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Nasdaq · USD

FTCI

FTC Solar, Inc.

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Tapewire entity
7353
SEC CIK
0001828161
Parsed reports
331

Last 12 months

Inside the activity.

9 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202514
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202640
Jun 202600
Jul 202600
Aug 202640
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 17, 2022 Filed Aug 19, 2022 23:56 UTC
Cook PatrickChief Commercial Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 200,000 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0000899243-22-029386 · doc4.xml · derivative · entry 10

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,037,000

Underlying: Common Stock · 200,000 shares

Expires 2029-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Reflects an adjustment for an approximately 8.25-for-1 forward split that was effectuated on April 28, 2021.

F8 · shares: Reflects an adjustment for an approximately 8.25-for-1 forward split that was effectuated on April 28, 2021.

F9 · derivative.exercise_date: 927,750 of the options are fully vested and exercisable as of August 19, 2022, and the remaining 309,250 options will vest in monthly installments until July 29, 2023.

F8 · balance_after: Reflects an adjustment for an approximately 8.25-for-1 forward split that was effectuated on April 28, 2021.

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August 17, 2022 Filed Aug 19, 2022 23:56 UTC
Cook PatrickChief Commercial Officer
SaleCommon Stock 200,000 $4.65 $930,000.00
Disclosure

SEC source: 0000899243-22-029386 · doc4.xml · nonDerivative · entry 3

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,398

F3 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $$4.53 to $4.75. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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August 17, 2022 Filed Aug 19, 2022 23:56 UTC
Cook PatrickChief Commercial Officer
Exercise / conversionCommon Stock 200,000 $0.48 $95,000.00
Disclosure

SEC source: 0000899243-22-029386 · doc4.xml · nonDerivative · entry 2

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · acquired: The common stock reported on this line of this Form 4 was issued as a result of the exercise of employee stock options.

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August 17, 2022 Filed Aug 19, 2022 23:56 UTC
Cook PatrickChief Commercial Officer
GrantCommon Stock 13,555 $4.55 $61,675.25
Disclosure

SEC source: 0000899243-22-029386 · doc4.xml · nonDerivative · entry 1

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,398

F1 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuer's 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego his cash bonus earned for the second quarter of 2022.

F1 · acquired: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuer's 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego his cash bonus earned for the second quarter of 2022.

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August 17, 2022 Filed Aug 19, 2022 23:50 UTC
Behnen CathyCHIEF ACCOUNTING OFFICER
GrantCommon Stock 9,215 $4.55 $41,928.25
Disclosure

SEC source: 0000899243-22-029380 · doc4.xml · nonDerivative · entry 1

Behnen Cathy · CIK 0001859083 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,144

F1 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuer's 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego her cash bonus earned for the second quarter of 2022.

F1 · acquired: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuer's 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego her cash bonus earned for the second quarter of 2022.

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August 17, 2022 Filed Aug 19, 2022 22:54 UTC SaleCommon Stock 50,000 $4.65 $232,500.00
Disclosure

SEC source: 0000899243-22-029340 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,847,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.53 to $4.80. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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August 16, 2022 Filed Aug 17, 2022 20:30 UTC SaleCommon Stock 50,000 $5.01 $250,500.00
Disclosure

SEC source: 0000899243-22-028995 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,897,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.81 to $5.15. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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August 15, 2022 Filed Aug 17, 2022 20:30 UTC SaleCommon Stock 50,000 $5.19 $259,500.00
Disclosure

SEC source: 0000899243-22-028995 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,947,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $5.06 to $5.33. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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August 12, 2022 Filed Aug 12, 2022 20:30 UTC
Cook PatrickChief Commercial Officer
SaleCommon Stock 8,648 $5.24 $45,315.52
Disclosure

SEC source: 0000899243-22-028493 · doc4.xml · nonDerivative · entry 1

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,843

F1 · acquired: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $5.13 to $5.35. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. The shares sold reflect a sale of shares resulting from the settlement of a portion of the restricted stock units previously granted to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego a portion of his cash salary from July 1, 2022 until December 31, 2022, including in part to satisfy tax obligations payable upon such settlement.

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August 10, 2022 Filed Aug 12, 2022 20:39 UTC SaleCommon Stock 84,000 $5.30 $445,200.00
Disclosure

SEC source: 0000899243-22-028497 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,997,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.945 to $5.43. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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August 09, 2022 Filed Aug 10, 2022 20:31 UTC SaleCommon Stock 40,000 $4.74 $189,600.00
Disclosure

SEC source: 0000899243-22-028259 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,081,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.40 to $4.98. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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August 08, 2022 Filed Aug 10, 2022 20:31 UTC SaleCommon Stock 60,000 $4.93 $295,800.00
Disclosure

SEC source: 0000899243-22-028259 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,121,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.745 to $5.50. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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August 02, 2022 Filed Aug 3, 2022 20:30 UTC SaleCommon Stock 92,000 $5.09 $468,280.00
Disclosure

