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Nasdaq · USD

FTCI

FTC Solar, Inc.

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Tapewire entity
7353
SEC CIK
0001828161
Parsed reports
331

Last 12 months

Inside the activity.

9 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202514
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202640
Jun 202600
Jul 202600
Aug 202640
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 19, 2024 Filed Aug 20, 2024 08:00 UTC PurchaseCommon Stock 100,000 $0.25 $25,000.00
Disclosure

SEC source: 0000950170-24-098858 · ownership.xml · nonDerivative · entry 1

Chatila Ahmad R · CIK 0001331942 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,503,046

F1 · price: Represents a weighted average purchase price per share for these shares, which were purchased in multiple transactions at prices ranging from $0.245 to $0.250. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

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August 19, 2024 Filed Aug 21, 2024 08:00 UTC PurchaseCommon Stock 160,000 $0.25 $40,000.00
Disclosure

SEC source: 0000950170-24-099390 · ownership.xml · nonDerivative · entry 1

Quiroga Cortes Isidoro Alfonso · CIK 0001854578 · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,411,740

F1 · price: Represents a weighted average purchase price per share for these shares, which were purchased in multiple transactions at prices ranging from $0.243 to $0.254. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 08:00 UTC PurchaseCommon Stock 200,000 $0.25 $50,000.00
Disclosure

SEC source: 0000950170-24-098857 · ownership.xml · nonDerivative · entry 2

Quiroga Cortes Isidoro Alfonso · CIK 0001854578 · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,251,740

F2 · price: Represents a weighted average purchase price per share for these shares, which were purchased in multiple transactions at prices ranging from $0.235 to $0.260. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
August 15, 2024 Filed Aug 16, 2024 08:00 UTC PurchaseCommon Stock 3,952 $0.26 $1,027.52
Disclosure

SEC source: 0000950170-24-097813 · ownership.xml · nonDerivative · entry 2

Quiroga Cortes Isidoro Alfonso · CIK 0001854578 · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,945,692

Read SEC document
August 15, 2024 Filed Aug 20, 2024 08:00 UTC PurchaseCommon Stock 106,048 $0.24 $25,451.52
Disclosure

SEC source: 0000950170-24-098857 · ownership.xml · nonDerivative · entry 1

Quiroga Cortes Isidoro Alfonso · CIK 0001854578 · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,051,740

F1 · price: Represents a weighted average purchase price per share for these shares, which were purchased in multiple transactions at prices ranging from $0.239 to $0.250. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
August 14, 2024 Filed Aug 16, 2024 08:00 UTC PurchaseCommon Stock 321,337 $0.25 $80,334.25
Disclosure

SEC source: 0000950170-24-097813 · ownership.xml · nonDerivative · entry 1

Quiroga Cortes Isidoro Alfonso · CIK 0001854578 · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,941,740

F1 · price: Represents a weighted average purchase price per share for these shares, which were purchased in multiple transactions at prices ranging from $0.240 to $0.260. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
August 13, 2024 Filed Aug 15, 2024 08:00 UTC PurchaseCommon Stock 40,000 $0.22 $8,800.00
Disclosure

SEC source: 0000950170-24-097370 · ownership.xml · nonDerivative · entry 2

Quiroga Cortes Isidoro Alfonso · CIK 0001854578 · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,620,403

Read SEC document
August 12, 2024 Filed Aug 13, 2024 08:30 UTC PurchaseCommon Stock 212,800 $0.23 $48,944.00
Disclosure

SEC source: 0000950170-24-095782 · ownership.xml · nonDerivative · entry 1

Chatila Ahmad R · CIK 0001331942 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,403,046

F1 · price: Represents a weighted average purchase price per share for these shares, which were purchased in multiple transactions at prices ranging from $0.229 to $0.237. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
August 12, 2024 Filed Aug 15, 2024 08:00 UTC PurchaseCommon Stock 500,000 $0.22 $110,000.00
Disclosure

SEC source: 0000950170-24-097370 · ownership.xml · nonDerivative · entry 1

Quiroga Cortes Isidoro Alfonso · CIK 0001854578 · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,580,403

F1 · price: Represents a weighted average purchase price per share for these shares, which were purchased in multiple transactions at prices ranging from $0.216 to $0.225. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
August 12, 2024 Filed Jun 16, 2025 17:00 UTC GrantCommon Stock 16,960 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-086828 · ownership.xml · nonDerivative · entry 1

Barahona Pablo · CIK 0002031702 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,960

F1 · shares: Reflects a grant of restricted stock units of which 3,392 shares of common stock will vest on August 12, 2025, and 13,568 shares of common stock will vest in three equal installments on each of the first three anniversaries of the grant date, subject to continued service on the board of directors (BOD) of the Issuer.

