FSK

SEC source: 0001387131-18-000527 · forman-form4_020618.xml · nonDerivative · entry 2

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 157,575

F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust in multiple transactions at prices ranging from $7.45 to $7.5, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001387131-18-000527 · forman-form4_020618.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 140,925

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust in multiple transactions at prices ranging from $7.1 to $7.5, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001387131-18-000526 · heller-form4_020618.xml · nonDerivative · entry 1

Heller Michael · CIK 0001438263 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,300.896

F1 · kind: The purchase was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at prices ranging from $7.1 to $7.15, inclusive. The price reported in Column 4 is the weighted average price.

F2 · balance_after: Includes shares received through stock distributions and shares purchased through reinvested dividends.

SEC source: 0001387131-18-000458 · forman-form4_020218.xml · nonDerivative · entry 2

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 124,075

F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust in multiple transactions at prices ranging from $7.275 to $7.5, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001387131-18-000461 · heller-form4_020518.xml · nonDerivative · entry 1

Heller Michael · CIK 0001438263 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,400.896

F1 · kind: The purchase was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes shares received through stock distributions and shares purchased through reinvested dividends.

SEC source: 0001387131-18-000456 · klehr-form4_020518.xml · nonDerivative · entry 1

Klehr Zachary · CIK 0001568002 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,681.57

F1 · kind: The purchase was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes shares received through stock distributions and shares received on account of reinvested distributions.

SEC source: 0001387131-18-000458 · forman-form4_020218.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 107,619

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001387131-18-000128 · gravina-form4_010918.xml · nonDerivative · entry 2

GRAVINA THOMAS · CIK 0001138863 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 17,500

F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The Thomas J. Gravina 2010 Family Trust in multiple transactions at prices ranging from $7.675 to $7.80, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The Thomas J. Gravina 2010 Family Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001387131-18-000128 · gravina-form4_010918.xml · nonDerivative · entry 1

GRAVINA THOMAS · CIK 0001138863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,500

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in multiple transactions at prices ranging from $7.70 to $7.80, inclusive. The price reported in Column 4 is the weighted average price.

SEC source: 0001387131-18-000108 · gravina-form4_010818.xml · nonDerivative · entry 2

GRAVINA THOMAS · CIK 0001138863 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 17,200

F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The Thomas J. Gravina 2010 Family Trust in multiple transactions at prices ranging from $7.70 to $7.80, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The Thomas J. Gravina 2010 Family Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001387131-18-000108 · gravina-form4_010818.xml · nonDerivative · entry 1

GRAVINA THOMAS · CIK 0001138863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,300

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in multiple transactions at prices ranging from $7.70 to $7.80, inclusive. The price reported in Column 4 is the weighted average price.

SEC source: 0001387131-18-000089 · gravina-form4_010518.xml · nonDerivative · entry 2

GRAVINA THOMAS · CIK 0001138863 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 14,700

F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The Thomas J. Gravina 2010 Family Trust in multiple transactions at prices ranging from $7.65 to $7.75, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The Thomas J. Gravina 2010 Family Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001387131-18-000089 · gravina-form4_010518.xml · nonDerivative · entry 1

GRAVINA THOMAS · CIK 0001138863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,800

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in multiple transactions at prices ranging from $7.65 to $7.75, inclusive. The price reported in Column 4 is the weighted average price.

SEC source: 0001387131-18-000071 · gravina-form4_010418.xml · nonDerivative · entry 2

GRAVINA THOMAS · CIK 0001138863 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 12,200

F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The Thomas J. Gravina 2010 Family Trust in multiple transactions at prices ranging from $7.65 to $7.70, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The Thomas J. Gravina 2010 Family Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001387131-18-000071 · gravina-form4_010418.xml · nonDerivative · entry 1

GRAVINA THOMAS · CIK 0001138863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,300

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in multiple transactions at prices ranging from $7.65 to $7.70, inclusive. The price reported in Column 4 is the weighted average price.

