Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Funko, Inc.FNKO · Entity 2463 | Director | July 30, 2023 | August 01, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Funko, Inc.
Report date July 30, 2023 · Filed August 01, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 807,595 |
Reported balance
After 2023-07-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-07-30 · Exercise / conversion · Acquired 666,670 · Balance 807,595 F1: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F2: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-07-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-07-30 · Exercise / conversion · Disposed 666,670 · Balance 0 F1: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F3: On July 30, 2018, the Reporting Person was granted 666,670 restricted stock units, vesting 100% on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into Class A Common Stock on a one-for-one basis.
F2: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
F3: On July 30, 2018, the Reporting Person was granted 666,670 restricted stock units, vesting 100% on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 30, 2023 Filed Aug 1, 2023 23:37 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 666,670 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-036683 · ownership.xml · derivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 666,670 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F3 · derivative.exercise_date: On July 30, 2018, the Reporting Person was granted 666,670 restricted stock units, vesting 100% on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F3 · derivative.expiration_date: On July 30, 2018, the Reporting Person was granted 666,670 restricted stock units, vesting 100% on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| July 30, 2023 Filed Aug 1, 2023 23:37 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 666,670 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-036683 · ownership.xml · nonDerivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 807,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| May 01, 2023 Filed May 3, 2023 00:35 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 18,081 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-016835 · ownership.xml · derivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,081 Underlying: Class A Common Stock · 18,081 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F3 · derivative.exercise_date: On April 29, 2020, the Reporting Person was granted 72,324 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F3 · derivative.expiration_date: On April 29, 2020, the Reporting Person was granted 72,324 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| May 01, 2023 Filed May 3, 2023 00:35 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 18,081 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-016835 · ownership.xml · nonDerivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 23:01 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 11,208 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-011685 · doc4.xml · derivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,415 Underlying: Class A Common Stock · 11,208 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F3 · derivative.exercise_date: On April 21, 2021, the Reporting Person was granted 44,830 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F3 · derivative.expiration_date: On April 21, 2021, the Reporting Person was granted 44,830 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 23:01 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 11,208 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-011685 · doc4.xml · nonDerivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| April 17, 2023 Filed Apr 19, 2023 20:48 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 4,688 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-013498 · ownership.xml · derivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F3 · derivative.exercise_date: On April 17, 2019, the Reporting Person was granted 18,750 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 17, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F3 · derivative.expiration_date: On April 17, 2019, the Reporting Person was granted 18,750 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 17, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 17, 2023 Filed Apr 19, 2023 20:48 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 4,688 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-013498 · ownership.xml · nonDerivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| March 08, 2023 Filed Mar 11, 2023 01:45 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 10,857 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-008197 · doc4.xml · derivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,571 Underlying: Class A Common Stock · 10,857 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F3 · derivative.exercise_date: On March 8, 2022, the Reporting Person was granted 43,428 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F3 · derivative.expiration_date: On March 8, 2022, the Reporting Person was granted 43,428 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 08, 2023 Filed Mar 11, 2023 01:45 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionClass A Common Stock | 10,857 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-008197 · doc4.xml · nonDerivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 00:58 UTC | Funko, Inc. FNKO · Entity 2463 | GrantOption to Purchase Class A Common Stock · Derivative | 78,100 | $0.00 Strike: $9.77 | $0.00 |
DisclosureSEC source: 0000899243-23-007416 · doc4.xml · derivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,100 Underlying: Class A Common Stock · 78,100 shares Expires 2033-03-06 F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 6, 2023 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 00:58 UTC | Funko, Inc. FNKO · Entity 2463 | GrantRestricted Stock Units · Derivative | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-007416 · doc4.xml · derivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Class A Common Stock · 62,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| June 27, 2022 Filed Jun 30, 2022 20:05 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 8,665 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-024591 · doc4.xml · derivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 8,665 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F3 · derivative.exercise_date: On June 27, 2018, the Reporting Person was granted 34,660 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F3 · derivative.expiration_date: On June 27, 2018, the Reporting Person was granted 34,660 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| June 27, 2022 Filed Jun 30, 2022 20:05 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionClass A Common Stock | 8,665 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-024591 · doc4.xml · nonDerivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| May 06, 2022 Filed May 11, 2022 01:00 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-017523 · doc4.xml · derivative · entry 5 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,675,493 Underlying: Class A Common Stock · 225,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| May 06, 2022 Filed May 11, 2022 01:00 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 132,592 | $20.20 | $2,677,907.59 |
