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Nasdaq · USD

FTCI

FTC Solar, Inc.

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Tapewire entity
7353
SEC CIK
0001828161
Parsed reports
331

Last 12 months

Inside the activity.

9 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202514
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202640
Jun 202600
Jul 202600
Aug 202640
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 28, 2022 Filed Nov 30, 2022 21:30 UTC SaleCommon Stock 50,000 $1.98 $99,000.00
Disclosure

SEC source: 0001209191-22-059045 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,187,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $1.96 to $2.165. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
November 23, 2022 Filed Nov 25, 2022 21:30 UTC SaleCommon Stock 64,000 $2.28 $145,920.00
Disclosure

SEC source: 0001209191-22-058797 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,237,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.1384 to $2.3321. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 21:30 UTC SaleCommon Stock 60,000 $2.08 $124,800.00
Disclosure

SEC source: 0001209191-22-058653 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,301,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.05 to $2.14. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 21:30 UTC SaleCommon Stock 60,000 $2.15 $129,000.00
Disclosure

SEC source: 0001209191-22-058653 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,361,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.09 to $2.21. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
November 17, 2022 Filed Nov 18, 2022 21:30 UTC SaleCommon Stock 34,000 $2.27 $77,180.00
Disclosure

SEC source: 0001209191-22-057850 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,421,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.12 to $2.37. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 16:35 UTC
Morris Robert PhelpsChief Financial Officer
SaleCommon Stock 7,545 $2.26 $17,051.70
Disclosure

SEC source: 0001209191-22-057560 · doc4.xml · nonDerivative · entry 2

Morris Robert Phelps · CIK 0001921678 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,579

F2 · acquired: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.25 to $2.29. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. The shares were sold in order to satisfy tax obligations payable upon the settlement of the restricted stock units previously granted to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego his cash bonus earned for the third quarter of 2022.

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November 16, 2022 Filed Nov 17, 2022 16:35 UTC
Cherukupalli NagendraCHIEF TECHNOLOGY OFFICER
SaleCommon Stock 12,865 $2.25 $28,946.25
Disclosure

SEC source: 0001209191-22-057562 · doc4.xml · nonDerivative · entry 2

Cherukupalli Nagendra · CIK 0001854569 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,965,380

F2 · acquired: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.23 to $2.29. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. The shares were sold in order to satisfy tax obligations payable upon the settlement of the restricted stock units previously granted to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego his cash bonus earned for the third quarter of 2022.

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November 16, 2022 Filed Nov 17, 2022 21:35 UTC
Behnen CathyCHIEF ACCOUNTING OFFICER
SaleCommon Stock 6,380 $2.23 $14,227.40
Disclosure

SEC source: 0001209191-22-057558 · doc4.xml · nonDerivative · entry 2

Behnen Cathy · CIK 0001859083 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,604

F2 · acquired: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.22 to $2.25. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. The shares were sold in order to satisfy tax obligations payable upon the settlement of the restricted stock units previously granted to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego her cash bonus earned for the third quarter of 2022.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 21:30 UTC SaleCommon Stock 50,000 $2.25 $112,500.00
Disclosure

SEC source: 0001209191-22-057850 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,455,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.20 to $2.32. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 21:30 UTC SaleCommon Stock 50,000 $2.47 $123,500.00
Disclosure

SEC source: 0001209191-22-057316 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,505,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.38 to $2.68. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 16:35 UTC
Morris Robert PhelpsChief Financial Officer
GrantCommon Stock 23,743 $2.27 $53,896.61
Disclosure

SEC source: 0001209191-22-057560 · doc4.xml · nonDerivative · entry 1

Morris Robert Phelps · CIK 0001921678 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,124

F1 · acquired: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the third quarter of 2022. The number of restricted stock units was determined by dividing the amount of such cash bonus by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the date of grant.