F2 · balance_after: Reflects the effect of the Issuer's 10-for-1 reverse stock split, effective as of November 29, 2024.

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June 14, 2024 Filed Jun 18, 2024 09:00 UTC PurchaseCommon Stock 108,062 $0.45 $48,627.90
Disclosure

SEC source: 0000950170-24-074598 · ownership.xml · nonDerivative · entry 1

Chatila Ahmad R · CIK 0001331942 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,190,246

F1 · price: Represents a weighted average purchase price per share for these shares, which were purchased in multiple transactions at prices ranging from $0.434 to $0.46. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 08:44 UTC PurchaseCommon Stock 114,726 $0.44 $50,479.44
Disclosure

SEC source: 0000950170-24-073366 · ownership.xml · nonDerivative · entry 1

Chatila Ahmad R · CIK 0001331942 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,082,184

F1 · price: Represents a weighted average purchase price per share for these shares, which were purchased in multiple transactions at prices ranging from $0.428 to $0.449. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
June 06, 2024 Filed Jun 10, 2024 16:30 UTC GrantCommon Stock 90,450 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-071337 · ownership.xml · nonDerivative · entry 1

Quiroga Cortes Isidoro Alfonso · CIK 0001854578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,080,403

F1 · shares: Reflects an annual grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan in consideration of the Reporting Person's service on the board of directors (BOD) of the Issuer, and is subject to vesting upon the earlier of (x) the one year anniversary of grant and (y) the Issuer's 2025 shareholder meeting, subject to continued service on the BOD.

Read SEC document
June 06, 2024 Filed Jun 10, 2024 16:49 UTC GrantCommon Stock 90,450 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-071378 · ownership.xml · nonDerivative · entry 1

Springer David · CIK 0001684056 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,801,768

F1 · shares: Reflects an annual grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan in consideration of the Reporting Person's service on the board of directors (BOD) of the Issuer, and is subject to vesting upon the earlier of (x) the one year anniversary of grant and (y) the Issuer's 2025 shareholder meeting, subject to continued service on the BOD.

F2 · balance_after: Reflects shares transferred between the DS 2022 GRAT and the Reporting Person, which was exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

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June 06, 2024 Filed Jun 10, 2024 20:30 UTC GrantCommon Stock 90,450 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-071334 · ownership.xml · nonDerivative · entry 1

SADASIVAM SHAKER · CIK 0001233432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 454,377

F1 · shares: Reflects an annual grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan in consideration of the Reporting Person's service on the board of directors (BOD) of the Issuer, and is subject to vesting upon the earlier of (x) the one year anniversary of grant and (y) the Issuer's 2025 shareholder meeting, subject to continued service on the BOD.

Read SEC document
June 06, 2024 Filed Jun 10, 2024 16:30 UTC GrantCommon Stock 90,450 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-071348 · ownership.xml · nonDerivative · entry 1

PRIDDY WILLIAM A · CIK 0001223528 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 467,482

F1 · shares: Reflects an annual grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan in consideration of the Reporting Person's service on the board of directors (BOD) of the Issuer, and is subject to vesting upon the earlier of (x) the one year anniversary of grant and (y) the Issuer's 2025 shareholder meeting, subject to continued service on the BOD.

Read SEC document
June 06, 2024 Filed Jun 10, 2024 20:30 UTC
Hung LisanDirector
GrantCommon Stock 90,450 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-071336 · ownership.xml · nonDerivative · entry 1

Hung Lisan · CIK 0001833163 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 371,620

F1 · shares: Reflects an annual grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan in consideration of the Reporting Person's service on the board of directors (BOD) of the Issuer, and is subject to vesting upon the earlier of (x) the one year anniversary of grant and (y) the Issuer's 2025 shareholder meeting, subject to continued service on the BOD.

