Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FUEL TECH, INC.FTEK · Entity 1599 | 10% owner | December 31, 2020 | January 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FUEL TECH, INC.
Report date December 31, 2020 · Filed January 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,244,234 |
Reported balance
After 2020-12-31 transaction · row 1
1 source rowRow 1 · 2020-12-31 · Sale · Disposed 42,711 · Balance 4,244,234 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2020 Filed Jan 4, 2021 20:09 UTC | FUEL TECH, INC. FTEK · Entity 1599 | SaleCommon Stock | 42,711 | $4.01 | $171,288.19 |
DisclosureSEC source: 0001472375-21-000001 · primary_doc.xml · nonDerivative · entry 1 BAILEY BETTYE J · CIK 0001671745 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,244,234 Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 19:20 UTC | FUEL TECH, INC. FTEK · Entity 1599 | SaleCommon Stock | 42,028 | $4.74 | $199,208.52 |
DisclosureSEC source: 0001472375-20-000064 · primary_doc.xml · nonDerivative · entry 1 BAILEY BETTYE J · CIK 0001671745 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,286,945 Read SEC document |
| October 12, 2017 Filed Mar 26, 2018 17:15 UTC | FUEL TECH, INC. FTEK · Entity 1599 | OtherCommon Stock | 1,367,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001472375-18-000026 · primary_doc.xml · nonDerivative · entry 2 BAILEY BETTYE J · CIK 0001671745 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,328,973 F2 · price: Transfer by inheritance of 1,367,509 shares from the Estate of Ralph E. Bailey. F3 · balance_after: Excludes 245,000 shares owned by a family trust in which Mrs. Bailey has no beneficial ownership interest. Read SEC document |
| August 27, 2017 Filed Mar 26, 2018 17:15 UTC | FUEL TECH, INC. FTEK · Entity 1599 | OtherCommon Stock | 32,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001472375-18-000026 · primary_doc.xml · nonDerivative · entry 1 BAILEY BETTYE J · CIK 0001671745 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,961,384 F1 · price: Transfer by inheritance of 32,028 shares from a marital trust that were formerly owned by the Estate of Ralph E. Bailey, the deceased husband of Mrs. Bailey. Read SEC document |
| March 27, 2017 Filed Mar 28, 2017 18:56 UTC | FUEL TECH, INC. FTEK · Entity 1599 | GiftCommon Stock | 647,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-002184 · marketforms-38458.xml · nonDerivative · entry 1 BAILEY BETTYE J · CIK 0001671745 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,929,356 F1 · acquired: Transfer in satisfaction of the annuity obligation pursuant to the terms of the Bettye J. Bailey GRAT A-2015 u/a/d March 27, 2015 (the "GRAT"). As a result of this transfer, the GRAT no longer owns any shares of the issuer. F2 · balance_after: Includes 10,000 shares previously owned jointly with her spouse, Mr. Bailey. Mr. Bailey is deceased and the shares are now owned solely by Mrs. Bailey. F3 · balance_after: Mrs. Bailey previously reported indirect beneficial ownership of 1,399,617 shares that were owned by Mr. Bailey and 245,000 shares that were owned by a family trust over which Mr. Bailey held power of substitution. Mr. Bailey is deceased and the shares are now owned by his estate and the family trust, respectively. Mrs. Bailey currently has no beneficial ownership interest in these shares and therefore the shares have been removed from Mrs. Bailey's Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.