner

GIC Special Investments Pte Ltd · CIK 0001296212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,892,839

F1 · balance_after: This report is filed jointly by GIC Private Limited ("GIC"), GIC Special Investments Pte. Ltd. ("GICSI") and Twickenham Investment Private Limited ("Twickenham", and together with GIC and GICSI, the "Reporting Persons").

F2 · balance_after: On February 12, 2019, Twickenham entered into an underwriting agreement (the "Underwriting Agreement") with the Issuer, Goldman Sachs & Co. LLC (the "Underwriter") and various other selling shareholders named therein, pursuant to which the Underwriter agreed to purchase an aggregate of 1,499,806 common shares of the Issuer from Twickenham at a price of $32.215 per share. This transaction closed on February 15, 2019.

F3 · balance_after: GIC is the direct owner of 230,975 common shares of the Issuer and Twickenham is the direct owner of 5,661,864 common shares of the Issuer. Twickenham is controlled and managed by GICSI, which is in turn wholly-owned by GIC. GICSI and GIC may be deemed to share voting and dispositive power with respect to the 5,661,864 common shares of the Issuer directly owned by Twickenham. No individual has beneficial ownership over the common shares of the Issuer beneficially owned by the Reporting Persons. Each of the Reporting Persons disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein.

F4 · balance_after: On October 25, 2012, (i) Twickenham, Glory Investments A Limited ("Glory A"), Glory Investments B Limited ("Glory B"), Glory Investments IV Limited ("Glory IV"), Glory Investments IV-B Limited ("GloryIV-B"), RGIP, LLC ("RGIP" and collectively with Glory A, Glory B, Glory IV, Glory IV-B and Twickenham, the "Genpact Investors"), Glory Investments TA IV Limited ("Glory TA") and the Issuer entered into an amended and restated shareholders agreement (the "Shareholders Agreement"), and (ii) the Genpact Investors and Glory TA entered into an investor agreement ("Investor Agreement").

F5 · balance_after: Pursuant to the Investor Agreement, the Genpact Investors irrevocably appointed a single Investors' Representative (as defined in the Investor Agreement) as its sole and exclusive agent and proxy and true and lawful attorney-in-fact to take certain actions on behalf of each of the Genpact Investors relating to the voting and disposition of the Common Shares and the exercise of certain rights under the Shareholders Agreement, including, (i) voting and dispositive authority with respect to all Common Shares held directly or indirectly by the Genpact Investors, (ii) power to exercise registration rights under the Shareholders Agreement, (iii) the exclusive power to designate all individuals with respect to which the Genpact Investors may, by rights granted to them under the Shareholders Agreement, nominate to the Issuer's board of directors (including designation of such individuals' respective replacements), and

F6 · balance_after: (Continued From Footnote 5) (iv) power and authority to elect to subscribe for new equity securities of Genpact on behalf of the Genpact Investors in connection with the exercise of any pre-emptive rights of the Genpact Investors under the Shareholders Agreement.

F7 · balance_after: As a result of the Shareholders Agreement and Investor Agreement, each of the Genpact Investors and Glory TA may be deemed to beneficially own the Common Shares held by Twickenham, Glory A, Glory B, Glory IV and Glory IV-B. Twickenham disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.

F1 · ownership.direct: This report is filed jointly by GIC Private Limited ("GIC"), GIC Special Investments Pte. Ltd. ("GICSI") and Twickenham Investment Private Limited ("Twickenham", and together with GIC and GICSI, the "Reporting Persons").

F2 · ownership.direct: On February 12, 2019, Twickenham entered into an underwriting agreement (the "Underwriting Agreement") with the Issuer, Goldman Sachs & Co. LLC (the "Underwriter") and various other selling shareholders named therein, pursuant to which the Underwriter agreed to purchase an aggregate of 1,499,806 common shares of the Issuer from Twickenham at a price of $32.215 per share. This transaction closed on February 15, 2019.

