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Nasdaq · USD

FTEK

FUEL TECH, INC.

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Tapewire entity
1599
SEC CIK
0000846913
Parsed reports
98

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2026 Filed Sep 3, 2026 20:06 UTC
Nuggihalli RameshPresident & CEO
PurchaseCommon Stock 1,470.529 $1.36 $1,999.92
Disclosure

SEC source: 0001437749-26-029608 · rdgdoc.xml · nonDerivative · entry 1

Nuggihalli Ramesh · CIK 0001855199 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,470.529

F1 · price: The price reported in Column 4 is a weighted average share price. The shares were purchased in multiple transactions for an average price of $1.360. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 04, 2026 Filed Jun 5, 2026 20:12 UTC GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-019744 · rdgdoc.xml · derivative · entry 1

Jones Sharon L · CIK 0001734963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock. The grant of the Restricted Stock Units was approved by the non-employee directors of the Compensation Committee of Fuel Tech, Inc. on June 3, 2026.

F2 · derivative.exercise_date: The Restricted Stock Units vest on the one-year anniversary after the transaction date shown above.

F2 · derivative.expiration_date: The Restricted Stock Units vest on the one-year anniversary after the transaction date shown above.

Read SEC document
June 04, 2026 Filed Jun 5, 2026 20:12 UTC GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-019745 · rdgdoc.xml · derivative · entry 1

BAILEY DOUGLAS G · CIK 0001246268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock. The grant of the Restricted Stock Units was approved by the non-employee directors of the Compensation Committee of Fuel Tech, Inc. on June 3, 2026.

F2 · derivative.exercise_date: The Restricted Stock Units vest on the one-year anniversary after the transaction date shown above.

F2 · derivative.expiration_date: The Restricted Stock Units vest on the one-year anniversary after the transaction date shown above.

Read SEC document
June 04, 2026 Filed Jun 5, 2026 20:11 UTC GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-019743 · rdgdoc.xml · derivative · entry 1

ZEITLER DENNIS L · CIK 0001118164 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock. The grant of the Restricted Stock Units was approved by the non-employee directors of the Compensation Committee of Fuel Tech, Inc. on June 3, 2026.

F2 · derivative.exercise_date: The Restricted Stock Units vest on the one-year anniversary after the transaction date shown above.

F2 · derivative.expiration_date: The Restricted Stock Units vest on the one-year anniversary after the transaction date shown above.

Read SEC document
March 24, 2026 Filed Mar 27, 2026 20:03 UTC
Albrecht Ellen TChief Financial Officer
GrantRestricted Stock Units · Derivative 8,350 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-010082 · rdgdoc.xml · derivative · entry 1

Albrecht Ellen T · CIK 0001382971 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,350

Underlying: Common Stock · 8,350 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three installments: (i) one-third of the total RSUs awarded shall vest on the one year anniversary after the transaction date shown above, (ii) one-third shall vest on the second anniversary of the transaction date shown above, and (iii) one-third shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in three installments: (i) one-third of the total RSUs awarded shall vest on the one year anniversary after the transaction date shown above, (ii) one-third shall vest on the second anniversary of the transaction date shown above, and (iii) one-third shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date.

Read SEC document
March 24, 2026 Filed Mar 27, 2026 20:03 UTC
ARNONE VINCENT JDirector · President & CEO
GrantRestricted Stock Units · Derivative 20,850 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-010081 · rdgdoc.xml · derivative · entry 1

ARNONE VINCENT J · CIK 0001272727 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,850

Underlying: Common Stock · 20,850 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three installments: (i) one-third of the total RSUs awarded shall vest on the one year anniversary after the transaction date shown above, (ii) one-third shall vest on the second anniversary of the transaction date shown above, and (iii) one-third shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in three installments: (i) one-third of the total RSUs awarded shall vest on the one year anniversary after the transaction date shown above, (ii) one-third shall vest on the second anniversary of the transaction date shown above, and (iii) one-third shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date.

Read SEC document
March 24, 2026 Filed Mar 27, 2026 20:02 UTC
Cummings William E JRSenior Vice President, Sales
GrantRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-010080 · rdgdoc.xml · derivative · entry 1

Cummings William E JR · CIK 0001358637 · Senior Vice President, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three installments: (i) one-third of the total RSUs awarded shall vest on the one year anniversary after the transaction date shown above, (ii) one-third shall vest on the second anniversary of the transaction date shown above, and (iii) one-third shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in three installments: (i) one-third of the total RSUs awarded shall vest on the one year anniversary after the transaction date shown above, (ii) one-third shall vest on the second anniversary of the transaction date shown above, and (iii) one-third shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date.

