Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Genpact LTDG · Entity 3760 | Director | May 08, 2018 | May 10, 2018 |
| R1 RCM Holdco Inc.RCM · Entity 125898 | Director | November 17, 2021 | November 19, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Genpact LTD
Report date May 08, 2018 · Filed May 10, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 39,911 |
Reported balance
After 2018-05-08 transaction · row 1
1 source rowRow 1 · 2018-05-08 · Grant · Acquired 3,961 · Balance 39,911 F1: Represents an award of unvested restricted share units (RSUs) granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. Each RSU entitles the holder to receive one common share at a future date. Subject to the reporting person's continued service, the RSUs will fully vest on December 31, 2018 and will be settled in common shares on December 31, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of unvested restricted share units (RSUs) granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. Each RSU entitles the holder to receive one common share at a future date. Subject to the reporting person's continued service, the RSUs will fully vest on December 31, 2018 and will be settled in common shares on December 31, 2019.
R1 RCM Holdco Inc.
Report date November 17, 2021 · Filed November 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,234 |
Ending reported balance
After 2021-11-17 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-11-17 · Exercise / conversion · Acquired 16,168 · Balance 28,262 Row 2 · 2021-11-17 · Exercise / conversion · Acquired 12,500 · Balance 40,762 Row 3 · 2021-11-17 · Exercise / conversion · Acquired 6,472 · Balance 47,234 |
| Common StockSEC Table I · non-derivative | IndirectBy Alex J. Mandl Irrevocable Trust | 93,871 |
Last balance in matching sequence
After 2021-11-18 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 4 · 2021-11-17 · Sale · Disposed 34,171 · Balance 234,700 F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.50 to $25.88 per share. The reporting person undertakes to provide to R1 RCM Inc., any security holder of R1 RCM Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2: These shares are owned by the Alex J. Mandl Irrevocable Trust, for which the reporting person's spouse is trustee. Certain members of the reporting person's family are beneficiaries of the trust. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any. Row 5 · 2021-11-18 · Sale · Disposed 140,829 · Balance 93,871 F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.12 to $25.57 per share. The reporting person undertakes to provide to R1 RCM Inc., any security holder of R1 RCM Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2: These shares are owned by the Alex J. Mandl Irrevocable Trust, for which the reporting person's spouse is trustee. Certain members of the reporting person's family are beneficiaries of the trust. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any. |
| Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.50 · Expires 2025-10-01 | Direct | 0 |
Reported balance
After 2021-11-17 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-11-17 · Exercise / conversion · Disposed 16,168 · Balance 0 |
| Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.20 · Expires 2026-01-04 | Direct | 0 |
Reported balance
After 2021-11-17 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-11-17 · Exercise / conversion · Disposed 12,500 · Balance 0 |
| Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.53 · Expires 2026-04-01 | Direct | 9,592 |
Reported balance
After 2021-11-17 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-11-17 · Exercise / conversion · Disposed 6,472 · Balance 9,592 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.50 to $25.88 per share. The reporting person undertakes to provide to R1 RCM Inc., any security holder of R1 RCM Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F2: These shares are owned by the Alex J. Mandl Irrevocable Trust, for which the reporting person's spouse is trustee. Certain members of the reporting person's family are beneficiaries of the trust. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.12 to $25.57 per share. The reporting person undertakes to provide to R1 RCM Inc., any security holder of R1 RCM Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2021 Filed Nov 19, 2021 17:25 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | SaleCommon Stock | 140,829 | $25.40 | $3,577,197.43 |
DisclosureSEC source: 0001628280-21-023908 · wf-form4_163736071414206.xml · nonDerivative · entry 5 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Alex J. Mandl Irrevocable Trust Disclosed balance after: 93,871 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.12 to $25.57 per share. The reporting person undertakes to provide to R1 RCM Inc., any security holder of R1 RCM Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: These shares are owned by the Alex J. Mandl Irrevocable Trust, for which the reporting person's spouse is trustee. Certain members of the reporting person's family are beneficiaries of the trust. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 17:25 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 6,472 | $0.00 Strike: $2.53 | $0.00 |
