Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FS Energy & Power FundNONE · Entity 16842 | Director | November 16, 2016 | November 18, 2016 |
| FS Global Credit Opportunities Fund-T2NONE · Entity 144532 | Director | June 20, 2017 | August 24, 2017 |
| FS KKR Capital CorpFSIC · Entity 776 | Director | January 09, 2018 | January 12, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FS Energy & Power Fund
Report date November 16, 2016 · Filed November 18, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectBy Trust | 38,914.527 |
Reported balance
After 2016-11-16 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2016-11-16 · Purchase · Acquired 20,000 · Balance 38,914.527 |
| Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectBy IRA | 24,654.117 |
Reported balance
Holding disclosure · report date 2016-11-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 24,654.117 F1: Includes common shares acquired through FSEP's distribution reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes common shares acquired through FSEP's distribution reinvestment plan.
FS Global Credit Opportunities Fund-T2
Report date June 20, 2017 · Filed August 24, 2017
This filing explicitly reported no securities owned.
FS KKR Capital Corp
Report date January 09, 2018 · Filed January 12, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,500 |
Reported balance
After 2018-01-09 transaction · row 1
1 source rowRow 1 · 2018-01-09 · Purchase · Acquired 200 · Balance 47,500 F1: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in multiple transactions at prices ranging from $7.70 to $7.80, inclusive. The price reported in Column 4 is the weighted average price. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 17,500 |
Reported balance
After 2018-01-09 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-01-09 · Purchase · Acquired 300 · Balance 17,500 F2: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The Thomas J. Gravina 2010 Family Trust in multiple transactions at prices ranging from $7.675 to $7.80, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The Thomas J. Gravina 2010 Family Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Cobble Court Holdings LP | 35,000 |
Reported balance
Holding disclosure · report date 2018-01-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 35,000 F3: Cobble Court Holdings LP is a limited partnership controlled by the reporting person. The reporting person disclaims beneficial ownership of any shares held by Cobble Court Holdings LP that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in multiple transactions at prices ranging from $7.70 to $7.80, inclusive. The price reported in Column 4 is the weighted average price.
F2: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The Thomas J. Gravina 2010 Family Trust in multiple transactions at prices ranging from $7.675 to $7.80, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The Thomas J. Gravina 2010 Family Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F3: Cobble Court Holdings LP is a limited partnership controlled by the reporting person. The reporting person disclaims beneficial ownership of any shares held by Cobble Court Holdings LP that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 09, 2018 Filed Jan 12, 2018 08:10 UTC | FS KKR Capital Corp FSIC · Entity 776 | PurchaseCommon Stock | 300 | $7.73 | $2,317.50 |
DisclosureSEC source: 0001387131-18-000128 · gravina-form4_010918.xml · nonDerivative · entry 2 GRAVINA THOMAS · CIK 0001138863 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 17,500 F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The Thomas J. Gravina 2010 Family Trust in multiple transactions at prices ranging from $7.675 to $7.80, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The Thomas J. Gravina 2010 Family Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 09, 2018 Filed Jan 12, 2018 08:10 UTC | FS KKR Capital Corp FSIC · Entity 776 | PurchaseCommon Stock | 200 | $7.75 | $1,550.00 |
DisclosureSEC source: 0001387131-18-000128 · gravina-form4_010918.xml · nonDerivative · entry 1 GRAVINA THOMAS · CIK 0001138863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,500 F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in multiple transactions at prices ranging from $7.70 to $7.80, inclusive. The price reported in Column 4 is the weighted average price. Read SEC document |
| January 08, 2018 Filed Jan 9, 2018 16:29 UTC | FS KKR Capital Corp FSIC · Entity 776 | PurchaseCommon Stock | 2,500 | $7.76 | $19,400.00 |
DisclosureSEC source: 0001387131-18-000108 · gravina-form4_010818.xml · nonDerivative · entry 2 GRAVINA THOMAS · CIK 0001138863 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 17,200 F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The Thomas J. Gravina 2010 Family Trust in multiple transactions at prices ranging from $7.70 to $7.80, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The Thomas J. Gravina 2010 Family Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 08, 2018 Filed Jan 9, 2018 16:29 UTC | FS KKR Capital Corp FSIC · Entity 776 | PurchaseCommon Stock | 2,500 | $7.76 | $19,400.00 |
DisclosureSEC source: 0001387131-18-000108 · gravina-form4_010818.xml · nonDerivative · entry 1 GRAVINA THOMAS · CIK 0001138863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,300 F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in multiple transactions at prices ranging from $7.70 to $7.80, inclusive. The price reported in Column 4 is the weighted average price. Read SEC document |
| January 05, 2018 Filed Jan 8, 2018 16:43 UTC | FS KKR Capital Corp FSIC · Entity 776 | PurchaseCommon Stock | 2,500 | $7.69 | $19,227.50 |
DisclosureSEC source: 0001387131-18-000089 · gravina-form4_010518.xml · nonDerivative · entry 2 GRAVINA THOMAS · CIK 0001138863 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 14,700 F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The Thomas J. Gravina 2010 Family Trust in multiple transactions at prices ranging from $7.65 to $7.75, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The Thomas J. Gravina 2010 Family Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 05, 2018 Filed Jan 8, 2018 16:43 UTC | FS KKR Capital Corp FSIC · Entity 776 | PurchaseCommon Stock | 2,500 | $7.69 | $19,222.50 |
