Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Funko, Inc.FNKO · Entity 2463 | CHIEF LEGAL OFFICER | March 17, 2026 | March 19, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Funko, Inc.
Report date March 17, 2026 · Filed March 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 47,016 |
Reported balance
After 2026-03-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-18 · Sale · Disposed 12,793 · Balance 47,016 F1: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 11, 2025 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.50 to $3.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 123,750 |
Reported balance
After 2026-03-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-03-17 · Grant · Acquired 123,750 · Balance 123,750 F4: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F5: The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 17, 2026, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 11, 2025 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.50 to $3.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
F4: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F5: The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 17, 2026, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 18, 2026 Filed Mar 19, 2026 21:59 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 12,793 | $3.65 | $46,656.07 |
DisclosureSEC source: 0001501098-26-000006 · wk-form4_1773957580.xml · nonDerivative · entry 1 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 47,016 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 11, 2025 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.50 to $3.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| March 17, 2026 Filed Mar 19, 2026 21:59 UTC | Funko, Inc. FNKO · Entity 2463 | GrantRestricted Stock Units · Derivative | 123,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001501098-26-000006 · wk-form4_1773957580.xml · derivative · entry 2 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 123,750 Underlying: CLASS A COMMON STOCK · 123,750 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F5 · derivative.exercise_date: The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 17, 2026, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F5 · derivative.expiration_date: The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 17, 2026, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 13, 2026 Filed Mar 16, 2026 22:17 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 12,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001501098-26-000004 · wk-form4_1773699437.xml · derivative · entry 4 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,200 Underlying: CLASS A COMMON STOCK · 12,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F4 · derivative.exercise_date: On March 13, 2024, the Reporting Person was granted 50,400 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 13, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F4 · derivative.expiration_date: On March 13, 2024, the Reporting Person was granted 50,400 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 13, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 13, 2026 Filed Mar 16, 2026 22:17 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 12,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001501098-26-000004 · wk-form4_1773699437.xml · nonDerivative · entry 2 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| March 12, 2026 Filed Mar 16, 2026 22:17 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 9,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001501098-26-000004 · wk-form4_1773699437.xml · derivative · entry 3 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,302 Underlying: CLASS A COMMON STOCK · 9,767 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F3 · derivative.exercise_date: On March 12, 2025, the Reporting Person was granted 39,069 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 12, 2025, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F3 · derivative.expiration_date: On March 12, 2025, the Reporting Person was granted 39,069 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 12, 2025, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 12, 2026 Filed Mar 16, 2026 22:17 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 9,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001501098-26-000004 · wk-form4_1773699437.xml · nonDerivative · entry 1 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| March 08, 2026 Filed Mar 10, 2026 22:28 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 4,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001501098-26-000002 · wk-form4_1773181688.xml · derivative · entry 4 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 4,343 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F4 · derivative.exercise_date: On March 8, 2022, the Reporting Person was granted 17,372 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F4 · derivative.expiration_date: On March 8, 2022, the Reporting Person was granted 17,372 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 08, 2026 Filed Mar 10, 2026 22:28 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 4,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001501098-26-000002 · wk-form4_1773181688.xml · nonDerivative · entry 2 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| March 06, 2026 Filed Mar 10, 2026 22:28 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 5,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001501098-26-000002 · wk-form4_1773181688.xml · derivative · entry 3 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,274 Underlying: CLASS A COMMON STOCK · 5,273 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F3 · derivative.exercise_date: On March 6, 2023, the Reporting Person was granted 21,094 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F3 · derivative.expiration_date: On March 6, 2023, the Reporting Person was granted 21,094 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 06, 2026 Filed Mar 10, 2026 22:28 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 5,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001501098-26-000002 · wk-form4_1773181688.xml · nonDerivative · entry 1 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| April 24, 2025 Filed Apr 28, 2025 23:01 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 1,495 | $4.03 | $6,024.85 |