DisclosureSEC source: 0001628280-21-023908 · wf-form4_163736071414206.xml · derivative · entry 8 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,592 Underlying: Common Stock · 6,472 shares Expires 2026-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 17:25 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001628280-21-023908 · wf-form4_163736071414206.xml · derivative · entry 7 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2026-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 17:25 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 16,168 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001628280-21-023908 · wf-form4_163736071414206.xml · derivative · entry 6 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,168 shares Expires 2025-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 17:25 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | SaleCommon Stock | 34,171 | $25.60 | $874,640.92 |
DisclosureSEC source: 0001628280-21-023908 · wf-form4_163736071414206.xml · nonDerivative · entry 4 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Alex J. Mandl Irrevocable Trust Disclosed balance after: 234,700 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.50 to $25.88 per share. The reporting person undertakes to provide to R1 RCM Inc., any security holder of R1 RCM Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: These shares are owned by the Alex J. Mandl Irrevocable Trust, for which the reporting person's spouse is trustee. Certain members of the reporting person's family are beneficiaries of the trust. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 17:25 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Exercise / conversionCommon Stock | 6,472 | $2.53 | $16,374.16 |
DisclosureSEC source: 0001628280-21-023908 · wf-form4_163736071414206.xml · nonDerivative · entry 3 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 17:25 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Exercise / conversionCommon Stock | 12,500 | $3.20 | $40,000.00 |
DisclosureSEC source: 0001628280-21-023908 · wf-form4_163736071414206.xml · nonDerivative · entry 2 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 17:25 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Exercise / conversionCommon Stock | 16,168 | $2.50 | $40,420.00 |
DisclosureSEC source: 0001628280-21-023908 · wf-form4_163736071414206.xml · nonDerivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,262 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 12, 2021 Filed Oct 13, 2021 17:22 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | GiftCommon Stock | 268,871 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-020031 · wf-form4_163416012992630.xml · nonDerivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,094 F1 · kind: Gift of shares to the Alex J. Mandl Irrevocable Trust, for which the reporting person's spouse is trustee. Read SEC document |
| May 28, 2021 Filed May 28, 2021 16:52 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Exercise / conversionRestricted Stock Units · Derivative | 12,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-011370 · wf-form4_162223511380575.xml · derivative · entry 2 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,151 Underlying: Common Stock · 12,094 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested in one annual installment on May 28, 2021. F3 · derivative.expiration_date: The RSUs vested in one annual installment on May 28, 2021. Read SEC document |
| May 28, 2021 Filed May 28, 2021 16:52 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Exercise / conversionCommon Stock | 12,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-011370 · wf-form4_162223511380575.xml · nonDerivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On May 28, 2020, the reporting person was granted 12,094 RSUs that were previously reported on Table II of Form 4. Read SEC document |
| May 21, 2021 Filed May 24, 2021 17:32 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | GrantRestricted Stock Units · Derivative | 5,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-010998 · wf-form4_162189193018137.xml · derivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,245 Underlying: Common Stock · 5,151 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units will vest in one annual installment on May 21, 2022. F2 · derivative.expiration_date: The restricted stock units will vest in one annual installment on May 21, 2022. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 18:41 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | GrantDirector Stock Option (right to buy) · Derivative | 3,643 | $6.86 Strike: $17.54 | $25,001.91 |
DisclosureSEC source: 0001628280-20-014218 · wf-form4_160167846662493.xml · derivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,643 Underlying: Common Stock · 3,643 shares Expires 2030-10-01 F1 · price: This option was issued to the reporting person pursuant to the R1 RCM Inc. director compensation plan in lieu of retainer fees of $25,000. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 16:44 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | GrantDirector Stock Option (right to buy) · Derivative | 5,414 | $4.62 Strike: $11.78 | $25,001.85 |
DisclosureSEC source: 0001628280-20-010171 · wf-form4_159372264919478.xml · derivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,414 Underlying: Common Stock · 5,414 shares Expires 2030-07-01 F1 · price: This option was issued to the reporting person pursuant to the R1 RCM Inc. director compensation plan in lieu of retainer fees of $25,000. Read SEC document |
| June 14, 2020 Filed Jun 15, 2020 18:20 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Exercise / conversionRestricted Stock Units · Derivative | 11,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-009455 · wf-form4_159225960811776.xml · derivative · entry 2 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,094 Underlying: Common Stock · 11,207 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested in one annual installment on June 14, 2020. Vested shares were delivered to the reporting person on June 14, 2020. F3 · derivative.expiration_date: The RSUs vested in one annual installment on June 14, 2020. Vested shares were delivered to the reporting person on June 14, 2020. Read SEC document |
