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Nasdaq · USD

FTCI

FTC Solar, Inc.

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Tapewire entity
7353
SEC CIK
0001828161
Parsed reports
331

Last 12 months

Inside the activity.

9 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202514
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202640
Jun 202600
Jul 202600
Aug 202640
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 03, 2022 Filed Oct 5, 2022 16:32 UTC
Springer DavidDirector · 10% owner
SaleCommon Stock 62,306 $3.13 $195,017.78
Disclosure

SEC source: 0000899243-22-033018 · doc4.xml · nonDerivative · entry 1

Springer David · CIK 0001684056 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,350,806

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.78 to $3.405. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 20:31 UTC
Cook PatrickChief Commercial Officer
SaleCommon Stock 8,646 $2.85 $24,641.10
Disclosure

SEC source: 0000899243-22-033006 · doc4.xml · nonDerivative · entry 1

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,719

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.79 to $3.01. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. The shares sold are a portion of the shares previously granted pursuant to the Issuer's 2021 Stock Incentive Plan to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego a portion of his cash salary from July 1, 2022 until December 31, 2022.

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October 03, 2022 Filed Oct 5, 2022 20:30 UTC SaleCommon Stock 84,000 $3.17 $266,280.00
Disclosure

SEC source: 0000899243-22-032999 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,625,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.78 to $3.405. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
September 28, 2022 Filed Sep 30, 2022 20:32 UTC SaleCommon Stock 84,000 $3.13 $262,920.00
Disclosure

SEC source: 0000899243-22-032308 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,709,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.01 to $3.20. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
September 27, 2022 Filed Sep 28, 2022 18:11 UTC
Springer DavidDirector · 10% owner
SaleCommon Stock 2,308 $3.17 $7,316.36
Disclosure

SEC source: 0000899243-22-032199 · doc4.xml · nonDerivative · entry 8

Springer David · CIK 0001684056 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 345,382

F7 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.06 to $3.345. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F6 · ownership.nature: These shares are owned directly by the AS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the AS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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September 27, 2022 Filed Sep 28, 2022 18:11 UTC
Springer DavidDirector · 10% owner
SaleCommon Stock 2,307 $3.17 $7,313.19
Disclosure

SEC source: 0000899243-22-032199 · doc4.xml · nonDerivative · entry 7

Springer David · CIK 0001684056 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 345,383

F7 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.06 to $3.345. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F5 · ownership.nature: These shares are owned directly by the NS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the NS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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September 27, 2022 Filed Sep 28, 2022 18:11 UTC
Springer DavidDirector · 10% owner
SaleCommon Stock 2,307 $3.17 $7,313.19
Disclosure

SEC source: 0000899243-22-032199 · doc4.xml · nonDerivative · entry 6

Springer David · CIK 0001684056 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 345,383

F7 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.06 to $3.345. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F4 · ownership.nature: These shares are owned directly by the ZS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the ZS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
September 27, 2022 Filed Sep 28, 2022 18:11 UTC
Springer DavidDirector · 10% owner
SaleCommon Stock 62,306 $3.17 $197,510.02
Disclosure

SEC source: 0000899243-22-032199 · doc4.xml · nonDerivative · entry 5

Springer David · CIK 0001684056 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,413,112

F7 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.06 to $3.345. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · balance_after: Reflects shares contributed by the DS 2021 GRAT to the Reporting Person, which was exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 27, 2022 Filed Sep 28, 2022 20:30 UTC SaleCommon Stock 50,000 $3.16 $158,000.00
Disclosure

SEC source: 0000899243-22-032192 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,793,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.06 to $3.34. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
September 26, 2022 Filed Sep 28, 2022 18:11 UTC
Springer DavidDirector · 10% owner
SaleCommon Stock 2,310 $3.18 $7,345.80
Disclosure

SEC source: 0000899243-22-032199 · doc4.xml · nonDerivative · entry 4

Springer David · CIK 0001684056 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 347,690

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.06 to $3.35. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F6 · ownership.nature: These shares are owned directly by the AS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the AS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
September 26, 2022 Filed Sep 28, 2022 18:11 UTC
Springer DavidDirector · 10% owner
SaleCommon Stock 2,310 $3.18 $7,345.80
Disclosure

SEC source: 0000899243-22-032199 · doc4.xml · nonDerivative · entry 3

Springer David · CIK 0001684056 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 347,690

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.06 to $3.35. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F5 · ownership.nature: These shares are owned directly by the NS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the NS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
September 26, 2022 Filed Sep 28, 2022 18:11 UTC
Springer DavidDirector · 10% owner
SaleCommon Stock 2,310 $3.18 $7,345.80
Disclosure

