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Nasdaq · USD

FORM

FORMFACTOR INC

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Tapewire entity
3670
SEC CIK
0001039399
Parsed reports
350

Last 12 months

Inside the activity.

0 purchase rows · 75 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202503
Jan 202603
Feb 2026012
Mar 202604
Apr 202605
May 2026017
Jun 202609
Jul 202606
Aug 202606
Sep 202604
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 17, 2019 Filed Sep 25, 2019 21:48 UTC GrantCommon Stock 5,992 $0.00 $0.00
Disclosure

SEC source: 0000950103-19-012730 · dp113211_4-obregon.xml · nonDerivative · entry 1

Obregon-Jimenez Rebeca · CIK 0001788948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,992

F1 · security: Represents a grant under the company's equity incentive plan of Restricted Stock Units vesting in full on May 17, 2020 in accordance with the company's policy for new director equity compensation .

Read SEC document
September 11, 2019 Filed Sep 12, 2019 22:20 UTC SaleCommon Stock 1,200 $18.19 $21,828.00
Disclosure

SEC source: 0001039399-19-000074 · wf-form4_156832680283979.xml · nonDerivative · entry 1

STEVEN-WAISS KELLEY · CIK 0001498143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,900

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Price represents the sale price for the transaction reported. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 19:29 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,835 $8.44 Strike: $8.44 $125,207.40
Disclosure

SEC source: 0001039399-19-000072 · wf-form4_156779814700591.xml · derivative · entry 3

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 14,835 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vested over 4 years, with 25% vesting on February 9, 2016, February 9, 2017, February 9, 2018 and February 9, 2019.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 19:29 UTC
SLESSOR MIKEDirector · CEO
SaleCommon Stock 14,835 $18.03 $267,495.82
Disclosure

SEC source: 0001039399-19-000072 · wf-form4_156779814700591.xml · nonDerivative · entry 2

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,599

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $17.51 through $18.42. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 19:29 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionCommon Stock 14,835 $8.44 $125,207.40
Disclosure

SEC source: 0001039399-19-000072 · wf-form4_156779814700591.xml · nonDerivative · entry 1

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2019 Filed Sep 5, 2019 21:59 UTC SaleCommon Stock 18,000 $17.43 $313,752.60
Disclosure

SEC source: 0001039399-19-000070 · wf-form4_156772072985742.xml · nonDerivative · entry 1

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,875

F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $17.380 through $17.510. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 04, 2019 Filed Sep 5, 2019 14:53 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $8.44 Strike: $8.44 $211,000.00
Disclosure

SEC source: 0001039399-19-000068 · wf-form4_156769520123592.xml · derivative · entry 7

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,835

Underlying: Common Stock · 25,000 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vested over 4 years, with 25% vesting on February 9, 2016, February 9, 2017, February 9, 2018 and February 9, 2019.

Read SEC document
September 04, 2019 Filed Sep 5, 2019 14:53 UTC
SLESSOR MIKEDirector · CEO
SaleCommon Stock 25,000 $17.52 $437,947.50
Disclosure

SEC source: 0001039399-19-000068 · wf-form4_156769520123592.xml · nonDerivative · entry 5

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,599

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $17.31 through $17.70. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 04, 2019 Filed Sep 5, 2019 14:53 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionCommon Stock 25,000 $8.44 $211,000.00
Disclosure

SEC source: 0001039399-19-000068 · wf-form4_156769520123592.xml · nonDerivative · entry 4

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 14:53 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,165 $8.44 Strike: $8.44 $85,792.60
Disclosure

SEC source: 0001039399-19-000068 · wf-form4_156769520123592.xml · derivative · entry 6

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,835

Underlying: Common Stock · 10,165 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vested over 4 years, with 25% vesting on February 9, 2016, February 9, 2017, February 9, 2018 and February 9, 2019.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 14:53 UTC
SLESSOR MIKEDirector · CEO
SaleCommon Stock 14,835 $17.03 $252,654.89
Disclosure

SEC source: 0001039399-19-000068 · wf-form4_156769520123592.xml · nonDerivative · entry 3