Read SEC document
March 06, 2026 Filed Mar 9, 2026 20:05 UTC
ARNONE VINCENT JDirector · President & CEO
PurchaseCommon Stock 10,000 $1.24 $12,400.00
Disclosure

SEC source: 0001437749-26-007356 · rdgdoc.xml · nonDerivative · entry 1

ARNONE VINCENT J · CIK 0001272727 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 549,513

Read SEC document
June 04, 2025 Filed Jun 6, 2025 20:11 UTC GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-019724 · rdgdoc.xml · derivative · entry 1

BAILEY DOUGLAS G · CIK 0001246268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock. The grant of the Restricted Stock Units was approved by the non-employee directors of the Compensation Committee of Fuel Tech, Inc. on June 4, 2025.

F2 · derivative.exercise_date: The Restricted Stock Units vest on the one-year anniversary after the transaction date shown above.

F2 · derivative.expiration_date: The Restricted Stock Units vest on the one-year anniversary after the transaction date shown above.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 20:10 UTC GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-019722 · rdgdoc.xml · derivative · entry 2

Jones Sharon L · CIK 0001734963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock. The grant of the Restricted Stock Units was approved by the non-employee directors of the Compensation Committee of Fuel Tech, Inc. on June 4, 2025.

F2 · derivative.exercise_date: The Restricted Stock Units vest on the one-year anniversary after the transaction date shown above.

F2 · derivative.expiration_date: The Restricted Stock Units vest on the one-year anniversary after the transaction date shown above.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 20:10 UTC SaleCommon Stock 12,627 $1.67 $21,042.90
Disclosure

SEC source: 0001437749-25-019722 · rdgdoc.xml · nonDerivative · entry 1

Jones Sharon L · CIK 0001734963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,972.565

Read SEC document
June 04, 2025 Filed Jun 6, 2025 20:09 UTC GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-019721 · rdgdoc.xml · derivative · entry 1

ZEITLER DENNIS L · CIK 0001118164 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock. The grant of the Restricted Stock Units was approved by the non-employee directors of the Compensation Committee of Fuel Tech, Inc. on June 4, 2025.

F2 · derivative.exercise_date: The Restricted Stock Units vest on the one-year anniversary after the transaction date shown above.

F2 · derivative.expiration_date: The Restricted Stock Units vest on the one-year anniversary after the transaction date shown above.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 20:03 UTC
ARNONE VINCENT JDirector · President & CEO
PurchaseCommon Stock 15,000 $1.05 $15,750.00
Disclosure

SEC source: 0001437749-25-010449 · rdgdoc.xml · nonDerivative · entry 1

ARNONE VINCENT J · CIK 0001272727 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 485,879

Read SEC document
November 19, 2024 Filed Nov 20, 2024 21:02 UTC PurchaseCommon Stock 8,014.4 $1.08 $8,655.55
Disclosure

SEC source: 0001437749-24-035859 · rdgdoc.xml · nonDerivative · entry 1

Jones Sharon L · CIK 0001734963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,599.565

Read SEC document
November 18, 2024 Filed Nov 19, 2024 21:03 UTC PurchaseCommon Stock 9,800 $1.05 $10,290.00
Disclosure

SEC source: 0001437749-24-035732 · rdgdoc.xml · nonDerivative · entry 2

Jones Sharon L · CIK 0001734963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,585.165

Read SEC document
November 15, 2024 Filed Nov 19, 2024 21:03 UTC PurchaseCommon Stock 4,200 $1.05 $4,410.00
Disclosure

SEC source: 0001437749-24-035732 · rdgdoc.xml · nonDerivative · entry 1

Jones Sharon L · CIK 0001734963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,785.165

Read SEC document
November 14, 2024 Filed Nov 18, 2024 11:13 UTC PurchaseCommon Stock 7,200 $1.04 $7,488.00
Disclosure

SEC source: 0001437749-24-035532 · rdgdoc.xml · nonDerivative · entry 3

Jones Sharon L · CIK 0001734963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,585.165

Read SEC document
November 13, 2024 Filed Nov 18, 2024 11:13 UTC PurchaseCommon Stock 9,100 $1.05 $9,555.00
Disclosure

SEC source: 0001437749-24-035532 · rdgdoc.xml · nonDerivative · entry 2

Jones Sharon L · CIK 0001734963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,385.165

F2 · price: The price reported in Column 4 is a weighted average share price. The shares were purchased in multiple transactions for an average price of $1.05. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 12, 2024 Filed Nov 18, 2024 11:13 UTC PurchaseCommon Stock 9,500 $1.02 $9,690.00
Disclosure

