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ZELLNER MICHAEL W

Disclosed activity across 1 company

Tapewire entity
153173
SEC CIK
0001181559

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FORMFACTOR INCFORM · Entity 3670DirectorDecember 06, 2019December 12, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FORMFACTOR INC

Report date December 06, 2019 · Filed December 12, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect41,875 Reported balance After 2019-12-06 transaction · row 1
1 source row

Row 1 · 2019-12-06 · Exercise / conversion · Acquired 9,000 · Balance 41,875

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct9,000 Reported balance After 2019-12-06 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-12-06 · Exercise / conversion · Disposed 9,000 · Balance 9,000

F1: Represents the acceleration of the unvested portion of the annual director RSU grant of May 17, 2019 in connection with the reporting person's resignation from the Company's board of directors.

F2: Not Applicable

Filing footnotes · ownership attribution and instrument terms

F1: Represents the acceleration of the unvested portion of the annual director RSU grant of May 17, 2019 in connection with the reporting person's resignation from the Company's board of directors.

F2: Not Applicable

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 06, 2019 Filed Dec 12, 2019 22:22 UTC FORMFACTOR INC FORM · Entity 3670 Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000094 · wf-form4_157618936050784.xml · derivative · entry 2

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents the acceleration of the unvested portion of the annual director RSU grant of May 17, 2019 in connection with the reporting person's resignation from the Company's board of directors.

F2 · derivative.expiration_date: Not Applicable

Read SEC document
December 06, 2019 Filed Dec 12, 2019 22:22 UTC FORMFACTOR INC FORM · Entity 3670 Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000094 · wf-form4_157618936050784.xml · nonDerivative · entry 1

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2019 Filed Sep 5, 2019 21:59 UTC FORMFACTOR INC FORM · Entity 3670 SaleCommon Stock 18,000 $17.43 $313,752.60
Disclosure

SEC source: 0001039399-19-000070 · wf-form4_156772072985742.xml · nonDerivative · entry 1

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,875

F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $17.380 through $17.510. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 18, 2019 Filed May 21, 2019 18:42 UTC FORMFACTOR INC FORM · Entity 3670 Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000032 · wf-form4_155846415421989.xml · derivative · entry 3

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 18, 2018 and ending on May 18, 2019. Settlements of vested units into common stock will occur on the earlier of May 18, 2019 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 18, 2019 Filed May 21, 2019 18:42 UTC FORMFACTOR INC FORM · Entity 3670 Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000032 · wf-form4_155846415421989.xml · nonDerivative · entry 1

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2019 Filed May 21, 2019 18:42 UTC FORMFACTOR INC FORM · Entity 3670 GrantRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000032 · wf-form4_155846415421989.xml · derivative · entry 2

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 17, 2019 and ending on May 17, 2020. Settlements of vested units into common stock will occur on the earlier of May 17, 2020 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 16:38 UTC FORMFACTOR INC FORM · Entity 3670 SaleCommon Stock 11,000 $13.49 $148,396.60
Disclosure

SEC source: 0001039399-18-000078 · wf-form4_153668387545307.xml · nonDerivative · entry 1

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,875

F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $13.40 through $13.55. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 26, 2018 Filed May 30, 2018 23:39 UTC FORMFACTOR INC FORM · Entity 3670 Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000053 · wf-form4_152772348386006.xml · derivative · entry 2

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 26, 2017 and ending on May 26, 2018. Settlements of vested units into common stock will occur on the earlier of May 26, 2018 or the date the reporting person ceases to provide service to the Issuer, or thereafter, on the first trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 26, 2018 Filed May 30, 2018 23:39 UTC FORMFACTOR INC FORM · Entity 3670 Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000053 · wf-form4_152772348386006.xml · nonDerivative · entry 1

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2018 Filed May 22, 2018 22:25 UTC FORMFACTOR INC FORM · Entity 3670 GrantRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000036 · wf-form4_152702792774648.xml · derivative · entry 1

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 18, 2018 and ending on May 18, 2019. Settlements of vested units into common stock will occur on the earlier of May 18, 2019 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 11, 2018 Filed May 15, 2018 18:10 UTC FORMFACTOR INC FORM · Entity 3670 SaleCommon Stock 15,400 $13.09 $201,624.50
Disclosure

SEC source: 0001039399-18-000030 · wf-form4_152640779288988.xml · nonDerivative · entry 1

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,875

F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $13.075 through $13.125. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 22:37 UTC FORMFACTOR INC FORM · Entity 3670 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,000 $9.31 Strike: $9.31 $55,860.00
Disclosure

SEC source: 0001039399-17-000073 · wf-form4_150465105484993.xml · derivative · entry 3

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2018-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options were granted pursuant to the Issuer's 2002 Equity Incentive Plan and was fully vested on April 13, 2014

Read SEC document
September 01, 2017 Filed Sep 5, 2017 22:37 UTC FORMFACTOR INC FORM · Entity 3670 SaleCommon Stock 3,725 $15.26 $56,842.38
Disclosure

SEC source: 0001039399-17-000073 · wf-form4_150465105484993.xml · nonDerivative · entry 2

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,275

Read SEC document
September 01, 2017 Filed Sep 5, 2017 22:37 UTC FORMFACTOR INC FORM · Entity 3670 Exercise / conversionCommon Stock 6,000 $9.31 $55,860.00
Disclosure

SEC source: 0001039399-17-000073 · wf-form4_150465105484993.xml · nonDerivative · entry 1

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2017 Filed Jun 6, 2017 22:56 UTC FORMFACTOR INC FORM · Entity 3670 GrantRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950103-17-005528 · dp77127_4-zellner.xml · derivative · entry 1

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 26, 2017 and ending on May 26, 2018. Settlements of vested units into common stock will occur on the earlier of May 26, 2018 and the date the reporting person ceases to provide service to the Issuer, or thereafter, on the first market trading day in an open trading window under Issuer's insider trading policy if the applicable date is not a market trading day in an open trading window.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 20, 2017 Filed May 23, 2017 20:19 UTC FORMFACTOR INC FORM · Entity 3670 Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950103-17-004828 · dp76394_4-zellner.xml · derivative · entry 2

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 20, 2016 and ending on May 20, 2017. Settlements of vested units into common stock will occur on the earlier of May 20, 2017 or the date the reporting person ceases to provide service to the Issuer.

F2 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.

Read SEC document
May 20, 2017 Filed May 23, 2017 20:19 UTC FORMFACTOR INC FORM · Entity 3670 Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-17-004828 · dp76394_4-zellner.xml · nonDerivative · entry 1

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.