DisclosureSEC source: 0000899243-22-017523 · doc4.xml · nonDerivative · entry 4 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,426 F4 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.70 to $20.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 06, 2022 Filed May 11, 2022 01:00 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 92,408 | $19.47 | $1,798,888.05 |
DisclosureSEC source: 0000899243-22-017523 · doc4.xml · nonDerivative · entry 3 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,018 F4 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.70 to $19.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 06, 2022 Filed May 11, 2022 01:00 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerClass B Common Stock | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-017523 · doc4.xml · nonDerivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,016,633 F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. F2 · price: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. F3 · balance_after: On May 3, 2022, the common units of Funko Acquisition Holdings, L.L.C. were recapitalized through a reverse unit split, which resulted in the cancellation of approximately 0.9 million outstanding shares of the Issuer's Class B common stock in accordance with the Issuer's amended and restated certificate of incorporation (the "Recapitalization"). As a result of the Recapitalization, the common units and shares of Class B common stock beneficially owned by the Reporting Person were reduced by 195,993 and 128,046, respectively. Read SEC document |
| May 06, 2022 Filed May 11, 2022 01:00 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionClass A Common Stock | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-017523 · doc4.xml · nonDerivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| April 29, 2022 Filed May 4, 2022 00:07 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 18,081 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-016464 · doc4.xml · derivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,162 Underlying: Class A Common Stock · 18,081 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 72,324 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 72,324 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 72,324 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 29, 2022 Filed May 4, 2022 00:07 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionClass A Common Stock | 18,081 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-016464 · doc4.xml · nonDerivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| April 21, 2022 Filed Apr 22, 2022 00:11 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 11,207 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-015366 · doc4.xml · derivative · entry 6 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,623 Underlying: Class A Common Stock · 11,207 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F5 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F5 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 21, 2022 Filed Apr 22, 2022 00:11 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionClass A Common Stock | 11,207 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-015366 · doc4.xml · nonDerivative · entry 4 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,345 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 00:11 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 16,820 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-015366 · doc4.xml · derivative · entry 5 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,096,486 Underlying: Class A Common Stock · 16,820 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 00:11 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 16,820 | $17.65 | $296,873.00 |
DisclosureSEC source: 0000899243-22-015366 · doc4.xml · nonDerivative · entry 3 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,138 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.50 to $17.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 00:11 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerClass B Common Stock | 16,820 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-015366 · doc4.xml · nonDerivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,369,679 F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. F2 · price: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 00:11 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionClass A Common Stock | 16,820 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-015366 · doc4.xml · nonDerivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| April 17, 2022 Filed Apr 20, 2022 01:00 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 4,687 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-015127 · doc4.xml · derivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,688 Underlying: Class A Common Stock · 4,687 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F3 · derivative.exercise_date: On April 17, 2019, the Reporting Person was granted 18,750 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 17, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F3 · derivative.expiration_date: On April 17, 2019, the Reporting Person was granted 18,750 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 17, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 17, 2022 Filed Apr 20, 2022 01:00 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 4,687 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-015127 · doc4.xml · nonDerivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,138 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| April 12, 2022 Filed Apr 13, 2022 22:04 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 69,492 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-014726 · doc4.xml · derivative · entry 8 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,113,306 Underlying: Class A Common Stock · 69,492 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| April 12, 2022 Filed Apr 13, 2022 22:04 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 69,492 | $17.91 | $1,244,323.75 |