SEC source: 0001437749-24-035532 · rdgdoc.xml · nonDerivative · entry 1

Jones Sharon L · CIK 0001734963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,285.165

F1 · price: The price reported in Column 4 is a weighted average share price. The shares were purchased in multiple transactions for an average price of $1.02. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 10:08 UTC
Albrecht Ellen TChief Financial Officer
PurchaseCommon Stock 5,000 $1.01 $5,050.00
Disclosure

SEC source: 0001437749-24-029190 · rdgdoc.xml · nonDerivative · entry 1

Albrecht Ellen T · CIK 0001382971 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,684

Read SEC document
September 12, 2024 Filed Sep 16, 2024 10:06 UTC
ARNONE VINCENT JDirector · President & CEO
PurchaseCommon Stock 20,000 $1.02 $20,400.00
Disclosure

SEC source: 0001437749-24-029188 · rdgdoc.xml · nonDerivative · entry 1

ARNONE VINCENT J · CIK 0001272727 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 460,513

F1 · price: The price reported in Column 4 is a weighted average share price. The shares were purchased in multiple transactions for an average price of $1.02. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 20:04 UTC PurchaseCommon Stock 3,293 $1.01 $3,309.47
Disclosure

SEC source: 0001437749-24-028131 · rdgdoc.xml · nonDerivative · entry 1

Jones Sharon L · CIK 0001734963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,785.165

F1 · price: The price reported in Column 4 is a weighted average share price. The shares were purchased in multiple transactions for an average price of $1.005. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 12, 2024 Filed Aug 21, 2024 20:06 UTC PurchaseCommon Stock 447.165 $1.01 $449.40
Disclosure

SEC source: 0001437749-24-027476 · rdgdoc.xml · nonDerivative · entry 1

Jones Sharon L · CIK 0001734963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,492.165

F1 · price: The price reported in Column 4 is a weighted average share price. The shares were purchased in multiple transactions for an average price of $1.005. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 09, 2024 Filed Aug 12, 2024 11:23 UTC
ARNONE VINCENT JDirector · President & CEO
PurchaseCommon Stock 20,000 $1.04 $20,896.00
Disclosure

SEC source: 0001437749-24-025946 · rdgdoc.xml · nonDerivative · entry 1

ARNONE VINCENT J · CIK 0001272727 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440,513

F1 · price: The price reported in Column 4 is a weighted average share price. The shares were purchased in multiple transactions for an average price of $1.044803. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:08 UTC GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-019657 · rdgdoc.xml · derivative · entry 1

BAILEY DOUGLAS G · CIK 0001246268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest on the one-year anniversary after the transaction date shown above.

F2 · derivative.expiration_date: The Restricted Stock Units vest on the one-year anniversary after the transaction date shown above.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:08 UTC GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-019656 · rdgdoc.xml · derivative · entry 1

Jones Sharon L · CIK 0001734963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest on the one-year anniversary after the transaction date shown above.

F2 · derivative.expiration_date: The Restricted Stock Units vest on the one-year anniversary after the transaction date shown above.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:07 UTC GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-019655 · rdgdoc.xml · derivative · entry 1

ZEITLER DENNIS L · CIK 0001118164 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest on the one-year anniversary after the transaction date shown above.

F2 · derivative.expiration_date: The Restricted Stock Units vest on the one-year anniversary after the transaction date shown above.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:06 UTC
Albrecht Ellen TChief Financial Officer
GrantRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-006420 · rdgdoc.xml · derivative · entry 1

Albrecht Ellen T · CIK 0001382971 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three installments: (i) one-third of the total RSUs awarded shall vest on the one year anniversary after the transaction date shown above, (ii) one-third shall vest on the second anniversary of the transaction date shown above, and (iii) one-third shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in three installments: (i) one-third of the total RSUs awarded shall vest on the one year anniversary after the transaction date shown above, (ii) one-third shall vest on the second anniversary of the transaction date shown above, and (iii) one-third shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:04 UTC
ARNONE VINCENT JDirector · President & CEO
GrantRestricted Stock Units · Derivative 31,100 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-006418 · rdgdoc.xml · derivative · entry 1

ARNONE VINCENT J · CIK 0001272727 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,100

