Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FORMFACTOR INCFORM · Entity 3670 | Director | May 17, 2021 | May 18, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FORMFACTOR INC
Report date May 17, 2021 · Filed May 18, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,098 |
Reported balance
After 2021-05-17 transaction · row 1
1 source rowRow 1 · 2021-05-17 · Exercise / conversion · Acquired 7,098 · Balance 22,098 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-05-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-05-17 · Exercise / conversion · Disposed 7,098 · Balance 0 F1: Restricted Stock Units vest and became exercisable in 12 equal monthly installments with the vesting dates beginning on June 15, 2020 and ending on May 15, 2021. Settlements of vested units into common stock will occur on the earlier of May 15, 2021 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day. F2: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units vest and became exercisable in 12 equal monthly installments with the vesting dates beginning on June 15, 2020 and ending on May 15, 2021. Settlements of vested units into common stock will occur on the earlier of May 15, 2021 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.
F2: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2021 Filed May 18, 2021 23:19 UTC | FORMFACTOR INC FORM · Entity 3670 | Exercise / conversionRestricted Stock Units · Derivative | 7,098 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001039399-21-000027 · wf-form4_162137990613986.xml · derivative · entry 2 ROGAS EDWARD JR · CIK 0001239379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,098 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Restricted Stock Units vest and became exercisable in 12 equal monthly installments with the vesting dates beginning on June 15, 2020 and ending on May 15, 2021. Settlements of vested units into common stock will occur on the earlier of May 15, 2021 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day. F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability. Read SEC document |
| May 17, 2021 Filed May 18, 2021 23:19 UTC | FORMFACTOR INC FORM · Entity 3670 | Exercise / conversionCommon Stock | 7,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001039399-21-000027 · wf-form4_162137990613986.xml · nonDerivative · entry 1 ROGAS EDWARD JR · CIK 0001239379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2021 Filed Feb 22, 2021 22:28 UTC | FORMFACTOR INC FORM · Entity 3670 | SaleCommon Stock | 8,597 | $48.46 | $416,610.62 |
DisclosureSEC source: 0001039399-21-000011 · wf-form4_161403286779986.xml · nonDerivative · entry 3 ROGAS EDWARD JR · CIK 0001239379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F3 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $48.40 through $48.53. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 19, 2021 Filed Feb 22, 2021 22:28 UTC | FORMFACTOR INC FORM · Entity 3670 | SaleCommon Stock | 3,403 | $49.06 | $166,951.18 |
DisclosureSEC source: 0001039399-21-000011 · wf-form4_161403286779986.xml · nonDerivative · entry 2 ROGAS EDWARD JR · CIK 0001239379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,597 F2 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $48.56 through $49.40. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 19, 2021 Filed Feb 22, 2021 22:28 UTC | FORMFACTOR INC FORM · Entity 3670 | SaleCommon Stock | 6,000 | $48.99 | $293,940.00 |
DisclosureSEC source: 0001039399-21-000011 · wf-form4_161403286779986.xml · nonDerivative · entry 1 ROGAS EDWARD JR · CIK 0001239379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $48.48 through $49.09. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 22:59 UTC | FORMFACTOR INC FORM · Entity 3670 | SaleCommon Stock | 6,000 | $33.45 | $200,684.40 |
DisclosureSEC source: 0001039399-20-000090 · wf-form4_160470357125394.xml · nonDerivative · entry 2 ROGAS EDWARD JR · CIK 0001239379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 22:59 UTC | FORMFACTOR INC FORM · Entity 3670 | SaleCommon Stock | 9,000 | $32.53 | $292,740.30 |
DisclosureSEC source: 0001039399-20-000090 · wf-form4_160470357125394.xml · nonDerivative · entry 1 ROGAS EDWARD JR · CIK 0001239379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,000 F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $32.5201 through $32.57. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 18, 2020 Filed May 19, 2020 20:56 UTC | FORMFACTOR INC FORM · Entity 3670 | Exercise / conversionRestricted Stock Units · Derivative | 9,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001039399-20-000034 · wf-form4_158992179490569.xml · derivative · entry 2 ROGAS EDWARD JR · CIK 0001239379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 17, 2019 and ending on May 17, 2020. Settlements of vested units into common stock will occur on the earlier of May 17, 2020 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day. F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability. Read SEC document |
| May 18, 2020 Filed May 19, 2020 20:56 UTC | FORMFACTOR INC FORM · Entity 3670 | Exercise / conversionCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001039399-20-000034 · wf-form4_158992179490569.xml · nonDerivative · entry 1 ROGAS EDWARD JR · CIK 0001239379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:56 UTC | FORMFACTOR INC FORM · Entity 3670 | GrantRestricted Stock Units · Derivative | 7,098 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001039399-20-000034 · wf-form4_158992179490569.xml · derivative · entry 3 ROGAS EDWARD JR · CIK 0001239379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,098 Underlying: Common Stock · 7,098 shares Expires not disclosed F3 · derivative.exercise_date: Restricted Stock Units vest and became exercisable in 12 equal monthly installments with the vesting dates beginning on June 15, 2020 and ending on May 15, 2021. Settlements of vested units into common stock will occur on the earlier of May 15, 2021 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day. F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability. Read SEC document |
| October 14, 2019 Filed Oct 16, 2019 18:22 UTC | FORMFACTOR INC FORM · Entity 3670 | SaleCommon Stock | 38,000 | $19.85 | $754,455.80 |
DisclosureSEC source: 0001039399-19-000076 · wf-form4_157125013487853.xml · nonDerivative · entry 1 ROGAS EDWARD JR · CIK 0001239379 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Rogas and Sheila Harmon Family Trust Disclosed balance after: 39,000 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $19.76 through $20.05. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The Shares are held of record by the 1999 Edward Rogas and Sheila Harmon Family Trust u/a/d 7/19/1999, for which the Reporting Person serves as Trustee. Read SEC document |
