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FLOTEK INDUSTRIES INC/CN/

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5092
SEC CIK
0000928054
Parsed reports
325

Last 12 months

Inside the activity.

1 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202611
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 16, 2019 Filed Sep 16, 2019 21:38 UTC PurchaseCommon Stock 12,227 $2.54 $31,056.58
Disclosure

SEC source: 0000928054-19-000091 · wf-form4_156866988350797.xml · nonDerivative · entry 4

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Bulldog Fund, LP

Disclosed balance after: 1,555,395

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 16, 2019 Filed Sep 16, 2019 21:38 UTC PurchaseCommon Stock 4,207 $2.54 $10,685.78
Disclosure

SEC source: 0000928054-19-000091 · wf-form4_156866988350797.xml · nonDerivative · entry 2

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Fund, LP

Disclosed balance after: 820,673

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 21:38 UTC PurchaseCommon Stock 3,305 $2.50 $8,262.50
Disclosure

SEC source: 0000928054-19-000091 · wf-form4_156866988350797.xml · nonDerivative · entry 5

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Haredale Ltd.

Disclosed balance after: 71,279

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 21:38 UTC PurchaseCommon Stock 53,667 $2.50 $134,167.50
Disclosure

SEC source: 0000928054-19-000091 · wf-form4_156866988350797.xml · nonDerivative · entry 3

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Bulldog Fund, LP

Disclosed balance after: 1,543,168

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 21:38 UTC PurchaseCommon Stock 39,828 $2.50 $99,570.00
Disclosure

SEC source: 0000928054-19-000091 · wf-form4_156866988350797.xml · nonDerivative · entry 1

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Fund, LP

Disclosed balance after: 816,466

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 12, 2019 Filed Sep 12, 2019 22:21 UTC PurchaseCommon Stock 3,243 $2.45 $7,945.35
Disclosure

SEC source: 0000928054-19-000089 · wf-form4_156832687302858.xml · nonDerivative · entry 9

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Haredale Ltd.

Disclosed balance after: 67,974

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 12, 2019 Filed Sep 12, 2019 22:21 UTC PurchaseCommon Stock 52,670 $2.45 $129,041.50
Disclosure

SEC source: 0000928054-19-000089 · wf-form4_156832687302858.xml · nonDerivative · entry 6

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Bulldog Fund, LP

Disclosed balance after: 1,489,501

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 12, 2019 Filed Sep 12, 2019 22:21 UTC PurchaseCommon Stock 39,087 $2.45 $95,763.15
Disclosure

SEC source: 0000928054-19-000089 · wf-form4_156832687302858.xml · nonDerivative · entry 3

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Fund, LP

Disclosed balance after: 776,638

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 22:21 UTC PurchaseCommon Stock 3,831 $2.40 $9,194.40
Disclosure

SEC source: 0000928054-19-000089 · wf-form4_156832687302858.xml · nonDerivative · entry 8

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Haredale Ltd.

Disclosed balance after: 64,731

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 22:21 UTC PurchaseCommon Stock 62,205 $2.40 $149,292.00
Disclosure

SEC source: 0000928054-19-000089 · wf-form4_156832687302858.xml · nonDerivative · entry 5

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Bulldog Fund, LP

Disclosed balance after: 1,436,831

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 22:21 UTC PurchaseCommon Stock 46,164 $2.40 $110,793.60
Disclosure

SEC source: 0000928054-19-000089 · wf-form4_156832687302858.xml · nonDerivative · entry 2

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Fund, LP

Disclosed balance after: 737,551

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 22:21 UTC PurchaseCommon Stock 2,083 $2.30 $4,790.90
Disclosure

SEC source: 0000928054-19-000089 · wf-form4_156832687302858.xml · nonDerivative · entry 7

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Haredale Ltd.

Disclosed balance after: 60,900

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 22:21 UTC PurchaseCommon Stock 33,819 $2.30 $77,783.70
Disclosure

SEC source: 0000928054-19-000089 · wf-form4_156832687302858.xml · nonDerivative · entry 4

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Bulldog Fund, LP

Disclosed balance after: 1,374,626

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 22:21 UTC PurchaseCommon Stock 25,098 $2.30 $57,725.40
Disclosure

SEC source: 0000928054-19-000089 · wf-form4_156832687302858.xml · nonDerivative · entry 1

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Fund, LP

Disclosed balance after: 691,387

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
August 29, 2019 Filed Aug 30, 2019 16:48 UTC
CHISHOLM JOHNDirector · Director, President and CEO
SaleCommon Stock 25,000 $2.18 $54,500.00
Disclosure

SEC source: 0000928054-19-000087 · wf-form4_156718370756468.xml · nonDerivative · entry 1

CHISHOLM JOHN · CIK 0001173236 · Director · Director, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,217,478

F1 · balance_after: Disposition on August 29, 2019 of 25,000 shares at $2.18 weighted average per share pursuant to a Rule 10b5-1 Trading Plan.