SEC source: 0000899243-22-032199 · doc4.xml · nonDerivative · entry 2

Springer David · CIK 0001684056 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 347,690

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.06 to $3.35. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F4 · ownership.nature: These shares are owned directly by the ZS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the ZS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
September 26, 2022 Filed Sep 28, 2022 18:11 UTC
Springer DavidDirector · 10% owner
SaleCommon Stock 62,370 $3.18 $198,336.60
Disclosure

SEC source: 0000899243-22-032199 · doc4.xml · nonDerivative · entry 1

Springer David · CIK 0001684056 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,475,418

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.06 to $3.35. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · balance_after: Reflects shares contributed by the DS 2021 GRAT to the Reporting Person, which was exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 26, 2022 Filed Sep 28, 2022 20:30 UTC SaleCommon Stock 50,000 $3.16 $158,000.00
Disclosure

SEC source: 0000899243-22-032192 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,843,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.06 to $3.35. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
September 21, 2022 Filed Sep 23, 2022 20:30 UTC SaleCommon Stock 84,000 $3.58 $300,720.00
Disclosure

SEC source: 0000899243-22-031876 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,893,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.375 to $3.71. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
September 20, 2022 Filed Sep 21, 2022 20:30 UTC SaleCommon Stock 50,000 $3.65 $182,500.00
Disclosure

SEC source: 0000899243-22-031645 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,977,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.57 to $3.74. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
September 19, 2022 Filed Sep 21, 2022 20:30 UTC SaleCommon Stock 50,000 $3.77 $188,500.00
Disclosure

SEC source: 0000899243-22-031645 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,027,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.68 to $3.92. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 20:30 UTC SaleCommon Stock 34,000 $3.97 $134,980.00
Disclosure

SEC source: 0000899243-22-031303 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,077,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.77 to $4.33. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
September 14, 2022 Filed Sep 16, 2022 20:30 UTC SaleCommon Stock 50,000 $4.28 $214,000.00
Disclosure

SEC source: 0000899243-22-031303 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,111,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.01 to $4.40. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 01:00 UTC SaleCommon Stock 50,000 $4.14 $207,000.00
Disclosure

SEC source: 0000899243-22-031087 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,161,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.97 to $4.21. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
September 12, 2022 Filed Sep 15, 2022 01:00 UTC SaleCommon Stock 50,000 $4.17 $208,500.00
Disclosure

SEC source: 0000899243-22-031087 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,211,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.10 to $4.32. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
September 09, 2022 Filed Sep 12, 2022 20:30 UTC SaleCommon Stock 34,000 $4.29 $145,860.00
Disclosure

SEC source: 0000899243-22-030799 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,261,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.22 to $4.33. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:30 UTC SaleCommon Stock 50,000 $4.27 $213,500.00
Disclosure

SEC source: 0000899243-22-030799 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,295,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.19 to $4.35. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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September 07, 2022 Filed Sep 8, 2022 20:30 UTC SaleCommon Stock 50,000 $4.24 $212,000.00
Disclosure

SEC source: 0000899243-22-030673 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,345,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.03 to $4.37. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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September 06, 2022 Filed Sep 8, 2022 20:30 UTC SaleCommon Stock 50,000 $4.02 $201,000.00
Disclosure

SEC source: 0000899243-22-030673 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,395,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.855 to $4.13. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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September 01, 2022 Filed Sep 2, 2022 20:30 UTC
Cook PatrickChief Commercial Officer
SaleCommon Stock 8,646 $3.96 $34,238.16
Disclosure

SEC source: 0000899243-22-030295 · doc4.xml · nonDerivative · entry 1

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,365

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.89 to $4.10. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. The shares sold are a portion of the shares previously granted pursuant to the Issuer's 2021 Stock Incentive Plan to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego a portion of his cash salary from July 1, 2022 until December 31, 2022.

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August 31, 2022 Filed Sep 2, 2022 20:30 UTC SaleCommon Stock 84,000 $4.07 $341,880.00
Disclosure

SEC source: 0000899243-22-030294 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,445,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.96 to $4.13. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
August 30, 2022 Filed Aug 31, 2022 20:30 UTC SaleCommon Stock 50,000 $4.13 $206,500.00
Disclosure

SEC source: 0000899243-22-030124 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,529,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.03 to $4.43. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
August 29, 2022 Filed Aug 31, 2022 20:30 UTC SaleCommon Stock 50,000 $4.31 $215,500.00
Disclosure