F3 · ownership.direct: GIC is the direct owner of 230,975 common shares of the Issuer and Twickenham is the direct owner of 5,661,864 common shares of the Issuer. Twickenham is controlled and managed by GICSI, which is in turn wholly-owned by GIC. GICSI and GIC may be deemed to share voting and dispositive power with respect to the 5,661,864 common shares of the Issuer directly owned by Twickenham. No individual has beneficial ownership over the common shares of the Issuer beneficially owned by the Reporting Persons. Each of the Reporting Persons disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein.

F4 · ownership.direct: On October 25, 2012, (i) Twickenham, Glory Investments A Limited ("Glory A"), Glory Investments B Limited ("Glory B"), Glory Investments IV Limited ("Glory IV"), Glory Investments IV-B Limited ("GloryIV-B"), RGIP, LLC ("RGIP" and collectively with Glory A, Glory B, Glory IV, Glory IV-B and Twickenham, the "Genpact Investors"), Glory Investments TA IV Limited ("Glory TA") and the Issuer entered into an amended and restated shareholders agreement (the "Shareholders Agreement"), and (ii) the Genpact Investors and Glory TA entered into an investor agreement ("Investor Agreement").

F5 · ownership.direct: Pursuant to the Investor Agreement, the Genpact Investors irrevocably appointed a single Investors' Representative (as defined in the Investor Agreement) as its sole and exclusive agent and proxy and true and lawful attorney-in-fact to take certain actions on behalf of each of the Genpact Investors relating to the voting and disposition of the Common Shares and the exercise of certain rights under the Shareholders Agreement, including, (i) voting and dispositive authority with respect to all Common Shares held directly or indirectly by the Genpact Investors, (ii) power to exercise registration rights under the Shareholders Agreement, (iii) the exclusive power to designate all individuals with respect to which the Genpact Investors may, by rights granted to them under the Shareholders Agreement, nominate to the Issuer's board of directors (including designation of such individuals' respective replacements), and

F6 · ownership.direct: (Continued From Footnote 5) (iv) power and authority to elect to subscribe for new equity securities of Genpact on behalf of the Genpact Investors in connection with the exercise of any pre-emptive rights of the Genpact Investors under the Shareholders Agreement.

F7 · ownership.direct: As a result of the Shareholders Agreement and Investor Agreement, each of the Genpact Investors and Glory TA may be deemed to beneficially own the Common Shares held by Twickenham, Glory A, Glory B, Glory IV and Glory IV-B. Twickenham disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.

F1 · ownership.nature: This report is filed jointly by GIC Private Limited ("GIC"), GIC Special Investments Pte. Ltd. ("GICSI") and Twickenham Investment Private Limited ("Twickenham", and together with GIC and GICSI, the "Reporting Persons").

F2 · ownership.nature: On February 12, 2019, Twickenham entered into an underwriting agreement (the "Underwriting Agreement") with the Issuer, Goldman Sachs & Co. LLC (the "Underwriter") and various other selling shareholders named therein, pursuant to which the Underwriter agreed to purchase an aggregate of 1,499,806 common shares of the Issuer from Twickenham at a price of $32.215 per share. This transaction closed on February 15, 2019.

F3 · ownership.nature: GIC is the direct owner of 230,975 common shares of the Issuer and Twickenham is the direct owner of 5,661,864 common shares of the Issuer. Twickenham is controlled and managed by GICSI, which is in turn wholly-owned by GIC. GICSI and GIC may be deemed to share voting and dispositive power with respect to the 5,661,864 common shares of the Issuer directly owned by Twickenham. No individual has beneficial ownership over the common shares of the Issuer beneficially owned by the Reporting Persons. Each of the Reporting Persons disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein.