SEC source: 0000899243-22-027588 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,181,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.88 to $5.20. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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August 01, 2022 Filed Aug 3, 2022 20:30 UTC SaleCommon Stock 92,000 $4.97 $457,240.00
Disclosure

SEC source: 0000899243-22-027588 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,273,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.61 to $5.12. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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July 27, 2022 Filed Jul 29, 2022 20:30 UTC SaleCommon Stock 64,000 $4.10 $262,400.00
Disclosure

SEC source: 0000899243-22-027082 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,365,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.98 to $4.27. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
July 26, 2022 Filed Jul 27, 2022 20:30 UTC SaleCommon Stock 60,000 $3.92 $235,200.00
Disclosure

SEC source: 0000899243-22-026845 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,429,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.88 to $4.07. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
July 25, 2022 Filed Jul 27, 2022 20:30 UTC SaleCommon Stock 60,000 $4.01 $240,600.00
Disclosure

SEC source: 0000899243-22-026845 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,489,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.80 to $4.08. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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July 20, 2022 Filed Jul 22, 2022 20:30 UTC SaleCommon Stock 84,000 $4.20 $352,800.00
Disclosure

SEC source: 0000899243-22-026582 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,549,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.96 to $4.32. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
July 19, 2022 Filed Jul 20, 2022 20:30 UTC SaleCommon Stock 50,000 $3.91 $195,500.00
Disclosure

SEC source: 0000899243-22-026413 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,633,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.71 to $4.03. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
July 18, 2022 Filed Jul 20, 2022 20:30 UTC SaleCommon Stock 50,000 $3.76 $188,000.00
Disclosure

SEC source: 0000899243-22-026413 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,683,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.54 to $3.90. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
July 14, 2022 Filed Jul 15, 2022 20:30 UTC SaleCommon Stock 34,000 $3.66 $124,440.00
Disclosure

SEC source: 0000899243-22-026127 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,733,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.57 to $3.715. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
July 13, 2022 Filed Jul 15, 2022 20:30 UTC SaleCommon Stock 50,000 $3.75 $187,500.00
Disclosure

SEC source: 0000899243-22-026127 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,767,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.58 to $3.83. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
July 12, 2022 Filed Jul 13, 2022 20:30 UTC SaleCommon Stock 50,000 $3.71 $185,500.00
Disclosure

SEC source: 0000899243-22-026022 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,817,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.62 to $3.81. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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July 11, 2022 Filed Jul 13, 2022 20:30 UTC SaleCommon Stock 50,000 $3.81 $190,500.00
Disclosure

SEC source: 0000899243-22-026022 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,867,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.615 to $4.14. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
July 06, 2022 Filed Jul 7, 2022 20:30 UTC SaleCommon Stock 124,000 $3.92 $486,080.00
Disclosure

SEC source: 0000899243-22-025714 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,917,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.77 to $4.035. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 20:30 UTC SaleCommon Stock 60,000 $3.84 $230,400.00
Disclosure

SEC source: 0000899243-22-025714 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,041,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.795 to $3.895. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 16:31 UTC
Morris Robert PhelpsChief Financial Officer
GrantCommon Stock 44,027 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-025355 · doc4.xml · nonDerivative · entry 1

Morris Robert Phelps · CIK 0001921678 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,780

F1 · acquired: Reflects a grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego a portion of his cash salary from July 1, 2022 until December 31, 2022.

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July 01, 2022 Filed Jul 6, 2022 16:31 UTC
Hunkler SeanDirector · President & CEO
GrantCommon Stock 98,572 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-025352 · doc4.xml · nonDerivative · entry 1

Hunkler Sean · CIK 0001336378 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746,822

F1 · acquired: Reflects a grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego a portion of his cash salary from July 1, 2022 until December 31, 2022.

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July 01, 2022 Filed Jul 6, 2022 20:30 UTC
Cook PatrickChief Commercial Officer
GrantCommon Stock 51,878 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-025348 · doc4.xml · nonDerivative · entry 1

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,491

F1 · acquired: Reflects a grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego a portion of his cash salary from July 1, 2022 until December 31, 2022.

Read SEC document
June 28, 2022 Filed Jun 29, 2022 20:30 UTC SaleCommon Stock 85,000 $3.74 $317,900.00
Disclosure

SEC source: 0000899243-22-024513 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,101,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.605 to $4.32. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 20:30 UTC SaleCommon Stock 99,000 $4.31 $426,690.00
Disclosure

SEC source: 0000899243-22-024513 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,186,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.09 to $4.80. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 16:30 UTC GrantCommon Stock 35,794 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-023571 · doc4.xml · nonDerivative · entry 1

Quiroga Cortes Isidoro Alfonso · CIK 0001854578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 914,912

F1 · price: The Reporting Person received this annual grant of securities from the Issuer in respect of his service on the board of directors of the Issuer.

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June 17, 2022 Filed Jun 22, 2022 19:51 UTC
Springer DavidDirector · 10% owner
GrantCommon Stock 35,794 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-023613 · doc4.xml · nonDerivative · entry 5

Springer David · CIK 0001684056 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,232,288

F5 · price: The Reporting Person received this annual grant of securities from the Issuer in respect of his service on the board of directors of the Issuer.