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,599

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $16.72 through $17.15. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 14:53 UTC
SLESSOR MIKEDirector · CEO
SaleCommon Stock 10,165 $17.03 $173,150.61
Disclosure

SEC source: 0001039399-19-000068 · wf-form4_156769520123592.xml · nonDerivative · entry 2

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,434

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $16.70 through $17.155. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 14:53 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionCommon Stock 10,165 $8.44 $85,792.60
Disclosure

SEC source: 0001039399-19-000068 · wf-form4_156769520123592.xml · nonDerivative · entry 1

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2019 Filed Aug 21, 2019 14:01 UTC SaleCommon Stock 3,000 $17.26 $51,777.00
Disclosure

SEC source: 0001039399-19-000066 · wf-form4_156639608667727.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,000

F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $17.255 through $17.29. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 16, 2019 Filed Aug 20, 2019 14:15 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 20,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000064 · wf-form4_156631050068217.xml · derivative · entry 3

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,334

Underlying: Common Stock · 20,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Price Not Applicable.

F2 · derivative.exercise_date: Restricted Stock Units represent the first annual installment vest of a three year grant, grant date 8/16/2018.

F2 · derivative.expiration_date: Restricted Stock Units represent the first annual installment vest of a three year grant, grant date 8/16/2018.

Read SEC document
August 16, 2019 Filed Aug 20, 2019 14:15 UTC
SLESSOR MIKEDirector · CEO
Tax withholdingCommon Stock 11,156 $17.21 $191,994.76
Disclosure

SEC source: 0001039399-19-000064 · wf-form4_156631050068217.xml · nonDerivative · entry 2

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,434

Read SEC document
August 16, 2019 Filed Aug 20, 2019 14:15 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionCommon Stock 20,666 $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000064 · wf-form4_156631050068217.xml · nonDerivative · entry 1

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Restricted Stock Units released were settled in shares of common stock and were immediately cancelled upon settlement.

Read SEC document
July 25, 2019 Filed Jul 26, 2019 21:32 UTC Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000054 · wf-form4_156417672907244.xml · derivative · entry 2

DeLateur Richard · CIK 0001492413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents the acceleration of the unvested portion of the annual director RSU grant of May 17, 2019 in connection with the reporting person's resignation from the Company's board of directors.

F2 · derivative.expiration_date: Not applicable

Read SEC document
July 25, 2019 Filed Jul 26, 2019 21:32 UTC Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000054 · wf-form4_156417672907244.xml · nonDerivative · entry 1

DeLateur Richard · CIK 0001492413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2019 Filed Jul 24, 2019 16:47 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 17,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000052 · wf-form4_156398683744130.xml · derivative · entry 3

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,334

Underlying: Common Stock · 17,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Price Not Applicable.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three annual installments on each July 20 of 2018, 2019, and 2020 and will be settled into shares of common stocks on or following the vesting dates.

F2 · derivative.expiration_date: The Restricted Stock Units vest in three annual installments on each July 20 of 2018, 2019, and 2020 and will be settled into shares of common stocks on or following the vesting dates.

Read SEC document
July 22, 2019 Filed Jul 24, 2019 16:47 UTC
SLESSOR MIKEDirector · CEO
Tax withholdingCommon Stock 9,357 $15.81 $147,934.17
Disclosure

SEC source: 0001039399-19-000052 · wf-form4_156398683744130.xml · nonDerivative · entry 2

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,924

Read SEC document
July 22, 2019 Filed Jul 24, 2019 16:47 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionCommon Stock 17,333 $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000052 · wf-form4_156398683744130.xml · nonDerivative · entry 1

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 23:40 UTC GrantRestricted Stock Units · Derivative 11,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000050 · wf-form4_156176522375024.xml · derivative · entry 3

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

F3 · derivative.exercise_date: The Restricted Stock Units vest 100% on June 27, 2019 and will be settled into shares of common stocks on or following the vesting date.

