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Cummings William E JR

Disclosed activity across 1 company

Tapewire entity
55702
SEC CIK
0001358637

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FUEL TECH, INC.FTEK · Entity 1599Senior Vice President, SalesMarch 24, 2026March 27, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FUEL TECH, INC.

Report date March 24, 2026 · Filed March 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,250 Reported balance After 2026-03-24 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-03-24 · Grant · Acquired 6,250 · Balance 6,250

F1: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock.

F2: The Restricted Stock Units vest in three installments: (i) one-third of the total RSUs awarded shall vest on the one year anniversary after the transaction date shown above, (ii) one-third shall vest on the second anniversary of the transaction date shown above, and (iii) one-third shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock.

F2: The Restricted Stock Units vest in three installments: (i) one-third of the total RSUs awarded shall vest on the one year anniversary after the transaction date shown above, (ii) one-third shall vest on the second anniversary of the transaction date shown above, and (iii) one-third shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 24, 2026 Filed Mar 27, 2026 20:02 UTC FUEL TECH, INC. FTEK · Entity 1599 GrantRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-010080 · rdgdoc.xml · derivative · entry 1

Cummings William E JR · CIK 0001358637 · Senior Vice President, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three installments: (i) one-third of the total RSUs awarded shall vest on the one year anniversary after the transaction date shown above, (ii) one-third shall vest on the second anniversary of the transaction date shown above, and (iii) one-third shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in three installments: (i) one-third of the total RSUs awarded shall vest on the one year anniversary after the transaction date shown above, (ii) one-third shall vest on the second anniversary of the transaction date shown above, and (iii) one-third shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date.

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February 29, 2024 Filed Mar 4, 2024 21:02 UTC FUEL TECH, INC. FTEK · Entity 1599 GrantRestricted Stock Units · Derivative 9,400 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-006417 · rdgdoc.xml · derivative · entry 1

Cummings William E JR · CIK 0001358637 · Senior Vice President, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,400

Underlying: Common Stock · 9,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three installments: (i) one-third of the total RSUs awarded shall vest on the one year anniversary after the transaction date shown above, (ii) one-third shall vest on the second anniversary of the transaction date shown above, and (iii) one-third shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in three installments: (i) one-third of the total RSUs awarded shall vest on the one year anniversary after the transaction date shown above, (ii) one-third shall vest on the second anniversary of the transaction date shown above, and (iii) one-third shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date.

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June 02, 2022 Filed Jun 6, 2022 20:06 UTC FUEL TECH, INC. FTEK · Entity 1599 GrantRestricted Stock Units · Derivative 64,394 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-014394 · rdgdoc.xml · derivative · entry 1

Cummings William E JR · CIK 0001358637 · Senior Vice President, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,394

Underlying: Common Stock · 64,394 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in two installments: (i) one half of the total RSUs awarded shall vest on the second anniversary after the transaction date shown above, and (ii) the final one half shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in two installments: (i) one half of the total RSUs awarded shall vest on the second anniversary after the transaction date shown above, and (ii) the final one half shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date.

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September 25, 2020 Filed Sep 28, 2020 21:00 UTC FUEL TECH, INC. FTEK · Entity 1599 PurchaseCommon 5,329 $0.72 $3,835.28
Disclosure

SEC source: 0001437749-20-020365 · rdgdoc.xml · nonDerivative · entry 1

Cummings William E JR · CIK 0001358637 · Senior Vice President, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,045

F1 · price: The price reported in Column 4 is a weighted average share price. The shares were purchased in multiple transactions at prices ranging from $0.7098 to $0.72, inclusive. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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September 24, 2020 Filed Sep 24, 2020 21:56 UTC FUEL TECH, INC. FTEK · Entity 1599 PurchaseCommon 33,886 $0.64 $21,727.70
Disclosure

SEC source: 0000846913-20-000044 · wf-form4_160098456816259.xml · nonDerivative · entry 1

Cummings William E JR · CIK 0001358637 · Senior Vice President, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,716

F1 · price: 1. The price reported in Column 4 is a weighted average share price. The shares were purchased in multiple transactions at prices ranging from $0.6389 to $0.66, inclusive. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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December 16, 2019 Filed Dec 17, 2019 21:37 UTC FUEL TECH, INC. FTEK · Entity 1599 Tax withholdingCommon 8,523 $0.91 $7,713.32
Disclosure

SEC source: 0000846913-19-000103 · wf-form4_157661864724065.xml · nonDerivative · entry 1

Cummings William E JR · CIK 0001358637 · Senior Vice President, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,830

Read SEC document
September 26, 2019 Filed Sep 26, 2019 21:21 UTC FUEL TECH, INC. FTEK · Entity 1599 PurchaseCommon 28,489 $0.97 $27,546.01
Disclosure

SEC source: 0000846913-19-000077 · wf-form4_156953288755404.xml · nonDerivative · entry 1

Cummings William E JR · CIK 0001358637 · Senior Vice President, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,353

F1 · price: The price reported in Column 4 is a weighted average share price. The shares were purchased in multiple transactions at prices ranging from $0.94966 to $1.00, inclusive. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 25, 2019 Filed Sep 25, 2019 21:21 UTC FUEL TECH, INC. FTEK · Entity 1599 PurchaseCommon 21,511 $0.96 $20,616.14
Disclosure

SEC source: 0000846913-19-000075 · wf-form4_156944649859101.xml · nonDerivative · entry 1

Cummings William E JR · CIK 0001358637 · Senior Vice President, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,864

F1 · price: The price reported in Column 4 is a weighted average share price. The shares were purchased in multiple transactions at prices ranging from $0.9175 to $0.98723, inclusive. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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March 21, 2019 Filed Mar 25, 2019 20:46 UTC FUEL TECH, INC. FTEK · Entity 1599 GrantCommon 25,000 $1.83 $45,750.00
Disclosure

SEC source: 0000846913-19-000025 · wf-form4_155354675412171.xml · nonDerivative · entry 1

Cummings William E JR · CIK 0001358637 · Senior Vice President, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,353

Read SEC document
June 29, 2018 Filed Jul 6, 2018 20:07 UTC FUEL TECH, INC. FTEK · Entity 1599 PurchaseCommon 10,200 $1.08 $11,005.80
Disclosure

SEC source: 0001358637-18-000006 · wf-form4_153090760670708.xml · nonDerivative · entry 1

Cummings William E JR · CIK 0001358637 · Senior Vice President, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,353

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.