Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 22, 2020 Filed Dec 28, 2020 22:00 UTC |
Albrecht Ellen TActing PFO and Treasurer
|
SaleCommon Stock | 30,000 | $4.26 | $127,800.00 |
DisclosureSEC source: 0001437749-20-025977 · rdgdoc.xml · nonDerivative · entry 1 Albrecht Ellen T · CIK 0001382971 · Acting PFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,705 Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 21:50 UTC |
Markowsky James JDirector
|
SaleCommon Stock | 30,000 | $3.37 | $101,100.00 |
DisclosureSEC source: 0001437749-20-024851 · rdgdoc.xml · nonDerivative · entry 2 Markowsky James J · CIK 0001698347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 21:50 UTC |
Markowsky James JDirector
|
SaleCommon Stock | 20,000 | $3.44 | $68,800.00 |
DisclosureSEC source: 0001437749-20-024851 · rdgdoc.xml · nonDerivative · entry 1 Markowsky James J · CIK 0001698347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| November 25, 2020 Filed Nov 27, 2020 19:32 UTC |
BAILEY DOUGLAS GDirector
|
SaleCommon Stock | 60,400 | $5.38 | $324,650.00 |
DisclosureSEC source: 0001437749-20-024517 · rdgdoc.xml · nonDerivative · entry 2 BAILEY DOUGLAS G · CIK 0001246268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,788,161 Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 19:20 UTC |
BAILEY BETTYE J10% owner
|
SaleCommon Stock | 42,028 | $4.74 | $199,208.52 |
DisclosureSEC source: 0001472375-20-000064 · primary_doc.xml · nonDerivative · entry 1 BAILEY BETTYE J · CIK 0001671745 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,286,945 Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 19:32 UTC |
BAILEY DOUGLAS GDirector
|
SaleCommon Stock | 76,944 | $5.84 | $449,276.02 |
DisclosureSEC source: 0001437749-20-024517 · rdgdoc.xml · nonDerivative · entry 1 BAILEY DOUGLAS G · CIK 0001246268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,848,561 Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 19:32 UTC |
Markowsky James JDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 44,000 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001437749-20-024516 · rdgdoc.xml · derivative · entry 4 Markowsky James J · CIK 0001698347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,000 Underlying: Common Stock · 44,000 shares Expires 2027-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 19:32 UTC |
Markowsky James JDirector
|
SaleCommon Stock | 44,000 | $5.64 | $248,160.00 |
DisclosureSEC source: 0001437749-20-024516 · rdgdoc.xml · nonDerivative · entry 3 Markowsky James J · CIK 0001698347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 19:32 UTC |
Markowsky James JDirector
|
SaleCommon Stock | 12,627 | $6.10 | $77,024.70 |
DisclosureSEC source: 0001437749-20-024516 · rdgdoc.xml · nonDerivative · entry 2 Markowsky James J · CIK 0001698347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,000 Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 19:32 UTC |
Markowsky James JDirector
|
Exercise / conversionCommon Stock | 44,000 | $0.97 | $42,460.00 |
DisclosureSEC source: 0001437749-20-024516 · rdgdoc.xml · nonDerivative · entry 1 Markowsky James J · CIK 0001698347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 21:00 UTC |
Cummings William E JRSenior Vice President, Sales
|
PurchaseCommon | 5,329 | $0.72 | $3,835.28 |
DisclosureSEC source: 0001437749-20-020365 · rdgdoc.xml · nonDerivative · entry 1 Cummings William E JR · CIK 0001358637 · Senior Vice President, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,045 F1 · price: The price reported in Column 4 is a weighted average share price. The shares were purchased in multiple transactions at prices ranging from $0.7098 to $0.72, inclusive. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 24, 2020 Filed Sep 24, 2020 21:56 UTC |
Cummings William E JRSenior Vice President, Sales
|
PurchaseCommon | 33,886 | $0.64 | $21,727.70 |
DisclosureSEC source: 0000846913-20-000044 · wf-form4_160098456816259.xml · nonDerivative · entry 1 Cummings William E JR · CIK 0001358637 · Senior Vice President, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,716 F1 · price: 1. The price reported in Column 4 is a weighted average share price. The shares were purchased in multiple transactions at prices ranging from $0.6389 to $0.66, inclusive. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 17, 2020 Filed Mar 17, 2020 20:37 UTC |
