Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FUEL TECH, INC.FTEK · Entity 1599 | Director | December 02, 2020 | December 04, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FUEL TECH, INC.
Report date December 02, 2020 · Filed December 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2020-12-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-12-02 · Sale · Disposed 20,000 · Balance 30,000 Row 2 · 2020-12-02 · Sale · Disposed 30,000 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 02, 2020 Filed Dec 4, 2020 21:50 UTC | FUEL TECH, INC. FTEK · Entity 1599 | SaleCommon Stock | 30,000 | $3.37 | $101,100.00 |
DisclosureSEC source: 0001437749-20-024851 · rdgdoc.xml · nonDerivative · entry 2 Markowsky James J · CIK 0001698347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 21:50 UTC | FUEL TECH, INC. FTEK · Entity 1599 | SaleCommon Stock | 20,000 | $3.44 | $68,800.00 |
DisclosureSEC source: 0001437749-20-024851 · rdgdoc.xml · nonDerivative · entry 1 Markowsky James J · CIK 0001698347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 19:32 UTC | FUEL TECH, INC. FTEK · Entity 1599 | Exercise / conversionStock Option (Right to Buy) · Derivative | 44,000 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001437749-20-024516 · rdgdoc.xml · derivative · entry 4 Markowsky James J · CIK 0001698347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,000 Underlying: Common Stock · 44,000 shares Expires 2027-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 19:32 UTC | FUEL TECH, INC. FTEK · Entity 1599 | SaleCommon Stock | 44,000 | $5.64 | $248,160.00 |
DisclosureSEC source: 0001437749-20-024516 · rdgdoc.xml · nonDerivative · entry 3 Markowsky James J · CIK 0001698347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 19:32 UTC | FUEL TECH, INC. FTEK · Entity 1599 | SaleCommon Stock | 12,627 | $6.10 | $77,024.70 |
DisclosureSEC source: 0001437749-20-024516 · rdgdoc.xml · nonDerivative · entry 2 Markowsky James J · CIK 0001698347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,000 Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 19:32 UTC | FUEL TECH, INC. FTEK · Entity 1599 | Exercise / conversionCommon Stock | 44,000 | $0.97 | $42,460.00 |
DisclosureSEC source: 0001437749-20-024516 · rdgdoc.xml · nonDerivative · entry 1 Markowsky James J · CIK 0001698347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 17, 2020 Filed Mar 17, 2020 20:37 UTC | FUEL TECH, INC. FTEK · Entity 1599 | GrantCommon | 4,500 | $0.59 | $2,644.65 |
DisclosureSEC source: 0000846913-20-000021 · wf-form4_158447743426707.xml · nonDerivative · entry 2 Markowsky James J · CIK 0001698347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,627 F2 · price: 1. The price reported in Column 4 is a weighted average share price. The shares were purchased in multiple transactions at prices ranging from $0.529 to $0.5987, inclusive. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 20:37 UTC | FUEL TECH, INC. FTEK · Entity 1599 | GrantCommon | 25,500 | $0.48 | $12,331.80 |
DisclosureSEC source: 0000846913-20-000021 · wf-form4_158447743426707.xml · nonDerivative · entry 1 Markowsky James J · CIK 0001698347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,127 F1 · price: 1. The price reported in Column 4 is a weighted average share price. The shares were purchased in multiple transactions at prices ranging from $0.43 to $0.55, inclusive. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 28, 2019 Filed Aug 28, 2019 20:16 UTC | FUEL TECH, INC. FTEK · Entity 1599 | PurchaseCommon | 20,000 | $0.82 | $16,440.00 |
DisclosureSEC source: 0000846913-19-000067 · wf-form4_156702337615777.xml · nonDerivative · entry 1 Markowsky James J · CIK 0001698347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,627 Read SEC document |
| May 17, 2019 Filed May 17, 2019 21:19 UTC | FUEL TECH, INC. FTEK · Entity 1599 | GrantCommon | 12,627 | $1.58 | $20,001.17 |
DisclosureSEC source: 0000846913-19-000039 · wf-form4_155812794857287.xml · nonDerivative · entry 1 Markowsky James J · CIK 0001698347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,627 Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 20:39 UTC | FUEL TECH, INC. FTEK · Entity 1599 | SaleCommon | 20,000 | $1.66 | $33,200.00 |
DisclosureSEC source: 0000846913-19-000023 · wf-form4_155354636166638.xml · nonDerivative · entry 1 Markowsky James J · CIK 0001698347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: 1.The price reported in Column 4 is a weighted average share price. The shares were sold in multiple transactions at prices ranging from $1.66 to $1.70, inclusive. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 21:05 UTC | FUEL TECH, INC. FTEK · Entity 1599 | GrantCommon Option · Derivative | 44,000 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0000846913-17-000102 · wf-form4_151276710948164.xml · derivative · entry 1 Markowsky James J · CIK 0001698347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,000 Underlying: Common Stock · 44,000 shares Expires 2027-12-07 Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 20:31 UTC | FUEL TECH, INC. FTEK · Entity 1599 | PurchaseCommon | 10,000 | $0.87 | $8,650.00 |
DisclosureSEC source: 0000846913-17-000073 · wf-form4_150472986147297.xml · nonDerivative · entry 1 Markowsky James J · CIK 0001698347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · price: The price reported in Column 4 is a weighted average share price. The shares were purchased in multiple transactions at prices ranging from $0.86 to $0.87, inclusive. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 20:31 UTC | FUEL TECH, INC. FTEK · Entity 1599 | PurchaseCommon | 81 | $0.93 | $75.25 |
DisclosureSEC source: 0000846913-17-000071 · wf-form4_150464348414442.xml · nonDerivative · entry 3 Markowsky James J · CIK 0001698347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 20:31 UTC | FUEL TECH, INC. FTEK · Entity 1599 | PurchaseCommon | 3,981 | $0.94 | $3,740.55 |
DisclosureSEC source: 0000846913-17-000071 · wf-form4_150464348414442.xml · nonDerivative · entry 2 Markowsky James J · CIK 0001698347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,919 Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 20:31 UTC | FUEL TECH, INC. FTEK · Entity 1599 | PurchaseCommon | 5,938 | $0.94 | $5,581.72 |
DisclosureSEC source: 0000846913-17-000071 · wf-form4_150464348414442.xml · nonDerivative · entry 1 Markowsky James J · CIK 0001698347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,938 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.