Read SEC document
March 26, 2024 Filed Mar 27, 2024 08:30 UTC PurchaseCommon Stock 97,400 $0.51 $49,674.00
Disclosure

SEC source: 0000950170-24-036834 · ownership.xml · nonDerivative · entry 1

Chatila Ahmad R · CIK 0001331942 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 967,458

F1 · price: Represents a weighted average purchase price per share for these shares, which were purchased in multiple transactions at prices ranging from $0.465 to $0.535. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
March 22, 2024 Filed Mar 25, 2024 08:30 UTC PurchaseCommon Stock 92,600 $0.55 $50,930.00
Disclosure

SEC source: 0000950170-24-035644 · ownership.xml · nonDerivative · entry 1

Chatila Ahmad R · CIK 0001331942 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 870,058

F1 · price: Represents a weighted average purchase price per share for these shares, which were purchased in multiple transactions at prices ranging from $0.529 to $0.580. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
March 21, 2024 Filed Mar 22, 2024 22:00 UTC
Cook PatrickChief Commercial Officer
SaleCommon Stock 23,000 $0.58 $13,340.00
Disclosure

SEC source: 0000950170-24-035532 · ownership.xml · nonDerivative · entry 2

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,222,205

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $.58 to $.593. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · acquired: This sale was not undertaken pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 20, 2024 Filed Mar 21, 2024 08:30 UTC PurchaseCommon Stock 92,500 $0.54 $49,950.00
Disclosure

SEC source: 0000950170-24-034436 · ownership.xml · nonDerivative · entry 1

Chatila Ahmad R · CIK 0001331942 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 777,458

F1 · price: Represents a weighted average purchase price per share for these shares, which were purchased in multiple transactions at prices ranging from $0.522 to $0.551. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 22:00 UTC
Cook PatrickChief Commercial Officer
SaleCommon Stock 48,911 $0.53 $25,922.83
Disclosure

SEC source: 0000950170-24-035532 · ownership.xml · nonDerivative · entry 1

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,245,205

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $.527 to $.555. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale (i) pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and (ii) in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 22:00 UTC SaleCommon Stock 25,442 $0.55 $13,993.10
Disclosure

SEC source: 0000950170-24-035531 · ownership.xml · nonDerivative · entry 1

Mullings Tamara · CIK 0001963317 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 229,087

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

Read SEC document
March 18, 2024 Filed Mar 19, 2024 08:30 UTC PurchaseCommon Stock 101,800 $0.49 $49,882.00
Disclosure

SEC source: 0000950170-24-033162 · ownership.xml · nonDerivative · entry 1

Chatila Ahmad R · CIK 0001331942 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 684,958

F1 · price: Represents a weighted average purchase price per share for these shares, which were purchased in multiple transactions at prices ranging from $0.478 to $0.500. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
February 12, 2024 Filed Feb 12, 2024 21:30 UTC
Behnen CathyCHIEF FINANCIAL OFFICER
GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-013886 · ownership.xml · nonDerivative · entry 1

Behnen Cathy · CIK 0001859083 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 951,989

F1 · shares: Reflects a grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan in consideration of the Reporting Person's appointment as Chief Financial Officer of the Issuer, and is subject to the Issuer's standard four year vesting schedule, subject to continued employment.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 18:30 UTC
Morris Robert PhelpsFormer Chief Financial Officer
SaleCommon Stock 19,791 $0.73 $14,447.43
Disclosure

SEC source: 0001209191-23-058868 · doc4.xml · nonDerivative · entry 1

Morris Robert Phelps · CIK 0001921678 · Former Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,244

F1 · shares: Reflects a sale in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units.

F2 · balance_after: Takes into account restricted stock units cancelled upon departure.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 23:30 UTC
Cook PatrickChief Commercial Officer
GrantCommon Stock 600,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-058699 · doc4.xml · nonDerivative · entry 1

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,294,116

F1 · shares: Reflects a grant of performance based restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan, and is subject to vesting, in whole or in part as further described in the grant documentation, upon (i) the Issuer's publicly traded common stock achieving a $5, $8 and/or $10 price during the four year period from the grant date and (ii) the recipient's continued employment with the Issuer on any such date of achievement.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 23:30 UTC
Aminpour SasanChief Operating Officer
GrantCommon Stock 800,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-058697 · doc4.xml · nonDerivative · entry 1

Aminpour Sasan · CIK 0001965884 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,229,724