Underlying: Common Stock · 31,100 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three installments: (i) one-third of the total RSUs awarded shall vest on the one year anniversary after the transaction date shown above, (ii) one-third shall vest on the second anniversary of the transaction date shown above, and (iii) one-third shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in three installments: (i) one-third of the total RSUs awarded shall vest on the one year anniversary after the transaction date shown above, (ii) one-third shall vest on the second anniversary of the transaction date shown above, and (iii) one-third shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:02 UTC
Cummings William E JRSenior Vice President, Sales
GrantRestricted Stock Units · Derivative 9,400 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-006417 · rdgdoc.xml · derivative · entry 1

Cummings William E JR · CIK 0001358637 · Senior Vice President, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,400

Underlying: Common Stock · 9,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three installments: (i) one-third of the total RSUs awarded shall vest on the one year anniversary after the transaction date shown above, (ii) one-third shall vest on the second anniversary of the transaction date shown above, and (iii) one-third shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in three installments: (i) one-third of the total RSUs awarded shall vest on the one year anniversary after the transaction date shown above, (ii) one-third shall vest on the second anniversary of the transaction date shown above, and (iii) one-third shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date.

Read SEC document
August 11, 2023 Filed Aug 14, 2023 20:02 UTC
ARNONE VINCENT JDirector · President & CEO
PurchaseCommon Stock 15,000 $1.20 $17,985.00
Disclosure

SEC source: 0001437749-23-023655 · rdgdoc.xml · nonDerivative · entry 1

ARNONE VINCENT J · CIK 0001272727 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 344,755

F1 · price: The price reported in Column 4 is a weighted average share price. The shares were purchased in multiple transactions at prices ranging from $1.19 to $1.20, inclusive. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 07, 2023 Filed Jun 9, 2023 20:05 UTC GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-017056 · rdgdoc.xml · derivative · entry 1

BAILEY DOUGLAS G · CIK 0001246268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest on the one-year anniversary after the transaction date shown above.

F2 · derivative.expiration_date: The Restricted Stock Units vest on the one-year anniversary after the transaction date shown above.

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June 07, 2023 Filed Jun 9, 2023 20:04 UTC GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-017055 · rdgdoc.xml · derivative · entry 1

Jones Sharon L · CIK 0001734963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest on the one-year anniversary after the transaction date shown above.

F2 · derivative.expiration_date: The Restricted Stock Units vest on the one-year anniversary after the transaction date shown above.

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June 07, 2023 Filed Jun 9, 2023 20:03 UTC GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-017054 · rdgdoc.xml · derivative · entry 1

ZEITLER DENNIS L · CIK 0001118164 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest on the one-year anniversary after the transaction date shown above.

F2 · derivative.expiration_date: The Restricted Stock Units vest on the one-year anniversary after the transaction date shown above.

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June 02, 2022 Filed Jun 6, 2022 20:07 UTC
ARNONE VINCENT JDirector · President & CEO
GrantRestricted Stock Units · Derivative 151,515 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-014396 · rdgdoc.xml · derivative · entry 1

ARNONE VINCENT J · CIK 0001272727 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,515

Underlying: Common Stock · 151,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in two installments: (i) one half of the total RSUs awarded shall vest on the second anniversary after the transaction date shown above, and (ii) the final one half shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in two installments: (i) one half of the total RSUs awarded shall vest on the second anniversary after the transaction date shown above, and (ii) the final one half shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date.

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June 02, 2022 Filed Jun 6, 2022 20:06 UTC GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-014395 · rdgdoc.xml · derivative · entry 1

BAILEY DOUGLAS G · CIK 0001246268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest on the one-year anniversary after the transaction date shown above.

F2 · derivative.expiration_date: The Restricted Stock Units vest on the one-year anniversary after the transaction date shown above.

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June 02, 2022 Filed Jun 6, 2022 20:06 UTC
Cummings William E JRSenior Vice President, Sales
GrantRestricted Stock Units · Derivative 64,394 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-014394 · rdgdoc.xml · derivative · entry 1

Cummings William E JR · CIK 0001358637 · Senior Vice President, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,394

Underlying: Common Stock · 64,394 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in two installments: (i) one half of the total RSUs awarded shall vest on the second anniversary after the transaction date shown above, and (ii) the final one half shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in two installments: (i) one half of the total RSUs awarded shall vest on the second anniversary after the transaction date shown above, and (ii) the final one half shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date.

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June 02, 2022 Filed Jun 6, 2022 20:05 UTC GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-014393 · rdgdoc.xml · derivative · entry 1

Jones Sharon L · CIK 0001734963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest on the one-year anniversary after the transaction date shown above.

F2 · derivative.expiration_date: The Restricted Stock Units vest on the one-year anniversary after the transaction date shown above.