DisclosureSEC source: 0000899243-22-014726 · doc4.xml · nonDerivative · entry 6 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,451 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.50 to $18.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F6 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| April 12, 2022 Filed Apr 13, 2022 22:04 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerClass B Common Stock | 69,492 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-014726 · doc4.xml · nonDerivative · entry 5 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,386,499 F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. F2 · price: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
| April 12, 2022 Filed Apr 13, 2022 22:04 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionClass A Common Stock | 69,492 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-014726 · doc4.xml · nonDerivative · entry 4 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,943 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| April 11, 2022 Filed Apr 13, 2022 22:04 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 38,688 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-014726 · doc4.xml · derivative · entry 7 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,182,798 Underlying: Class A Common Stock · 38,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| April 11, 2022 Filed Apr 13, 2022 22:04 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 38,688 | $17.92 | $693,230.93 |
DisclosureSEC source: 0000899243-22-014726 · doc4.xml · nonDerivative · entry 3 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,451 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.715 to $18.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 11, 2022 Filed Apr 13, 2022 22:04 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerClass B Common Stock | 38,688 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-014726 · doc4.xml · nonDerivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,455,991 F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. F2 · price: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
| April 11, 2022 Filed Apr 13, 2022 22:04 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionClass A Common Stock | 38,688 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-014726 · doc4.xml · nonDerivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| March 08, 2022 Filed Mar 11, 2022 00:09 UTC | Funko, Inc. FNKO · Entity 2463 | GrantOption to Purchase Class A Common Stock · Derivative | 54,300 | $0.00 Strike: $17.09 | $0.00 |
DisclosureSEC source: 0000899243-22-010576 · doc4.xml · derivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,300 Underlying: Class A Common Stock · 54,300 shares Expires 2032-03-08 F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 8, 2022 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 08, 2022 Filed Mar 11, 2022 00:09 UTC | Funko, Inc. FNKO · Entity 2463 | GrantRestricted Stock Units · Derivative | 43,428 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-010576 · doc4.xml · derivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,428 Underlying: Class A Common Stock · 43,428 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 04, 2022 Filed Mar 9, 2022 01:42 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 106,720 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-010038 · doc4.xml · derivative · entry 4 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,221,486 Underlying: Class A Common Stock · 106,720 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| March 04, 2022 Filed Mar 9, 2022 01:42 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 106,720 | $20.20 | $2,156,266.93 |
DisclosureSEC source: 0000899243-22-010038 · doc4.xml · nonDerivative · entry 3 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,451 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F5 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| March 04, 2022 Filed Mar 9, 2022 01:42 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerClass B Common Stock | 106,720 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-010038 · doc4.xml · nonDerivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,494,679 F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. F2 · price: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
| March 04, 2022 Filed Mar 9, 2022 01:42 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionClass A Common Stock | 106,720 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-010038 · doc4.xml · nonDerivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| November 08, 2021 Filed Nov 9, 2021 21:43 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 24,728 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-043652 · doc4.xml · derivative · entry 8 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,328,206 Underlying: Class A Common Stock · 24,728 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| November 08, 2021 Filed Nov 9, 2021 21:43 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 24,728 | $19.87 | $491,288.49 |
DisclosureSEC source: 0000899243-21-043652 · doc4.xml · nonDerivative · entry 6 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,451 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.35 to $20.065, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F6 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| November 08, 2021 Filed Nov 9, 2021 21:43 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerClass B Common Stock | 24,728 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-043652 · doc4.xml · nonDerivative · entry 5 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,601,399 F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
| November 08, 2021 Filed Nov 9, 2021 21:43 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionClass A Common Stock | 24,728 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-043652 · doc4.xml · nonDerivative · entry 4 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 21:43 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 54,811 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-043652 · doc4.xml · derivative · entry 7 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,352,934 Underlying: Class A Common Stock · 54,811 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 21:43 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 54,811 | $19.55 | $1,071,812.66 |
DisclosureSEC source: 0000899243-21-043652 · doc4.xml · nonDerivative · entry 3 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,451 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.35 to $19.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 21:43 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerClass B Common Stock | 54,811 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-043652 · doc4.xml · nonDerivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,626,127 F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.