Read SEC document
July 02, 2019 Filed Jul 3, 2019 18:51 UTC
CHISHOLM JOHNDirector · Director, President and CEO
SaleCommon Stock 24,200 $3.21 $77,682.00
Disclosure

SEC source: 0000928054-19-000076 · wf-form4_156217990114220.xml · nonDerivative · entry 2

CHISHOLM JOHN · CIK 0001173236 · Director · Director, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,242,478

F2 · balance_after: Disposition on July 2, 2019 of 24,200 shares at $3.21 weighted average per share pursuant to a Rule 10b5-1 Trading Plan.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 18:51 UTC
CHISHOLM JOHNDirector · Director, President and CEO
SaleCommon Stock 45,800 $3.31 $151,598.00
Disclosure

SEC source: 0000928054-19-000076 · wf-form4_156217990114220.xml · nonDerivative · entry 1

CHISHOLM JOHN · CIK 0001173236 · Director · Director, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,266,678

F1 · balance_after: Disposition on July 1, 2019 of 45,800 shares at $3.31 weighted average per share pursuant to a Rule 10b5-1 Trading Plan.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 22:47 UTC PurchaseCommon Stock 764 $3.68 $2,811.52
Disclosure

SEC source: 0000928054-19-000069 · wf-form4_156029325052633.xml · nonDerivative · entry 7

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Haredale Ltd.

Disclosed balance after: 58,817

F2 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 22:47 UTC PurchaseCommon Stock 13,825 $3.68 $50,876.00
Disclosure

SEC source: 0000928054-19-000069 · wf-form4_156029325052633.xml · nonDerivative · entry 5

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Bulldog Fund, LP

Disclosed balance after: 1,340,807

F2 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 22:47 UTC PurchaseCommon Stock 15,361 $3.68 $56,528.48
Disclosure

SEC source: 0000928054-19-000069 · wf-form4_156029325052633.xml · nonDerivative · entry 3

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Fund, LP

Disclosed balance after: 666,289

F2 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 22:47 UTC PurchaseCommon Stock 2,075 $3.57 $7,407.75
Disclosure

SEC source: 0000928054-19-000069 · wf-form4_156029325052633.xml · nonDerivative · entry 6

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Haredale Ltd.

Disclosed balance after: 58,053

F6 · balance_after: This total represents an additional 1,148 shares that were transferred from the reporting person to Haredale Ltd. pursuant to a separate contractual arrangement, as described in footnote #3, which transfer was exempt from reporting under Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 22:47 UTC PurchaseCommon Stock 37,527 $3.57 $133,971.39
Disclosure

SEC source: 0000928054-19-000069 · wf-form4_156029325052633.xml · nonDerivative · entry 4

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Bulldog Fund, LP

Disclosed balance after: 1,326,982

F5 · balance_after: This total represents an additional 26,170 shares that were transferred from the reporting person to The D3 Family Bulldog Fund, LP pursuant to a separate contractual arrangement, as described in footnote #3, which transfer was exempt from reporting under Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 22:47 UTC PurchaseCommon Stock 41,698 $3.57 $148,861.86
Disclosure

SEC source: 0000928054-19-000069 · wf-form4_156029325052633.xml · nonDerivative · entry 2

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Fund, LP

Disclosed balance after: 650,928

F4 · balance_after: This total represents an additional 13,005 shares that were transferred from the reporting person to The D3 Family Fund, LP pursuant to a separate contractual arrangement as described in footnote #3, which transfer was exempt from reporting under Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
June 06, 2019 Filed Jun 6, 2019 21:11 UTC PurchaseCommon Stock 1,047 $3.42 $3,580.74
Disclosure

SEC source: 0000928054-19-000065 · wf-form4_155985549157816.xml · nonDerivative · entry 10

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Haredale Ltd.