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June 17, 2022 Filed Jun 22, 2022 20:30 UTC GrantCommon Stock 35,794 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-023569 · doc4.xml · nonDerivative · entry 1

SADASIVAM SHAKER · CIK 0001233432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,632

F1 · price: The Reporting Person received this annual grant of securities from the Issuer in respect of his service on the board of directors of the Issuer.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 16:30 UTC GrantCommon Stock 35,794 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-023568 · doc4.xml · nonDerivative · entry 1

PRIDDY WILLIAM A · CIK 0001223528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,631

F1 · price: The Reporting Person received this annual grant of securities from the Issuer in respect of his service on the board of directors of the Issuer.

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June 17, 2022 Filed Jun 22, 2022 20:30 UTC GrantCommon Stock 35,794 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-023572 · doc4.xml · nonDerivative · entry 1

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,632

F1 · price: The Reporting Person received this annual grant of securities from the Issuer in respect of his service on the board of directors of the Issuer.

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June 17, 2022 Filed Jun 22, 2022 20:30 UTC
Hung LisanDirector
GrantCommon Stock 35,794 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-023570 · doc4.xml · nonDerivative · entry 1

Hung Lisan · CIK 0001833163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,632

F1 · price: The Reporting Person received this annual grant of securities from the Issuer in respect of her service on the board of directors of the Issuer.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 08:30 UTC PurchaseCommon Stock 28,400 $5.23 $148,532.00
Disclosure

SEC source: 0000899243-22-022073 · doc4.xml · nonDerivative · entry 1

Quiroga Cortes Isidoro Alfonso · CIK 0001854578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879,118

F1 · price: Represents a weighted average purchase price per share for these shares, which were acquired in multiple transactions at prices ranging from $5.180 to $5.270. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the range.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 16:30 UTC
Nolde KristianVP, MARKETING AND STRATEGY
SaleCommon Stock 3,677 $6.00 $22,062.00
Disclosure

SEC source: 0000899243-22-021911 · doc4.xml · nonDerivative · entry 1

Nolde Kristian · CIK 0001854499 · VP, MARKETING AND STRATEGY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,785

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

Read SEC document
June 07, 2022 Filed Jun 8, 2022 16:30 UTC
Nolde KristianVP, MARKETING AND STRATEGY
SaleCommon Stock 25,000 $5.35 $133,750.00
Disclosure

SEC source: 0000899243-22-021480 · doc4.xml · nonDerivative · entry 2

Nolde Kristian · CIK 0001854499 · VP, MARKETING AND STRATEGY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,462

F3 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $5.35 to $5.36. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 16:30 UTC
Nolde KristianVP, MARKETING AND STRATEGY
SaleCommon Stock 11,031 $4.91 $54,162.21
Disclosure

SEC source: 0000899243-22-021480 · doc4.xml · nonDerivative · entry 1

Nolde Kristian · CIK 0001854499 · VP, MARKETING AND STRATEGY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,462

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.755 to $5.10. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 20:30 UTC SaleCommon Stock 184,000 $5.02 $923,680.00
Disclosure

SEC source: 0000899243-22-021479 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,285,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.74 to $5.28. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 20:35 UTC SaleCommon Stock 28,400 $4.05 $115,020.00
Disclosure

SEC source: 0000899243-22-021205 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,469,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.59 to $4.21. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
June 01, 2022 Filed Jun 2, 2022 21:01 UTC SaleCommon Stock 71,000 $3.72 $264,120.00
Disclosure

SEC source: 0000899243-22-020704 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,497,757

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.57 to $4.08. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 21:01 UTC SaleCommon Stock 84,600 $4.30 $363,780.00
Disclosure

SEC source: 0000899243-22-020704 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,568,757

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.06 to $4.58. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 24, 2022 Filed May 25, 2022 20:30 UTC SaleCommon Stock 92,000 $3.78 $347,760.00
Disclosure

SEC source: 0000899243-22-019475 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,653,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.645 to $3.87. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 23, 2022 Filed May 25, 2022 20:30 UTC SaleCommon Stock 92,000 $3.81 $350,520.00
Disclosure

SEC source: 0000899243-22-019475 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,745,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.60 to $3.94. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 18, 2022 Filed May 20, 2022 14:25 UTC SaleCommon Stock 184,000 $3.86 $710,240.00
Disclosure

SEC source: 0000899243-22-018978 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,837,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.525 to $4.13. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 17, 2022 Filed May 17, 2022 22:05 UTC PurchaseCommon Stock 250,000 $3.34 $835,000.00
Disclosure

SEC source: 0000899243-22-018442 · doc4.xml · nonDerivative · entry 2

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 375,000

F3 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.10 to $3.47. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: The shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares

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May 13, 2022 Filed May 17, 2022 22:05 UTC PurchaseCommon Stock 125,000 $3.14 $392,500.00
Disclosure

SEC source: 0000899243-22-018442 · doc4.xml · nonDerivative · entry 1

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 125,000

F1 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.97 to $3.24. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: The shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.