| June 14, 2020 Filed Jun 15, 2020 18:20 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Exercise / conversionCommon Stock | 11,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-009455 · wf-form4_159225960811776.xml · nonDerivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On June 14, 2019, the reporting person was granted 11,207 RSUs that were previously reported on Table II of Form 4. Read SEC document |
| May 28, 2020 Filed May 29, 2020 16:28 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | GrantRestricted Stock Units · Derivative | 12,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-008651 · wf-form4_159078411007672.xml · derivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,301 Underlying: Common Stock · 12,094 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units will vest in one annual installment on May 28, 2021. Vested shares will be delivered to the reporting person on May 28, 2021. F2 · derivative.expiration_date: The restricted stock units will vest in one annual installment on May 28, 2021. Vested shares will be delivered to the reporting person on May 28, 2021. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 16:45 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | GrantDirector Stock Option (right to buy) · Derivative | 7,569 | $3.30 Strike: $8.41 | $25,000.41 |
DisclosureSEC source: 0001628280-20-004596 · wf-form4_158594673898767.xml · derivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,569 Underlying: Common Stock · 7,569 shares Expires 2030-04-01 F1 · price: This option was issued to the reporting person pursuant to the R1 RCM Inc. director compensation plan in lieu of retainer fees of $25,000. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 16:36 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | GrantDirector Stock Option (right to buy) · Derivative | 4,751 | $5.26 Strike: $12.69 | $24,990.26 |
DisclosureSEC source: 0001628280-20-000100 · wf-form4_157808739457043.xml · derivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,751 Underlying: Common Stock · 4,751 shares Expires 2030-01-02 F1 · price: This option was issued to the reporting person pursuant to the R1 RCM Inc. director compensation plan in lieu of retainer fees of $25,000. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 17:00 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | GrantDirector Stock Option (right to buy) · Derivative | 6,708 | $3.73 Strike: $9.05 | $25,020.84 |
DisclosureSEC source: 0001628280-19-012137 · wf-form4_157013642601601.xml · derivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,708 Underlying: Common Stock · 6,708 shares Expires 2029-10-01 F1 · price: This option was issued to the reporting person pursuant to the R1 RCM Inc. director compensation plan in lieu of retainer fees of $25,000. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 17:49 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | GrantDirector Stock Option (right to buy) · Derivative | 4,743 | $5.27 Strike: $12.65 | $24,995.61 |
DisclosureSEC source: 0001628280-19-008546 · wf-form4_156210414447942.xml · derivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,743 Underlying: Common Stock · 4,743 shares Expires 2029-07-01 F1 · price: This option was issued to the reporting person pursuant to the R1 RCM Inc. director compensation plan in lieu of retainer fees of $25,000. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 17:41 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | GrantRestricted Stock Units · Derivative | 11,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-008097 · wf-form4_156089409371032.xml · derivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,207 Underlying: Common Stock · 11,207 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units will vest in one annual installment on June 14, 2020. Vested shares will be delivered to the reporting person on June 14, 2020. F2 · derivative.expiration_date: The restricted stock units will vest in one annual installment on June 14, 2020. Vested shares will be delivered to the reporting person on June 14, 2020. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 17:54 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Exercise / conversionRestricted Stock Units · Derivative | 16,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-007548 · wf-form4_155968526463631.xml · derivative · entry 2 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,394 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested in one annual installment on May 31, 2019. Vested shares were delivered to the reporting person on May 31, 2019. F3 · derivative.expiration_date: The RSUs vested in one annual installment on May 31, 2019. Vested shares were delivered to the reporting person on May 31, 2019. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 17:54 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Exercise / conversionCommon Stock | 16,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-007548 · wf-form4_155968526463631.xml · nonDerivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,664 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On May 31, 2018, the reporting person was granted 16,394 RSUs that were previously reported on Table II of Form 4. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 18:55 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | GrantDirector Stock Option (right to buy) · Derivative | 6,140 | $4.07 Strike: $9.57 | $24,989.80 |