Disclosed balance after: 54,830

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
June 06, 2019 Filed Jun 6, 2019 21:11 UTC PurchaseCommon Stock 18,925 $3.42 $64,723.50
Disclosure

SEC source: 0000928054-19-000065 · wf-form4_155985549157816.xml · nonDerivative · entry 7

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Bulldog Fund, LP

Disclosed balance after: 1,263,285

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
June 06, 2019 Filed Jun 6, 2019 21:11 UTC PurchaseCommon Stock 21,028 $3.42 $71,915.76
Disclosure

SEC source: 0000928054-19-000065 · wf-form4_155985549157816.xml · nonDerivative · entry 4

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Fund, LP

Disclosed balance after: 596,225

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 21:11 UTC PurchaseCommon Stock 1,276 $3.43 $4,376.68
Disclosure

SEC source: 0000928054-19-000065 · wf-form4_155985549157816.xml · nonDerivative · entry 9

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Haredale Ltd.

Disclosed balance after: 53,783

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 21:11 UTC PurchaseCommon Stock 23,079 $3.43 $79,160.97
Disclosure

SEC source: 0000928054-19-000065 · wf-form4_155985549157816.xml · nonDerivative · entry 6

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Bulldog Fund, LP

Disclosed balance after: 1,244,360

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 21:11 UTC PurchaseCommon Stock 25,645 $3.43 $87,962.35
Disclosure

SEC source: 0000928054-19-000065 · wf-form4_155985549157816.xml · nonDerivative · entry 3

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Fund, LP

Disclosed balance after: 575,197

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 21:11 UTC PurchaseCommon Stock 2,463 $3.46 $8,521.98
Disclosure

SEC source: 0000928054-19-000065 · wf-form4_155985549157816.xml · nonDerivative · entry 8

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Haredale Ltd.

Disclosed balance after: 52,507

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 21:11 UTC PurchaseCommon Stock 44,543 $3.46 $154,118.78
Disclosure

SEC source: 0000928054-19-000065 · wf-form4_155985549157816.xml · nonDerivative · entry 5

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Bulldog Fund, LP

Disclosed balance after: 1,221,281

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 21:11 UTC PurchaseCommon Stock 49,494 $3.46 $171,249.24
Disclosure

SEC source: 0000928054-19-000065 · wf-form4_155985549157816.xml · nonDerivative · entry 2

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Fund, LP

Disclosed balance after: 549,552

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
June 03, 2019 Filed Jun 3, 2019 21:06 UTC PurchaseCommon Stock 1,178 $3.19 $3,757.82
Disclosure

SEC source: 0000928054-19-000063 · wf-form4_155959595948750.xml · nonDerivative · entry 10

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Haredale Ltd.

Disclosed balance after: 50,044

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
June 03, 2019 Filed Jun 3, 2019 21:06 UTC PurchaseCommon Stock 21,302 $3.19 $67,953.38
Disclosure

SEC source: 0000928054-19-000063 · wf-form4_155959595948750.xml · nonDerivative · entry 7

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Bulldog Fund, LP

Disclosed balance after: 1,176,738

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
June 03, 2019 Filed Jun 3, 2019 21:06 UTC PurchaseCommon Stock 23,670 $3.19 $75,507.30
Disclosure

SEC source: 0000928054-19-000063 · wf-form4_155959595948750.xml · nonDerivative · entry 4

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Fund, LP

Disclosed balance after: 500,058

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 21:06 UTC PurchaseCommon Stock 891 $3.06 $2,726.46
Disclosure

SEC source: 0000928054-19-000063 · wf-form4_155959595948750.xml · nonDerivative · entry 9

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Haredale Ltd.

Disclosed balance after: 48,866

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 21:06 UTC PurchaseCommon Stock 16,109 $3.06 $49,293.54
Disclosure

SEC source: 0000928054-19-000063 · wf-form4_155959595948750.xml · nonDerivative · entry 6

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Bulldog Fund, LP

Disclosed balance after: 1,155,436

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 21:06 UTC PurchaseCommon Stock 17,900 $3.06 $54,774.00
Disclosure

SEC source: 0000928054-19-000063 · wf-form4_155959595948750.xml · nonDerivative · entry 3

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Fund, LP

Disclosed balance after: 476,388

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 21:06 UTC PurchaseCommon Stock 516 $3.08 $1,589.28
Disclosure

SEC source: 0000928054-19-000063 · wf-form4_155959595948750.xml · nonDerivative · entry 8

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Haredale Ltd.