DisclosureSEC source: 0001704711-25-000061 · wk-form4_1745881283.xml · nonDerivative · entry 1 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 27,826 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 13, 2025 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| April 21, 2025 Filed Apr 24, 2025 00:51 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 2,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-25-000059 · wk-form4_1745455871.xml · derivative · entry 2 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 2,989 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F3 · derivative.exercise_date: On April 21, 2021, the Reporting Person was granted 11,955 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F3 · derivative.expiration_date: On April 21, 2021, the Reporting Person was granted 11,955 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 21, 2025 Filed Apr 24, 2025 00:51 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 2,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-25-000059 · wk-form4_1745455871.xml · nonDerivative · entry 1 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| March 18, 2025 Filed Mar 19, 2025 01:06 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 18,608 | $7.14 | $132,937.41 |
DisclosureSEC source: 0001704711-25-000050 · wk-form4_1742346394.xml · nonDerivative · entry 1 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 26,332 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.07 to $7.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| March 13, 2025 Filed Mar 14, 2025 23:39 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 12,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-25-000040 · wk-form4_1741995573.xml · derivative · entry 7 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,800 Underlying: CLASS A COMMON STOCK · 12,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F7 · derivative.exercise_date: On March 13, 2024, the Reporting Person was granted 50,400 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of March 13, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F7 · derivative.expiration_date: On March 13, 2024, the Reporting Person was granted 50,400 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of March 13, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 13, 2025 Filed Mar 14, 2025 23:39 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-25-000040 · wk-form4_1741995573.xml · derivative · entry 6 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F6 · derivative.exercise_date: On March 13, 2024, the Reporting Person was granted 15,000 RSUs vesting in full on March 13, 2025, subject to the Reporting Person's continued employment with the Issuer through the vesting date. F6 · derivative.expiration_date: On March 13, 2024, the Reporting Person was granted 15,000 RSUs vesting in full on March 13, 2025, subject to the Reporting Person's continued employment with the Issuer through the vesting date. Read SEC document |
| March 13, 2025 Filed Mar 14, 2025 23:39 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-25-000040 · wk-form4_1741995573.xml · nonDerivative · entry 3 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F3 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| March 13, 2025 Filed Mar 14, 2025 23:39 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 12,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-25-000040 · wk-form4_1741995573.xml · nonDerivative · entry 2 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| March 12, 2025 Filed Mar 14, 2025 23:39 UTC | Funko, Inc. FNKO · Entity 2463 | GrantOption to Purchase Class A Common Stock · Derivative | 29,300 | $0.00 Strike: $7.38 | $0.00 |
DisclosureSEC source: 0001704711-25-000040 · wk-form4_1741995573.xml · derivative · entry 5 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,300 Underlying: CLASS A COMMON STOCK · 29,300 shares Expires 2035-03-12 F5 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 12, 2025 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 12, 2025 Filed Mar 14, 2025 23:39 UTC | Funko, Inc. FNKO · Entity 2463 | GrantRestricted Stock Units · Derivative | 39,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-25-000040 · wk-form4_1741995573.xml · derivative · entry 4 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,069 Underlying: CLASS A COMMON STOCK · 39,069 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F4 · derivative.exercise_date: The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 12, 2025, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F4 · derivative.expiration_date: The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 12, 2025, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 12, 2025 Filed Mar 14, 2025 23:39 UTC | Funko, Inc. FNKO · Entity 2463 | GrantCLASS A COMMON STOCK | 1,361 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-25-000040 · wk-form4_1741995573.xml · nonDerivative · entry 1 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,340 F1 · shares: Reflects partial vesting of performance conditions associated with a previously awarded performance stock unit. Read SEC document |
| March 08, 2025 Filed Mar 10, 2025 23:46 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 4,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-25-000018 · wk-form4_1741650378.xml · derivative · entry 4 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,343 Underlying: CLASS A COMMON STOCK · 4,343 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F4 · derivative.exercise_date: On March 8, 2022, the Reporting Person was granted 17,372 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F4 · derivative.expiration_date: On March 8, 2022, the Reporting Person was granted 17,372 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 08, 2025 Filed Mar 10, 2025 23:46 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 4,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-25-000018 · wk-form4_1741650378.xml · nonDerivative · entry 2 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 23:46 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 5,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-25-000018 · wk-form4_1741650378.xml · derivative · entry 3 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,547 Underlying: CLASS A COMMON STOCK · 5,274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F3 · derivative.exercise_date: The 21,094 RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F3 · derivative.expiration_date: The 21,094 RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 23:46 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 5,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-25-000018 · wk-form4_1741650378.xml · nonDerivative · entry 1 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| December 20, 2024 Filed Dec 20, 2024 22:36 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionOption to Purchase Class A Common Stock · Derivative | 14,650 | $0.00 Strike: $4.01 | $0.00 |