DisclosureSEC source: 0001628280-19-003788 · wf-form4_155424570637709.xml · derivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,140 Underlying: Common Stock · 6,140 shares Expires 2029-04-01 F1 · price: This option was issued to the reporting person pursuant to the R1 RCM Inc. director compensation plan in lieu of retainer fees of $25,000. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 17:27 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | GrantDirector Stock Option (right to buy) · Derivative | 7,141 | $3.50 Strike: $7.89 | $24,993.50 |
DisclosureSEC source: 0001628280-19-000085 · wf-form4_154655441655248.xml · derivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,141 Underlying: Common Stock · 7,141 shares Expires 2029-01-02 F1 · price: This option was issued to the reporting person pursuant to the R1 RCM Inc. director compensation plan in lieu of retainer fees of $25,000. Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 18:09 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | GrantDirector Stock Option (right to buy) · Derivative | 2,756 | $3.63 Strike: $8.13 | $10,004.28 |
DisclosureSEC source: 0001628280-18-015335 · wf-form4_154534735238471.xml · derivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,756 Underlying: Common Stock · 2,756 shares Expires 2028-12-18 F1 · price: This option was issued to the reporting person pursuant to the R1 RCM Inc. director compensation plan in lieu of additional retainer fees of $10,000 for serving as the Issuer's lead director. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 08:41 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | GrantDirector Stock Option (right to buy) · Derivative | 4,425 | $4.52 Strike: $10.01 | $20,001.00 |
DisclosureSEC source: 0001628280-18-012233 · wf-form4_153857048021520.xml · derivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,425 Underlying: Common Stock · 4,425 shares Expires 2028-10-01 F1 · price: This option was issued to the reporting person pursuant to the R1 RCM Inc. director compensation plan in lieu of retainer fees of $20,000. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 20:12 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Exercise / conversionRestricted Stock Units · Derivative | 41,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-011960 · wf-form4_153731590505178.xml · derivative · entry 2 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,270 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested in one annual installment on September 14, 2018. Vested shares were delivered to the Reporting Person on September 14, 2018. F3 · derivative.expiration_date: The RSUs vested in one annual installment on September 14, 2018. Vested shares were delivered to the Reporting Person on September 14, 2018. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 20:12 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Exercise / conversionCommon Stock | 41,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-011960 · wf-form4_153731590505178.xml · nonDerivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On September 14, 2017, the reporting person was granted 41,270 RSUs that were previously reported on Table II of Form 4. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 17:49 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | GrantDirector Stock Option (right to buy) · Derivative | 5,162 | $3.88 Strike: $8.65 | $20,002.75 |
DisclosureSEC source: 0001628280-18-009086 · wf-form4_153065456867361.xml · derivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,162 Underlying: Common Stock · 5,162 shares Expires 2028-07-02 F1 · price: This option was issued to the reporting person pursuant to the R1 RCM Inc. director compensation plan in lieu of retainer fees of $20,000. Read SEC document |
| May 31, 2018 Filed May 31, 2018 20:45 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | GrantRestricted Stock Units · Derivative | 16,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-007467 · wf-form4_152781387798879.xml · derivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,394 Underlying: Common Stock · 16,394 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units will vest in one annual installment on May 31, 2019. Vested shares will be delivered to the Reporting Person on May 31, 2019. F2 · derivative.expiration_date: The restricted stock units will vest in one annual installment on May 31, 2019. Vested shares will be delivered to the Reporting Person on May 31, 2019. Read SEC document |
| May 08, 2018 Filed May 10, 2018 16:28 UTC | Genpact LTD G · Entity 3760 | GrantCommon Shares | 3,961 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-022800 · doc1.xml · nonDerivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,911 F1 · shares: Represents an award of unvested restricted share units (RSUs) granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. Each RSU entitles the holder to receive one common share at a future date. Subject to the reporting person's continued service, the RSUs will fully vest on December 31, 2018 and will be settled in common shares on December 31, 2019. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 19:09 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | GrantDirector Stock Option (right to buy) · Derivative | 6,360 | $3.15 Strike: $7.07 | $20,002.20 |