F4 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 23:40 UTC SaleCommon Stock 5,000 $15.39 $76,951.00
Disclosure

SEC source: 0001039399-19-000050 · wf-form4_156176522375024.xml · nonDerivative · entry 2

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,602

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $15.31 through $15.54. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 23:40 UTC Exercise / conversionCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000050 · wf-form4_156176522375024.xml · nonDerivative · entry 1

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2019 Filed Jun 12, 2019 20:41 UTC SaleCommon Stock 6,000 $15.50 $93,028.80
Disclosure

SEC source: 0001039399-19-000044 · wf-form4_156037204650132.xml · nonDerivative · entry 1

DeLateur Richard · CIK 0001492413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $15.5 through $15.505. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 11, 2019 Filed Jun 12, 2019 20:37 UTC SaleCommon Stock 1,200 $15.67 $18,807.96
Disclosure

SEC source: 0001039399-19-000042 · wf-form4_156037181825171.xml · nonDerivative · entry 1

STEVEN-WAISS KELLEY · CIK 0001498143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,100

F1 · price: Price represents the sale price for the transaction reported. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 04, 2019 Filed Jun 12, 2019 20:49 UTC
SLESSOR MIKEDirector · CEO
GrantRestricted Stock Units · Derivative 62,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000048 · wf-form4_156037254786255.xml · derivative · entry 1

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,000

Underlying: Common Stock · 62,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The Restricted Stock Units vest in three annual installments on each June 4 of 2020, 2021, and 2022 and will be settled into shares of common stocks on or following the vesting dates.

F2 · derivative.expiration_date: If the reporting person's employment is terminated for any reason before an applicable vesting date, all options and/or restricted stock units that have not yet vested shall be forfeited without consideration, except as provided in the change of control severance agreement and any other agreements regarding award vesting and exercisability between the reporting person and Issuer, which agreements or form agreements are filed with the SEC.

Read SEC document
June 04, 2019 Filed Jun 12, 2019 20:44 UTC
Shahar ShaiCFO, SVP Global Finance
GrantRestricted Stock Units · Derivative 22,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000046 · wf-form4_156037225768300.xml · derivative · entry 1

Shahar Shai · CIK 0001733068 · CFO, SVP Global Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The Restricted Stock Units vest in three annual installments on each June 4 of 2020, 2021, and 2022 and will be settled into shares of common stock on or following the vesting dates.

F2 · derivative.expiration_date: If the reporting person's employment is terminated for any reason before an applicable Vesting Date, all restricted stock units that have not yet vested shall be forfeited without consideration, except as provided in the change of control severance agreement and any other agreements regarding equity vesting and exercisability between the reporting person and Issuer, which agreements or form agreements are filed with the SEC.

Read SEC document
May 21, 2019 Filed May 21, 2019 19:15 UTC SaleCommon Stock 4,500 $15.58 $70,103.70
Disclosure

SEC source: 0001039399-19-000039 · wf-form4_155846609388678.xml · nonDerivative · entry 2

STEVEN-WAISS KELLEY · CIK 0001498143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,300

Read SEC document
May 21, 2019 Filed May 21, 2019 19:10 UTC SaleCommon Stock 4,000 $15.58 $62,320.00
Disclosure

SEC source: 0001039399-19-000037 · wf-form4_155846583182535.xml · nonDerivative · entry 2

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,602

Read SEC document
May 18, 2019 Filed May 21, 2019 19:15 UTC Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000039 · wf-form4_155846609388678.xml · derivative · entry 4

STEVEN-WAISS KELLEY · CIK 0001498143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 18, 2018 and ending on May 18, 2019. Settlements of vested units into common stock will occur on the earlier of May 18, 2019 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 18, 2019 Filed May 21, 2019 19:15 UTC Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000039 · wf-form4_155846609388678.xml · nonDerivative · entry 1

STEVEN-WAISS KELLEY · CIK 0001498143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2019 Filed May 21, 2019 18:50 UTC
MAIER LOTHARDirector
Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000035 · wf-form4_155846460912376.xml · derivative · entry 3