DisclosureSEC source: 0001387131-18-000089 · gravina-form4_010518.xml · nonDerivative · entry 1 GRAVINA THOMAS · CIK 0001138863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,800 F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in multiple transactions at prices ranging from $7.65 to $7.75, inclusive. The price reported in Column 4 is the weighted average price. Read SEC document |
| January 04, 2018 Filed Jan 5, 2018 17:30 UTC | FS KKR Capital Corp FSIC · Entity 776 | PurchaseCommon Stock | 2,200 | $7.66 | $16,844.96 |
DisclosureSEC source: 0001387131-18-000071 · gravina-form4_010418.xml · nonDerivative · entry 2 GRAVINA THOMAS · CIK 0001138863 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 12,200 F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The Thomas J. Gravina 2010 Family Trust in multiple transactions at prices ranging from $7.65 to $7.70, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The Thomas J. Gravina 2010 Family Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 04, 2018 Filed Jan 5, 2018 17:30 UTC | FS KKR Capital Corp FSIC · Entity 776 | PurchaseCommon Stock | 2,300 | $7.66 | $17,612.48 |
DisclosureSEC source: 0001387131-18-000071 · gravina-form4_010418.xml · nonDerivative · entry 1 GRAVINA THOMAS · CIK 0001138863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,300 F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in multiple transactions at prices ranging from $7.65 to $7.70, inclusive. The price reported in Column 4 is the weighted average price. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 16:22 UTC | FS KKR Capital Corp FSIC · Entity 776 | PurchaseCommon Stock | 2,500 | $7.66 | $19,157.50 |
DisclosureSEC source: 0001387131-18-000049 · gravina-form4_010318.xml · nonDerivative · entry 2 GRAVINA THOMAS · CIK 0001138863 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 10,000 F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The Thomas J. Gravina 2010 Family Trust in multiple transactions at prices ranging from $7.625 to $7.75, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The Thomas J. Gravina 2010 Family Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 16:22 UTC | FS KKR Capital Corp FSIC · Entity 776 | PurchaseCommon Stock | 2,500 | $7.66 | $19,157.50 |
DisclosureSEC source: 0001387131-18-000049 · gravina-form4_010318.xml · nonDerivative · entry 1 GRAVINA THOMAS · CIK 0001138863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in multiple transactions at prices ranging from $7.625 to $7.75, inclusive. The price reported in Column 4 is the weighted average price. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 16:28 UTC | FS KKR Capital Corp FSIC · Entity 776 | PurchaseCommon Stock | 2,500 | $7.54 | $18,842.50 |
DisclosureSEC source: 0001387131-18-000040 · gravina-form4_010218.xml · nonDerivative · entry 2 GRAVINA THOMAS · CIK 0001138863 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 7,500 F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The Thomas J. Gravina 2010 Family Trust in multiple transactions at prices ranging from $7.40 to $7.60, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The Thomas J. Gravina 2010 Family Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 16:28 UTC | FS KKR Capital Corp FSIC · Entity 776 | PurchaseCommon Stock | 2,500 | $7.54 | $18,842.50 |
DisclosureSEC source: 0001387131-18-000040 · gravina-form4_010218.xml · nonDerivative · entry 1 GRAVINA THOMAS · CIK 0001138863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in multiple transactions at prices ranging from $7.40 to $7.60, inclusive. The price reported in Column 4 is the weighted average price. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 16:38 UTC | FS KKR Capital Corp FSIC · Entity 776 | PurchaseCommon Stock | 2,500 | $7.42 | $18,547.50 |
DisclosureSEC source: 0001387131-18-000011 · gravina-form4_122917.xml · nonDerivative · entry 2 GRAVINA THOMAS · CIK 0001138863 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 5,000 F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The Thomas J. Gravina 2010 Family Trust in multiple transactions at prices ranging from $7.35 to $7.45, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The Thomas J. Gravina 2010 Family Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 16:38 UTC | FS KKR Capital Corp FSIC · Entity 776 | PurchaseCommon Stock | 2,500 | $7.42 | $18,552.50 |
DisclosureSEC source: 0001387131-18-000011 · gravina-form4_122917.xml · nonDerivative · entry 1 GRAVINA THOMAS · CIK 0001138863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in multiple transactions at prices ranging from $7.35 to $7.45, inclusive. The price reported in Column 4 is the weighted average price. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 17:43 UTC | FS KKR Capital Corp FSIC · Entity 776 | PurchaseCommon Stock | 2,500 | $7.46 | $18,647.50 |
DisclosureSEC source: 0001387131-17-006061 · gravina-form4_122817.xml · nonDerivative · entry 2 GRAVINA THOMAS · CIK 0001138863 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 2,500 F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The Thomas J. Gravina 2010 Family Trust in multiple transactions at prices ranging from $7.40 to $7.50, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The Thomas J. Gravina 2010 Family Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 17:43 UTC | FS KKR Capital Corp FSIC · Entity 776 | PurchaseCommon Stock | 2,500 | $7.45 | $18,636.50 |
DisclosureSEC source: 0001387131-17-006061 · gravina-form4_122817.xml · nonDerivative · entry 1 GRAVINA THOMAS · CIK 0001138863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,500 F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in multiple transactions at prices ranging from $7.40 to $7.50, inclusive. The price reported in Column 4 is the weighted average price. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 13:09 UTC | FS Energy & Power Fund NONE · Entity 16842 | PurchaseCommon Shares of Beneficial Interest | 20,000 | $7.52 | $150,300.00 |
DisclosureSEC source: 0001387131-16-008072 · gravina-form4_111616.xml · nonDerivative · entry 2 GRAVINA THOMAS · CIK 0001138863 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 38,914.527 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.