DisclosureSEC source: 0001704711-24-000165 · wk-form4_1734734209.xml · derivative · entry 3 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 14,650 Underlying: CLASS A COMMON STOCK · 14,650 shares Expires 2030-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Shares were exercised pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 13, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| December 20, 2024 Filed Dec 20, 2024 22:36 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 14,650 | $12.55 | $183,901.45 |
DisclosureSEC source: 0001704711-24-000165 · wk-form4_1734734209.xml · nonDerivative · entry 2 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,362 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 13, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.61, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The total number of Class A Common Stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| December 20, 2024 Filed Dec 20, 2024 22:36 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 14,650 | $4.01 | $58,746.50 |
DisclosureSEC source: 0001704711-24-000165 · wk-form4_1734734209.xml · nonDerivative · entry 1 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 21,012 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2024 Filed Sep 17, 2024 22:48 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 10,000 | $12.00 | $120,000.00 |
DisclosureSEC source: 0001704711-24-000144 · wk-form4_1726613277.xml · nonDerivative · entry 1 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,362 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 15, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 20:06 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 20,000 | $9.33 | $186,502.00 |
DisclosureSEC source: 0001704711-24-000124 · wk-form4_1720037175.xml · nonDerivative · entry 1 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 16,362 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 15, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.15 to $9.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 20:46 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 26,063 | $10.11 | $263,609.00 |
DisclosureSEC source: 0001704711-24-000118 · wk-form4_1718397954.xml · nonDerivative · entry 1 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,362 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 13, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| April 30, 2024 Filed May 1, 2024 23:24 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 3,755 | $6.06 | $22,762.43 |
DisclosureSEC source: 0001704711-24-000064 · wk-form4_1714605832.xml · nonDerivative · entry 2 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,425 F2 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in September 13, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| April 29, 2024 Filed May 1, 2024 23:24 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 4,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000064 · wk-form4_1714605832.xml · derivative · entry 3 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 4,521 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F5 · derivative.exercise_date: On April 29, 2020, the Reporting Person was granted 18,081 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F5 · derivative.expiration_date: On April 29, 2020, the Reporting Person was granted 18,081 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 29, 2024 Filed May 1, 2024 23:24 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 4,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000064 · wk-form4_1714605832.xml · nonDerivative · entry 1 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| April 21, 2024 Filed Apr 23, 2024 20:46 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 2,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000052 · wk-form4_1713905178.xml · derivative · entry 2 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,989 Underlying: CLASS A COMMON STOCK · 2,989 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F3 · derivative.exercise_date: On April 21, 2021, the Reporting Person was granted 11,955 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F3 · derivative.expiration_date: On April 21, 2021, the Reporting Person was granted 11,955 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 21, 2024 Filed Apr 23, 2024 20:46 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 2,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000052 · wk-form4_1713905178.xml · nonDerivative · entry 1 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| April 03, 2024 Filed Apr 4, 2024 23:07 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 7,500 | $6.08 | $45,567.75 |
DisclosureSEC source: 0001704711-24-000046 · wk-form4_1712272018.xml · nonDerivative · entry 1 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,670 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in September 13, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.04 to $6.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| March 29, 2024 Filed Apr 2, 2024 23:17 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000039 · wk-form4_1712099811.xml · derivative · entry 2 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F3 · derivative.exercise_date: On August 11, 2023, the Reporting Person was granted 15,000 RSUs vesting in full on March 29, 2024, subject to the Reporting Person's continued employment with the Issuer through the vesting date. F3 · derivative.expiration_date: On August 11, 2023, the Reporting Person was granted 15,000 RSUs vesting in full on March 29, 2024, subject to the Reporting Person's continued employment with the Issuer through the vesting date. Read SEC document |
