Last 12 months
Inside the activity.
1 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 13 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 6 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2019 Filed May 13, 2019 06:10 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 68,634 | $22.09 | $1,516,173.10 |
DisclosureSEC source: 0001209191-19-029180 · doc4.xml · nonDerivative · entry 4 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 530,376 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.00 to $22.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| May 08, 2019 Filed May 13, 2019 06:10 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 15,066 | $22.09 | $332,818.49 |
DisclosureSEC source: 0001209191-19-029180 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 116,424 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.00 to $22.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| May 07, 2019 Filed May 7, 2019 19:15 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 10,988 | $22.01 | $241,819.51 |
DisclosureSEC source: 0001209191-19-028104 · doc4.xml · nonDerivative · entry 8 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 599,010 F5 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.00 to $22.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| May 07, 2019 Filed May 7, 2019 19:15 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 2,412 | $22.01 | $53,082.33 |
DisclosureSEC source: 0001209191-19-028104 · doc4.xml · nonDerivative · entry 4 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 131,490 F5 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.00 to $22.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| May 07, 2019 Filed May 11, 2019 00:55 UTC |
DENSON CHARLES DDirector
|
PurchaseCLASS A COMMON STOCK | 600 | $21.30 | $12,780.00 |
DisclosureSEC source: 0000899243-19-013135 · doc4.xml · nonDerivative · entry 1 DENSON CHARLES D · CIK 0001239159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,900 Read SEC document |
| May 06, 2019 Filed May 7, 2019 19:15 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 109,224 | $21.31 | $2,327,956.65 |
DisclosureSEC source: 0001209191-19-028104 · doc4.xml · nonDerivative · entry 7 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 609,998 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $21.00 to $21.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| May 06, 2019 Filed May 7, 2019 19:15 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 23,976 | $21.31 | $511,014.87 |
DisclosureSEC source: 0001209191-19-028104 · doc4.xml · nonDerivative · entry 3 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 133,902 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $21.00 to $21.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| May 03, 2019 Filed May 7, 2019 19:15 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 100,778 | $20.87 | $2,103,670.21 |
DisclosureSEC source: 0001209191-19-028104 · doc4.xml · nonDerivative · entry 6 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 719,222 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $20.50 to $21.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| May 03, 2019 Filed May 7, 2019 19:15 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 22,122 | $20.87 | $461,781.26 |
DisclosureSEC source: 0001209191-19-028104 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 157,878 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $20.50 to $21.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:16 UTC |
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
|
ConversionCommon Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-012018 · doc4.xml · derivative · entry 4 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,823 Underlying: Class A Common Stock · 40,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:16 UTC |
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
|
SaleCLASS A COMMON STOCK | 40,000 | $20.14 | $805,568.00 |
DisclosureSEC source: 0000899243-19-012018 · doc4.xml · nonDerivative · entry 3 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 17, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.70 to $20.50, inclusive. The Reporting Person undertakes to provide to Funko, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:16 UTC |
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
|
Disposition to issuerCLASS B COMMON STOCK | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-012018 · doc4.xml · nonDerivative · entry 2 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,163 F2 · kind: Reflects the cancellation for no consideration of a number shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:16 UTC |
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
|
ConversionCLASS A COMMON STOCK | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-012018 · doc4.xml · nonDerivative · entry 1 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:15 UTC |
Daw Tracy DSEE REMARKS
|
ConversionCommon Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-012017 · doc4.xml · derivative · entry 4 Daw Tracy D · CIK 0001501098 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,063 Underlying: Class A Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:15 UTC |
Daw Tracy DSEE REMARKS
|
SaleCLASS A COMMON STOCK | 10,000 | $20.13 | $201,309.00 |
DisclosureSEC source: 0000899243-19-012017 · doc4.xml · nonDerivative · entry 3 Daw Tracy D · CIK 0001501098 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 17, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.62 to $20.50, inclusive. The Reporting Person undertakes to provide to Funko, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:15 UTC |
Daw Tracy DSEE REMARKS
|
Disposition to issuerCLASS B COMMON STOCK | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-012017 · doc4.xml · nonDerivative · entry 2 Daw Tracy D · CIK 0001501098 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,436 F2 · kind: Reflects the cancellation for no consideration of a number shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:15 UTC |
Daw Tracy DSEE REMARKS
|
ConversionCLASS A COMMON STOCK | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-012017 · doc4.xml · nonDerivative · entry 1 Daw Tracy D · CIK 0001501098 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. Read SEC document |