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June 02, 2022 Filed Jun 6, 2022 20:05 UTC GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-014392 · rdgdoc.xml · derivative · entry 1

ZEITLER DENNIS L · CIK 0001118164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest on the one-year anniversary after the transaction date shown above.

F2 · derivative.expiration_date: The Restricted Stock Units vest on the one-year anniversary after the transaction date shown above.

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June 02, 2022 Filed Jun 6, 2022 20:04 UTC
Albrecht Ellen TChief Financial Officer
GrantRestricted Stock Units · Derivative 75,758 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-014391 · rdgdoc.xml · derivative · entry 1

Albrecht Ellen T · CIK 0001382971 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,758

Underlying: Common Stock · 75,758 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in two installments: (i) one half of the total RSUs awarded shall vest on the second anniversary after the transaction date shown above, and (ii) the final one half shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in two installments: (i) one half of the total RSUs awarded shall vest on the second anniversary after the transaction date shown above, and (ii) the final one half shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date.

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May 17, 2022 Filed May 19, 2022 20:30 UTC
ARNONE VINCENT JDirector · President & CEO
PurchaseCommon Stock 20,000 $1.20 $23,998.00
Disclosure

SEC source: 0001437749-22-013066 · rdgdoc.xml · nonDerivative · entry 1

ARNONE VINCENT J · CIK 0001272727 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,755

F1 · price: The price reported in Column 4 is a weighted average share price. The shares were purchased in multiple transactions at prices ranging from $1.199781 to $1.20, inclusive. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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December 31, 2020 Filed Jan 4, 2021 20:09 UTC SaleCommon Stock 42,711 $4.01 $171,288.19
Disclosure

SEC source: 0001472375-21-000001 · primary_doc.xml · nonDerivative · entry 1

BAILEY BETTYE J · CIK 0001671745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,244,234

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December 23, 2020 Filed Dec 28, 2020 22:01 UTC
ARNONE VINCENT JDirector · President & CEO
SaleCommon Stock 75,000 $5.01 $375,975.00
Disclosure

SEC source: 0001437749-20-025978 · rdgdoc.xml · nonDerivative · entry 2

ARNONE VINCENT J · CIK 0001272727 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,755

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December 23, 2020 Filed Dec 28, 2020 22:00 UTC
Albrecht Ellen TActing PFO and Treasurer
SaleCommon Stock 41,900 $5.00 $209,500.00
Disclosure

SEC source: 0001437749-20-025977 · rdgdoc.xml · nonDerivative · entry 2

Albrecht Ellen T · CIK 0001382971 · Acting PFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,805

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December 23, 2020 Filed Dec 29, 2020 21:31 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 27,000 $0.00 Strike: $1.58 $0.00
Disclosure

SEC source: 0001437749-20-026057 · rdgdoc.xml · derivative · entry 5

ZEITLER DENNIS L · CIK 0001118164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,627

Underlying: Common · 27,000 shares

Expires 2026-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 23, 2020 Filed Dec 29, 2020 21:31 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 44,000 $0.00 Strike: $0.97 $0.00
Disclosure

SEC source: 0001437749-20-026057 · rdgdoc.xml · derivative · entry 4

ZEITLER DENNIS L · CIK 0001118164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,627

Underlying: Common · 44,000 shares

Expires 2027-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 23, 2020 Filed Dec 29, 2020 21:31 UTC SaleCommon Stock 71,000 $4.92 $349,178.00
Disclosure

SEC source: 0001437749-20-026057 · rdgdoc.xml · nonDerivative · entry 3

ZEITLER DENNIS L · CIK 0001118164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,627

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December 23, 2020 Filed Dec 29, 2020 21:31 UTC Exercise / conversionCommon Stock 27,000 $1.58 $42,660.00
Disclosure

SEC source: 0001437749-20-026057 · rdgdoc.xml · nonDerivative · entry 2

ZEITLER DENNIS L · CIK 0001118164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 23, 2020 Filed Dec 29, 2020 21:31 UTC Exercise / conversionCommon Stock 44,000 $0.97 $42,460.00
Disclosure

SEC source: 0001437749-20-026057 · rdgdoc.xml · nonDerivative · entry 1

ZEITLER DENNIS L · CIK 0001118164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 22, 2020 Filed Dec 28, 2020 22:01 UTC
ARNONE VINCENT JDirector · President & CEO
SaleCommon Stock 125,000 $4.25 $531,000.00
Disclosure

SEC source: 0001437749-20-025978 · rdgdoc.xml · nonDerivative · entry 1

ARNONE VINCENT J · CIK 0001272727 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,755

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.