Markowsky James JDirector
|
GrantCommon | 4,500 | $0.59 | $2,644.65 |
DisclosureSEC source: 0000846913-20-000021 · wf-form4_158447743426707.xml · nonDerivative · entry 2 Markowsky James J · CIK 0001698347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,627 F2 · price: 1. The price reported in Column 4 is a weighted average share price. The shares were purchased in multiple transactions at prices ranging from $0.529 to $0.5987, inclusive. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:39 UTC |
ARNONE VINCENT JDirector · President & CEO
|
PurchaseCommon Stock | 15,000 | $0.43 | $6,468.00 |
DisclosureSEC source: 0000846913-20-000023 · wf-form4_158456397846933.xml · nonDerivative · entry 1 ARNONE VINCENT J · CIK 0001272727 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,407 F1 · price: The price reported in Column 4 is a weighted average share price. The shares were purchased in multiple transactions at prices ranging from $0.427 to $0.450, inclusive. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 20:37 UTC |
Markowsky James JDirector
|
GrantCommon | 25,500 | $0.48 | $12,331.80 |
DisclosureSEC source: 0000846913-20-000021 · wf-form4_158447743426707.xml · nonDerivative · entry 1 Markowsky James J · CIK 0001698347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,127 F1 · price: 1. The price reported in Column 4 is a weighted average share price. The shares were purchased in multiple transactions at prices ranging from $0.43 to $0.55, inclusive. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 21:35 UTC |
Pach James MPFO and Treasurer
|
Tax withholdingRestricted Stock Units | 11,005 | $0.91 | $9,959.53 |
DisclosureSEC source: 0000846913-19-000101 · wf-form4_157661848650830.xml · nonDerivative · entry 1 Pach James M · CIK 0001722648 · PFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,995 Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 21:37 UTC |
Cummings William E JRSenior Vice President, Sales
|
Tax withholdingCommon | 8,523 | $0.91 | $7,713.32 |
DisclosureSEC source: 0000846913-19-000103 · wf-form4_157661864724065.xml · nonDerivative · entry 1 Cummings William E JR · CIK 0001358637 · Senior Vice President, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,830 Read SEC document |
| September 26, 2019 Filed Sep 26, 2019 21:21 UTC |
Cummings William E JRSenior Vice President, Sales
|
PurchaseCommon | 28,489 | $0.97 | $27,546.01 |
DisclosureSEC source: 0000846913-19-000077 · wf-form4_156953288755404.xml · nonDerivative · entry 1 Cummings William E JR · CIK 0001358637 · Senior Vice President, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,353 F1 · price: The price reported in Column 4 is a weighted average share price. The shares were purchased in multiple transactions at prices ranging from $0.94966 to $1.00, inclusive. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 25, 2019 Filed Sep 25, 2019 21:21 UTC |
Cummings William E JRSenior Vice President, Sales
|
PurchaseCommon | 21,511 | $0.96 | $20,616.14 |
DisclosureSEC source: 0000846913-19-000075 · wf-form4_156944649859101.xml · nonDerivative · entry 1 Cummings William E JR · CIK 0001358637 · Senior Vice President, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,864 F1 · price: The price reported in Column 4 is a weighted average share price. The shares were purchased in multiple transactions at prices ranging from $0.9175 to $0.98723, inclusive. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 06, 2019 Filed Sep 6, 2019 20:37 UTC |
ARNONE VINCENT JDirector · President & CEO
|
PurchaseCommon Stock | 20,000 | $1.01 | $20,140.00 |
DisclosureSEC source: 0000846913-19-000069 · wf-form4_156780221984929.xml · nonDerivative · entry 1 ARNONE VINCENT J · CIK 0001272727 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,407 F1 · price: 1. The price reported in Column 4 is a weighted average share price. The shares were purchased in multiple transactions at prices ranging from $0.9599 to $1.03, inclusive. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 28, 2019 Filed Aug 28, 2019 20:16 UTC |
Markowsky James JDirector
|
PurchaseCommon | 20,000 | $0.82 | $16,440.00 |