F4 · ownership.nature: On October 25, 2012, (i) Twickenham, Glory Investments A Limited ("Glory A"), Glory Investments B Limited ("Glory B"), Glory Investments IV Limited ("Glory IV"), Glory Investments IV-B Limited ("GloryIV-B"), RGIP, LLC ("RGIP" and collectively with Glory A, Glory B, Glory IV, Glory IV-B and Twickenham, the "Genpact Investors"), Glory Investments TA IV Limited ("Glory TA") and the Issuer entered into an amended and restated shareholders agreement (the "Shareholders Agreement"), and (ii) the Genpact Investors and Glory TA entered into an investor agreement ("Investor Agreement").

F5 · ownership.nature: Pursuant to the Investor Agreement, the Genpact Investors irrevocably appointed a single Investors' Representative (as defined in the Investor Agreement) as its sole and exclusive agent and proxy and true and lawful attorney-in-fact to take certain actions on behalf of each of the Genpact Investors relating to the voting and disposition of the Common Shares and the exercise of certain rights under the Shareholders Agreement, including, (i) voting and dispositive authority with respect to all Common Shares held directly or indirectly by the Genpact Investors, (ii) power to exercise registration rights under the Shareholders Agreement, (iii) the exclusive power to designate all individuals with respect to which the Genpact Investors may, by rights granted to them under the Shareholders Agreement, nominate to the Issuer's board of directors (including designation of such individuals' respective replacements), and

F6 · ownership.nature: (Continued From Footnote 5) (iv) power and authority to elect to subscribe for new equity securities of Genpact on behalf of the Genpact Investors in connection with the exercise of any pre-emptive rights of the Genpact Investors under the Shareholders Agreement.

F7 · ownership.nature: As a result of the Shareholders Agreement and Investor Agreement, each of the Genpact Investors and Glory TA may be deemed to beneficially own the Common Shares held by Twickenham, Glory A, Glory B, Glory IV and Glory IV-B. Twickenham disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 01:23 UTC
Humphrey DavidDirector · 10% owner
SaleCommon Shares 8,500,194 $32.22 $273,833,749.71
Disclosure

SEC source: 0000899243-19-004154 · doc4.xml · nonDerivative · entry 1

Humphrey David · CIK 0001557605 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 32,038,002

F1 · ownership.nature: Represents Common Shares held directly by Glory Investment A Limited ("Glory A"), Glory Investments B Limited ("Glory B"), Glory Investment IV Limited ("Glory IV") and Glory Investment IV-B Limited ("Glory IV-B" and, together with Glory A, Glory B, and Glory IV, the "Bain Capital Entities").

F2 · ownership.nature: Bain Capital Investors, LLC ("BCI") is the ultimate general partner of Glory A and Glory B and governs the investment strategy and decision-making process on behalf of Glory IV and Glory IV-B. David Humphrey is a Managing Director of BCI. By virtue of the relationships described in these footnotes, Mr. Humphrey may be deemed to share voting and dispositive power with respect to the Common Shares held by the Bain Capital Entities. Mr. Humphrey disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 16:05 UTC
Agrawal AjayDirector
GrantCommon Shares 5,548 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004366 · doc1.xml · nonDerivative · entry 1

Agrawal Ajay · CIK 0001765311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,548

F1 · shares: Represents an award of unvested restricted share units (RSUs) granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. Each RSU entitles the holder to receive one Genpact Limited common share at a future date. Subject to the reporting person's continued service, the RSUs will vest 50% on February 13, 2021 and 50% on February 13, 2023.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:11 UTC
Fitzpatrick Edward J.Chief Financial Officer
GrantCommon Shares 57,947 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004625 · doc1.xml · nonDerivative · entry 1

Fitzpatrick Edward J. · CIK 0001454029 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,136

F1 · shares: The reporting person was granted performance share units (PSUs) on April 2, 2018 that were subject to performance conditions which have been satisfied. Each PSU represents the contingent right to receive one common share. The PSUs will vest on January 10, 2021 subject to the reporting person's continued service through such date.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:13 UTC
Mehta PiyushSenior Vice President
GrantCommon Shares 51,509 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004628 · doc1.xml · nonDerivative · entry 1

Mehta Piyush · CIK 0001408238 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,784

F1 · shares: The reporting person was granted performance share units (PSUs) on April 2, 2018 that were subject to performance conditions which have been satisfied. Each PSU represents the contingent right to receive one common share. The PSUs will vest on January 10, 2021 subject to the reporting person's continued service through such date.