SEC source: 0001387131-18-000049 · gravina-form4_010318.xml · nonDerivative · entry 2

GRAVINA THOMAS · CIK 0001138863 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 10,000

F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The Thomas J. Gravina 2010 Family Trust in multiple transactions at prices ranging from $7.625 to $7.75, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The Thomas J. Gravina 2010 Family Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001387131-18-000049 · gravina-form4_010318.xml · nonDerivative · entry 1

GRAVINA THOMAS · CIK 0001138863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in multiple transactions at prices ranging from $7.625 to $7.75, inclusive. The price reported in Column 4 is the weighted average price.

SEC source: 0001387131-18-000040 · gravina-form4_010218.xml · nonDerivative · entry 2

GRAVINA THOMAS · CIK 0001138863 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 7,500

F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The Thomas J. Gravina 2010 Family Trust in multiple transactions at prices ranging from $7.40 to $7.60, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The Thomas J. Gravina 2010 Family Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001387131-18-000040 · gravina-form4_010218.xml · nonDerivative · entry 1

GRAVINA THOMAS · CIK 0001138863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in multiple transactions at prices ranging from $7.40 to $7.60, inclusive. The price reported in Column 4 is the weighted average price.

SEC source: 0001387131-18-000036 · forman-form4_010218.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 106,917

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust in multiple transactions at prices ranging from $7.45 to $7.50, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001387131-18-000038 · klehr-form4_010218.xml · nonDerivative · entry 1

Klehr Zachary · CIK 0001568002 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,681.57

F1 · kind: The purchase was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes shares received through stock distributions and shares received on account of reinvested distributions.

SEC source: 0001387131-17-006065 · chandler-form4_122917.xml · nonDerivative · entry 1

Chandler Gregory P · CIK 0001337134 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse in 401(k) account

Disclosed balance after: 2,208

F1 · kind: The shares were acquired under the GCVC Consulting 401(k) plan pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001387131-18-000011 · gravina-form4_122917.xml · nonDerivative · entry 2

GRAVINA THOMAS · CIK 0001138863 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 5,000

F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The Thomas J. Gravina 2010 Family Trust in multiple transactions at prices ranging from $7.35 to $7.45, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The Thomas J. Gravina 2010 Family Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001387131-18-000011 · gravina-form4_122917.xml · nonDerivative · entry 1

GRAVINA THOMAS · CIK 0001138863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in multiple transactions at prices ranging from $7.35 to $7.45, inclusive. The price reported in Column 4 is the weighted average price.

SEC source: 0001387131-18-000009 · forman-form4_122917.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 100,317

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust in multiple transactions at prices ranging from $7.45 to $7.45, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001387131-17-006061 · gravina-form4_122817.xml · nonDerivative · entry 2

GRAVINA THOMAS · CIK 0001138863 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,500

F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The Thomas J. Gravina 2010 Family Trust in multiple transactions at prices ranging from $7.40 to $7.50, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The Thomas J. Gravina 2010 Family Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001387131-17-006061 · gravina-form4_122817.xml · nonDerivative · entry 1

GRAVINA THOMAS · CIK 0001138863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in multiple transactions at prices ranging from $7.40 to $7.50, inclusive. The price reported in Column 4 is the weighted average price.

SEC source: 0001387131-17-006063 · harrow-form4_122817.xml · nonDerivative · entry 1

HARROW JEFFREY · CIK 0001162835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,441

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person in multiple transactions at prices ranging from $7.425 to $7.45, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction.

SEC source: 0001387131-17-006064 · forman-form4_122817.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 83,995

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust in multiple transactions at prices ranging from $7.40 to $7.50, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001387131-17-006062 · kelly-form4_122817.xml · nonDerivative · entry 1

Kelly Michael John · CIK 0001700164 · Investment Committee Member

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person in multiple transactions at prices ranging from $7.425 to $7.50, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction.

SEC source: 0001387131-17-005813 · hagan-form4_121317.xml · nonDerivative · entry 1

HAGAN MICHAEL J · CIK 0001236294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

SEC source: 0001387131-17-004347 · forman-form4_081817.xml · nonDerivative · entry 2

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 67,464

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001387131-17-004347 · forman-form4_081817.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 67,447

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001387131-17-004281 · forman-form4_081717.xml · nonDerivative · entry 2

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Franklin Square Holdings, L.P.

Disclosed balance after: 924,609

F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by Franklin Square Holdings, L.P. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · balance_after: Includes shares received through stock distributions and shares received on account of reinvested distributions.