SEC source: 0000899243-22-030124 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,579,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.18 to $4.49. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 20:30 UTC
Cook PatrickChief Commercial Officer
SaleCommon Stock 13,555 $4.50 $60,997.50
Disclosure

SEC source: 0000899243-22-029989 · doc4.xml · nonDerivative · entry 1

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,011

F1 · acquired: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.48 to $4.60. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 24, 2022 Filed Aug 26, 2022 20:30 UTC SaleCommon Stock 84,000 $4.61 $387,240.00
Disclosure

SEC source: 0000899243-22-029863 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,629,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.36 to $4.69. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
August 23, 2022 Filed Aug 24, 2022 23:06 UTC
Cook PatrickChief Commercial Officer
SaleCommon Stock 37,832 $4.31 $163,055.92
Disclosure

SEC source: 0000899243-22-029635 · doc4.xml · nonDerivative · entry 1

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,566

F1 · acquired: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.25 to $4.35. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 23, 2022 Filed Aug 24, 2022 22:22 UTC SaleCommon Stock 50,000 $4.26 $213,000.00
Disclosure

SEC source: 0000899243-22-029625 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,713,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.14 to $4.35. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
August 23, 2022 Filed Dec 21, 2022 21:30 UTC Amendment
Cook PatrickChief Commercial Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 37,832 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0001209191-22-062340 · doc4a.xml · derivative · entry 5

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737,000

Underlying: Common Stock · 37,832 shares

Expires 2029-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 927,750 of the options are fully vested and exercisable as of August 23, 2022, and the remaining 309,250 options will vest in monthly installments until July 29, 2023.

Read SEC document
August 23, 2022 Filed Dec 21, 2022 21:30 UTC Amendment
Cook PatrickChief Commercial Officer
SaleCommon Stock 37,832 $4.31 $163,055.92
Disclosure

SEC source: 0001209191-22-062340 · doc4a.xml · nonDerivative · entry 2

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,398

F2 · acquired: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.25 to $4.35. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 23, 2022 Filed Dec 21, 2022 21:30 UTC Amendment
Cook PatrickChief Commercial Officer
Exercise / conversionCommon Stock 37,832 $0.48 $17,970.20
Disclosure

SEC source: 0001209191-22-062340 · doc4a.xml · nonDerivative · entry 1

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: The common stock reported on this line of this Form 4 was issued as a result of the exercise of employee stock options.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 18:20 UTC
Cherukupalli NagendraCHIEF TECHNOLOGY OFFICER
SaleCommon Stock 2,810 $4.14 $11,633.40
Disclosure

SEC source: 0000899243-22-029624 · doc4.xml · nonDerivative · entry 1

Cherukupalli Nagendra · CIK 0001854569 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,547,563

F1 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.11 to $4.16. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. The shares were sold in order to satisfy tax obligations payable upon the settlement of the restricted stock units previously granted to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego his cash bonus earned for the second quarter of 2022

F1 · acquired: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.11 to $4.16. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. The shares were sold in order to satisfy tax obligations payable upon the settlement of the restricted stock units previously granted to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego his cash bonus earned for the second quarter of 2022

Read SEC document
August 22, 2022 Filed Aug 24, 2022 22:22 UTC SaleCommon Stock 50,000 $4.20 $210,000.00
Disclosure

SEC source: 0000899243-22-029625 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,763,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.11 to $4.29. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
August 22, 2022 Filed Nov 17, 2022 16:30 UTC Amendment
Cherukupalli NagendraCHIEF TECHNOLOGY OFFICER
SaleCommon Stock 2,810 $4.14 $11,633.40
Disclosure

SEC source: 0001209191-22-057553 · doc4a.xml · nonDerivative · entry 1

Cherukupalli Nagendra · CIK 0001854569 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,954,563

F1 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.11 to $4.16. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. The shares were sold in order to satisfy tax obligations payable upon the settlement of the restricted stock units previously granted to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego his cash bonus earned for the second quarter of 2022.

F2 · balance_after: This Form 4/A amends the original Form 4 filed by the Reporting Person on August 24, 2022, to correct the number of securities reported as beneficially owned after the reported transaction.

Read SEC document
August 19, 2022 Filed Aug 19, 2022 18:53 UTC
Morris Robert PhelpsChief Financial Officer
SaleCommon Stock 3,540 $4.48 $15,859.20
Disclosure

SEC source: 0000899243-22-029339 · doc4.xml · nonDerivative · entry 2

Morris Robert Phelps · CIK 0001921678 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,381

F2 · acquired: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.45 to $4.52. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. The shares were sold in order to satisfy tax obligations payable upon the settlement of the restricted stock units previously granted to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego his cash bonus earned for the second quarter of 2022

Read SEC document
August 19, 2022 Filed Aug 19, 2022 23:56 UTC
Cook PatrickChief Commercial Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 87,168 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0000899243-22-029386 · doc4.xml · derivative · entry 12

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 774,832

Underlying: Common Stock · 87,168 shares

Expires 2029-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Reflects an adjustment for an approximately 8.25-for-1 forward split that was effectuated on April 28, 2021.