F2 · balance_after: Includes 596 shares acquired under the Genpact Employee Stock Purchase Plan ("ESPP") since the reporting person's Form 4 filed on April 4, 2018. The reporting person currently holds a total of 6,110 shares under the ESPP.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:15 UTC
Tyagarajan N. V.Director · President and CEO
GrantCommon Shares 148,797 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004631 · doc1.xml · nonDerivative · entry 1

Tyagarajan N. V. · CIK 0001408239 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,891

F1 · shares: The reporting person was granted performance share units (PSUs) on May 8, 2018 that were subject to performance conditions which have been satisfied. Each PSU represents the contingent right to receive one common share. The PSUs will vest on January 10, 2021 subject to the reporting person's continued service through such date.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:10 UTC
Cogny PatrickSenior Vice President
GrantCommon Shares 45,070 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004621 · doc1.xml · nonDerivative · entry 1

Cogny Patrick · CIK 0001408323 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,026

F1 · shares: The reporting person was granted performance share units (PSUs) on April 2, 2018 that were subject to performance conditions which have been satisfied. Each PSU represents the contingent right to receive one common share. The PSUs will vest on January 10, 2021 subject to the reporting person's continued service through such date.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:16 UTC
White HeatherSVP & General Counsel
GrantCommon Shares 25,754 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004634 · doc1.xml · nonDerivative · entry 1

White Heather · CIK 0001736502 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,929

F1 · shares: The reporting person was granted performance share units (PSUs) on April 2, 2018 that were subject to performance conditions which have been satisfied. Each PSU represents the contingent right to receive one common share. The PSUs will vest on January 10, 2021 subject to the reporting person's continued service through such date.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:14 UTC
Singh ArvinderSenior Vice President
GrantCommon Shares 45,070 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004629 · doc1.xml · nonDerivative · entry 1

Singh Arvinder · CIK 0001543742 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,732

F1 · shares: The reporting person was granted performance share units (PSUs) on April 2, 2018 that were subject to performance conditions which have been satisfied. Each PSU represents the contingent right to receive one common share. The PSUs will vest on January 10, 2021 subject to the reporting person's continued service through such date.

Read SEC document
January 10, 2019 Filed Jan 14, 2019 16:05 UTC
Fitzpatrick Edward J.Chief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 252,152 $0.00 Strike: $27.70 $0.00
Disclosure

SEC source: 0001567619-19-001110 · doc1.xml · derivative · entry 1

Fitzpatrick Edward J. · CIK 0001454029 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,152

Underlying: Common Shares · 252,152 shares

Expires 2029-01-09

F1 · derivative.exercise_date: The option vests 50% on January 10, 2022 and 50% on January 10, 2024.

Read SEC document
January 10, 2019 Filed Jan 14, 2019 16:09 UTC
Mehta PiyushSenior Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 276,167 $0.00 Strike: $27.70 $0.00
Disclosure

SEC source: 0001567619-19-001112 · doc1.xml · derivative · entry 1

Mehta Piyush · CIK 0001408238 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,167

Underlying: Common Shares · 276,167 shares

Expires 2029-01-09

F1 · derivative.exercise_date: The option vests 50% on January 10, 2022 and 50% on January 10, 2024.