DisclosureSEC source: 0001628280-18-003973 · wf-form4_152279697342820.xml · derivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,360 Underlying: Common Stock · 6,360 shares Expires 2028-04-02 F1 · price: This option was issued to the reporting person pursuant to the R1 RCM Inc. director compensation plan in lieu of retainer fees of $20,000. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 19:07 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | GrantDirector Stock Option (right to buy) · Derivative | 10,262 | $1.95 Strike: $4.43 | $20,010.90 |
DisclosureSEC source: 0001472595-18-000002 · wf-form4_151502444334995.xml · derivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,262 Underlying: Common Stock · 10,262 shares Expires 2028-01-02 F1 · price: This option was issued to the reporting person pursuant to the R1 RCM Inc. director compensation plan in lieu of retainer fees of $20,000. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 17:29 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | GrantDirector Stock Option (right to buy) · Derivative | 12,225 | $1.64 Strike: $3.76 | $20,049.00 |
DisclosureSEC source: 0001472595-17-000108 · wf-form4_150706618043090.xml · derivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,225 Underlying: Common Stock · 12,225 shares Expires 2027-10-02 F1 · price: This option was issued to the reporting person pursuant to the R1 RCM Inc. director compensation plan in lieu of retainer fees of $20,000. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 17:26 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | GrantRestricted Stock Units · Derivative | 41,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001472595-17-000105 · wf-form4_150576996162373.xml · derivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,270 Underlying: Common Stock · 41,270 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units will vest in one annual installment on September 14, 2018. Vested shares will be delivered to the Reporting Person on September 14, 2018. F2 · derivative.expiration_date: The restricted stock units will vest in one annual installment on September 14, 2018. Vested shares will be delivered to the Reporting Person on September 14, 2018. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 16:09 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | GrantDirector Stock Option (right to buy) · Derivative | 12,904 | $1.55 Strike: $3.55 | $20,001.20 |
DisclosureSEC source: 0001472595-17-000079 · wf-form4_149928536204194.xml · derivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,904 Underlying: Common Stock · 12,904 shares Expires 2027-07-03 F1 · price: This option was issued to the reporting person pursuant to the R1 RCM Inc. director compensation plan in lieu of retainer fees of $20,000. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 16:59 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | GrantDirector Stock Option (right to buy) · Derivative | 72,256 | $0.00 Strike: $3.85 | $0.00 |
DisclosureSEC source: 0001472595-17-000068 · wf-form4_149738753003947.xml · derivative · entry 8 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,256 Underlying: Common Stock · 72,256 shares Expires 2027-06-12 F4 · security: Represents stock options granted pursuant to the Stock Option Exchange Program. F5 · derivative.exercise_price: The exercise price per share equals the closing price per share of R1 RCM's common stock on June 12, 2017. F6 · derivative.exercise_date: The options granted in the Stock Option Exchange Program are subject to a two-year vesting period (50% increments on each anniversary of the grant date for two years). Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 16:59 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Disposition to issuerDirector Stock Option (right to buy) · Derivative | 5,496 | Not disclosed Strike: $5.45 | Not disclosed |
DisclosureSEC source: 0001472595-17-000068 · wf-form4_149738753003947.xml · derivative · entry 7 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,496 shares Expires 2025-07-01 F2 · price: Represents stock options cancelled pursuant to R1 RCM's stock option exchange program as more fully described in the Schedule TO-I, filed with the Securities and Exchange Commission on May 12, 2017 (the "Stock Option Exchange Program"). F3 · derivative.exercise_date: The cancelled options were fully vested and immediately exercisable. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 16:59 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Disposition to issuerDirector Stock Option (right to buy) · Derivative | 5,324 | Not disclosed Strike: $5.71 | Not disclosed |
DisclosureSEC source: 0001472595-17-000068 · wf-form4_149738753003947.xml · derivative · entry 6 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,324 shares Expires 2025-04-01 F2 · price: Represents stock options cancelled pursuant to R1 RCM's stock option exchange program as more fully described in the Schedule TO-I, filed with the Securities and Exchange Commission on May 12, 2017 (the "Stock Option Exchange Program"). F3 · derivative.exercise_date: The cancelled options were fully vested and immediately exercisable. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 16:59 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Disposition to issuerDirector Stock Option (right to buy) · Derivative | 4,598 | Not disclosed Strike: $6.55 | Not disclosed |
DisclosureSEC source: 0001472595-17-000068 · wf-form4_149738753003947.xml · derivative · entry 5 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,598 shares Expires 2025-01-02 F2 · price: Represents stock options cancelled pursuant to R1 RCM's stock option exchange program as more fully described in the Schedule TO-I, filed with the Securities and Exchange Commission on May 12, 2017 (the "Stock Option Exchange Program"). F3 · derivative.exercise_date: The cancelled options were fully vested and immediately exercisable. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 16:59 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Disposition to issuerDirector Stock Option (right to buy) · Derivative | 3,793 | Not disclosed Strike: $7.90 | Not disclosed |