Disclosed balance after: 47,975

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 21:06 UTC PurchaseCommon Stock 9,324 $3.08 $28,717.92
Disclosure

SEC source: 0000928054-19-000063 · wf-form4_155959595948750.xml · nonDerivative · entry 5

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Bulldog Fund, LP

Disclosed balance after: 1,139,327

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 21:06 UTC PurchaseCommon Stock 10,360 $3.08 $31,908.80
Disclosure

SEC source: 0000928054-19-000063 · wf-form4_155959595948750.xml · nonDerivative · entry 2

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Fund, LP

Disclosed balance after: 458,488

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
May 24, 2019 Filed May 28, 2019 20:17 UTC
WILKINSON ELIZABETH TChief Financial Officer
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0000928054-19-000049 · wf-form4_155907461711867.xml · nonDerivative · entry 1

WILKINSON ELIZABETH T · CIK 0001206267 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,250

F1 · shares: Acquisition of 40,000 shares in connection with the closing of the sale of Floridca Chemical Company, LLC at the closing price of $3.04 on March 24, 2019.

Read SEC document
May 24, 2019 Filed May 28, 2019 20:18 UTC
York William HChief Administrative Officer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000928054-19-000051 · wf-form4_155907466982909.xml · nonDerivative · entry 1

York William H · CIK 0001771624 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,525

F1 · shares: Acquisition of 50,000 shares in connection with the closing of the sale of Floridca Chemical Company, LLC at the closing price of $3.04 on March 24, 2019.

Read SEC document
May 24, 2019 Filed May 28, 2019 20:17 UTC
Silas James ASVP Research and Innovation
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000928054-19-000050 · wf-form4_155907464359474.xml · nonDerivative · entry 1

Silas James A · CIK 0001771630 · SVP Research and Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,504

F1 · shares: Acquisition of 10,000 shares in connection with the closing of the sale of Floridca Chemical Company, LLC at the closing price of $3.04 on March 24, 2019.

Read SEC document
May 24, 2019 Filed May 28, 2019 20:16 UTC
CHISHOLM JOHNDirector · Director, President and CEO
GrantCommon Stock 85,000 $0.00 $0.00
Disclosure

SEC source: 0000928054-19-000048 · wf-form4_155907459095587.xml · nonDerivative · entry 1

CHISHOLM JOHN · CIK 0001173236 · Director · Director, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,312,478

F1 · shares: Acquisition of 85,000 shares in connection with the closing of the sale of Floridca Chemical Company, LLC at the closing price of $3.04 on March 24, 2019.

Read SEC document
May 24, 2019 Filed May 29, 2019 20:50 UTC GrantCommon Stock 66,449 $0.00 $0.00
Disclosure

SEC source: 0000928054-19-000061 · wf-form4_155916299752476.xml · nonDerivative · entry 1

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,772

F1 · shares: Award grant of 66,449 shares based on a closing price of $3.04 per share on May 24, 2019 which vest at the 2020 annual stockholders' meeting.

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May 24, 2019 Filed May 29, 2019 20:49 UTC
McGuire LVDirector
GrantCommon Stock 50,001 $0.00 $0.00
Disclosure

SEC source: 0000928054-19-000060 · wf-form4_155916296807800.xml · nonDerivative · entry 1

McGuire LV · CIK 0001499794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,217

F1 · shares: Award grant of 50,001 shares based on a closing price of $3.04 per share on May 24, 2019 which vest at the 2020 annual stockholders' meeting.

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May 24, 2019 Filed May 29, 2019 20:49 UTC GrantCommon Stock 32,895 $0.00 $0.00
Disclosure

SEC source: 0000928054-19-000059 · wf-form4_155916293771459.xml · nonDerivative · entry 1

Cooper L Melvin · CIK 0001505460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,763

F1 · shares: Award grant of 32,895 shares based on a closing price of $3.04 per share on May 24, 2019 which vest at the 2020 annual stockholders' meeting.

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May 24, 2019 Filed May 29, 2019 20:48 UTC
Brown Ted DDirector
GrantCommon Stock 32,895 $0.00 $0.00
Disclosure

SEC source: 0000928054-19-000058 · wf-form4_155916290622107.xml · nonDerivative · entry 1

Brown Ted D · CIK 0001297978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,544

F1 · shares: Award grant of 32,895 shares based on a closing price of $3.04 per share on May 24, 2019 which vest at the 2020 annual stockholders' meeting.

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May 24, 2019 Filed May 29, 2019 20:48 UTC GrantCommon Stock 32,895 $0.00 $0.00
Disclosure

SEC source: 0000928054-19-000057 · wf-form4_155916287616640.xml · nonDerivative · entry 1

Adams Michelle M · CIK 0001697269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,407

F1 · shares: Award grant of 32,895 shares based on a closing price of $3.04 per share on May 24, 2019 which vest at the 2020 annual stockholders' meeting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.