Read SEC document
January 10, 2019 Filed Jan 14, 2019 21:07 UTC
White HeatherSVP & General Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 90,054 $0.00 Strike: $27.70 $0.00
Disclosure

SEC source: 0001567619-19-001111 · doc1.xml · derivative · entry 1

White Heather · CIK 0001736502 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,054

Underlying: Common Shares · 90,054 shares

Expires 2029-01-09

F1 · derivative.exercise_date: The option vests 50% on January 10, 2022 and 50% on January 10, 2024.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:11 UTC
Chandra AmitDirector
Tax withholdingCommon Shares 470 $26.99 $12,685.30
Disclosure

SEC source: 0000899243-19-000276 · doc4.xml · nonDerivative · entry 1

Chandra Amit · CIK 0001560778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,817

F1 · shares: Represents shares withheld for payment of taxes upon the vesting of restricted share units granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan and exempt under Rule 16b-3.

Read SEC document
August 17, 2018 Filed Aug 21, 2018 20:07 UTC SaleCommon Shares 2,630 $30.44 $80,062.20
Disclosure

SEC source: 0001567619-18-001563 · doc1.xml · nonDerivative · entry 1

Lindstrom Carol · CIK 0001677400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,141

F1 · price: The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $30.44 to $30.45. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 06, 2018 Filed Aug 8, 2018 20:09 UTC
White HeatherSVP & General Counsel
SaleCommon Shares 1,367 $31.00 $42,377.00
Disclosure

SEC source: 0001567619-18-000106 · doc1.xml · nonDerivative · entry 1

White Heather · CIK 0001736502 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,175

F1 · balance_after: Includes 288 shares acquired under the Genpact Employee Stock Purchase Plan ("ESPP") since the reporting person's Form 4 filed on May 21, 2018. The reporting person currently holds a total of 1,058 shares under the ESPP.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 16:05 UTC
Fitzpatrick Edward J.Chief Financial Officer
Tax withholdingCommon Shares 14,244 $29.93 $426,322.92
Disclosure

SEC source: 0001140361-18-032713 · doc1.xml · nonDerivative · entry 1

Fitzpatrick Edward J. · CIK 0001454029 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,189

F1 · shares: Represents shares withheld for payment of taxes upon the vesting of restricted share units granted under the Genpact Limited 2007 Omnibus Incentive Compensation Plan and exempt under Rule 16b-3.

Read SEC document
May 18, 2018 Filed May 21, 2018 20:05 UTC
White HeatherSVP & General Counsel
SaleCommon Shares 6,800 $30.36 $206,448.00
Disclosure

SEC source: 0001140361-18-024915 · doc1.xml · nonDerivative · entry 2

White Heather · CIK 0001736502 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,254

Read SEC document
May 17, 2018 Filed May 21, 2018 20:05 UTC
White HeatherSVP & General Counsel
SaleCommon Shares 200 $30.60 $6,120.00
Disclosure

SEC source: 0001140361-18-024915 · doc1.xml · nonDerivative · entry 1

White Heather · CIK 0001736502 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,054

Read SEC document
May 08, 2018 Filed May 10, 2018 16:28 UTC
MANDL ALEXDirector
GrantCommon Shares 3,961 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022800 · doc1.xml · nonDerivative · entry 1

MANDL ALEX · CIK 0001052297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,911

F1 · shares: Represents an award of unvested restricted share units (RSUs) granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. Each RSU entitles the holder to receive one common share at a future date. Subject to the reporting person's continued service, the RSUs will fully vest on December 31, 2018 and will be settled in common shares on December 31, 2019.

Read SEC document
May 08, 2018 Filed May 10, 2018 16:31 UTC GrantCommon Shares 8,913 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022804 · doc1.xml · nonDerivative · entry 1

SCOTT ROBERT G · CIK 0001182531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,075

F1 · shares: Represents an award of unvested restricted share units (RSUs) granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. Each RSU entitles the holder to receive one common share at a future date. Subject to the reporting person's continued service, the RSUs will fully vest on December 31, 2018 and will be settled in common shares on December 31, 2019.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:27 UTC GrantCommon Shares 3,961 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022798 · doc1.xml · nonDerivative · entry 1

Madden James C. · CIK 0001408228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,661

F1 · shares: Represents an award of unvested restricted share units (RSUs) granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. Each RSU entitles the holder to receive one common share at a future date. Subject to the reporting person's continued service, the RSUs will fully vest on December 31, 2018 and will be settled in common shares on December 31, 2019.