MAIER LOTHAR · CIK 0001253573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 18, 2018 and ending on May 18, 2019. Settlements of vested units into common stock will occur on the earlier of May 18, 2019 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 18, 2019 Filed May 21, 2019 18:50 UTC
MAIER LOTHARDirector
Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000035 · wf-form4_155846460912376.xml · nonDerivative · entry 1

MAIER LOTHAR · CIK 0001253573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2019 Filed May 21, 2019 19:10 UTC Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000037 · wf-form4_155846583182535.xml · derivative · entry 4

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 18, 2018 and ending on May 18, 2019. Settlements of vested units into common stock will occur on the earlier of May 18, 2019 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

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May 18, 2019 Filed May 21, 2019 19:10 UTC Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000037 · wf-form4_155846583182535.xml · nonDerivative · entry 1

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2019 Filed May 21, 2019 18:46 UTC Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000033 · wf-form4_155846439449689.xml · derivative · entry 3

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 18, 2018 and ending on May 18, 2019. Settlements of vested units into common stock will occur on the earlier of May 18, 2019 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

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May 18, 2019 Filed May 21, 2019 18:46 UTC Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000033 · wf-form4_155846439449689.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2019 Filed May 21, 2019 18:42 UTC Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000032 · wf-form4_155846415421989.xml · derivative · entry 3

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 18, 2018 and ending on May 18, 2019. Settlements of vested units into common stock will occur on the earlier of May 18, 2019 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

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May 18, 2019 Filed May 21, 2019 18:42 UTC Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000032 · wf-form4_155846415421989.xml · nonDerivative · entry 1

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2019 Filed May 21, 2019 18:36 UTC Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000029 · wf-form4_155846377871417.xml · derivative · entry 3

DeLateur Richard · CIK 0001492413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 18, 2018 and ending on May 18, 2019. Settlements of vested units into common stock will occur on the earlier of May 18, 2019 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 18, 2019 Filed May 21, 2019 18:36 UTC Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000029 · wf-form4_155846377871417.xml · nonDerivative · entry 1

DeLateur Richard · CIK 0001492413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2019 Filed May 21, 2019 18:33 UTC Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000027 · wf-form4_155846358316993.xml · derivative · entry 3

ROGAS EDWARD JR · CIK 0001239379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 18, 2018 and ending on May 18, 2019. Settlements of vested units into common stock will occur on the earlier of May 18, 2019 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 18, 2019 Filed May 21, 2019 18:33 UTC Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000027 · wf-form4_155846358316993.xml · nonDerivative · entry 1

ROGAS EDWARD JR · CIK 0001239379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2019 Filed May 21, 2019 19:15 UTC GrantRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000039 · wf-form4_155846609388678.xml · derivative · entry 3

STEVEN-WAISS KELLEY · CIK 0001498143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 17, 2019 and ending on May 17, 2020. Settlements of vested units into common stock will occur on the earlier of May 17, 2020 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

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May 17, 2019 Filed May 21, 2019 18:50 UTC
MAIER LOTHARDirector
GrantRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000035 · wf-form4_155846460912376.xml · derivative · entry 2

MAIER LOTHAR · CIK 0001253573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 17, 2019 and ending on May 17, 2020. Settlements of vested units into common stock will occur on the earlier of May 17, 2020 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 17, 2019 Filed May 21, 2019 19:10 UTC GrantRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000037 · wf-form4_155846583182535.xml · derivative · entry 3

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 17, 2019 and ending on May 17, 2020. Settlements of vested units into common stock will occur on the earlier of May 17, 2020 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 17, 2019 Filed May 21, 2019 18:46 UTC GrantRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000033 · wf-form4_155846439449689.xml · derivative · entry 2

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 17, 2019 and ending on May 17, 2020. Settlements of vested units into common stock will occur on the earlier of May 17, 2020 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 17, 2019 Filed May 21, 2019 18:42 UTC GrantRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000032 · wf-form4_155846415421989.xml · derivative · entry 2

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 17, 2019 and ending on May 17, 2020. Settlements of vested units into common stock will occur on the earlier of May 17, 2020 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.