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November 15, 2022 Filed Nov 17, 2022 16:35 UTC
Nolde KristianVP, MARKETING AND STRATEGY
GrantCommon Stock 17,289 $2.27 $39,246.03
Disclosure

SEC source: 0001209191-22-057561 · doc4.xml · nonDerivative · entry 1

Nolde Kristian · CIK 0001854499 · VP, MARKETING AND STRATEGY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,689

F1 · acquired: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the third quarter of 2022. The number of restricted stock units was determined by dividing the amount of such cash bonus by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the date of grant.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 16:35 UTC
Cherukupalli NagendraCHIEF TECHNOLOGY OFFICER
GrantCommon Stock 23,682 $2.27 $53,758.14
Disclosure

SEC source: 0001209191-22-057562 · doc4.xml · nonDerivative · entry 1

Cherukupalli Nagendra · CIK 0001854569 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,978,245

F1 · acquired: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the third quarter of 2022. The number of restricted stock units was determined by dividing the amount of such cash bonus by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the date of grant.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:35 UTC
Cook PatrickChief Commercial Officer
GrantCommon Stock 32,074 $2.27 $72,807.98
Disclosure

SEC source: 0001209191-22-057559 · doc4.xml · nonDerivative · entry 1

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,147

F1 · acquired: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the third quarter of 2022. The number of restricted stock units was determined by dividing the amount of such cash bonus by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the date of grant.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:35 UTC
Behnen CathyCHIEF ACCOUNTING OFFICER
GrantCommon Stock 22,840 $2.27 $51,846.80
Disclosure

SEC source: 0001209191-22-057558 · doc4.xml · nonDerivative · entry 1

Behnen Cathy · CIK 0001859083 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,984

F1 · acquired: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego her cash bonus earned for the third quarter of 2022. The number of restricted stock units was determined by dividing the amount of such cash bonus by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the date of grant.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 21:30 UTC SaleCommon Stock 50,000 $2.32 $116,000.00
Disclosure

SEC source: 0001209191-22-057316 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,555,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.23 to $2.65. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 21:30 UTC SaleCommon Stock 50,000 $2.00 $100,000.00
Disclosure

SEC source: 0001209191-22-056623 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,605,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $1.80 to $2.30. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
November 08, 2022 Filed Nov 9, 2022 21:30 UTC SaleCommon Stock 84,000 $1.97 $165,480.00
Disclosure

SEC source: 0001209191-22-056214 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,655,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $1.86 to $2.11. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 21:30 UTC SaleCommon Stock 50,000 $1.85 $92,500.00
Disclosure

SEC source: 0001209191-22-056214 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,739,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $1.79 to $1.92. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
November 03, 2022 Filed Nov 4, 2022 20:30 UTC SaleCommon Stock 34,000 $1.91 $64,940.00
Disclosure

SEC source: 0001209191-22-055806 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,789,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $1.825 to $1.985. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
November 02, 2022 Filed Nov 4, 2022 20:30 UTC SaleCommon Stock 50,000 $1.89 $94,500.00
Disclosure

SEC source: 0001209191-22-055806 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,823,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $1.85 to $1.99. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
November 01, 2022 Filed Nov 2, 2022 20:30 UTC SaleCommon Stock 50,000 $2.06 $103,000.00
Disclosure

SEC source: 0001209191-22-055295 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,873,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.02 to $2.14. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:30 UTC
Cook PatrickChief Commercial Officer
SaleCommon Stock 8,646 $2.09 $18,070.14
Disclosure

SEC source: 0001209191-22-055518 · doc4.xml · nonDerivative · entry 1

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,073

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.05 to $2.14. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. The shares sold are a portion of the shares previously granted pursuant to the Issuer's 2021 Stock Incentive Plan to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego a portion of his cash salary from July 1, 2022 until December 31, 2022.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 20:30 UTC SaleCommon Stock 50,000 $2.05 $102,500.00
Disclosure

SEC source: 0001209191-22-055295 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,923,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $1.98 to $2.11. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
October 26, 2022 Filed Oct 28, 2022 20:30 UTC SaleCommon Stock 50,000 $2.09 $104,500.00
Disclosure

SEC source: 0000899243-22-034415 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,973,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.01 to $2.16. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
October 25, 2022 Filed Oct 26, 2022 20:30 UTC SaleCommon Stock 84,000 $1.99 $167,160.00
Disclosure