Read SEC document
May 08, 2018 Filed May 10, 2018 23:53 UTC
Tyagarajan N. V.Director · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 2,133,106 $0.00 Strike: $30.29 $0.00
Disclosure

SEC source: 0001140361-18-022862 · doc1.xml · derivative · entry 1

Tyagarajan N. V. · CIK 0001408239 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,133,106

Underlying: Common Shares · 2,133,106 shares

Expires 2028-05-07

F1 · derivative.exercise_date: The option vests 50% on May 8, 2021 and 50% on May 8, 2023.

Read SEC document
May 08, 2018 Filed May 10, 2018 16:39 UTC GrantCommon Shares 3,961 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012342 · doc4.xml · nonDerivative · entry 1

NUNNELLY MARK E · CIK 0001213410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,581

F1 · shares: Represents an award of unvested restricted share units (RSUs) granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. Each RSU entitles the holder to receive one Common Share at a future date. Subject to the reporting person's continued service, the RSUs will fully vest on December 31, 2018 and will be settled in Common Shares on December 31, 2019.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:30 UTC GrantCommon Shares 3,961 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022802 · doc1.xml · nonDerivative · entry 1

Morken CeCelia · CIK 0001367198 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,336

F1 · shares: Represents an award of unvested restricted share units (RSUs) granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. Each RSU entitles the holder to receive one common share at a future date. Subject to the reporting person's continued service, the RSUs will fully vest on December 31, 2018 and will be settled in common shares on December 31, 2019.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:41 UTC
Chandra AmitDirector
GrantCommon Shares 3,961 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012345 · doc4.xml · nonDerivative · entry 1

Chandra Amit · CIK 0001560778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,287

F1 · shares: Represents an award of unvested restricted share units (RSUs) granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. Each RSU entitles the holder to receive one Common Share at a future date. Subject to the reporting person's continued service, the RSUs will fully vest on December 31, 2018 and will be settled in Common Shares on December 31, 2019.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:39 UTC
Humphrey DavidDirector · 10% owner
GrantCommon Shares 3,961 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012343 · doc4.xml · nonDerivative · entry 1

Humphrey David · CIK 0001557605 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,581

F1 · shares: Represents an award of unvested restricted share units (RSUs) granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. Each RSU entitles the holder to receive one Common Share at a future date. Subject to the reporting person's continued service, the RSUs will fully vest on December 31, 2018 and will be settled in Common Shares on December 31, 2019.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:33 UTC
Verdi Mark ADirector
GrantCommon Shares 3,961 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022807 · doc1.xml · nonDerivative · entry 1

Verdi Mark A · CIK 0001560520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,581

F1 · shares: Represents an award of unvested restricted share units (RSUs) granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. Each RSU entitles the holder to receive one common share at a future date. Subject to the reporting person's continued service, the RSUs will fully vest on December 31, 2018 and will be settled in common shares on December 31, 2019.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:26 UTC GrantCommon Shares 3,961 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022795 · doc1.xml · nonDerivative · entry 1

Lindstrom Carol · CIK 0001677400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,771

F1 · shares: Represents an award of unvested restricted share units (RSUs) granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. Each RSU entitles the holder to receive one common share at a future date. Subject to the reporting person's continued service, the RSUs will fully vest on December 31, 2018 and will be settled in common shares on December 31, 2019.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:24 UTC GrantCommon Shares 3,961 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022792 · doc1.xml · nonDerivative · entry 1

Conigliaro Laura · CIK 0001528935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,792

F1 · shares: Represents an award of unvested restricted share units (RSUs) granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. Each RSU entitles the holder to receive one common share at a future date. Subject to the reporting person's continued service, the RSUs will fully vest on December 31, 2018 and will be settled in common shares on December 31, 2019.

