Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Funko, Inc.FNKO · Entity 2463 | CHIEF FINANCIAL OFFICER | June 27, 2019 | July 01, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Funko, Inc.
Report date June 27, 2019 · Filed July 01, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 2,155 |
Ending reported balance
After 2019-06-27 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-06-27 · Exercise / conversion · Acquired 2,155 · Balance 2,155 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, par value $0.0001 per share ( "Class A Shares"), or, at the election of the Issuer, an equivalent cash payment. Row 2 · 2019-06-27 · Conversion · Acquired 11,514 · Balance 13,669 F2: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A Shares, on a 1-to-1 basis. The Common Units have no expiration date. Row 3 · 2019-06-27 · Sale · Disposed 11,514 · Balance 2,155 F3: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,465 |
Reported balance
After 2019-06-27 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-06-27 · Exercise / conversion · Disposed 2,155 · Balance 6,465 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, par value $0.0001 per share ( "Class A Shares"), or, at the election of the Issuer, an equivalent cash payment. F5: On June 27, 2018, the Reporting Person was granted 8,620 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |
| Common UnitsSEC Table II · derivative / convertible security | Direct | 191,823 |
Reported balance
After 2019-06-27 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-06-27 · Conversion · Disposed 11,514 · Balance 191,823 F2: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A Shares, on a 1-to-1 basis. The Common Units have no expiration date. F6: 122,603 Common Units are vested and 69,220 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued service with the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, par value $0.0001 per share ( "Class A Shares"), or, at the election of the Issuer, an equivalent cash payment.
F2: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A Shares, on a 1-to-1 basis. The Common Units have no expiration date.
F3: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5: On June 27, 2018, the Reporting Person was granted 8,620 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F6: 122,603 Common Units are vested and 69,220 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued service with the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 27, 2019 Filed Jul 1, 2019 20:18 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 11,514 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-018607 · doc4.xml · derivative · entry 5 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,823 Underlying: Class A Common Stock · 11,514 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A Shares, on a 1-to-1 basis. The Common Units have no expiration date. F2 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A Shares, on a 1-to-1 basis. The Common Units have no expiration date. F2 · derivative.exercise_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A Shares, on a 1-to-1 basis. The Common Units have no expiration date. F2 · derivative.expiration_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A Shares, on a 1-to-1 basis. The Common Units have no expiration date. F6 · balance_after: 122,603 Common Units are vested and 69,220 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 20:18 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 2,155 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-018607 · doc4.xml · derivative · entry 4 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,465 Underlying: Class A Common Stock · 2,155 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, par value $0.0001 per share ( "Class A Shares"), or, at the election of the Issuer, an equivalent cash payment. F5 · derivative.exercise_date: On June 27, 2018, the Reporting Person was granted 8,620 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F5 · derivative.expiration_date: On June 27, 2018, the Reporting Person was granted 8,620 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 20:18 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 11,514 | $25.09 | $288,855.17 |
DisclosureSEC source: 0000899243-19-018607 · doc4.xml · nonDerivative · entry 3 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,155 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 20:18 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionClass A Common Stock | 11,514 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-018607 · doc4.xml · nonDerivative · entry 2 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A Shares, on a 1-to-1 basis. The Common Units have no expiration date. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 20:18 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionClass A Common Stock | 2,155 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-018607 · doc4.xml · nonDerivative · entry 1 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, par value $0.0001 per share ( "Class A Shares"), or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 21:52 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-018225 · doc4.xml · derivative · entry 3 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,337 Underlying: Class A Common Stock · 1,155 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · derivative.exercise_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · derivative.expiration_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F3 · balance_after: 134,117 Common Units are vested and 69,220 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 21:52 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 1,155 | $25.00 | $28,875.00 |
DisclosureSEC source: 0000899243-19-018225 · doc4.xml · nonDerivative · entry 2 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 21:52 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCLASS A COMMON STOCK | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-018225 · doc4.xml · nonDerivative · entry 1 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. Read SEC document |
| June 21, 2019 Filed Jun 24, 2019 21:38 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 27,331 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-017970 · doc4.xml · derivative · entry 8 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,492 Underlying: Class A Common Stock · 27,331 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · derivative.exercise_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · derivative.expiration_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F7 · balance_after: 135,272 Common Units are vested and 69,220 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 21, 2019 Filed Jun 24, 2019 21:38 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 27,331 | $25.01 | $683,581.11 |
DisclosureSEC source: 0000899243-19-017970 · doc4.xml · nonDerivative · entry 6 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 21, 2019 Filed Jun 24, 2019 21:38 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerCLASS B COMMON STOCK | 24,163 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-017970 · doc4.xml · nonDerivative · entry 5 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