DisclosureSEC source: 0001472595-17-000068 · wf-form4_149738753003947.xml · derivative · entry 4 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,793 shares Expires 2024-10-01 F2 · price: Represents stock options cancelled pursuant to R1 RCM's stock option exchange program as more fully described in the Schedule TO-I, filed with the Securities and Exchange Commission on May 12, 2017 (the "Stock Option Exchange Program"). F3 · derivative.exercise_date: The cancelled options were fully vested and immediately exercisable. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 16:59 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Disposition to issuerDirector Stock Option (right to buy) · Derivative | 3,743 | Not disclosed Strike: $8.00 | Not disclosed |
DisclosureSEC source: 0001472595-17-000068 · wf-form4_149738753003947.xml · derivative · entry 3 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,743 shares Expires 2024-07-01 F2 · price: Represents stock options cancelled pursuant to R1 RCM's stock option exchange program as more fully described in the Schedule TO-I, filed with the Securities and Exchange Commission on May 12, 2017 (the "Stock Option Exchange Program"). F3 · derivative.exercise_date: The cancelled options were fully vested and immediately exercisable. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 16:59 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Disposition to issuerDirector Stock Option (right to buy) · Derivative | 3,559 | Not disclosed Strike: $8.38 | Not disclosed |
DisclosureSEC source: 0001472595-17-000068 · wf-form4_149738753003947.xml · derivative · entry 2 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,559 shares Expires 2024-04-01 F2 · price: Represents stock options cancelled pursuant to R1 RCM's stock option exchange program as more fully described in the Schedule TO-I, filed with the Securities and Exchange Commission on May 12, 2017 (the "Stock Option Exchange Program"). F3 · derivative.exercise_date: The cancelled options were fully vested and immediately exercisable. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 16:59 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Disposition to issuerDirector Stock Option (right to buy) · Derivative | 109,473 | Not disclosed Strike: $9.45 | Not disclosed |
DisclosureSEC source: 0001472595-17-000068 · wf-form4_149738753003947.xml · derivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 109,473 shares Expires 2024-01-07 F2 · price: Represents stock options cancelled pursuant to R1 RCM's stock option exchange program as more fully described in the Schedule TO-I, filed with the Securities and Exchange Commission on May 12, 2017 (the "Stock Option Exchange Program"). F1 · derivative.exercise_date: 75% of the cancelled options were vested and immediately exercisable. The unvested portion of the cancelled options would have vested on January 7, 2018. Read SEC document |
| May 09, 2017 Filed May 11, 2017 16:10 UTC | Genpact LTD G · Entity 3760 | GrantCommon Shares | 4,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-019747 · doc1.xml · nonDerivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,950 F1 · shares: Represents an award of unvested restricted share units (RSUs) granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. Each RSU entitles the holder to receive one common share at a future date. Subject to the reporting person's continued service, the RSUs will fully vest on December 31, 2017 and will be settled in common shares on December 31, 2018. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:32 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | GrantDirector Stock Option (right to buy) · Derivative | 14,016 | $1.43 Strike: $3.08 | $20,000.83 |
DisclosureSEC source: 0001472595-17-000035 · wf-form4_149142793814386.xml · derivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,016 Underlying: Common Stock · 14,016 shares Expires 2027-04-03 F1 · price: This option was issued to the reporting person pursuant to the R1 RCM Inc. director compensation plan in lieu of retainer fees of $20,000. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 16:24 UTC | R1 RCM Holdco Inc. ACHI · Entity 125898 | GrantDirector Stock Option (right to buy) · Derivative | 18,797 | $1.06 Strike: $2.29 | $20,000.01 |
DisclosureSEC source: 0001472595-17-000001 · wf-form4_148356502380739.xml · derivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,797 Underlying: Common Stock · 18,797 shares Expires 2027-01-03 F1 · price: This option was issued to the reporting person pursuant to the Accretive Health director compensation plan in lieu of retainer fees of $20,000. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 19:19 UTC | R1 RCM Holdco Inc. ACHI · Entity 125898 | GrantDirector Stock Option (right to buy) · Derivative | 18,349 | $1.09 Strike: $2.42 | $20,000.41 |
DisclosureSEC source: 0001472595-16-000263 · wf-form4_147570953247585.xml · derivative · entry 1 MANDL ALEX · CIK 0001052297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,349 Underlying: Common Stock · 18,349 shares Expires 2026-10-03 F1 · price: This option was issued to the reporting person pursuant to the Accretive Health director compensation plan in lieu of retainer fees of $20,000. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.