| May 18, 2019 Filed May 21, 2019 18:33 UTC | FORMFACTOR INC FORM · Entity 3670 | Exercise / conversionRestricted Stock Units · Derivative | 9,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001039399-19-000027 · wf-form4_155846358316993.xml · derivative · entry 3 ROGAS EDWARD JR · CIK 0001239379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 18, 2018 and ending on May 18, 2019. Settlements of vested units into common stock will occur on the earlier of May 18, 2019 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day. F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability. Read SEC document |
| May 18, 2019 Filed May 21, 2019 18:33 UTC | FORMFACTOR INC FORM · Entity 3670 | Exercise / conversionCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001039399-19-000027 · wf-form4_155846358316993.xml · nonDerivative · entry 1 ROGAS EDWARD JR · CIK 0001239379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2019 Filed May 21, 2019 18:33 UTC | FORMFACTOR INC FORM · Entity 3670 | GrantRestricted Stock Units · Derivative | 9,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001039399-19-000027 · wf-form4_155846358316993.xml · derivative · entry 2 ROGAS EDWARD JR · CIK 0001239379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires not disclosed F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 17, 2019 and ending on May 17, 2020. Settlements of vested units into common stock will occur on the earlier of May 17, 2020 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day. F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability. Read SEC document |
| May 26, 2018 Filed May 30, 2018 23:43 UTC | FORMFACTOR INC FORM · Entity 3670 | Exercise / conversionRestricted Stock Units · Derivative | 9,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001039399-18-000057 · wf-form4_152772378093781.xml · derivative · entry 2 ROGAS EDWARD JR · CIK 0001239379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 26, 2017 and ending on May 26, 2018. Settlements of vested units into common stock will occur on the earlier of May 26, 2018 or the date the reporting person ceases to provide service to the Issuer, or thereafter, on the first market trading day. F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability. Read SEC document |
| May 26, 2018 Filed May 30, 2018 23:43 UTC | FORMFACTOR INC FORM · Entity 3670 | Exercise / conversionCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001039399-18-000057 · wf-form4_152772378093781.xml · nonDerivative · entry 1 ROGAS EDWARD JR · CIK 0001239379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2018 Filed May 22, 2018 22:45 UTC | FORMFACTOR INC FORM · Entity 3670 | GrantRestricted Stock Units · Derivative | 9,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001039399-18-000046 · wf-form4_152702914331716.xml · derivative · entry 1 ROGAS EDWARD JR · CIK 0001239379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires not disclosed F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 18, 2018 and ending on May 18, 2019. Settlements of vested units into common stock will occur on the earlier of May 18, 2019 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day. F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability. Read SEC document |
| May 26, 2017 Filed Jun 6, 2017 21:40 UTC | FORMFACTOR INC FORM · Entity 3670 | GrantRestricted Stock Units · Derivative | 9,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001039399-17-000053 · wf-form4_149678519381795.xml · derivative · entry 1 ROGAS EDWARD JR · CIK 0001239379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires not disclosed F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 26, 2017 and ending on May 26, 2018. Settlements of vested units into common stock will occur on the earlier of May 26, 2018 and the date the reporting person ceases to provide service to the Issuer, or thereafter, on the first market trading day in an open trading window under Issuer's insider trading policy if the applicable date is not a market trading day in an open trading window. F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability. Read SEC document |
| May 20, 2017 Filed May 23, 2017 22:12 UTC | FORMFACTOR INC FORM · Entity 3670 | Exercise / conversionRestricted Stock Units · Derivative | 9,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001039399-17-000041 · wf-form4_149557753936700.xml · derivative · entry 2 ROGAS EDWARD JR · CIK 0001239379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 20, 2016 and ending on May 20, 2017. Settlements of vested units into common stock will occur on the earlier of May 20, 2017 or the date the reporting person ceases to provide service to the Issuer. F2 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement. Read SEC document |
| May 20, 2017 Filed May 23, 2017 22:12 UTC | FORMFACTOR INC FORM · Entity 3670 | Exercise / conversionCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001039399-17-000041 · wf-form4_149557753936700.xml · nonDerivative · entry 1 ROGAS EDWARD JR · CIK 0001239379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2017 Filed May 18, 2017 00:04 UTC | FORMFACTOR INC FORM · Entity 3670 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,000 | $8.91 Strike: $8.91 | $53,460.00 |
DisclosureSEC source: 0001039399-17-000031 · wf-form4_149506587023025.xml · derivative · entry 3 ROGAS EDWARD JR · CIK 0001239379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2017-10-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Stock Option which was granted on October 19, 2010 was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vests in equal monthly installments over 3 years. Read SEC document |
| May 15, 2017 Filed May 18, 2017 00:04 UTC | FORMFACTOR INC FORM · Entity 3670 | SaleCommon Stock | 6,000 | $13.90 | $83,419.80 |
DisclosureSEC source: 0001039399-17-000031 · wf-form4_149506587023025.xml · nonDerivative · entry 2 ROGAS EDWARD JR · CIK 0001239379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $13.85 through $13.95. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 15, 2017 Filed May 18, 2017 00:04 UTC | FORMFACTOR INC FORM · Entity 3670 | Exercise / conversionCommon Stock | 6,000 | $8.91 | $53,460.00 |
DisclosureSEC source: 0001039399-17-000031 · wf-form4_149506587023025.xml · nonDerivative · entry 1 ROGAS EDWARD JR · CIK 0001239379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.