DisclosureSEC source: 0000846913-19-000067 · wf-form4_156702337615777.xml · nonDerivative · entry 1 Markowsky James J · CIK 0001698347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,627 Read SEC document |
| June 18, 2019 Filed Jun 18, 2019 20:45 UTC |
ARNONE VINCENT JDirector · President & CEO
|
PurchaseCommon Stock | 15,000 | $1.22 | $18,225.00 |
DisclosureSEC source: 0000846913-19-000056 · wf-form4_156089071865681.xml · nonDerivative · entry 1 ARNONE VINCENT J · CIK 0001272727 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489,407 F1 · price: The price reported in Column 4 is a weighted average share price. The shares were purchased in multiple transactions at prices ranging from $1.20 to $1.227, inclusive. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 22, 2019 Filed May 22, 2019 21:19 UTC |
Pach James MPFO and Treasurer
|
SaleRestricted Stock Units | 6,859 | $1.54 | $10,562.86 |
DisclosureSEC source: 0000846913-19-000054 · wf-form4_155855997065538.xml · nonDerivative · entry 1 Pach James M · CIK 0001722648 · PFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Read SEC document |
| May 17, 2019 Filed May 17, 2019 20:51 UTC |
ZEITLER DENNIS LDirector
|
GrantCommon Stock | 12,627 | $1.58 | $20,001.17 |
DisclosureSEC source: 0000846913-19-000037 · wf-form4_155812628202805.xml · nonDerivative · entry 1 ZEITLER DENNIS L · CIK 0001118164 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,627 Read SEC document |
| May 17, 2019 Filed May 17, 2019 21:19 UTC |
Markowsky James JDirector
|
GrantCommon | 12,627 | $1.58 | $20,001.17 |
DisclosureSEC source: 0000846913-19-000039 · wf-form4_155812794857287.xml · nonDerivative · entry 1 Markowsky James J · CIK 0001698347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,627 Read SEC document |
| May 17, 2019 Filed May 20, 2019 20:48 UTC |
SHAW THOMAS SDirector
|
GrantCommon Stock | 12,627 | $1.58 | $20,001.17 |
DisclosureSEC source: 0000846913-19-000052 · wf-form4_155838527545246.xml · nonDerivative · entry 1 SHAW THOMAS S · CIK 0001078772 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,627 Read SEC document |
| May 17, 2019 Filed May 20, 2019 20:42 UTC |
Jones Sharon LDirector
|
GrantCommon | 12,627 | $1.58 | $20,001.17 |
DisclosureSEC source: 0000846913-19-000050 · wf-form4_155838491214027.xml · nonDerivative · entry 1 Jones Sharon L · CIK 0001734963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,577 Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:37 UTC |
BAILEY DOUGLAS GDirector
|
GrantCommon | 12,627 | $1.58 | $20,001.17 |
DisclosureSEC source: 0000846913-19-000046 · wf-form4_155838464501605.xml · nonDerivative · entry 1 BAILEY DOUGLAS G · CIK 0001246268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,905,505 Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 20:39 UTC |
Markowsky James JDirector
|
SaleCommon | 20,000 | $1.66 | $33,200.00 |
DisclosureSEC source: 0000846913-19-000023 · wf-form4_155354636166638.xml · nonDerivative · entry 1 Markowsky James J · CIK 0001698347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: 1.The price reported in Column 4 is a weighted average share price. The shares were sold in multiple transactions at prices ranging from $1.66 to $1.70, inclusive. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 20:46 UTC |
Cummings William E JRSenior Vice President, Sales
|
GrantCommon | 25,000 | $1.83 | $45,750.00 |
DisclosureSEC source: 0000846913-19-000025 · wf-form4_155354675412171.xml · nonDerivative · entry 1 Cummings William E JR · CIK 0001358637 · Senior Vice President, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,353 Read SEC document |
| August 23, 2018 Filed Aug 24, 2018 20:19 UTC |
ARNONE VINCENT JDirector · President & CEO
|
PurchaseCommon Stock | 2,033 | $1.08 | $2,195.64 |
DisclosureSEC source: 0000846913-18-000059 · wf-form4_153514193325209.xml · nonDerivative · entry 1 ARNONE VINCENT J · CIK 0001272727 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,407 Read SEC document |
| August 23, 2018 Filed May 20, 2019 20:39 UTC |
Jones Sharon LDirector
|
PurchaseCommon | 3,950 | $1.04 | $4,108.00 |
DisclosureSEC source: 0000846913-19-000048 · wf-form4_155838477570930.xml · nonDerivative · entry 1 Jones Sharon L · CIK 0001734963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,950 Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 20:45 UTC |