| June 21, 2019 Filed Jun 24, 2019 21:38 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCLASS A COMMON STOCK | 27,331 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-017970 · doc4.xml · nonDerivative · entry 4 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 21:38 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 13,150 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-017970 · doc4.xml · derivative · entry 7 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,823 Underlying: Class A Common Stock · 13,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · derivative.exercise_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · derivative.expiration_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F6 · balance_after: 162,603 Common Units are vested and 69,220 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 21:38 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 13,150 | $22.81 | $299,940.98 |
DisclosureSEC source: 0000899243-19-017970 · doc4.xml · nonDerivative · entry 3 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $23.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 21:38 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerCLASS B COMMON STOCK | 13,150 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-017970 · doc4.xml · nonDerivative · entry 2 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,163 F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 21:38 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCLASS A COMMON STOCK | 13,150 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-017970 · doc4.xml · nonDerivative · entry 1 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. Read SEC document |
| June 10, 2019 Filed Jun 13, 2019 00:29 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 6,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-016718 · doc4.xml · derivative · entry 4 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,973 Underlying: Class A Common Stock · 6,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · derivative.exercise_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · derivative.expiration_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F5 · balance_after: 175,753 Common Units are vested and 69,220 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 10, 2019 Filed Jun 13, 2019 00:29 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 6,850 | $22.51 | $154,164.05 |
DisclosureSEC source: 0000899243-19-016718 · doc4.xml · nonDerivative · entry 3 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 10, 2019 Filed Jun 13, 2019 00:29 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerCLASS B COMMON STOCK | 6,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-016718 · doc4.xml · nonDerivative · entry 2 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,313 F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
| June 10, 2019 Filed Jun 13, 2019 00:29 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCLASS A COMMON STOCK | 6,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-016718 · doc4.xml · nonDerivative · entry 1 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:16 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-012018 · doc4.xml · derivative · entry 4 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,823 Underlying: Class A Common Stock · 40,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:16 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 40,000 | $20.14 | $805,568.00 |
DisclosureSEC source: 0000899243-19-012018 · doc4.xml · nonDerivative · entry 3 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 17, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.70 to $20.50, inclusive. The Reporting Person undertakes to provide to Funko, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:16 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerCLASS B COMMON STOCK | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-012018 · doc4.xml · nonDerivative · entry 2 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,163 F2 · kind: Reflects the cancellation for no consideration of a number shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:16 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCLASS A COMMON STOCK | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-012018 · doc4.xml · nonDerivative · entry 1 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 21:18 UTC | Funko, Inc. FNKO · Entity 2463 | GrantOption to Purchase Class A Common Stock · Derivative | 53,000 | $0.00 Strike: $19.89 | $0.00 |
DisclosureSEC source: 0000899243-19-006441 · doc4.xml · derivative · entry 2 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,000 Underlying: Class A Common Stock · 53,000 shares Expires 2029-03-04 F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on March 4, 2020 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 21:18 UTC | Funko, Inc. FNKO · Entity 2463 | GrantRestricted Stock Units · Derivative | 5,820 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-006441 · doc4.xml · derivative · entry 1 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,820 Underlying: Class A Common Stock · 5,820 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 22:16 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-024944 · doc4.xml · derivative · entry 6 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,823 Underlying: CLASS A COMMON STOCK · 40,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 22:16 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 200 | $21.14 | $4,228.00 |
DisclosureSEC source: 0000899243-18-024944 · doc4.xml · nonDerivative · entry 5 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 17, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 22:16 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 32,879 | $20.52 | $674,512.69 |
DisclosureSEC source: 0000899243-18-024944 · doc4.xml · nonDerivative · entry 4 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 17, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.08 to $21.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 22:16 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 6,921 | $19.72 | $136,448.90 |
DisclosureSEC source: 0000899243-18-024944 · doc4.xml · nonDerivative · entry 3 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,079 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 17, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.08 to $20.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 22:16 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerCLASS B COMMON STOCK | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-024944 · doc4.xml · nonDerivative · entry 2 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,163 F2 · kind: Reflects the cancellation for no consideration of a number shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 22:16 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCLASS A COMMON STOCK | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-024944 · doc4.xml · nonDerivative · entry 1 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 20:37 UTC | Funko, Inc. FNKO · Entity 2463 | GrantOption to Purchase Class A Common Stock · Derivative | 78,350 | $0.00 Strike: $11.71 | $0.00 |
DisclosureSEC source: 0000899243-18-018736 · doc4.xml · derivative · entry 2 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,350 Underlying: Class A Common Stock · 78,350 shares Expires 2028-06-27 F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on June 27, 2019 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 20:37 UTC | Funko, Inc. FNKO · Entity 2463 | GrantRestricted Stock Units · Derivative | 8,620 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-018736 · doc4.xml · derivative · entry 1 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,620 Underlying: Class A Common Stock · 8,620 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through forth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through forth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through forth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.