SEC source: 0000899243-22-034266 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,023,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $1.88 to $2.04. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
October 24, 2022 Filed Oct 26, 2022 20:30 UTC SaleCommon Stock 50,000 $1.90 $95,000.00
Disclosure

SEC source: 0000899243-22-034266 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,107,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $1.81 to $2.09. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
October 20, 2022 Filed Oct 21, 2022 20:30 UTC SaleCommon Stock 34,000 $2.11 $71,740.00
Disclosure

SEC source: 0000899243-22-033958 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,157,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.07 to $2.17. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
October 19, 2022 Filed Oct 21, 2022 20:30 UTC SaleCommon Stock 50,000 $2.14 $107,000.00
Disclosure

SEC source: 0000899243-22-033958 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,191,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.11 to $2.20. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
October 18, 2022 Filed Oct 19, 2022 16:53 UTC
Springer DavidDirector · 10% owner
SaleCommon Stock 2,308 $2.31 $5,331.48
Disclosure

SEC source: 0000899243-22-033830 · doc4.xml · nonDerivative · entry 8

Springer David · CIK 0001684056 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 336,153

F6 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.23 to $2.46. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F5 · ownership.nature: These shares are owned directly by the AS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the AS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
October 18, 2022 Filed Oct 19, 2022 16:53 UTC
Springer DavidDirector · 10% owner
SaleCommon Stock 2,307 $2.31 $5,329.17
Disclosure

SEC source: 0000899243-22-033830 · doc4.xml · nonDerivative · entry 7

Springer David · CIK 0001684056 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 336,154

F6 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.23 to $2.46. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F4 · ownership.nature: These shares are owned directly by the NS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the NS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
October 18, 2022 Filed Oct 19, 2022 16:53 UTC
Springer DavidDirector · 10% owner
SaleCommon Stock 2,307 $2.31 $5,329.17
Disclosure

SEC source: 0000899243-22-033830 · doc4.xml · nonDerivative · entry 6

Springer David · CIK 0001684056 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 336,153

F6 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.23 to $2.46. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.nature: These shares are owned directly by the ZS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the ZS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
October 18, 2022 Filed Oct 19, 2022 16:53 UTC
Springer DavidDirector · 10% owner
SaleCommon Stock 62,306 $2.31 $143,926.86
Disclosure

SEC source: 0000899243-22-033830 · doc4.xml · nonDerivative · entry 5

Springer David · CIK 0001684056 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,163,888

F6 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.23 to $2.46. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

Read SEC document
October 18, 2022 Filed Oct 19, 2022 20:54 UTC SaleCommon Stock 50,000 $2.30 $115,000.00
Disclosure

SEC source: 0000899243-22-033831 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,241,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.23 to $2.46. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 16:53 UTC
Springer DavidDirector · 10% owner
SaleCommon Stock 2,307 $2.39 $5,513.73
Disclosure

SEC source: 0000899243-22-033830 · doc4.xml · nonDerivative · entry 4

Springer David · CIK 0001684056 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 338,461

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.22 to $2.57. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F5 · ownership.nature: These shares are owned directly by the AS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the AS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 16:53 UTC
Springer DavidDirector · 10% owner
SaleCommon Stock 2,307 $2.39 $5,513.73
Disclosure

SEC source: 0000899243-22-033830 · doc4.xml · nonDerivative · entry 3

Springer David · CIK 0001684056 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 338,461

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.22 to $2.57. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F4 · ownership.nature: These shares are owned directly by the NS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the NS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 16:53 UTC
Springer DavidDirector · 10% owner
SaleCommon Stock 2,308 $2.39 $5,516.12
Disclosure

SEC source: 0000899243-22-033830 · doc4.xml · nonDerivative · entry 2

Springer David · CIK 0001684056 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 338,460

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.22 to $2.57. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.nature: These shares are owned directly by the ZS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the ZS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 16:53 UTC
Springer DavidDirector · 10% owner
SaleCommon Stock 62,306 $2.39 $148,911.34
Disclosure

SEC source: 0000899243-22-033830 · doc4.xml · nonDerivative · entry 1

Springer David · CIK 0001684056 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,226,194