| April 17, 2019 Filed Apr 19, 2019 20:15 UTC |
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
GrantOption to Purchase Class A Common Stock · Derivative | 170,450 | $0.00 Strike: $19.09 | $0.00 |
DisclosureSEC source: 0000899243-19-010934 · doc4.xml · derivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,450 Underlying: Class A Common Stock · 170,450 shares Expires 2029-04-17 F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on April 17, 2020 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 17, 2019 Filed Apr 19, 2019 20:15 UTC |
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
GrantRestricted Stock Units · Derivative | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-010934 · doc4.xml · derivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Class A Common Stock · 18,750 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 17, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 17, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 17, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 17:01 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
ConversionCommon Units · Derivative | 820,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023830 · doc4.xml · derivative · entry 6 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 3,636,538 Underlying: Class A Common Stock · 820,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 17:01 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
ConversionCommon Units · Derivative | 180,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023830 · doc4.xml · derivative · entry 5 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 793,138 Underlying: Class A Common Stock · 180,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 17:01 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
Disposition to issuerClass B Common Stock | 820,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023830 · doc4.xml · nonDerivative · entry 4 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 3,636,538 F3 · security: Shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock") (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof, and (iii) may only be issued, on a one-for-one basis, to the permitted holders of Common Units. F4 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Common Stock. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 17:01 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
ConversionClass A Common Stock | 820,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023830 · doc4.xml · nonDerivative · entry 3 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 820,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 17:01 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
Disposition to issuerClass B Common Stock | 180,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023830 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 793,138 F3 · security: Shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock") (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof, and (iii) may only be issued, on a one-for-one basis, to the permitted holders of Common Units. F4 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Common Stock. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 17:01 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
ConversionClass A Common Stock | 180,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023830 · doc4.xml · nonDerivative · entry 1 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 180,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:15 UTC |
Perlmutter Andrew MarkPRESIDENT
|
ConversionCommon Units · Derivative | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-009751 · doc4.xml · derivative · entry 4 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,833 Underlying: Class A Common Stock · 55,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:15 UTC |
Perlmutter Andrew MarkPRESIDENT
|
SaleCLASS A COMMON STOCK | 55,000 | $21.54 | $1,184,700.00 |
DisclosureSEC source: 0000899243-19-009751 · doc4.xml · nonDerivative · entry 3 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,250 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.23 to $21.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:15 UTC |
Perlmutter Andrew MarkPRESIDENT
|
Disposition to issuerCLASS B COMMON STOCK | 28,258 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-009751 · doc4.xml · nonDerivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Reflects the cancellation for no consideration of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:15 UTC |
Perlmutter Andrew MarkPRESIDENT
|
ConversionCLASS A COMMON STOCK | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-009751 · doc4.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 16:58 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 185,554 | $21.04 | $3,903,406.72 |
DisclosureSEC source: 0001209191-19-019730 · doc4.xml · nonDerivative · entry 6 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 0 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $20.50 to $21.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 16:58 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 40,732 | $21.04 | $856,858.72 |
DisclosureSEC source: 0001209191-19-019730 · doc4.xml · nonDerivative · entry 3 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 0 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $20.50 to $21.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 16:58 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 166,861 | $20.44 | $3,410,572.10 |
DisclosureSEC source: 0001209191-19-019730 · doc4.xml · nonDerivative · entry 5 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 185,554 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $20.00 to $20.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 16:58 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 36,628 | $20.44 | $748,661.67 |
DisclosureSEC source: 0001209191-19-019730 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 40,732 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $20.00 to $20.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| March 12, 2019 Filed Mar 12, 2019 20:01 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 164,000 | $19.88 | $3,260,434.80 |