SEC source: 0001387131-17-004281 · forman-form4_081717.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 67,347

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001387131-17-004282 · adelman-form4_081717.xml · nonDerivative · entry 1

Adelman David J. · CIK 0001438262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Franklin Square Holdings, L.P.

Disclosed balance after: 924,609

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by Franklin Square Holdings, L.P. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · balance_after: Includes shares received through stock distributions and shares received on account of reinvested distributions.

SEC source: 0001387131-17-004184 · forman-form4_081117.xml · nonDerivative · entry 2

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Franklin Square Holdings, L.P.

Disclosed balance after: 923,530

F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by Franklin Square Holdings, L.P. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · balance_after: Includes shares received through stock distributions and shares received on account of reinvested distributions.

SEC source: 0001387131-17-004184 · forman-form4_081117.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 66,347

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001387131-17-004186 · adelman-form4_081117.xml · nonDerivative · entry 1

Adelman David J. · CIK 0001438262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Franklin Square Holdings, L.P.

Disclosed balance after: 923,530

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by Franklin Square Holdings, L.P. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · balance_after: Includes shares received through stock distributions and shares received on account of reinvested distributions.

SEC source: 0001387131-17-004075 · forman-form4_080917.xml · nonDerivative · entry 4

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Franklin Square Holdings, L.P.

Disclosed balance after: 923,130

F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by Franklin Square Holdings, L.P. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · balance_after: Includes shares received through stock distributions and shares received on account of reinvested distributions.

SEC source: 0001387131-17-004075 · forman-form4_080917.xml · nonDerivative · entry 3

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 65,947

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001387131-17-004075 · forman-form4_080917.xml · nonDerivative · entry 2

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Franklin Square Holdings, L.P.

Disclosed balance after: 917,730

F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by Franklin Square Holdings, L.P. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · balance_after: Includes shares received through stock distributions and shares received on account of reinvested distributions.

SEC source: 0001387131-17-004075 · forman-form4_080917.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 60,517

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001387131-17-003447 · forman-form4_062317.xml · nonDerivative · entry 2

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Franklin Square Holdings, L.P.

Disclosed balance after: 914,560

F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by Franklin Square Holdings, L.P. in multiple transactions at prices ranging from $8.90 to $8.95, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · balance_after: Includes shares received through stock distributions and shares received on account of reinvested distributions.

SEC source: 0001387131-17-003447 · forman-form4_062317.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 57,417

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust in multiple transactions at prices ranging from $8.90 to $8.95, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001387131-17-003445 · adelman-form4_062317.xml · nonDerivative · entry 1

Adelman David J. · CIK 0001438262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Franklin Square Holdings, L.P.

Disclosed balance after: 914,560

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by Franklin Square Holdings, L.P. in multiple transactions at prices ranging from $8.90 to $8.95, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · balance_after: Includes shares received through stock distributions and shares received on account of reinvested distributions.

SEC source: 0001387131-17-003374 · forman-form4_062117.xml · nonDerivative · entry 4

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Franklin Square Holdings, L.P.

Disclosed balance after: 913,960

F5 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by Franklin Square Holdings, L.P. in multiple transactions at prices ranging from $8.80 to $8.90, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · balance_after: Includes shares received through stock distributions and shares received on account of reinvested distributions.

SEC source: 0001387131-17-003374 · forman-form4_062117.xml · nonDerivative · entry 3

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 56,817

F4 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust in multiple transactions at prices ranging from $8.80 to $8.90, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001387131-17-003375 · adelman-form4_062117.xml · nonDerivative · entry 2

Adelman David J. · CIK 0001438262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Franklin Square Holdings, L.P.

Disclosed balance after: 913,960

F3 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by Franklin Square Holdings, L.P. in multiple transactions at prices ranging from $8.80 to $8.90, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · balance_after: Includes shares received through stock distributions and shares received on account of reinvested distributions.

SEC source: 0001387131-17-003374 · forman-form4_062117.xml · nonDerivative · entry 2

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Franklin Square Holdings, L.P.

Disclosed balance after: 908,380

F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by Franklin Square Holdings, L.P. in multiple transactions at prices ranging from $8.90 to $8.95, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · balance_after: Includes shares received through stock distributions and shares received on account of reinvested distributions.