F8 · shares: Reflects an adjustment for an approximately 8.25-for-1 forward split that was effectuated on April 28, 2021.

F9 · derivative.exercise_date: 927,750 of the options are fully vested and exercisable as of August 19, 2022, and the remaining 309,250 options will vest in monthly installments until July 29, 2023.

F8 · balance_after: Reflects an adjustment for an approximately 8.25-for-1 forward split that was effectuated on April 28, 2021.

Read SEC document
August 19, 2022 Filed Aug 19, 2022 23:56 UTC
Cook PatrickChief Commercial Officer
SaleCommon Stock 87,168 $4.33 $377,437.44
Disclosure

SEC source: 0000899243-22-029386 · doc4.xml · nonDerivative · entry 7

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,398

F5 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.30 to $4.55. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 19, 2022 Filed Aug 19, 2022 23:56 UTC
Cook PatrickChief Commercial Officer
Exercise / conversionCommon Stock 87,168 $0.48 $41,404.80
Disclosure

SEC source: 0000899243-22-029386 · doc4.xml · nonDerivative · entry 6

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · acquired: The common stock reported on this line of this Form 4 was issued as a result of the exercise of employee stock options.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 23:56 UTC
Cook PatrickChief Commercial Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 175,000 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0000899243-22-029386 · doc4.xml · derivative · entry 11

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 862,000

Underlying: Common Stock · 175,000 shares

Expires 2029-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Reflects an adjustment for an approximately 8.25-for-1 forward split that was effectuated on April 28, 2021.

F8 · shares: Reflects an adjustment for an approximately 8.25-for-1 forward split that was effectuated on April 28, 2021.

F9 · derivative.exercise_date: 927,750 of the options are fully vested and exercisable as of August 19, 2022, and the remaining 309,250 options will vest in monthly installments until July 29, 2023.

F8 · balance_after: Reflects an adjustment for an approximately 8.25-for-1 forward split that was effectuated on April 28, 2021.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 23:56 UTC
Cook PatrickChief Commercial Officer
SaleCommon Stock 175,000 $4.56 $798,000.00
Disclosure

SEC source: 0000899243-22-029386 · doc4.xml · nonDerivative · entry 5

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,398

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.50 to $4.71. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 23:56 UTC
Cook PatrickChief Commercial Officer
Exercise / conversionCommon Stock 175,000 $0.48 $83,125.00
Disclosure

SEC source: 0000899243-22-029386 · doc4.xml · nonDerivative · entry 4

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · acquired: The common stock reported on this line of this Form 4 was issued as a result of the exercise of employee stock options.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 22:54 UTC SaleCommon Stock 34,000 $4.57 $155,380.00
Disclosure

SEC source: 0000899243-22-029340 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,813,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.45 to $4.67. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 18:53 UTC
Morris Robert PhelpsChief Financial Officer
GrantCommon Stock 10,141 $4.55 $46,141.55
Disclosure

SEC source: 0000899243-22-029339 · doc4.xml · nonDerivative · entry 1

Morris Robert Phelps · CIK 0001921678 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,921

F1 · acquired: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuer's 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego his cash bonus earned for the second quarter of 2022.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 19:46 UTC
Nolde KristianVP, MARKETING AND STRATEGY
GrantCommon Stock 8,615 $4.55 $39,198.25
Disclosure

SEC source: 0000899243-22-029378 · doc4.xml · nonDerivative · entry 1

Nolde Kristian · CIK 0001854499 · VP, MARKETING AND STRATEGY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,400

F1 · price: Reflects a grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego his cash bonus earned for the second quarter of 2022.

F1 · acquired: Reflects a grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego his cash bonus earned for the second quarter of 2022.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 19:46 UTC
Cherukupalli NagendraCHIEF TECHNOLOGY OFFICER
GrantCommon Stock 10,015 $4.55 $45,568.25
Disclosure

SEC source: 0000899243-22-029377 · doc4.xml · nonDerivative · entry 1

Cherukupalli Nagendra · CIK 0001854569 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,957,373

F1 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuer's 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego his cash bonus earned for the second quarter of 2022.

F1 · acquired: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuer's 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego his cash bonus earned for the second quarter of 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.