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.22 to $2.57. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 20:54 UTC SaleCommon Stock 50,000 $2.39 $119,500.00
Disclosure

SEC source: 0000899243-22-033831 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,291,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.22 to $2.56. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
October 12, 2022 Filed Oct 14, 2022 20:30 UTC SaleCommon Stock 67,000 $2.71 $181,570.00
Disclosure

SEC source: 0000899243-22-033663 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,341,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.63 to $2.79. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
October 11, 2022 Filed Oct 12, 2022 20:30 UTC SaleCommon Stock 67,000 $2.73 $182,910.00
Disclosure

SEC source: 0000899243-22-033486 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,408,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.57 to $2.80. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
October 10, 2022 Filed Oct 12, 2022 20:30 UTC SaleCommon Stock 50,000 $2.72 $136,000.00
Disclosure

SEC source: 0000899243-22-033486 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,475,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.66 to $2.805. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
October 04, 2022 Filed Oct 5, 2022 16:32 UTC
Springer DavidDirector · 10% owner
SaleCommon Stock 2,307 $3.31 $7,636.17
Disclosure

SEC source: 0000899243-22-033018 · doc4.xml · nonDerivative · entry 8

Springer David · CIK 0001684056 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 340,768

F6 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.21 to $3.395. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F5 · ownership.nature: These shares are owned directly by the AS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the AS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
October 04, 2022 Filed Oct 5, 2022 16:32 UTC
Springer DavidDirector · 10% owner
SaleCommon Stock 2,308 $3.31 $7,639.48
Disclosure

SEC source: 0000899243-22-033018 · doc4.xml · nonDerivative · entry 7

Springer David · CIK 0001684056 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 340,768

F6 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.21 to $3.395. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F4 · ownership.nature: These shares are owned directly by the NS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the NS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
October 04, 2022 Filed Oct 5, 2022 16:32 UTC
Springer DavidDirector · 10% owner
SaleCommon Stock 2,307 $3.31 $7,636.17
Disclosure

SEC source: 0000899243-22-033018 · doc4.xml · nonDerivative · entry 6

Springer David · CIK 0001684056 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 340,768

F6 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.21 to $3.395. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.nature: These shares are owned directly by the ZS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the ZS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
October 04, 2022 Filed Oct 5, 2022 16:32 UTC
Springer DavidDirector · 10% owner
SaleCommon Stock 62,306 $3.31 $206,232.86
Disclosure

SEC source: 0000899243-22-033018 · doc4.xml · nonDerivative · entry 5

Springer David · CIK 0001684056 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,288,500

F6 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.21 to $3.395. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

Read SEC document
October 04, 2022 Filed Oct 5, 2022 20:30 UTC SaleCommon Stock 100,000 $3.32 $332,000.00
Disclosure

SEC source: 0000899243-22-032999 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,525,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.22 to $3.395. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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October 03, 2022 Filed Oct 5, 2022 16:32 UTC
Springer DavidDirector · 10% owner
SaleCommon Stock 2,307 $3.13 $7,220.91
Disclosure

SEC source: 0000899243-22-033018 · doc4.xml · nonDerivative · entry 4

Springer David · CIK 0001684056 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 343,075

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.78 to $3.405. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F5 · ownership.nature: These shares are owned directly by the AS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the AS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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October 03, 2022 Filed Oct 5, 2022 16:32 UTC
Springer DavidDirector · 10% owner
SaleCommon Stock 2,307 $3.13 $7,220.91
Disclosure

SEC source: 0000899243-22-033018 · doc4.xml · nonDerivative · entry 3

Springer David · CIK 0001684056 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 343,076

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.78 to $3.405. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F4 · ownership.nature: These shares are owned directly by the NS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the NS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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October 03, 2022 Filed Oct 5, 2022 16:32 UTC
Springer DavidDirector · 10% owner
SaleCommon Stock 2,308 $3.13 $7,224.04
Disclosure

SEC source: 0000899243-22-033018 · doc4.xml · nonDerivative · entry 2

Springer David · CIK 0001684056 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 343,075

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.78 to $3.405. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.nature: These shares are owned directly by the ZS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the ZS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.