F1 · shares: Reflects a grant of performance based restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan, and is subject to vesting, in whole or in part as further described in the grant documentation, upon (i) the Issuer's publicly traded common stock achieving a $5, $8 and/or $10 price during the four year period from the grant date and (ii) the recipient's continued employment with the Issuer on any such date of achievement.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 23:30 UTC
Behnen CathyCHIEF FINANCIAL OFFICER
GrantCommon Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-058698 · doc4.xml · nonDerivative · entry 1

Behnen Cathy · CIK 0001859083 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 751,989

F1 · shares: Reflects a grant of performance based restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan, and is subject to vesting, in whole or in part as further described in the grant documentation, upon (i) the Issuer's publicly traded common stock achieving a $5, $8 and/or $10 price during the four year period from the grant date and (ii) the recipient's continued employment with the Issuer on any such date of achievement.

Read SEC document
December 08, 2023 Filed Dec 11, 2023 07:55 UTC PurchaseCommon Stock 13,960 $0.75 $10,470.00
Disclosure

SEC source: 0001209191-23-057999 · doc4.xml · nonDerivative · entry 1

Chatila Ahmad R · CIK 0001331942 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 583,158

F1 · price: Represents a weighted average purchase price per share for these shares, which were purchased in multiple transactions at prices ranging from $0.71 to $0.755. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 07:55 UTC PurchaseCommon Stock 14,550 $0.68 $9,894.00
Disclosure

SEC source: 0000950170-23-067473 · ownership.xml · nonDerivative · entry 1

Chatila Ahmad R · CIK 0001331942 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 569,198

Read SEC document
November 17, 2023 Filed Nov 20, 2023 07:55 UTC PurchaseCommon Stock 20,000 $0.52 $10,400.00
Disclosure

SEC source: 0001209191-23-055943 · doc4.xml · nonDerivative · entry 1

PRIDDY WILLIAM A · CIK 0001223528 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 377,032

F1 · price: Represents a weighted average purchase price per share for these shares, which were purchased in multiple transactions at prices ranging from $0.490 to $0.547. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 13:30 UTC PurchaseCommon Stock 59,800 $0.51 $30,498.00
Disclosure

SEC source: 0001209191-23-056188 · doc4.xml · nonDerivative · entry 1

SADASIVAM SHAKER · CIK 0001233432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 363,927

F1 · price: Represents a weighted average purchase price per share for these shares, which were purchased in multiple transactions at prices ranging from $0.509 to $0.51. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 13:30 UTC
Behnen CathyCHIEF FINANCIAL OFFICER
PurchaseCommon Stock 100,000 $0.52 $52,000.00
Disclosure

SEC source: 0001209191-23-055641 · doc4.xml · nonDerivative · entry 1

Behnen Cathy · CIK 0001859083 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 351,989

F1 · price: Represents a weighted average purchase price per share for these shares, which were purchased in multiple transactions at prices ranging from $0.518 to $0.526. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
November 14, 2023 Filed Nov 15, 2023 08:30 UTC PurchaseCommon Stock 213,030 $0.47 $100,124.10
Disclosure

SEC source: 0001209191-23-055265 · doc4.xml · nonDerivative · entry 1

Chatila Ahmad R · CIK 0001331942 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 554,648

F1 · price: Represents a weighted average purchase price per share for these shares, which were purchased in multiple transactions at prices ranging from $0.440 to $0.497. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
November 09, 2023 Filed Nov 9, 2023 21:05 UTC
Aminpour SasanChief Operating Officer
PurchaseCommon Stock 220,000 $0.44 $96,800.00
Disclosure

SEC source: 0001209191-23-054809 · doc4.xml · nonDerivative · entry 1

Aminpour Sasan · CIK 0001965884 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,429,724

F1 · price: Represents a weighted average purchase price per share for these shares, which were purchased in multiple transactions at prices ranging from $0.390 to $0.498. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
September 14, 2023 Filed Sep 14, 2023 16:30 UTC PurchaseCommon Stock 17,000 $1.43 $24,310.00
Disclosure

SEC source: 0001209191-23-049434 · doc4.xml · nonDerivative · entry 1

PRIDDY WILLIAM A · CIK 0001223528 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357,032

F1 · price: Represents a weighted average purchase price per share for these shares, which were purchased in multiple transactions at prices ranging from $1.40 to $1.44. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
September 14, 2023 Filed Sep 15, 2023 22:30 UTC SaleCommon Stock 50,000 $1.40 $70,000.00
Disclosure

SEC source: 0001209191-23-049647 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,890,857