Read SEC document
April 16, 2018 Filed Apr 18, 2018 16:03 UTC
Cogny PatrickSenior Vice President
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 9,406 $0.00 Strike: $6.33 $0.00
Disclosure

SEC source: 0001140361-18-018917 · doc1.xml · derivative · entry 3

Cogny Patrick · CIK 0001408323 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 9,406 shares

Expires 2018-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested 20% on each anniversary of December 1, 2008, the vesting period commencement date.

Read SEC document
April 16, 2018 Filed Apr 18, 2018 16:03 UTC
Cogny PatrickSenior Vice President
SaleCommon Shares 20,153 $31.96 $644,170.49
Disclosure

SEC source: 0001140361-18-018917 · doc1.xml · nonDerivative · entry 2

Cogny Patrick · CIK 0001408323 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,956

F1 · price: The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $31.7801 to $32.05. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
April 16, 2018 Filed Apr 18, 2018 16:03 UTC
Cogny PatrickSenior Vice President
Exercise / conversionCommon Shares 9,406 $6.33 $59,528.69
Disclosure

SEC source: 0001140361-18-018917 · doc1.xml · nonDerivative · entry 1

Cogny Patrick · CIK 0001408323 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2018 Filed Apr 4, 2018 16:34 UTC
Fitzpatrick Edward J.Chief Financial Officer
GrantCommon Shares 53,421 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-017108 · doc1.xml · nonDerivative · entry 1

Fitzpatrick Edward J. · CIK 0001454029 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,433

F1 · shares: The reporting person was granted performance share units (PSUs) on March 30, 2017 that were subject to performance conditions which have been satisfied. Each PSU represents the contingent right to receive one common share. The PSUs will vest on January 10, 2020 subject to the reporting person's continued service through such date.

F2 · balance_after: Includes 781 shares acquired under the Genpact Employee Stock Purchase Plan ("ESPP") since the reporting person's Form 4 filed on January 19, 2018. The reporting person currently holds a total of 5,463 shares under the ESPP.

Read SEC document
April 03, 2018 Filed Apr 4, 2018 20:39 UTC
Tyagarajan N. V.Director · President and CEO
GrantCommon Shares 90,339 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-017114 · doc1.xml · nonDerivative · entry 1

Tyagarajan N. V. · CIK 0001408239 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,094

F1 · shares: The reporting person was granted performance share units (PSUs) on March 30, 2017 that were subject to performance conditions which have been satisfied. Each PSU represents the contingent right to receive one common share. The PSUs will vest on January 10, 2020 subject to the reporting person's continued service through such date.

Read SEC document
April 03, 2018 Filed Apr 4, 2018 16:35 UTC
Mehta PiyushSenior Vice President
GrantCommon Shares 46,230 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-017109 · doc1.xml · nonDerivative · entry 1

Mehta Piyush · CIK 0001408238 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,679

F1 · shares: The reporting person was granted performance share units (PSUs) on March 30, 2017 that were subject to performance conditions which have been satisfied. Each PSU represents the contingent right to receive one common share. The PSUs will vest on January 10, 2020 subject to the reporting person's continued service through such date.

F2 · balance_after: Includes 189 shares acquired under the Genpact Employee Stock Purchase Plan ("ESPP") since the reporting person's Form 4 filed on January 19, 2018. The reporting person currently holds a total of 5,514 shares under the ESPP.

Read SEC document
April 03, 2018 Filed Apr 4, 2018 16:33 UTC
Cogny PatrickSenior Vice President
GrantCommon Shares 35,956 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-017106 · doc1.xml · nonDerivative · entry 1

Cogny Patrick · CIK 0001408323 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,703

F1 · shares: The reporting person was granted performance share units (PSUs) on March 30, 2017 that were subject to performance conditions which have been satisfied. Each PSU represents the contingent right to receive one common share. The PSUs will vest on January 10, 2020 subject to the reporting person's continued service through such date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.