| March 29, 2024 Filed Apr 2, 2024 23:17 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000039 · wk-form4_1712099811.xml · nonDerivative · entry 1 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 22:30 UTC | Funko, Inc. FNKO · Entity 2463 | GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000027 · wk-form4_1710541809.xml · derivative · entry 3 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: CLASS A COMMON STOCK · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F4 · derivative.exercise_date: The RSUs vest in full on March 13, 2025, subject to the Reporting Person's continued employment with the Issuer through the vesting date. F4 · derivative.expiration_date: The RSUs vest in full on March 13, 2025, subject to the Reporting Person's continued employment with the Issuer through the vesting date. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 22:30 UTC | Funko, Inc. FNKO · Entity 2463 | GrantOption to Purchase Class A Common Stock · Derivative | 125,900 | $0.00 Strike: $6.37 | $0.00 |
DisclosureSEC source: 0001704711-24-000027 · wk-form4_1710541809.xml · derivative · entry 2 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,900 Underlying: CLASS A COMMON STOCK · 125,900 shares Expires 2034-03-13 F3 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 13, 2024 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 22:30 UTC | Funko, Inc. FNKO · Entity 2463 | GrantRestricted Stock Units · Derivative | 50,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000027 · wk-form4_1710541809.xml · derivative · entry 1 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,400 Underlying: CLASS A COMMON STOCK · 50,400 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2 · derivative.exercise_date: The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 13, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.expiration_date: The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 13, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 23:10 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 4,808 | $6.45 | $31,034.68 |
DisclosureSEC source: 0001704711-24-000021 · wk-form4_1710371403.xml · nonDerivative · entry 1 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 51,170 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in September 13, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.24 to $6.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| March 08, 2024 Filed Mar 8, 2024 23:55 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 4,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000015 · wk-form4_1709942104.xml · derivative · entry 4 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,686 Underlying: CLASS A COMMON STOCK · 4,343 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F4 · derivative.exercise_date: On March 8, 2022, the Reporting Person was granted 17,372 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F4 · derivative.expiration_date: On March 8, 2022, the Reporting Person was granted 17,372 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 08, 2024 Filed Mar 8, 2024 23:55 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 4,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000015 · wk-form4_1709942104.xml · nonDerivative · entry 2 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 23:55 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 5,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000015 · wk-form4_1709942104.xml · derivative · entry 3 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,821 Underlying: CLASS A COMMON STOCK · 5,273 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F3 · derivative.exercise_date: On March 6, 2023, the Reporting Person was granted 21,094 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F3 · derivative.expiration_date: On March 6, 2023, the Reporting Person was granted 21,094 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 23:55 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 5,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000015 · wk-form4_1709942104.xml · nonDerivative · entry 1 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 20:30 UTC | Funko, Inc. FNKO · Entity 2463 | GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-042822 · ownership.xml · derivative · entry 1 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in full on March 29, 2024, subject to the Reporting Person's continued employment with the Issuer through the vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in full on March 29, 2024, subject to the Reporting Person's continued employment with the Issuer through the vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in full on March 29, 2024, subject to the Reporting Person's continued employment with the Issuer through the vesting date. Read SEC document |
| May 02, 2023 Filed May 3, 2023 00:28 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 3,004 | $9.40 | $28,252.02 |
DisclosureSEC source: 0000950170-23-016830 · ownership.xml · nonDerivative · entry 2 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 46,362 F3 · shares: Shares were sold to cover taxes following the vesting of restricted stock units pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2022. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.34 to $9.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| May 01, 2023 Filed May 3, 2023 00:28 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 4,520 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-016830 · ownership.xml · derivative · entry 3 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,521 Underlying: Class A Common Stock · 4,520 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F5 · derivative.exercise_date: On April 29, 2020, the Reporting Person was granted 18,081 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F5 · derivative.expiration_date: On April 29, 2020, the Reporting Person was granted 18,081 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.