DisclosureSEC source: 0001209191-19-019027 · doc4.xml · nonDerivative · entry 8 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 352,415 F5 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $19.50 to $20.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| March 12, 2019 Filed Mar 12, 2019 20:01 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 36,000 | $19.88 | $715,705.20 |
DisclosureSEC source: 0001209191-19-019027 · doc4.xml · nonDerivative · entry 4 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 77,360 F5 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $19.50 to $20.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 20:01 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 28,628 | $19.80 | $566,785.73 |
DisclosureSEC source: 0001209191-19-019027 · doc4.xml · nonDerivative · entry 7 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 516,415 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $19.50 to $20.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 20:01 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 6,284 | $19.80 | $124,412.52 |
DisclosureSEC source: 0001209191-19-019027 · doc4.xml · nonDerivative · entry 3 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 113,360 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $19.50 to $20.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 20:01 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 81,590 | $19.79 | $1,614,608.99 |
DisclosureSEC source: 0001209191-19-019027 · doc4.xml · nonDerivative · entry 6 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 545,043 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $19.50 to $20.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 20:01 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 17,910 | $19.79 | $354,426.36 |
DisclosureSEC source: 0001209191-19-019027 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 119,644 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $19.50 to $20.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| March 04, 2019 Filed Mar 4, 2019 17:25 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 7,319 | $21.00 | $153,721.69 |
DisclosureSEC source: 0001209191-19-015788 · doc4.xml · nonDerivative · entry 14 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 626,633 F8 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $21.00 to $21.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| March 04, 2019 Filed Mar 4, 2019 17:25 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 1,607 | $21.00 | $33,751.98 |
DisclosureSEC source: 0001209191-19-015788 · doc4.xml · nonDerivative · entry 7 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 137,554 F8 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $21.00 to $21.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 21:18 UTC |
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
|
GrantOption to Purchase Class A Common Stock · Derivative | 53,000 | $0.00 Strike: $19.89 | $0.00 |
DisclosureSEC source: 0000899243-19-006441 · doc4.xml · derivative · entry 2 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,000 Underlying: Class A Common Stock · 53,000 shares Expires 2029-03-04 F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on March 4, 2020 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 21:18 UTC |
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
|
GrantRestricted Stock Units · Derivative | 5,820 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-006441 · doc4.xml · derivative · entry 1 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,820 Underlying: Class A Common Stock · 5,820 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 21:15 UTC |
Daw Tracy DSEE REMARKS
|
GrantOption to Purchase Class A Common Stock · Derivative | 49,700 | $0.00 Strike: $19.89 | $0.00 |
DisclosureSEC source: 0000899243-19-006438 · doc4.xml · derivative · entry 2 Daw Tracy D · CIK 0001501098 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,700 Underlying: Class A Common Stock · 49,700 shares Expires 2029-03-04 F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on March 4, 2020 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 21:15 UTC |
Daw Tracy DSEE REMARKS
|
GrantRestricted Stock Units · Derivative | 5,470 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-006438 · doc4.xml · derivative · entry 1 Daw Tracy D · CIK 0001501098 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,470 Underlying: Class A Common Stock · 5,470 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 21:15 UTC |
Perlmutter Andrew MarkPRESIDENT
|
GrantOption to Purchase Class A Common Stock · Derivative | 106,500 | $0.00 Strike: $19.89 | $0.00 |
DisclosureSEC source: 0000899243-19-006436 · doc4.xml · derivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,500 Underlying: Class A Common Stock · 106,500 shares Expires 2029-03-04 F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on March 4, 2020 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 21:15 UTC |
Perlmutter Andrew MarkPRESIDENT
|
GrantRestricted Stock Units · Derivative | 11,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-006436 · doc4.xml · derivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,700 Underlying: Class A Common Stock · 11,700 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 17:25 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 19,106 | $24.20 | $462,439.71 |
DisclosureSEC source: 0001209191-19-015788 · doc4.xml · nonDerivative · entry 13 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 633,952 F7 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.04 to $24.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 17:25 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 9,866 | $23.22 | $229,127.98 |
DisclosureSEC source: 0001209191-19-015788 · doc4.xml · nonDerivative · entry 12 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 653,058 F6 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.00 to $23.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 17:25 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 24,319 | $22.66 | $551,146.36 |
DisclosureSEC source: 0001209191-19-015788 · doc4.xml · nonDerivative · entry 11 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 662,924 F5 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.50 to $22.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.