ARNONE VINCENT JDirector · President & CEO
|
PurchaseCommon Stock | 22,967 | $1.02 | $23,472.27 |
DisclosureSEC source: 0000846913-18-000057 · wf-form4_153505708932645.xml · nonDerivative · entry 1 ARNONE VINCENT J · CIK 0001272727 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,374 Read SEC document |
| June 29, 2018 Filed Jul 6, 2018 20:07 UTC |
Cummings William E JRSenior Vice President, Sales
|
PurchaseCommon | 10,200 | $1.08 | $11,005.80 |
DisclosureSEC source: 0001358637-18-000006 · wf-form4_153090760670708.xml · nonDerivative · entry 1 Cummings William E JR · CIK 0001358637 · Senior Vice President, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,353 Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:04 UTC |
Collins David SSr. Vice President
|
Tax withholdingCommon Stock | 3,524 | $1.10 | $3,858.78 |
DisclosureSEC source: 0000846913-18-000006 · wf-form4_151985541246522.xml · nonDerivative · entry 2 Collins David S · CIK 0001497600 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,809 Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:04 UTC |
Collins David SSr. Vice President
|
GrantCommon Stock | 13,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000846913-18-000006 · wf-form4_151985541246522.xml · nonDerivative · entry 1 Collins David S · CIK 0001497600 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,333 Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:01 UTC |
BAILEY DOUGLAS GDirector
|
Tax withholdingCommon | 3,524 | $1.10 | $3,858.78 |
DisclosureSEC source: 0000846913-18-000004 · wf-form4_151985528264913.xml · nonDerivative · entry 2 BAILEY DOUGLAS G · CIK 0001246268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,882,878 Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:01 UTC |
BAILEY DOUGLAS GDirector
|
GrantCommon Stock | 13,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000846913-18-000004 · wf-form4_151985528264913.xml · nonDerivative · entry 1 BAILEY DOUGLAS G · CIK 0001246268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,886,402 Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:54 UTC |
ARNONE VINCENT JDirector · President & CEO
|
GrantCommon Stock | 26,667 | $0.00 | $0.00 |
DisclosureSEC source: 0000846913-18-000002 · wf-form4_151985480325477.xml · nonDerivative · entry 1 ARNONE VINCENT J · CIK 0001272727 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,407 Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 21:26 UTC |
ARNONE VINCENT JDirector · President & CEO
|
GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000846913-17-000109 · wf-form4_151363239627658.xml · derivative · entry 1 ARNONE VINCENT J · CIK 0001272727 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,740 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units vest in two installments: (i) one half of the total RSUs awarded shall vest on the second anniversary after the transaction date shown above, and (ii) the final one half shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's 2017 RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date. F2 · derivative.expiration_date: The Restricted Stock Units vest in two installments: (i) one half of the total RSUs awarded shall vest on the second anniversary after the transaction date shown above, and (ii) the final one half shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's 2017 RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 21:26 UTC |
Pach James MActing PFO & Treasurer
|
GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000846913-17-000108 · wf-form4_151363235310853.xml · derivative · entry 1 Pach James M · CIK 0001722648 · Acting PFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,859 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units vest in two installments: (i) one half of the total RSUs awarded shall vest on the second anniversary after the transaction date shown above, and (ii) the final one half shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's 2017 RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date. F2 · derivative.expiration_date: The Restricted Stock Units vest in two installments: (i) one half of the total RSUs awarded shall vest on the second anniversary after the transaction date shown above, and (ii) the final one half shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's 2017 RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 21:48 UTC |