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $1.32 to $1.45. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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September 14, 2023 Filed Sep 18, 2023 16:10 UTC
Morris Robert PhelpsChief Financial Officer
PurchaseCommon Stock 72,000 $1.40 $100,800.00
Disclosure

SEC source: 0001209191-23-049735 · doc4.xml · nonDerivative · entry 1

Morris Robert Phelps · CIK 0001921678 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 508,709

F1 · price: Represents a weighted average purchase price per share for these shares, which were purchased in multiple transactions at prices ranging from $1.37 to $1.44. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

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September 13, 2023 Filed Sep 13, 2023 21:14 UTC SaleCommon Stock 50,000 $1.37 $68,500.00
Disclosure

SEC source: 0001209191-23-049307 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,940,857

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $1.30 to $1.50. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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September 13, 2023 Filed Sep 14, 2023 20:30 UTC PurchaseCommon Stock 17,850 $1.40 $24,990.00
Disclosure

SEC source: 0001209191-23-049432 · doc4.xml · nonDerivative · entry 1

SADASIVAM SHAKER · CIK 0001233432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,127

F1 · price: Represents a weighted average purchase price per share for these shares, which were purchased in multiple transactions at prices ranging from $1.397 to $1.40. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

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September 11, 2023 Filed Sep 12, 2023 16:30 UTC
Nolde KristianVP, MARKETING AND STRATEGY
SaleCommon Stock 20,000 $1.65 $33,000.00
Disclosure

SEC source: 0001209191-23-049110 · doc4.xml · nonDerivative · entry 2

Nolde Kristian · CIK 0001854499 · VP, MARKETING AND STRATEGY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348,718

F1 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $1.631 to $1.682. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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September 11, 2023 Filed Sep 13, 2023 21:14 UTC SaleCommon Stock 50,000 $1.63 $81,500.00
Disclosure

SEC source: 0001209191-23-049307 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,990,857

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $1.58 to $1.69. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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September 08, 2023 Filed Sep 12, 2023 16:30 UTC
Nolde KristianVP, MARKETING AND STRATEGY
SaleCommon Stock 20,000 $1.70 $34,000.00
Disclosure

SEC source: 0001209191-23-049110 · doc4.xml · nonDerivative · entry 1

Nolde Kristian · CIK 0001854499 · VP, MARKETING AND STRATEGY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 368,718

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September 08, 2023 Filed Sep 12, 2023 22:23 UTC
Cook PatrickChief Commercial Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 350,000 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0001209191-23-049132 · doc4.xml · derivative · entry 5

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,742

Underlying: Common Stock · 350,000 shares

Expires 2029-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options were fully vested as of July 29, 2023.

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September 08, 2023 Filed Sep 12, 2023 22:23 UTC
Cook PatrickChief Commercial Officer
SaleCommon Stock 100,000 $1.63 $163,000.00
Disclosure

SEC source: 0001209191-23-049132 · doc4.xml · nonDerivative · entry 2

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 694,116

F3 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $1.60 to $1.69. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · acquired: Reflects a sale in order to satisfy certain tax obligations of the Reporting Person and to pay in part the option exercise price, in each case, that became due upon the exercise of employee stock options.

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September 08, 2023 Filed Sep 12, 2023 22:23 UTC
Cook PatrickChief Commercial Officer
Exercise / conversionCommon Stock 350,000 $0.48 $166,250.00
Disclosure

SEC source: 0001209191-23-049132 · doc4.xml · nonDerivative · entry 1

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 794,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: The common stock reported on this line was issued as a result of the exercise of employee stock options.

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September 07, 2023 Filed Sep 7, 2023 22:35 UTC SaleCommon Stock 50,000 $1.74 $87,000.00
Disclosure

SEC source: 0001209191-23-048693 · doc4.xml · nonDerivative · entry 3

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,040,857

F5 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $1.71 to $1.81. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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September 06, 2023 Filed Sep 7, 2023 22:35 UTC SaleCommon Stock 50,000 $1.86 $93,000.00
Disclosure

SEC source: 0001209191-23-048693 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,090,857

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $1.825 to $1.93. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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September 05, 2023 Filed Sep 7, 2023 22:35 UTC SaleCommon Stock 50,000 $1.97 $98,500.00
Disclosure

SEC source: 0001209191-23-048693 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,140,857

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $1.94 to $2.015. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.