ZEITLER DENNIS LDirector
|
PurchaseCommon Stock | 50,000 | $1.01 | $50,320.00 |
DisclosureSEC source: 0000846913-17-000107 · wf-form4_151320168768163.xml · nonDerivative · entry 1 ZEITLER DENNIS L · CIK 0001118164 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 21:10 UTC |
BAILEY DOUGLAS GDirector
|
GrantCommon Option · Derivative | 44,000 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0000846913-17-000105 · wf-form4_151276743402971.xml · derivative · entry 1 BAILEY DOUGLAS G · CIK 0001246268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,000 Underlying: Common Stock · 44,000 shares Expires 2027-12-07 Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 21:09 UTC |
SHAW THOMAS SDirector
|
GrantCommon Option · Derivative | 44,000 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0000846913-17-000104 · wf-form4_151276735967053.xml · derivative · entry 1 SHAW THOMAS S · CIK 0001078772 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,000 Underlying: Common Stock · 44,000 shares Expires 2027-12-07 Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 21:08 UTC |
ZEITLER DENNIS LDirector
|
GrantCommon Option · Derivative | 44,000 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0000846913-17-000103 · wf-form4_151276728751480.xml · derivative · entry 1 ZEITLER DENNIS L · CIK 0001118164 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,000 Underlying: Common Stock · 44,000 shares Expires 2027-12-07 Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 21:05 UTC |
Markowsky James JDirector
|
GrantCommon Option · Derivative | 44,000 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0000846913-17-000102 · wf-form4_151276710948164.xml · derivative · entry 1 Markowsky James J · CIK 0001698347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,000 Underlying: Common Stock · 44,000 shares Expires 2027-12-07 Read SEC document |
| October 12, 2017 Filed Mar 26, 2018 17:15 UTC |
BAILEY BETTYE J10% owner
|
OtherCommon Stock | 1,367,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001472375-18-000026 · primary_doc.xml · nonDerivative · entry 2 BAILEY BETTYE J · CIK 0001671745 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,328,973 F2 · price: Transfer by inheritance of 1,367,509 shares from the Estate of Ralph E. Bailey. F3 · balance_after: Excludes 245,000 shares owned by a family trust in which Mrs. Bailey has no beneficial ownership interest. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 20:32 UTC |
ARNONE VINCENT JDirector · President & CEO
|
PurchaseCommon Stock | 18,000 | $0.94 | $16,902.00 |
DisclosureSEC source: 0000846913-17-000079 · wf-form4_150585310583093.xml · nonDerivative · entry 1 ARNONE VINCENT J · CIK 0001272727 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,740 F1 · price: The price reported in Column 4 is a weighted average share price. The shares were purchased in multiple transactions at prices ranging from $0.91 to $0.95, inclusive. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 20:20 UTC |
ARNONE VINCENT JDirector · President & CEO
|
PurchaseCommon Stock | 32,000 | $0.92 | $29,568.00 |
DisclosureSEC source: 0000846913-17-000077 · wf-form4_150576603581510.xml · nonDerivative · entry 1 ARNONE VINCENT J · CIK 0001272727 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,740 F1 · price: The price reported in Column 4 is a weighted average share price. The shares were purchased in multiple transactions at prices ranging from $0.86 to $0.95, inclusive. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 20:31 UTC |
Markowsky James JDirector
|
PurchaseCommon | 10,000 | $0.87 | $8,650.00 |
DisclosureSEC source: 0000846913-17-000073 · wf-form4_150472986147297.xml · nonDerivative · entry 1 Markowsky James J · CIK 0001698347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · price: The price reported in Column 4 is a weighted average share price. The shares were purchased in multiple transactions at prices ranging from $0.86 to $0.87, inclusive. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.